Agencies and Commissions October 28, 2010 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings
Document Number: 2010-27473
Type: Notice
Date: 2010-10-28
Agency: Commodity Futures Trading Commission, Agencies and Commissions
Sunshine Act Notice
Document Number: 2010-27451
Type: Notice
Date: 2010-10-28
Agency: Commission on Civil Rights, Civil Rights Commission, Agencies and Commissions
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Document Number: 2010-27315
Type: Notice
Date: 2010-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions, Commodity Futures Trading Commission
The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues will hold a public meeting on November 5, 2010, from 9 a.m. to 12 p.m., at the CFTC's Washington, DC headquarters. At the meeting, the committee will: (1) Receive a summary and recap from the staffs of the SEC and CFTC on the report issued September 30, 2010; (2) Hear a report from the subcommittee on cross-market linkages; (3) Hear a report from the subcommittee on pre-trade risk management; and (4) Discuss potential recommendations and responses.
Agency Information Collection Activities: Submission for the Office of Management and Budget (OMB) Review; Comment Request
Document Number: 2010-27291
Type: Notice
Date: 2010-10-28
Agency: Nuclear Regulatory Commission, Agencies and Commissions
The NRC has recently submitted to OMB for review the following proposal for the collection of information under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35). The NRC hereby informs potential respondents that an agency may not conduct or sponsor, and that a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The NRC published a Federal Register Notice with a 60-day comment period on this information collection on July 29, 2010. 1. Type of submission, new, revision, or extension: Extension. 2. The title of the information collection: NRC Form 5, ``Occupational Dose Record for a Monitoring Period.'' 3. Current OMB approval number: 3150-0006. 4. The form number if applicable: NRC Form 5. 5. How often the collection is required: Annually. 6. Who will be required or asked to report: NRC licensees who are required to comply with 10 CFR part 20. 7. An estimate of the number of annual responses: 4,042 (194 reporting responses plus 3,848 recordkeepers). 8. The estimated number of annual respondents: 194 (104 reactor licensees plus 90 materials licencees). 9. An estimate of the total number of hours needed annually to complete the requirement or request: 68,556 hours (6,790 reporting plus 61,766 recordkeeping). 10. Abstract: NRC Form 5 is used to record and report the results of individual monitoring for occupational radiation exposure during a monitoring (one calendar year) period to ensure regulatory compliance with annual radiation dose limits specified in 10 CFR 20.1201. A copy of the final supporting statement may be viewed free of charge at the NRC Public Document Room, One White Flint North, 11555 Rockville Pike, Room O-1 F21, Rockville, MD 20852. OMB clearance requests are available at the NRC worldwide Web site: https:// www.nrc.gov/public-involve/doc-comment/omb/. The document will be available on the NRC home page site for 60 days after the signature date of this notice. Comments and questions should be directed to the OMB reviewer listed below by November 29, 2010. Comments received after this date will be considered if it is practical to do so, but assurance of consideration cannot be given to comments received after this date.
Agency Information Collection Activities: Submission for the Office of Management and Budget (OMB) Review; Comment Request
Document Number: 2010-27290
Type: Notice
Date: 2010-10-28
Agency: Nuclear Regulatory Commission, Agencies and Commissions
The NRC has recently submitted to OMB for review the following proposal for the collection of information under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35). The NRC hereby informs potential respondents that an agency may not conduct or sponsor, and that a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The NRC published a Federal Register Notice with a 60-day comment period on this information collection on July 29, 2010. 1. Type of submission, new, revision, or extension: Revision. 2. The title of the information collection: NRC Form 4, ``Cumulative Occupational Dose History.'' 3. Current OMB approval number: 3150-0005. 4. The form number if applicable: NRC Form 4. 5. How often the collection is required: On occasion. 6. Who will be required or asked to report: NRC licensees who are required to comply with 10 CFR part 20. 7. An estimate of the number of annual responses: 3,848 (0 reporting responses plus 3,848 recordkeepers). 8. The estimated number of annual respondents: 3,848. 9. An estimate of the total number of hours needed annually to complete the requirement or request: 18,410 hours. 10. Abstract: NRC Form 4 is used to record the summary of a radiation worker's cumulative occupational radiation dose, including prior occupational radiation exposure and the current year's occupational radiation exposure. NRC Form 4 is used by licensees, and inspected by NRC, to ensure that occupational radiation doses do not exceed the regulatory limits specified in 10 CFR 20.1501. A copy of the final supporting statement may be viewed free of charge at the NRC Public Document Room, One White Flint North, 11555 Rockville Pike, Room O-1 F21, Rockville, MD 20852. OMB clearance requests are available at the NRC worldwide Web site: https:// www.nrc.gov/public-involve/doc-comment/omb/. The document will be available on the NRC home page site for 60 days after the signature date of this notice. Comments and questions should be directed to the OMB reviewer listed below by November 29, 2010. Comments received after this date will be considered if it is practical to do so, but assurance of consideration cannot be given to comments received after this date.
Agency Information Collection Activities: Submission for the Office of Management and Budget (OMB) Review; Comment Request
Document Number: 2010-27288
Type: Notice
Date: 2010-10-28
Agency: Nuclear Regulatory Commission, Agencies and Commissions
The NRC has recently submitted to OMB for review the following proposal for the collection of information under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35). The NRC hereby informs potential respondents that an agency may not conduct or sponsor, and that a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The NRC published a Federal Register Notice with a 60-day comment period on this information collection on April 4, 2010. 1. Type of submission: Revision 2. The title of the information collection: NRC Form 212 ``Qualifications Investigation, Professional, Technical, and Administrative Positions'', and NRC Form 212A ``Qualifications Investigation Secretarial/Clerical'' 3. Current OMB approval number: 3150-0033 and 3150-0034 4. The form number if applicable: NRC Form 212 ``Qualifications Investigation, Professional, Technical, and Administrative Positions'', and NRC Form 212A ``Qualifications Investigation Secretarial/Clerical'' 5. How often the collection is required: The forms are collected for every new hire to the U.S. Nuclear Regulatory Commission. 6. Who will be required or asked to report: References are collected for every new hire. 7. An estimate of the number of annual responses: NRC Form 212: 1,000 annual responses. NRC Form 212A: 400 annual responses. 8. The estimated number of annual respondents: NRC Form 212: 1,000 annual respondents. NRC Form 212A: 400 annual respondents. 9. An estimate of the total number of hours needed annually to complete the requirement or request: NRC Form 212: 500 hours. NRC Form 212A: 100 hours. 10. Abstract: Information requested on NRC Form 212, ``Qualifications Investigation, Professional, Technical, and Administrative Positions (other than clerical positions)'' and NRC Form 212A, ``Qualifications Investigation, Secretarial/Clerical'' is used to determine the qualifications and suitability of external applicants for employment with NRC. The completed forms may be used to examine, rate and/or assess the prospective employee's qualifications. The information regarding the qualifications of applicants for employment is reviewed by professional personnel of the Office of Human Resources, in conjunction with other information in the NRC files, to determine the qualifications of the applicant for appointment to the position under consideration. A copy of the final supporting statement may be viewed free of charge at the NRC Public Document Room, One White Flint North, 11555 Rockville Pike, Room O-1 F21, Rockville, MD 20852. OMB clearance requests are available at the NRC worldwide Web site: https:// www.nrc.gov/public-involve/doc-comment/omb/. The document will be available on the NRC home page site for 60 days after the signature date of this notice. Comments and questions should be directed to the OMB reviewer listed below by November 29, 2010. Comments received after this date will be considered if it is practical to do so, but assurance of consideration cannot be given to comments received after this date. Christine J. Kymn, Desk Officer, Office of Information and Regulatory Affairs (3150-0033 and 3150-0034), NEOB-10202, Office of Management and Budget, Washington, DC 20503. Comments can also be e-mailed to Christine.J.Kymn@omb.eop.gov or submitted by telephone at (202) 395-4638. The NRC Clearance Officer is Tremaine Donnell, (301) 415-6258.
National Historical Publications and Records Commission Grants
Document Number: 2010-27282
Type: Rule
Date: 2010-10-28
Agency: National Archives and Records Administration, Agencies and Commissions
The National Historical Publications and Records Commission (NHPRC), National Archives and Records Administration (NARA), is amending its regulations by removing individual eligibility for NHPRC grants, changing the time for posting of grant opportunity announcements from four to three months before the application deadline, and reflecting the new Office of Management and Budget (OMB) requirement to use Standard Form (SF) 425, Federal Financial Report. These actions are necessary updates to our business processes and are intended to allow us greater flexibility to respond to changing needs and a simplified financial reporting form and process. This final rule also adjusts the order and format of the definitions section for consistency with other NARA regulations, and makes minor typographical changes for clarity and consistency.
Formations of, Acquisitions by, and Mergers of Bank Holding Companies
Document Number: 2010-27280
Type: Notice
Date: 2010-10-28
Agency: Federal Reserve System, Agencies and Commissions
Small Entity Compliance Guide: Women-Owned Small Business Program
Document Number: 2010-27272
Type: Notice
Date: 2010-10-28
Agency: Small Business Administration, Agencies and Commissions
The Small Business Administration (SBA) is announcing the availability of a compliance guide for the Women-Owned Small Business (WOSB) Program. This guide sets forth in plain language the requirements for participation in the WOSB program, and is intended to help small businesses understand the regulation and how it affects them.
Data Collection Available for Public Comments and Recommendations
Document Number: 2010-27271
Type: Notice
Date: 2010-10-28
Agency: Small Business Administration, Agencies and Commissions
In accordance with the Paperwork Reduction Act of 1995, this notice announces the Small Business Administration's intentions to request approval on a new and/or currently approved information collection.
Agency Information Collection Activities: Final Collection; Comment Request
Document Number: 2010-27254
Type: Notice
Date: 2010-10-28
Agency: Export-Import Bank of the U.s., Export-Import Bank, Agencies and Commissions
The Export-Import Bank of the United States (Ex-Im Bank), as a part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal Agencies to comment on the proposed information collection, as required by the Paperwork Reduction Act of 1995. The Application for Short Term Letter of Credit Export Credit Insurance Policy will be used to determine the eligibility of the applicant and the transaction for Export Import Bank assistance under its insurance program. Export Import Bank customers will be able to submit this form on paper or electronically. The Export Import Bank has made changes to incorporate new information in the Certification and Notice sections of this form to clarify and expand to encompass broader anti-corruption certifications. In the Certification and Notice sections we rewrote some of the language for clarification, we corrected references to the debarment list, and we added references to the OFAC and the EPLS system.
Agency Information Collection Activities: Final Collection; Comment Request
Document Number: 2010-27253
Type: Notice
Date: 2010-10-28
Agency: Export-Import Bank of the U.s., Export-Import Bank, Agencies and Commissions
The Export-Import Bank of the United States (Ex-Im Bank), as a part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal Agencies to comment on the proposed information collection, as required by the Paperwork Reduction Act of 1995. The Application for Issuing Bank Credit Limit (IBCL) under Letter of Credit Insurance Policy will be used to determine the eligibility of the issuing bank and the transaction for Export Import Bank assistance under its insurance program. Export Import Bank customers will be able to submit this form on paper or electronically. The Export Import Bank has made changes to incorporate new information in the Certification and Notice sections of this form to clarify and expand to encompass broader anti-corruption certifications. In the Certification and Notice sections we rewrote some of the language for clarification, we corrected references to the debarment list, and we added references to the OFAC and the EPLS system. In addition, we clarified two questions about the amount of U.S. employment to be supported by this transaction.
Agency Information Collection Activities: Final Collection; Comment Request
Document Number: 2010-27252
Type: Notice
Date: 2010-10-28
Agency: Export-Import Bank of the U.s., Export-Import Bank, Agencies and Commissions
The Export-Import Bank of the United States (Ex-Im Bank), as a part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal Agencies to comment on the proposed information collection, as required by the Paperwork Reduction Act of 1995. The Application for Short-Term Multi-Buyer Export Credit Insurance Policy will be used to determine the eligibility of the applicant and the transaction for Export-Import Bank assistance under its insurance program. Export-Import Bank customers will be able to submit this form on paper or electronically. The Export-Import Bank has made changes to incorporate new information in the Certification and Notice sections of this form to clarify and expand to encompass broader anti-corruption certifications. In the Certification and Notice sections we rewrote some of the language for clarification, we corrected references to the debarment list, and we added references to the OFAC and the EPLS system. In addition, we clarified two questions about the amount of U.S. employment to be supported by this transaction and added a question to implement greater flexibility in our U.S. content requirements.
Prompt Corrective Action; Amended Definition of Low-Risk Assets
Document Number: 2010-27150
Type: Rule
Date: 2010-10-28
Agency: National Credit Union Administration, Agencies and Commissions
NCUA is issuing this Interim Final Rule to amend the definition of ``low-risk assets'' for regulatory capital purposes. Assets in this category receive a risk-weighting of zero, reflecting the absence of credit risk. The amendment will expand the definition of ``low-risk assets'' to include debt instruments on which the payment of principal and interest is unconditionally guaranteed by NCUA as an agency of the Executive Branch of the United States.
Fixed Assets, Member Business Loans, and Regulatory Flexibility Program
Document Number: 2010-27149
Type: Rule
Date: 2010-10-28
Agency: National Credit Union Administration, Agencies and Commissions
NCUA is revising certain provisions of its Regulatory Flexibility Program (RegFlex) to enhance safety and soundness for credit unions. Those provisions pertain to fixed assets, member business loans (MBL), stress testing of investments, and discretionary control of investments. Some of these revisions will require conforming amendments to NCUA's fixed assets and MBL rules.
Truth in Lending
Document Number: 2010-26671
Type: Rule
Date: 2010-10-28
Agency: Federal Reserve System, Agencies and Commissions
The Board is publishing for public comment an interim final rule amending Regulation Z (Truth in Lending). The interim rule implements Section 129E of the Truth in Lending Act (TILA), which was enacted on July 21, 2010, as Section 1472 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. TILA Section 129E establishes new requirements for appraisal independence for consumer credit transactions secured by the consumer's principal dwelling. The amendments are designed to ensure that real estate appraisals used to support creditors' underwriting decisions are based on the appraiser's independent professional judgment, free of any influence or pressure that may be exerted by parties that have an interest in the transaction. The amendments also seek to ensure that creditors and their agents pay customary and reasonable fees to appraisers. The Board seeks comment on all aspects of the interim final rule.
Reporting of Proxy Votes on Executive Compensation and Other Matters
Document Number: 2010-26536
Type: Proposed Rule
Date: 2010-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is proposing rule and form amendments under the Securities Exchange Act of 1934 and the Investment Company Act of 1940 that, if adopted, would require an institutional investment manager that is subject to Section 13(f) of the Securities Exchange Act to report annually how it voted proxies relating to executive compensation matters as required by Section 14A of the Securities Exchange Act, which was added by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Shareholder Approval of Executive Compensation and Golden Parachute Compensation
Document Number: 2010-26535
Type: Proposed Rule
Date: 2010-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
We are proposing amendments to our rules to implement the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to shareholder approval of executive compensation and ``golden parachute'' compensation arrangements. Section 951 of the Dodd-Frank Act amends the Securities Exchange Act of 1934 by adding Section 14A, which requires companies to conduct a separate shareholder advisory vote to approve the compensation of executives, as disclosed pursuant to Item 402 of Regulation S-K or any successor to Item 402. Section 14A also requires companies to conduct a separate shareholder advisory vote to determine how often an issuer will conduct a shareholder advisory vote on executive compensation. In addition, Section 14A requires companies soliciting votes to approve merger or acquisition transactions to provide disclosure of certain ``golden parachute'' compensation arrangements and, in certain circumstances, to conduct a separate shareholder advisory vote to approve the golden parachute compensation arrangements.
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