Commodity Futures Trading Commission July 15, 2014 – Federal Register Recent Federal Regulation Documents

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Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction

Document Number: 2014-16583

Type: Rule

Date: 2014-07-15

Agency: Commodity Futures Trading Commission, Agencies and Commissions

This document contains corrections to final regulations, which were published in the Federal Register of Tuesday, April 3, 2012. The regulations are related to the risk management programs of swap dealers and major swap participants.

https://regulations.justia.com/regulations/fedreg/2014/07/15/2014-16583.html