Securities and Exchange Commission October 10, 2007 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting

Document Number: E7-19923

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19923.html

IronBridge Capital Management LP; The Hirtle Callaghan Trust; Notice of Application

Document Number: E7-19913

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19913.html

Franklin Portfolio Associates, LLC; The Hirtle Callaghan Trust; Notice of Application

Document Number: E7-19912

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19912.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Fee Charged to Member Organizations for the Approval of Pre-Qualified Substitutes

Document Number: E7-19911

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19911.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Hybrid Electronic Quoting Fee

Document Number: E7-19910

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19910.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges

Document Number: E7-19909

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19909.html

Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) and Rule 104 (Dealings by Specialists)

Document Number: E7-19908

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19908.html

Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol

Document Number: E7-19907

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19907.html

Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements

Document Number: E7-19906

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19906.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend the Hybrid Opening System Opening Rotations Rules

Document Number: E7-19905

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19905.html

Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities

Document Number: E7-19870

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19870.html

Proposed Collection; Comment Request

Document Number: E7-19856

Type: Notice

Date: 2007-10-10

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19856.html

Proposed Collection; Comment Request