Commodity Futures Trading Commission October 21, 2020 – Federal Register Recent Federal Regulation Documents

Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations
Document Number: 2020-21306
Type: Rule
Date: 2020-10-21
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (Commission) is adopting regulations that will permit derivatives clearing organizations (DCOs) organized outside of the United States (hereinafter referred to as ``non-U.S. DCOs'') to be registered with the Commission yet comply with the core principles applicable to DCOs set forth in the Commodity Exchange Act (CEA) through compliance with their home country regulatory regimes, subject to certain conditions and limitations. The Commission is also amending certain related delegation provisions in its regulations.
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