Federal Deposit Insurance Corporation August 31, 2020 – Federal Register Recent Federal Regulation Documents

Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Document Number: 2020-16468
Type: Rule
Date: 2020-08-31
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions, Securities and Exchange Commission
The Agencies, in accordance with section 205(h) of the Dodd- Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''), are jointly adopting a final rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act (``Title II'').