Commodity Futures Trading Commission November 8, 2013 – Federal Register Recent Federal Regulation Documents

Membership in a Registered Futures Association
Document Number: 2013-26790
Type: Proposed Rule
Date: 2013-11-08
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commodity Futures Trading Commission (``Commission'') proposes to amend its regulations to require that all persons registered with the Commission as introducing brokers (``IBs''), commodity pool operators (``CPOs''), and commodity trading advisors (``CTAs'') must become and remain members of at least one registered futures association (``RFA'').
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