Submission for OMB Review; Comment Request; Extension: Rule 17g-4, 10745 [2025-03079]

Download as PDF Federal Register / Vol. 90, No. 37 / Wednesday, February 26, 2025 / Notices 19b–4(f) thereunder.4 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend its fee schedule to adopt fees for Cboe Timestamping Service reports. The text of the proposed rule change is provided in Exhibit 5. The proposed rule change, including the Exchange’s statement of the purpose of, and statutory basis for, the proposed rule change, is available on the Exchange’s website at https:// markets.cboe.com/us/equities/ regulation/rule_filings/BZX/, and on the Commission’s website at https:// www.sec.gov/rules-regulations/selfregulatory-organization-rulemaking/ national-securities-exchanges?file_ number=SR-CboeBZX-2025-028. khammond on DSK9W7S144PROD with NOTICES II. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.5 Comments may be submitted electronically by using the Commission’s internet comment form (https://www.sec.gov/rules-regulations/ self-regulatory-organizationrulemaking/national-securitiesexchanges?file_number=SR-CboeBZX2025-028) or by sending an email to rule-comments@sec.gov. Please include file number SR–CboeBZX–2025–028 on the subject line. Alternatively, paper comments may be sent to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should 4 17 CFR 240.19b–4(f). At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission will institute proceedings to determine whether the proposed rule change should be approved or disapproved. 5 Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. VerDate Sep<11>2014 18:26 Feb 25, 2025 Jkt 265001 refer to file number SR–CboeBZX–2025– 028. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/rules-regulations/ self-regulatory-organizationrulemaking/national-securitiesexchanges?file_number=SR-CboeBZX2025-028). Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR–CboeBZX–2025–028 and should be submitted on or before March 19, 2025. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2025–03069 Filed 2–25–25; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–566, OMB Control No. 3235–0627] Submission for OMB Review; Comment Request; Extension: Rule 17g–4 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the collection of information summarized below. The Commission plans to submit an extension for this current collection of information to the Office of Management and Budget for approval. Rule 17g–4 (17 CFR 240.17g–4) requires each nationally recognized statistical rating organization (‘‘NRSROs’’) to establish, maintain, and enforce written policies and procedures that are reasonably designed to prevent the following: (1) the inappropriate dissemination of material nonpublic information obtained in connection with the performance of credit rating services; (2) a person within the NRSRO 6 17 PO 00000 CFR 200.30–3(a)(12). Frm 00036 Fmt 4703 Sfmt 4703 10745 from trading or otherwise benefiting on material nonpublic information; and (3) the inappropriate dissemination of a pending credit rating action.1 Currently, there are 10 credit rating agencies registered as NRSROs with the Commission. Based on Commission staff’s experience, it is estimated that an NRSRO will spend an average of approximately 10 hours per year reviewing policies and procedures required by Rule 17g–4, updating the policies and procedures (if necessary), and enforcing them, for a total industrywide annual hour burden of approximately 100 hours.2 An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. The public may view and comment on this information collection at the following website: https:// www.reginfo.gov/public/do/ PRAViewICR?ref_nbr=202411-3235-004 or send an email comment to MBX.OMB.OIRA.SEC_desk_officer@ omb.eop.gov within 30 days of publication of this notice by March 28, 2025. Dated: February 20, 2025. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2025–03079 Filed 2–25–25; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–102461; File No. SR– CboeEDGX–2025–008] Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options on the Grayscale Ethereum Trust ETF, the Grayscale Ethereum Mini Trust ETF, and the Bitwise Ethereum ETF February 20, 2025. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on February 5, 2025, Cboe EDGX Exchange, Inc. (‘‘EDGX Options’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by EDGX Options. On 1 See 17 CFR 240.17g–4. hours × 10 NRSROs = 100 hours. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 2 10 E:\FR\FM\26FEN1.SGM 26FEN1

Agencies

[Federal Register Volume 90, Number 37 (Wednesday, February 26, 2025)]
[Notices]
[Page 10745]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2025-03079]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-566, OMB Control No. 3235-0627]


Submission for OMB Review; Comment Request; Extension: Rule 17g-4

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit an 
extension for this current collection of information to the Office of 
Management and Budget for approval.
    Rule 17g-4 (17 CFR 240.17g-4) requires each nationally recognized 
statistical rating organization (``NRSROs'') to establish, maintain, 
and enforce written policies and procedures that are reasonably 
designed to prevent the following: (1) the inappropriate dissemination 
of material nonpublic information obtained in connection with the 
performance of credit rating services; (2) a person within the NRSRO 
from trading or otherwise benefiting on material nonpublic information; 
and (3) the inappropriate dissemination of a pending credit rating 
action.\1\
---------------------------------------------------------------------------

    \1\ See 17 CFR 240.17g-4.
---------------------------------------------------------------------------

    Currently, there are 10 credit rating agencies registered as NRSROs 
with the Commission. Based on Commission staff's experience, it is 
estimated that an NRSRO will spend an average of approximately 10 hours 
per year reviewing policies and procedures required by Rule 17g-4, 
updating the policies and procedures (if necessary), and enforcing 
them, for a total industry-wide annual hour burden of approximately 100 
hours.\2\
---------------------------------------------------------------------------

    \2\ 10 hours x 10 NRSROs = 100 hours.
---------------------------------------------------------------------------

    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view and comment on this information collection at 
the following website: https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202411-3235-004 or send an email comment to 
[email protected] within 30 days of publication 
of this notice by March 28, 2025.

    Dated: February 20, 2025.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2025-03079 Filed 2-25-25; 8:45 am]
BILLING CODE 8011-01-P


This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.