Commodity Futures Trading Commission November 16, 2016 – Federal Register Recent Federal Regulation Documents

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Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates

Document Number: 2016-27525

Type: Rule

Date: 2016-11-16

Agency: Commodity Futures Trading Commission, Agencies and Commissions

The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations regarding the timing for furnishing to the Commission the chief compliance officer (``CCO'') annual reports of futures commission merchants (``FCMs''), swap dealers (``SDs''), and major swap participants (``MSPs'') (collectively, ``Registrants''). The Commission is also amending its regulations by delegating to the Director of the Division of Swap Dealer and Intermediary Oversight (``DSIO'') authority to grant extensions to the CCO annual report filing deadline.

https://regulations.justia.com/regulations/fedreg/2016/11/16/2016-27525.html