Commodity Futures Trading Commission February 19, 2020 – Federal Register Recent Federal Regulation Documents

Swap Execution Facility Requirements and Real-Time Reporting Requirements
Document Number: 2020-02721
Type: Proposed Rule
Date: 2020-02-19
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') proposes to amend certain parts of its regulations relating to the execution of package transactions on swap execution facilities (``SEFs''); the execution of block trades on SEFs; and the resolution of error trades on SEFs. These matters are currently the subject of relief in certain no-action letters from Commission staff.
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