Commodity Futures Trading Commission November 23, 2009 – Federal Register Recent Federal Regulation Documents
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Joint Order To Exclude Indexes Composed of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934
The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') (collectively, ``Commissions'') by joint order under the Commodity Exchange Act (``CEA'') and the Securities Exchange Act of 1934 (``Exchange Act'') are excluding certain security indexes from the definition of ``narrow- based security index.'' Specifically, the Commissions are excluding from the definition of the term ``narrow-based security index'' certain volatility indexes composed of series of index options on broad-based security indexes.
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