DOL Acquisition Regulation: Department of Labor Acquisition Regulation System, 66616-66629 [2024-17141]
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Federal Register / Vol. 89, No. 159 / Friday, August 16, 2024 / Rules and Regulations
part 25), published at 89 FR 32427 on
April 26, 2024.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer.
[FR Doc. 2024–17205 Filed 8–15–24; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF LABOR
48 CFR Chapter 29
[Docket No. DOL–2023–0007]
RIN 1291–AA43
DOL Acquisition Regulation:
Department of Labor Acquisition
Regulation System
Office of the Assistant
Secretary for Administration and
Management, Department of Labor.
ACTION: Final rule.
AGENCY:
With this final rule, the
Department of Labor (DOL) is revising
the Department of Labor Acquisition
Regulation (DOLAR) to remove
provisions from the regulation that were
redundant or obsolete. The final rule
also codifies the use of certain
contractual provisions that DOL has
developed and deployed in recent years.
Those newly codified contractual
provisions address a range of matters,
including government property,
continuity of operations, system
requirements, records management,
telework policy for contractor
personnel, submission of invoices,
mandatory training for contractors,
organizational conflicts of interest, and
notification of changes to the scope of
a contract. The final rule also includes
revisions intended for greater clarity.
Finally, the final rule removes
provisions from the prior regulation that
were DOL internal operating
procedures.
DATES: This final rule is effective
September 16, 2024.
FOR FURTHER INFORMATION CONTACT: Carl
Campbell, Senior Procurement
Executive, Office of the Assistant
Secretary for Administration and
Management, U.S. Department of Labor,
200 Constitution Avenue NW, Room N–
2445, Washington, DC 20210,
Telephone: 1–202–693–7246 (voice)
(this is not a toll-free number).
SUPPLEMENTARY INFORMATION:
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SUMMARY:
I. Discussion
A. Background—The FAR, the OFPP
Act, and the DOLAR
The DOLAR is part of the Federal
Acquisition Regulations System, which
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consists of the Federal Acquisition
Regulation (FAR), chapter 1 of title 48
of the CFR, and various agency
acquisition regulations that implement
or supplement the FAR. 48 CFR 1.101.
The DOLAR is DOL’s acquisition
regulation implementing and
supplementing the FAR, and addresses
matters specific to DOL’s procurement
of goods and services.
This rulemaking is issued under the
authority of the Office of Federal
Procurement Policy (OFPP) Act and
implementing regulations which
authorize the heads of Federal executive
agencies to issue agency acquisition
regulations that implement or
supplement the FAR. 41 U.S.C. 1707
and FAR 1.301(b), 1.303(b).
The DOLAR uses the regulatory
structure and arrangement of the FAR,
and headings and subject areas are
consistent with FAR content. The
DOLAR is divided into subchapters,
parts (each of which covers a separate
aspect of acquisition), subparts, and
sections.
B. Relation of the FAR to the DOLAR
The FAR contains many provisions
and clauses applicable to DOL
procurements which need not be, and
are not, repeated in the new DOLAR. If
the DOLAR does not include provisions
supplementing the FAR under the
corresponding part or subpart, it is
because the FAR language is considered
sufficient. Where the DOLAR does not
address a FAR subject, the FAR
guidance is to be followed. The DOLAR
is not by itself a complete document, as
it must be read in conjunction with the
FAR.
C. Purpose of the Regulatory Action
The DOLAR was last revised effective
May 27, 2004, 69 FR 22990 (April 27,
2004). The final rule codifies internal
departmental guidance to align with the
FAR, removes outdated and duplicative
requirements, streamlines sections, and
removes information that applies only
to DOL’s internal operating procedures.
With this final rule, DOL adopts a more
efficient and straightforward approach
to procurement regulations. The final
DOLAR supersedes the prior regulation
in its entirety.
D. Summary of Changes From NPRM to
Final Rule
On September 5, 2023, DOL
published a notice of proposed
rulemaking (NPRM), including the
proposed text of the new DOLAR, in the
Federal Register. 88 FR 60612. After
reviewing and considering the
comments received, DOL made no
changes to the text of the rule as
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published in the NPRM, except to
correct some typographical errors. This
final rule is in substance the same as the
proposed rule. As DOL explained in the
NPRM, DOL is revising the DOLAR in
its entirety to update and streamline
agency procurement regulations
consistent with the Federal Acquisition
Reform Act and the Federal Acquisition
Streamlining Act. The DOLAR final rule
removes provisions that are redundant
or obsolete and codifies provisions
addressing a range of matters, including
government property, continuity of
operations, system requirements,
records management, telework policy
for contractor personnel, submission of
invoices, mandatory training for
contractors, organizational conflicts of
interest, and changing the scope of a
contract. The final rule also makes
updates to existing language for clarity
and streamlining purposes. Finally, the
final rule removes provisions in the
previous DOLAR that are DOL internal
operating procedures, which need not
be published in the CFR for them to take
effect, per 41 U.S.C. 1707 and FAR
1.301(b), 1.303(b). Additionally, as
noted in the NPRM, an appendix
included in the NPRM (a table listing
sections in the prior regulation and the
corresponding section in the NPRM)
will not appear in the CFR. Accordingly,
that appendix has been removed and
does not appear in the final rule.
In the NPRM, DOL explained all the
revisions being made to the DOLAR
from the prior regulation. To reiterate,
the final rule removes parts that contain
internal DOL policy and operating
procedures, as well as parts that
duplicate or adopt the FAR by reference;
adds parts which codify clauses that are
currently prescribed for incorporation in
DOL contracts, when appropriate; and
renames and renumbers sections to
streamline the DOLAR.
Additionally, this final rule removes
the following parts of the DOLAR
because they relate to internal operating
procedures of DOL and need not be
published in the Federal Register (per
41 U.S.C. 1707 and FAR 1.301(b) and
1.303(b)): Parts 2906 (Competition
Requirements); 2908 (Required Sources
of Supplies and Services); 2922
(Application of Labor Laws to
Government Acquisitions); 2923
(Environment, Energy and Water
Efficiency, Renewable Energy
Technologies, Occupational Safety, and
Drug-Free Workplace); 2929 (Taxes);
2931 (Contract Cost Principles and
Procedures); and 2953 (Forms).
Further, this final rule removes the
following parts of the DOLAR because
they are duplicative of the FAR, or
merely adopt it by reference: Part 2910
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(Market Research) is duplicative of FAR
6.302–1(c) and 10.002(b); part 2912
(Acquisition of Commercial Items) is
duplicative of FAR 12.302(c); part 2913
(Simplified Acquisition Procedures) is
duplicative of FAR 13.106–3(b) and
13.307; part 2914 (Sealed Bidding) is
duplicative of FAR 14.404–1(c) and (f),
14.407–3(e) and (i), and 14.408–1; part
2916 (Contract Types) is duplicative of
FAR 16.505(b)(5) and 16.603–2(c); part
2917 (Special Contracting Methods)
duplicates and adopts by reference FAR
17.203(g)(2), 17.205(a), 17.207(f), and
17.503; part 2930 (Cost Accounting
Standards Administration) adopts by
reference FAR 30.201–5; part 2936
(Construction and Architect-Engineer
Contracts) adopts by reference FAR
36.201, 36.209, 36.516, 36.602–1(b),
36.602–2, 36.602–3(d), 36.602–1,
36.602–5(b), 36.603, 36.604, and
36.702(c); part 2944 (Subcontracting
Policies and Procedures) duplicates
FAR 44.201–1(b) or 44.201–2 and
adopts by reference FAR 44.202–2(a),
44.203, and 44.302(a).
This final rule codifies the following
15 standard contract clauses at part
2952, which are currently used in DOL
contracts, when appropriate, but are
new additions to the DOLAR: Clause
2952.201–70, Contracting Officer’s
Representative (COR) Clause; clause
2952.204–70, Records Management
Requirements; clause 2952.207–70,
Contractor Personnel Telework; clause
2952.209–70, Organizational Conflict of
Interest Clause—OCI–1 Exclusion From
Future Agency Contracts; clause at
2952.211–70, internet Protocol Version
6 (IPv6); clause 2952.224–70, Privacy
Breach Notification Requirements;
clause 2952.232–70, Limitation of
Government’s Obligation (LoGO); clause
2952.232–71 Submission of Invoices;
clause 2952.237–70, Emergency
Continuation of Essential Services;
clause 2952.242–70, Access to
Contractor Business Systems; clause
2952.242–71, DOL Mandatory Training
Requirements; clause 2952.243–70,
Contractor’s Obligation to Notify the
Contracting Officer of a Request to
Change the Contract Scope (Contractor’s
Obligation Clause); clause 2952.245–70,
Contractor Responsibility to Report
Theft of Government Property; and
clause 2952.245–71, Asset Reporting
Requirements. In addition to being
codified at section 2952.39–70, the
clause covering Section 508
Requirements is being revised to avoid
duplication with the FAR 508
provisions and to replace a generic
‘‘508’’ reference with the exact CFR
reference. This final rule also adds the
following two new parts to the DOLAR
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for the sole purpose of prescribing
certain of the contractual clauses
described above: parts 2924 (Protection
of Privacy and Freedom of Information)
and 2939 (Acquisition of Information
Technology).
Finally, nonsubstantive changes have
been made to the final regulatory text to
correct numbering and for gender
neutrality and plain language.
E. Public Comments Received on the
Proposed Rule
The NPRM invited the public to
submit written comments concerning
the proposed rule no later than
November 6, 2023. No one requested an
extension of the comment period.
The Department received four
comments in response to the NPRM.
The comments received may be viewed
by entering docket number DOL–2023–
0007 at https://www.regulations.gov. Of
the four comments received, three were
outside the scope of the rulemaking.
The single relevant comment received
was supportive of DOL’s approach to
updating the DOLAR. The commenter
noted that the revised DOLAR could
foster increased competition and
improve value for money in government
procurement. The commenter cited
elements outlined by the FAR and,
where appropriate, the DOLAR, that are
considered, in the commenter’s view,
best practices in government
procurement. The commenter did not
suggest any changes to the proposed
rule.
The Department appreciates the
commenter’s positive view and
supportive opinion of the proposed
rulemaking. DOL does not believe that
any change to the proposed rule was
required in response to this comment
and DOL has made no substantive
change to the proposed rule in this final
regulation.
II. Executive Orders 12866 (Regulatory
Planning and Review) and 13563
(Improving Regulation and Regulatory
Review)
This regulation has been drafted and
reviewed in accordance with Executive
Orders 12866 and 13563. This rule is
primarily limited to agency
organization, management, and
personnel as described by E.O. 12866,
section 3(d)(3) and, thus, is not a
‘‘regulation’’ as defined by that
Executive order. Executive Orders
12866 and 13563 direct agencies to
assess all costs and benefits of available
regulatory alternatives. DOL has
examined the economic, budgetary, and
policy implications of its regulatory
action, and has determined that the
impact on the public is minimal. The
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regulation mainly relates to internal
DOL policies and procedures that do not
impact the public, and otherwise
addresses certain rules governing
private entities doing business with
DOL that likewise do not materially
impact the public.
III. Final Regulatory Flexibility Act/
Small Business Regulatory Enforcement
Fairness Act
The Regulatory Flexibility Act (RFA),
at 5 U.S.C. 603(a), requires agencies to
prepare and make available for public
comment an initial regulatory flexibility
analysis, which describes the impact of
the rule on small entities. Section 605
of the RFA allows an agency to certify
a rule, in lieu of preparing an analysis,
if the proposed rulemaking is not
expected to have a significant economic
impact on a substantial number of small
entities. This rule streamlines DOL’s
procurement regulation by removing
obsolete provisions, codifying currently
in use clauses, removing provisions that
are internal policy or in the FAR, and
making edits that do not have a
substantive impact on the regulation.
Therefore, it will not have a significant
economic impact on a substantial
number of small entities. As a result, no
regulatory flexibility analysis was
required here.
IV. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that DOL
consider the impact of paperwork and
other information collection burdens
imposed on the public. DOL has
determined that this rule does not alter
any information collection burdens.
V. Executive Order 13132 (Federalism)
Section 6 of E.O. 13132 requires
Federal agencies to consult with State
entities when a regulation or policy may
have a substantial direct effect on the
States, the relationship between the
National Government and the States, or
the distribution of power and
responsibilities among the various
levels of government, within the
meaning of the E.O. Section 3(b) of the
E.O. further provides that Federal
agencies must implement regulations
that have a substantial direct effect only
if statutory authority permits the
regulation and it is of national
significance.
This rulemaking revises the DOLAR
which is DOL’s regulation to implement
the FAR and to supplement the FAR
when coverage is needed for subject
matter not covered in the FAR. Because
the DOLAR primarily addresses internal
operating procedure, it does not have
sufficient federalism implications to
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warrant the preparation of a Federalism
Assessment, as set forth in E.O. 13132.
VI. Unfunded Mandates Reform Act of
1995
This regulatory action has been
reviewed in accordance with the
Unfunded Mandates Reform Act of 1995
(the Reform Act). Under the Reform Act,
a Federal agency must determine
whether a regulation proposes a Federal
mandate that would result in the
increased expenditures by State, local,
or tribal governments, in the aggregate,
or by the private sector, of $100 million
or more in any single year. This rule
primarily makes administrative changes
with respect to federal procurement
administration. The requirements of
title II of the Act, therefore, do not
apply, and DOL did not prepare a
statement under the Act.
VII. Executive Order 13175 (Indian
Tribal Governments)
DOL reviewed the NPRM under the
terms of E.O. 13175 and DOL’s Tribal
Consultation Policy and concluded that
the changes to regulatory text would not
have tribal implications, as these
changes do not have substantial direct
effects on one or more Indian tribes, the
relationship between the Federal
Government and Indian tribes, nor the
distribution of power and
responsibilities between the Federal
Government and Indian tribes.
Therefore, no consultations with tribal
governments, officials, or other tribal
institutions were necessary.
List of Subjects
48 CFR Parts 2901, 2902, 2905, 2907,
2909, 2911, 2915, 2932, 2937, 2942, and
2943
Government contracts, Government
procurement.
48 CFR Part 2903
Conflicts of interest, Government
contracts, Government procurement.
48 CFR Part 2904
Government contracts, Government
procurement, Reporting and
recordkeeping requirements.
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48 CFR Part 2919
Government contracts, Government
procurement, Minority businesses,
Small businesses.
48 CFR Part 2924
Administrative practice and
procedure, Freedom of information,
Government contracts, Government
procurement, Privacy.
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48 CFR Part 2928
Bonds, Government contracts,
Government procurement, Insurance,
Surety bonds.
48 CFR Part 2933
Administrative practice and
procedures, Claims, Government
contracts, Government procurement.
48 CFR Part 2939
Computer technology, Government
contracts, Government procurement.
48 CFR Part 2945
Government contracts, Government
procurement, Government property,
Government property management.
48 CFR Part 2952
Administrative practice and
procedure, Conflict of interests,
Government contracts, Government
procurement, Government property,
Individuals with disabilities, internet,
Privacy, Reporting and recordkeeping
requirements, Telecommunications,
Telework.
For the reasons discussed in the
preamble, DOL revises 48 CFR chapter
29 to read as follows:
■
CHAPTER 29—DEPARTMENT OF LABOR
SUBCHAPTER A—GENERAL
PART 2901—DEPARTMENT OF LABOR
ACQUISITION REGULATIONS SYSTEM
PART 2902—DEFINITIONS OF WORDS
AND TERMS
PART 2903—IMPROPER BUSINESS
PRACTICES AND PERSONAL
CONFLICTS OF INTEREST
PART 2904—ADMINISTRATIVE AND
INFORMATION MATTERS
SUBCHAPTER B—ACQUISITION PLANNING
PART 2905—PUBLICIZING CONTRACT
ACTIONS
PART 2906 [RESERVED]
PART 2907—ACQUISITION PLANNING
PART 2908 [RESERVED]
PART 2909—CONTRACTOR
QUALIFICATIONS
PART 2910 [RESERVED]
PART 2911—DESCRIBING AGENCY NEEDS
PART 2912 [RESERVED]
SUBCHAPTER C—CONTRACTING
METHODS AND CONTRACT TYPES
PARTS 2913–2914 [RESERVED]
PART 2915—CONTRACTING BY
NEGOTIATION
PARTS 2916–2918 [RESERVED]
SUBCHAPTER D—SOCIOECONOMIC
PROGRAMS
PART 2919—SMALL BUSINESS
PROGRAMS
PARTS 2920–2923 [RESERVED]
PART 2924—PROTECTION OF PRIVACY
AND FREEDOM OF INFORMATION
PARTS 2925–2926 [RESERVED]
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SUBCHAPTER E—GENERAL
CONTRACTING REQUIREMENTS
PART 2927 [RESERVED]
PART 2928—BONDS AND INSURANCE
PARTS 2929–2931 [RESERVED]
PART 2932—CONTRACT FINANCING
PART 2933—PROTESTS, DISPUTES, AND
APPEALS
SUBCHAPTER F—SPECIAL CATEGORIES
OF CONTRACTING
PARTS 2934–2936 [RESERVED]
PART 2937—SERVICE CONTRACTING
PART 2938 [RESERVED]
PART 2939—ACQUISITION OF
INFORMATION TECHNOLOGY
PARTS 2940–2941 [RESERVED]
SUBCHAPTER G—CONTRACT
MANAGEMENT
PART 2942—CONTRACT
ADMINISTRATION AND AUDIT
SERVICES
PART 2943—CONTRACT MODIFICATIONS
PART 2944 [RESERVED]
PART 2945—GOVERNMENT PROPERTY
PARTS 2946–2951 [RESERVED]
SUBCHAPTER H—CLAUSE AND FORMS
PART 2952—SOLICITATION PROVISIONS
AND CONTRACT CLAUSES
PARTS 2953–2999 [RESERVED]
SUBCHAPTER A—GENERAL
PART 2901—DEPARTMENT OF LABOR
ACQUISITION REGULATION SYSTEM
Sec.
2901.000
Scope of part.
Subpart 2901.1—Purpose, Authority,
Issuance
2901.101 Purpose.
2901.103 Authority.
2901.105 Issuance.
2901.105–1 Publication and code
arrangement.
2901.105–2 Arrangement of regulations.
2901.105–3 Copies.
Subpart 2901.3—Agency Acquisition
Regulations
2901.304 Agency control and compliance
procedures.
Subpart 2901.4—Deviations From the FAR
and DOLAR
2901.403 Individual deviations.
2901.404 Class deviations.
Subpart 2901.6—Career Development,
Contracting Authority, and Responsibilities
2901.602 Contracting officers.
2901.602–1 Authority.
2901.602–70 Contract clause.
Subpart 2901.7—Determinations and
Findings
2901.707 Signatory authority.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
2901.000
Scope of part.
This chapter may be referred to as the
Department of Labor Acquisition
Regulation or the DOLAR. This part sets
forth introductory information about the
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DOLAR. This part explains the
relationship of the DOLAR to the
Federal Acquisition Regulation (FAR)
and explains the DOLAR’s purpose,
authority, applicability, exclusions, and
issuance.
Subpart 2901.1—Purpose, Authority,
Issuance
2901.101
Purpose.
(a) This chapter contains the DOLAR.
The DOLAR is established within the
FAR System, at title 48 of the Code of
Federal Regulations (CFR).
(b) The purpose of the DOLAR is to
implement and supplement the FAR in
accordance with FAR subpart 1.3 and
authorities cited therein. The DOLAR is
not by itself a complete document, as it
must be used in conjunction with the
FAR.
2901.103
Authority.
The DOLAR is issued pursuant to the
authority of the Secretary of Labor
under 5 U.S.C. 301 and 40 U.S.C. 486(c).
This authority has been delegated to the
Assistant Secretary for Administration
and Management in accordance with
FAR 1.301(d)(3).
2901.105
2902.101
2901.304 Agency control and compliance
procedures.
Subpart 2902.1—Definitions
The DOLAR is under the direct
oversight of the Department of Labor’s
(DOL) Senior Procurement Executive
(SPE) or designee.
2902.101
Subpart 2901.4—Deviations From the
FAR and DOLAR
2901.403
Individual deviations.
Individual deviations affect only one
contract action. Except for individual
deviations referenced in FAR 1.405(e),
the SPE is authorized to approve
individual deviations from FAR
provisions (see FAR 1.403) or from
DOLAR provisions.
2901.404
Class deviations.
(a) Class deviations affect more than
one contract action. If DOL believes that
it will require a class deviation on a
permanent basis, it will propose a FAR
revision per FAR 1.404.
(b) The SPE is authorized to approve
and process class deviations from the
FAR or the DOLAR, unless FAR 1.405(e)
is applicable.
Issuance.
2901.105–1 Publication and code
arrangement.
The DOLAR is published in the CFR,
as chapter 29 of title 48.
2901.105–2
2901.105–3
Copies.
Copies of the DOLAR published in the
Federal Register or the CFR may be
purchased from the Superintendent of
Documents, Government Printing
Office, Washington, DC 20402. Requests
should reference the DOLAR as chapter
29 of title 48. The DOLAR is also
available electronically at the
Government Printing Office web page,
https://www.ecfr.gov/. The CFR is
printed in paperback edition with
updates as needed.
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Subpart 2901.6—Career Development,
Contracting Authority, and
Responsibilities
2901.602
Contracting officers.
2901.602–1
Arrangement of regulations.
(a) Where the DOLAR implements the
FAR, the implementing part, subpart,
section, or subsection of the DOLAR is
numbered and captioned, to the extent
feasible, the same as the FAR part,
subpart, section, or subsection being
implemented, except that the section or
subsection being implemented is
preceded with a ‘‘29’’ or a ‘‘290’’ such
that there will always be four numbers
to the left of the first decimal. For
example, the DOLAR implementation of
FAR 2.101 is 2902.101. The DOLAR
may have gaps in its numbering scheme
because a FAR rule may not require
DOLAR implementation.
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Subpart 2901.3—Agency Acquisition
Regulations
Authority.
Only DOL contracting officers have
the authority to enter into, administer,
or terminate contracts and to make
related determinations and findings.
DOL contracting officers may bind DOL
to obligations under contracts only to
the extent of the authority delegated to
them.
2901.602–70
Contract clause.
Contracting officers shall insert clause
2952.201–70, Contracting Officer’s
Representative, in all solicitations and
awards.
Subpart 2901.7—Determinations and
Findings
2901.707
Signatory authority.
Except as shown in the applicable
FAR or DOLAR, or where prohibited by
statute, the authority to sign or delegate
signatory authority for the various
determinations and findings (D&Fs)
resides with the SPE, or their designee.
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Definitions.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Definitions.
The following words and terms are
used as defined in this subpart unless
the context in which they are used
clearly requires a different meaning, or
a different definition is prescribed for a
particular part or portion of a part:
Head of Agency (also called agency
head) means the Assistant Secretary for
Administration and Management,
except that the Secretary of Labor is the
Head of Agency for acquisition actions,
which by the terms of a statute or
delegation must be performed
specifically by the Secretary of Labor;
the Inspector General is the Head of
Agency in all cases for the Office of the
Inspector General.
Head of Contracting Activity (HCA)
means the official who has overall
responsibility for managing the
Contracting Activity, as defined at FAR
2.101, when the Contracting Activity
has more than one person duly
appointed as Contracting Officers by the
Senior Procurement Executive or, in the
case of the Office of the Inspector
General, issued by the Inspector General
or their designee. Each Head of Agency
may designate HCA(s) as appropriate to
be responsible for managing Contracting
Activities within their respective
Agency.
Senior Procurement Executive (SPE),
as defined in the FAR, means the
individual appointed pursuant to 41
U.S.C. 1702(c) who is responsible for
management direction of the acquisition
system of the executive agency,
including implementation of the unique
acquisition policies, regulations, and
standards of the executive agency. At
DOL, the SPE is also the Chief
Procurement Officer and DOL’s
Suspending and Debarment Official and
is the Principal Executive responsible
for the Office of the Senior Procurement
Executive (OSPE).
PART 2903—IMPROPER BUSINESS
PRACTICES AND PERSONAL
CONFLICTS OF INTEREST
Subpart 2903.1—Safeguards
Sec.
2903.104 Procurement integrity.
2903.104–1 Definitions.
PART 2902—DEFINITIONS OF WORDS
AND TERMS
Subpart 2903.2—Contractor Gratuities to
Government Personnel
Subpart 2902.1—Definitions
Sec.
2903.203 Reporting suspected violations of
the Gratuities clause.
2903.204 Treatment of violations.
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Subpart 2903.7—Voiding and Rescinding
Contracts
2903.703 Authority.
SUBCHAPTER B—ACQUISITION PLANNING
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2905.2—Synopses of Proposed
Contract Actions
Sec.
2905.202 Exceptions.
Subpart 2903.1—Safeguards
2903.104
Procurement integrity.
2903.104–1
Definitions.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Agency ethics official means the
Solicitor of Labor or the Associate
Solicitor for Legal Counsel or other
official as designated by the Solicitor of
Labor.
Subpart 2903.2—Contractor Gratuities
to Government Personnel
2903.203 Reporting suspected violations
of the Gratuities clause.
Contractor gratuities offered to
Government personnel are subject to the
restriction under 5 CFR part 2635.
2903.204
Treatment of violations.
Any suspected violations of FAR
subpart 3.2 and the clause at FAR
52.203–3, Gratuities, must be reported
to the Office of the Inspector General.
The authority to determine whether a
violation of the Gratuities clause by the
contractor, its agent, or another
representative has occurred, and the
appropriate remedies, are delegated to
the HCA.
Subpart 2903.7—Voiding and
Rescinding Contracts
2903.703
Authority.
PART 2904—ADMINISTRATIVE AND
INFORMATION MATTERS
Subpart 2904.7—Contractor Records
Retention
Policy.
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Contract clause.
The contracting officer shall insert the
clause at DOLAR 2952.204–70, Records
Management Requirements, in all
solicitations and contracts in which the
contractor creates, works with, or
otherwise handles federal records, as
defined in subsection (a) of the clause
at DOLAR 2952.204–70, regardless of
the medium in which the record exists.
16:32 Aug 15, 2024
Jkt 262001
Exceptions.
The Assistant Secretary for
Administration and Management is
authorized to make the determination
prescribed in FAR 5.202(b), subject to
the consultation requirements therein.
PART 2906 [RESERVED]
PART 2907—ACQUISITION PLANNING
Subpart 2907.1—Acquisition Plans
Sec.
2907.107–2 Consolidation.
2907.108 Additional requirements for
telecommuting.
2907.108–70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2907.1—Acquisition Plans
2907.107–2
Consolidation.
The SPE shall make the determination
to approve consolidation per FAR
7.107–2.
2907.108–70
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.207–70,
Contractor Personnel Telework, in all
solicitations and contracts for services,
including construction services.
Subpart 2909.5—Organizational and
Consultant Conflicts of Interest
2909.503 Waiver.
2909.507–70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2909.3—First Article Testing
and Approval
Definitions.
At DOL, the debarring official is the
SPE. At DOL, the suspending official is
the SPE.
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2909.503
Waiver.
(a) The Secretary of Labor delegates to
the SPE the authority to waive any
general rule or procedure in FAR
subpart 9.5 when its application in a
particular situation would not be in the
Government’s best interest. In making
determinations under this subpart the
SPE shall consult with the Office of the
Solicitor.
(b) The relevant HCA must make the
request for such a waiver in writing to
the SPE who will consult with the
Agency Head with respect to each
waiver request. Each request must
include:
(1) An analysis of the facts involving
the potential or actual conflict, the
nature and extent of the conflict,
including benefits and costs to the
Government and prospective contractors
of granting the request;
(2) An explanation of the measures
taken to avoid, neutralize, and mitigate
the conflict, if any; and
(3) Identification of the provision(s) in
FAR subpart 9.5 to be waived.
2909.507–70
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.209–70,
Organizational Conflict of Interest
Clause—OCI–1 Exclusion from Future
Agency Contracts, in all solicitations
and contracts for services, including
construction services and architectural
and engineering services, and any other
contract to which the Contractor Officer
deems the clause to be applicable.
PART 2911—DESCRIBING AGENCY
NEEDS
Subpart 2909.3—First Article Testing and
Approval
Sec.
2909.301 Definitions.
2909.301
Subpart 2909.5—Organizational and
Consultant Conflicts of Interest
PART 2910 [RESERVED]
PART 2909—CONTRACTOR
QUALIFICATIONS
Authority: 5 U.S.C. 301, 40 U.S.C. 486(c).
VerDate Sep<11>2014
2905.202
PART 2908 [RESERVED]
Subpart 2904.7—Contractor Records
Retention
Sec.
2904.703 Policy.
2904.703–70 Contract clause.
2904.703–70
Subpart 2905.2—Synopses of
Proposed Contract Actions
2907.108 Additional requirements for
telecommuting.
Pursuant to FAR 3.703 and 3.705(b),
the authority to void or rescind
contracts is delegated to the SPE.
2904.703
PART 2905—PUBLICIZING CONTRACT
ACTIONS
Sec.
2911.002 Policy.
2911.002–70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
2911.002
Policy.
2911.002–70
Contract clause.
In accordance with FAR 11.002(g),
12.202(e), and 39.101(d), the contracting
officer shall insert the clause at DOLAR
2952.211–70, Internet Protocol Version
6 (IPv6) Clause, in all solicitations/
awards when acquiring information
technology products or services that are
expected to exceed the micro-purchase
threshold.
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PART 2912 [RESERVED]
SUBCHAPTER C—CONTRACTING
METHODS AND CONTRACT TYPES
PART 2913–2914 [RESERVED]
PART 2915—CONTRACTING BY
NEGOTIATION
Subpart 2915.6—Unsolicited Proposals
Sec.
2915.604 Agency points of contact.
2915.605 Content of unsolicited proposals.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2915.6—Unsolicited Proposals
2915.604
Small and Disadvantaged Business
Utilization (OSDBU), within the OSPE.
All DOL acquisition officials are
responsible for providing opportunities
to small businesses and small
disadvantaged businesses in DOL
acquisitions, in compliance with law,
directives, and the FAR. Further
information can be found at the OSDBU
website, currently accessible at https://
www.dol.gov/agencies/oasam/centersoffices/office-of-the-senior-procurementexecutive/office-of-small-anddisadvantaged-business-utilization, or a
successor website.
PARTS 2920–2923 [RESERVED]
Agency points of contact.
(a) The Director of Strategy and
Administration (S&A) within the OSPE
will be the point of contact for receipt
of unsolicited proposals. This
responsibility may be delegated by the
Director of S&A. Only the cognizant
contracting officer has the authority to
bind the Government by accepting an
unsolicited proposal.
(b) The OSPE Director of Strategy and
Administration is responsible for
handling unsolicited proposals to
ensure that unsolicited proposals are
controlled, evaluated, safeguarded, and
disposed of in accordance with FAR
subpart 15.6.
(c) The OSPE Director of Strategy and
Administration may not consider an
unsolicited proposal if the proposal
resembles an upcoming solicitation or a
procurement identified in the current
annual acquisition plan.
2915.605 Content of unsolicited
proposals.
In addition to the contents required
by FAR 15.605, unsolicited proposals
for research should contain a
commitment by the offeror to include
cost-sharing or should represent a
significant cost savings to DOL.
PART 2924—PROTECTION OF
PRIVACY AND FREEDOM OF
INFORMATION
Subpart 2924.1—Protection of Individual
Privacy
Sec.
2924.103 Procedures.
2924.103–70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2924.1—Protection of
Individual Privacy
2924.103
Procedures.
2924.103–70
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.224–70, Privacy
Breach Notification Requirements, in all
solicitations and contracts except
solicitations and contracts that are
solely for the acquisition of
commercially available off-the-shelf
items.
Sec.
2928.106–6
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2919.201
2928.203
The management of small and
disadvantaged business utilization
programs at DOL is the responsibility of
the Program Manager of the Office of
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Jkt 262001
PART 2932—CONTRACT FINANCING
Subpart 2932.4—Advance Payments for
Other Than Commercial Acquisitions
Sec.
2932.408 Application for advance
payments.
Subpart 2932.5—Progress Payments Based
on Costs
2932.501–2 Unusual progress payments.
2932.503–6 Suspension or reduction of
payments.
Subpart 2932.7—Contract Funding
2932.703 Contract funding requirements.
2932.703–70 Contract clause.
Subpart 2932.9—Prompt Payment
2932.908 Contract clauses.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2932.4—Advance Payments
for Other Than Commercial
Acquisitions
2932.408 Application for advance
payments.
After consulting with the SPE, the
HCA may authorize advance payments
without interest pursuant to FAR
32.408.
Subpart 2932.5—Progress Payments
Based on Costs
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
2928.106–6
Furnishing information.
The HCA or designee performs the
functions outlined in FAR 28.106–6(c).
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2932.503–6
payments.
Unusual progress payments.
Suspension or reduction of
Any action of a contracting officer
under FAR 32.503–6 requires approval
in advance from the HCA. Upon receipt
of approval from the HCA, the
contracting officer shall request the
contract finance office to suspend or
reduce payments.
Subpart 2932.7—Contract Funding
Individual sureties.
Subpart 2928.1—Bonds and Other
Financial Protections
General policy.
VerDate Sep<11>2014
Furnishing information.
Subpart 2928.2—Sureties and Other
Security for Bonds
Subpart 2919.2—Policies
PARTS 2929–2931 [RESERVED]
SUBCHAPTER E—GENERAL
CONTRACTING REQUIREMENTS
Subpart 2928.1—Bonds and Other Financial
Protections
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Individual sureties.
Contracting officers must refer
evidence of possible criminal or
fraudulent activities by an individual
surety to the Office of Inspector General.
After consulting with the SPE, the
HCA may approve requests for
‘‘unusual’’ progress payments.
PART 2928—BONDS AND INSURANCE
Subpart 2919.2—Policies
Sec.
2919.201 General policy.
2928.203
2932.501–2
PART 2927 [RESERVED]
PART 2919—SMALL BUSINESS
PROGRAMS
Subpart 2928.2—Sureties and Other
Security for Bonds
PARTS 2925–2926 [RESERVED]
PARTS 2916–2918 [RESERVED]
SUBCHAPTER D—SOCIOECONOMIC
PROGRAMS
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2932.703
Contract funding requirements.
2932.703–70
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.232–70,
Limitation of Government’s Obligation
(LoGO), in all solicitations and contracts
for severable services.
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Subpart 2932.9—Prompt Payment
2932.908
Contract clauses.
Contracting Officers shall insert the
clause at DOLAR 2952.232–71,
Submission of Invoices, in all
solicitations and contracts.
PART 2933—PROTESTS, DISPUTES,
AND APPEALS
Subpart 2933.1—Protests
Sec.
2933.102 General.
2933.103 Protests to the agency.
2933.104 Protests to GAO.
Subpart 2933.2—Disputes and Appeals
2933.203 Applicability.
2933.209 Suspected fraudulent claims.
2933.212 Contracting officer’s duties upon
appeal.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c);
E.O. 12979, 60 FR 55171, 3 CFR, 1995 Comp.,
p. 417.
Subpart 2933.1—Protests
2933.102
General.
(c)(1) The relevant contracting officer
coordinates DOL’s response to
procurement protests filed with the U.S.
Government Accountability Office
(GAO), in consultation with DOL legal
counsel at the Office of the Solicitor.
(2) The authority of the Agency Head
under FAR 33.102(b) to determine that
a solicitation, proposed award, or award
does not comply with the requirements
of law or regulation is delegated to the
HCA.
2933.103
Protests to the agency.
(a) The relevant contracting officer
will be the point of contact for agencylevel protests. Upon receipt of an agency
level protest, the contracting officer
immediately notifies the Director of
Strategy and Administration within the
OSPE and the Office of the Solicitor of
the protest.
(b) OSPE’s Director of Strategy and
Administration is the Agency Protest
Official.
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2933.104
16:32 Aug 15, 2024
Subpart 2933.2—Disputes and Appeals
2933.203
Applicability.
The authority of the Agency Head for
action under FAR subpart 33.2 is
delegated to the SPE.
2933.209
Suspected fraudulent claims.
The contracting officer must refer all
matters relating to suspected fraudulent
claims by a contractor under the
conditions in FAR 33.209 to the Office
of the Inspector General for further
action or investigation.
2933.212
appeal.
Contracting officer’s duties upon
(a) When a notice of appeal to the
Civilian Board of Contract Appeals has
been received, the contracting officer
must record the date of mailing (or the
date of receipt if the notice was not
mailed). The contracting officer must
also immediately notify the Office of the
Solicitor of the appeal.
(b) The contracting officer should
prepare and transmit the administrative
file to the Office of the Solicitor and
assist the Office of the Solicitor in the
defense of the appeal and related
matters.
SUBCHAPTER F—SPECIAL CATEGORIES
OF CONTRACTING
PARTS 2934–2936 [RESERVED]
PART 2937—SERVICE CONTRACTING
Protests to GAO.
(a) Protests before award. The
authority of the relevant HCA under
FAR 33.104(b) to authorize a contract
award when the agency has received
notice from the GAO of a protest filed
directly with the GAO is nondelegable.
In coordination with the Office of the
Solicitor, the HCA prepares the written
finding with the information required
by FAR 33.104(b)(1).
(b) Protests after award. The authority
of the HCA under FAR 33.104(c) to
authorize contract performance when
the agency has received notice from the
GAO of a protest filed directly with the
VerDate Sep<11>2014
GAO is nondelegable. In coordination
with the Office of the Solicitor, the HCA
prepares and provides to the GAO the
written finding with the information
required by FAR 33.104(c)(2).
(c) Notice to the GAO. The authority
of the HCA under FAR 33.104(g), to
report to the GAO the failure to fully
implement the GAO recommendations
with respect to a solicitation for a
contract or an award or a proposed
award of a contract within 60 days of
receiving the GAO recommendations, is
nondelegable. The written notice must
be coordinated with the Office of the
Solicitor.
Jkt 262001
Subpart 2937.1—Service Contracts-General
Sec.
2937.110 Solicitation provisions and
contract clauses.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2937.1—Service ContractsGeneral
2937.110 Solicitation provisions and
contract clauses.
Contracting officers shall insert the
clause at DOLAR 2952.237–70,
Emergency Continuation of Essential
Services, in all solicitations and
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contracts that support essential
functions identified in agency
continuity plans.
PART 2938 [RESERVED]
PART 2939—ACQUISITION OF
INFORMATION TECHNOLOGY
Subpart 2939.2—Information and
Communication Technology
Sec.
2939.270 Contract clause.
Authority: 29 U.S.C. 794; 36 CFR 1194.1.
Subpart 2939.2—Information and
Communication Technology
2939.270
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.239–70, Section
508 Requirements, in all solicitations
and contracts for the acquisition of
Information and Communication
Technology (ICT) to be used by the
DOL.
PARTS 2940–2941 [RESERVED]
SUBCHAPTER G—CONTRACT
MANAGEMENT
PART 2942—CONTRACT
ADMINISTRATION AND AUDIT
SERVICES
Subpart 2942.1—Contract Audit Services
Sec.
2942.101 Contract audit responsibilities.
2942.101–70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2942.1—Contract Audit
Services
2942.101
Contract audit responsibilities.
Contracting officers shall insert the
clause at DOLAR 2952.242–70, Access
to Contractor Business Systems, in all
solicitations and contracts that include
a covered contractor system, which is a
system that is owned by, or operated by
or for, a contractor that processes,
stores, or transmits Federal information.
2942.101–70
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.242–71, DOL
Mandatory Training Requirements for
Contractor Employees, in all
solicitations and contracts for services,
including construction services.
PART 2943—CONTRACT
MODIFICATIONS
Subpart 2943.1—General
Sec.
2943.104 Notification of contract changes.
2943.104–70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
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Subpart 2943.1—General
2943.104
Notification of contract changes.
2943.104–70
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.243–70,
Contractor’s Obligation to Notify the
Contracting Officer of a Request to
Change the Contract Scope (Contractor’s
Obligation Clause), in all solicitations
and contracts.
PART 2944 [RESERVED]
PART 2945—GOVERNMENT
PROPERTY
Subpart 2945.1—General
Sec.
2945.104 Responsibility and liability for
Government property.
2945.104–70 Contract clause.
2945.105 Contractors’ property
management system compliance.
2945.105–70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2952.2—Text of Provisions
and Clauses
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
2045.104 Responsibility and liability for
Government property.
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.245–70,
Contractor Responsibility to Report
Theft of Government Property, in all
solicitations and contracts that contain
FAR clause 52.245–1, Government
Property.
2945.105 Contractors’ property
management system compliance.
2945.105–70
Contract clause.
Contracting officers shall insert the
clause at DOLAR 2952.245–71, Asset
Reporting Requirements, in all
solicitations and contracts for the
acquisition of Accountable Property to
increase the management and tracking
of high-value government assets.
PARTS 2946–2951 [RESERVED]
SUBCHAPTER H—CLAUSE AND FORMS
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2952.204–70 Records Management
Requirements.
Subpart 2952.2—Text of Provisions and
Clauses
Sec.
2952.201–70 Contracting Officer’s
Representative (COR) Clause.
2952.204–70 Records Management
Requirements.
2952.207–70 Contractor Personnel
Telework.
2952.209–70 Organizational Conflict of
Interest Clause—OCI–1 Exclusion From
Future Agency Contracts.
16:32 Aug 15, 2024
Jkt 262001
Contracting Officer’s Representative (COR)
Clause (SEP 2014)
(a) A Contracting Officer’s Representative
(COR) will be delegated upon award. A copy
of the delegation memorandum will be
provided to the COR and a delegation letter
sent to the vendor.
(b) The COR is responsible as applicable
for receiving all deliverables; inspecting and
accepting the supplies or services provided
hereunder in accordance with the terms and
conditions of this contract; providing
direction to the contractor which clarifies the
contract effort, fills in details or otherwise
serves to accomplish the contractual scope of
work; evaluating performance; and certifying
all invoices/vouchers for acceptance of the
supplies or services furnished for payment.
(c) The COR does not have the authority to
alter the contractor’s obligations under the
contract, and/or modify any of the expressed
terms, conditions, specifications, or cost of
the agreement. If, as a result of technical
discussions, it is desirable to alter/change
contractual obligations or the scope of work,
the contracting officer must issue such
changes.
(End of Clause)
PART 2952—SOLICITATION
PROVISIONS AND CONTRACT
CLAUSES
VerDate Sep<11>2014
2952.201–70 Contracting Officer’s
Representative (COR) Clause.
As prescribed in 2901.602–70, insert
the following clause:
Subpart 2945.1—General
2945.104–70
2952.211–70 Internet Protocol Version 6
(IPv6) Clause.
2952.224–70 Privacy Breach Notification
Requirements.
2952.232–70 Limitation of Government’s
Obligation (LoGO).
2952.232–71 Submission of Invoices.
2952.237–70 Emergency Continuation of
Essential Services.
2952.239–70 Section 508 Requirements.
2952.242–70 Access to Contractor Business
Systems.
2952.242–71 DOL Mandatory Training
Requirements for Contractor Employees.
2952.243–70 Contractor’s Obligation to
Notify the Contracting Officer of a
Request to Change the Contract Scope
(Contractor’s Obligation Clause).
2952.245–70 Contractor Responsibility to
Report Theft of Government Property.
2952.245–71 Asset Reporting Requirements.
As prescribed in 2904.703–70, insert
the following clause:
Records Management Requirements (AUG
2018)
A. Definitions
‘‘Federal record,’’ as defined in 44 U.S.C.
3301, includes all recorded information,
regardless of form or characteristics, made or
received by a federal agency under federal
law or in connection with the transaction of
public business and preserved or appropriate
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66623
for preservation by that agency or its
legitimate successor as evidence of the
organization, functions, policies, decisions,
procedures, operations, or other activities of
the United States Government or because of
the informational value of data in them.
The term federal record:
(a) Includes DOL records.
(b) Does not include personal materials.
(c) Applies to records created, received, or
maintained by contractors pursuant to their
DOL contract.
(d) May include deliverables and
documentation associated with deliverables.
B. Requirements
(a) Contractor shall comply with all
applicable records management laws and
regulations, as well as National Archives and
Records Administration (NARA) records
policies, including but not limited to, the
Federal Records Act (44 U.S.C. chs. 21, 29,
31, 33), NARA regulations at 36 CFR chapter
XII, subchapter B, and those policies
associated with the safeguarding of records
covered by the Privacy Act of 1974 (5 U.S.C.
552a). These policies include the
preservation of all records, regardless of form
or characteristics, mode of transmission, or
state of completion.
(b) In accordance with 36 CFR 1222.32(b),
all data created for Government use and
delivered to, or falling under the legal control
of, the Government are federal records
subject to the provisions of 44 U.S.C.
chapters 21, 29, 31, and 33, the Freedom of
Information Act (FOIA) (5 U.S.C. 552), as
amended, and the Privacy Act of 1974 (5
U.S.C. 552a), as amended and must be
managed and scheduled for disposition only
as permitted by statute or regulation.
(c) In accordance with 36 CFR 1222.32,
contractor shall maintain all records created
for government use or created in the course
of performing the contract and/or delivered
to, or under the legal control of, the
Government and must be managed in
accordance with federal law. Electronic
records and associated metadata must be
accompanied by sufficient technical
documentation to permit understanding and
use of the records and data.
(d) DOL and its contractors prevent the
alienation or unauthorized destruction of
records, including all forms of mutilation.
Records may not be removed from the legal
custody of DOL or destroyed except for in
accordance with the provisions of the
applicable agency schedules and with the
written concurrence of the Head of the
Contracting Activity in consultation with the
Agency Records Officer. Willful and
unlawful destruction, removal, damage, or
alienation of federal records is subject to the
fines and penalties imposed by 18 U.S.C.
2701. In the event of any unlawful or
accidental removal, defacing, alteration, or
destruction of records, the contractor must
report the event to DOL. The agency must
report the incident directly to their Agency
Records Officer. The Agency Records Officer
will engage the Departmental Records Officer
who will follow procedures promptly to
report to NARA in accordance with 36 CFR
part 1230.
(e) The contractor shall immediately notify
the appropriate contracting officer upon
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discovery of any inadvertent or unauthorized
disclosures of information, data,
documentary materials, records, or
equipment. Disclosure of non-public
information is limited to authorized
personnel with a need-to-know as described
in the contract. The contractor shall ensure
that the appropriate personnel,
administrative, technical, and physical
safeguards are established to ensure the
security and confidentiality of this
information, data, documentary material,
records and/or equipment is properly
protected. The contractor shall not remove
material from government facilities or
systems, or facilities or systems operated or
maintained on the Government’s behalf,
without the express written permission of the
Head of the Contracting Activity. When
information, data, documentary material,
records, and/or equipment is no longer
required, it shall be returned to DOL’s
control, or the contractor must hold it until
otherwise directed. Items returned to the
Government shall be hand carried, mailed,
emailed, or securely electronically
transmitted to the contracting officer or
address prescribed in the contract.
Destruction of records is EXPRESSLY
PROHIBITED unless in accordance with
paragraph (d) of this clause.
(f) The contractor is required to obtain the
contracting officer’s approval prior to
engaging in any contractual relationship
(sub-contractor) in support of this contract
requiring the disclosure of information,
documentary material, and/or records
generated under, or relating to, contracts. The
contractor (and any sub-contractor) is
required to abide by government and DOL
guidance for protecting sensitive, proprietary
information, classified, and controlled
unclassified information.
(g) The contractor shall only use
government IT equipment for purposes
specifically tied to or authorized by the
contract and in accordance with DOL policy.
(h) The contractor shall not create or
maintain any records containing any nonpublic DOL information that are not
specifically tied to or authorized by the
contract.
(i) The contractor shall not retain, use, sell,
or disseminate copies of any deliverable that
contains information covered by the Privacy
Act of 1974 or that which is generally
protected from public disclosure by an
exemption to the Freedom of Information
Act.
(j) [Insert the following if no other data
rights clause has been included in the
contract] The DOL owns the rights to all data
and records produced as part of this contract.
All deliverables under the contract are the
property of the U.S. Government for which
DOL shall have unlimited rights to use,
dispose of, or disclose such data contained
therein as it determines to be in the public
interest. Any contractor rights in the data or
deliverables must be identified as required by
FAR 52.227–11 through 52.227–20.
(k) Training. All contractor employees
assigned to this contract who create, work
with, or otherwise handle records are
required to take the annual mandatory
records management training, provided by
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DOL, as directed by the Contracting Officer’s
Representative (COR). The training shall be
completed in a timeframe specified by the
COR. The contractor confirms training has
been completed according to agency policies,
including initial training and any annual or
refresher training.
C. Flow Down of Requirements to
Subcontractors
(a) The contractor shall incorporate the
substance of this clause, its terms, and
requirements, including this paragraph, in all
subcontracts under this contract and require
written subcontractor acknowledgment of
same.
(b) Violation by a subcontractor of any
provision set forth in this clause will be
attributed to the contractor.
(End of Clause)
2952.207–70
Telework.
Contractor Personnel
As prescribed in 2907.108–70, insert
the following clause:
Contractor Personnel Telework (OCT 2021)
The Government shall not provide or
reimburse contractor personnel for internet
connectivity.
(End of Clause)
2952.209–70 Organizational Conflict of
Interest Clause—OCI–1 Exclusion From
Future Agency Contracts.
As prescribed in 2909.507–70, insert
the following clause:
Organizational Conflict of Interest Clause—
OCI–1 Exclusion From Future Agency
Contracts (DEC 2012)
This clause supplements the FAR
provisions on organizational conflicts of
interest, located at FAR subpart 9.5 and
should be read in conjunction with these
provisions. To the extent there is any
inconsistency or confusion between the two
provisions, the FAR provision controls.
(a) Work under this contract may create a
future organizational conflict of interest (OCI)
that could prohibit the contractor from
competing for, or being awarded, future
government contracts. The following
examples illustrate situations in which
organizational conflicts of interest may arise.
They are not all inclusive, but will be used
by the contracting officer as general guidance
in individual contract situations:
(1) Unequal Access to Information. The
performance of this contract may provide
access to ‘‘nonpublic information,’’ which
could provide the contractor an unfair
competitive advantage in later solicitations or
competitions for other DOL contracts. Such
an advantage could be perceived as unfair by
a competing vendor who is not given similar
access to the same nonpublic information
that is related to the future procurement
action. If you, as a contractor, in performing
this contract, obtain nonpublic information
that is relevant to a future procurement
action, you may be required to submit and
negotiate an acceptable mitigation plan prior
to being deemed eligible to compete on the
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future action. Alternatively, the ‘‘nonpublic
information’’ may be provided to all offerors.
(2) Biased Ground Rules. Your contract
with DOL may have, in some fashion,
established important ‘‘ground rules’’ for
another DOL procurement, in which you may
desire to be a competitor. For example, this
contract may involve you drafting the
statement of work, specifications, or
evaluation criteria for a future DOL
procurement. The primary concern, in any
such situation, is that any such firm could
skew the competition, whether intentionally
or not, or be perceived as having skewed the
competition, in its own favor. If the
requirements of this DOL contract anticipate
the contractor may be placed in a position to
establish important ground rules, including
but not limited to those described herein, the
contractor may be precluded from competing
in the related action or, if possible, may be
required to submit and negotiate an
acceptable mitigation plan.
(3) Impaired Objectivity. The performance
of this contract may result in the contractor
being placed in a situation where it is able,
or required, to provide assessment and
evaluation findings concerning itself, another
business division, a subsidiary or affiliate, or
other entity with which it has a significant
financial relationship. The concern in this
case is that the contractor’s ability to render
impartial advice to DOL could appear to be
undermined by the contractor’s financial or
other business relationship to the entity
whose work product is being assessed or
evaluated. In these situations, a ‘‘walling off’’
of lines of communication between entities
or divisions may be acceptable, but it also
may not be sufficient to remove the
perception that the objectivity of the
contractor has been tainted. If the
requirements of the DOL procurement
indicate that a contractor may be placed in
a position to provide evaluations and
assessments of itself or other entities with
which it has a significant financial
relationship, the affected contractor should
notify DOL immediately. The contractor may
also be required to provide a mitigation plan
that includes recusal by the contractor from
one of the affected contracts. Such recusal
might include divestiture of the work to a
third party.
(b) To prevent a future OCI of any kind, the
contractor shall be subject to the following
restrictions:
(1) The contractor may be excluded from
competition for, or award of, any government
contracts as to which, in the course of
performing another contract, the contractor
has received nonpublic and competitively
relevant information before such information
has been made generally available to other
persons or firms.
(2) The contractor may be excluded from
competition for, or award of, any government
contract for which the contractor actually
assisted or participated in the development
of specifications or statements of work.
(3) The contractor may be excluded from
competition for, or award of, any government
contract which calls for it to evaluate itself,
any affiliate, or any products or services
produced or performed thereby.
(4) The contractor may be excluded from
competition for, or award of, any government
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contract calling for the production or
performance of any product or service for
which the contractor participated in the
development of requirements or definitions
pursuant to another contract.
(c) This clause shall not exclude the
contractor from performing work under any
modification to this contract or from
competing for award of any future contract
for work that is the same or similar to work
performed under this contract, so long as the
conditions above are not present. This clause
does not prohibit an incumbent from
competing on a follow-on competition, but
the contracting officer may require a
mitigation plan or other steps as needed to
ensure that there has not been an unequal
access to nonpublic competitively sensitive
information.
(d) The term ‘‘contractor’’ as used in this
clause, includes any person, firm, or
corporation that owns or controls, or is
owned or controlled by, the contractor. The
term also includes the corporate officers of
the contractor.
(e) The agency may, in its sole discretion,
waive any provisions of this clause if deemed
in the best interest of the Government. The
exclusions contained in this clause shall
apply for the duration of this contract and for
three (3) years after completion and
acceptance of all work performed hereunder,
or such other period as the contracting officer
shall direct.
(f) If any provision of this clause excludes
the contractor from competition for, or award
of any contract, the contractor shall not be
permitted to serve as a subcontractor, at any
tier, on such contract. This clause shall be
incorporated into any subcontracts or
consultant agreements awarded under this
contract unless the contracting officer
determines otherwise.
(End of Clause)
2952.211–70 Internet Protocol Version 6
(IPv6) Clause.
lotter on DSK11XQN23PROD with RULES1
As prescribed in 2911.002–70, insert
the following clause:
Internet Protocol Version 6 (IPv6) Clause
(MAY 2015)
(a) Any system or product that includes:
hardware, software, firmware, and/or
networked components, including but not
limited to, voice, video, or data that is
developed, procured, or acquired in support
and/or performance of this requirement shall
be capable of transmitting, receiving,
processing, or forwarding digital information
across system boundaries that are formatted
in accordance with commercial standards of
Internet Protocol (IP) version 6 (IPv6) as set
forth in the USGv6 Profile (NIST Special
Publication 500–267) and corresponding
declarations of conformance defined in the
USGv6 Test Program.
(b) This IPv6 capable system or product
shall maintain interoperability with IPv4
systems and provide the same level of
performance and reliability capabilities of
IPv4 systems.
(c) This IPv6 capable system or product
shall have available IPv4 and IPv6 technical
support for development, implementation,
and troubleshooting of the system.
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(d) This IPv6 capable system or product
can be upgraded, or the vendor will provide
an appropriate migration path for industryrequired changes to IPv6 as the technology
evolves, at no additional cost to the
Government.
(e) This IPv6 capable system or product
must be able to operate on networks
supporting IPv4 & IPv6, as well as networks
that support both.
(f) Any system or product whose IPv6 noncompliance is discovered and made known
to the vendor/contractor within 12 months of
the start of performance shall be upgraded,
modified, replaced, or brought into
compliance at no additional cost to the
Federal Government.
(End of Clause)
2952.224–70 Privacy Breach Notification
Requirements.
As prescribed in 2924.103–70, insert
the following clause:
Privacy Breach Notification Requirements
(APR 2018)
A. Definitions
‘‘Breach’’ is defined as the loss of control,
compromise, unauthorized disclosure,
unauthorized acquisition, or any similar
occurrence where—
(a) A person other than an authorized user
accesses or potentially accesses Personally
Identifiable Information (PII); or
(b) An authorized user accesses or
potentially accesses PII for an unauthorized
purpose.
‘‘Information’’ is defined as any
communication or representation of
knowledge such as facts, data, or opinions in
any medium or form, including textual,
numerical, graphic, cartographic, narrative,
electronic, or audiovisual forms (see Office of
Management and Budget (OMB) Circular No.
A–130, Managing Federal Information as a
Strategic Resource).
‘‘Information System’’ is defined as a
discrete set of information resources
organized for the collection, processing,
maintenance, use, sharing, dissemination, or
disposition of information (44 U.S.C. 3502).
‘‘Personally Identifiable Information’’ is
defined as information that can be used to
distinguish or trace an individual’s identity,
either alone or when combined with other
information that is linked or linkable to a
specific individual (see OMB Circular No. A–
130, Managing Federal Information as a
Strategic Resource).
B. Requirements
(a) Contractors and subcontractors that
collects or maintains federal information on
behalf of the agency or uses or operates an
information system on behalf of the agency
shall comply with federal law e.g., FISMA
2014, E-Government Act and the Privacy Act.
Additionally, the contractor shall meet OMB
directives and National Institute of Standards
and Technology Standards to ensure
processing of PII is adequately managed.
(b) The contractor shall:
(1) Properly encrypt PII in accordance with
appropriate laws, regulations, directives,
standards, or guidelines;
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66625
(2) Report to DOL any suspected or
confirmed breach in any medium or form,
including paper, oral, and electronic within
one hour of discovery;
(3) Cooperate with and exchange
information with DOL (contracting officer
and Contracting Officer’s Representative) as
well as allow for an inspection, investigation,
forensic analysis, as determined necessary by
the DOL, to effectively report and manage a
suspected or confirmed breach;
(4) Maintain capabilities to determine what
DOL information was or could have been
compromised and by whom, construct a
timeline of user activity, determine methods
and techniques used to access federal
information, and identify the initial attack
vector;
(5) Ensure staff who have access to DOL
systems or information are regularly trained
to identify and report a security incident.
This includes the completion of any DOL
mandatory training for contractors;
(6) Take steps to address security issues
that have been identified, including steps to
minimize further security risks to those
individuals whose PII was lost,
compromised, or potentially compromised.
(7) Report incidents per DOL incident
management policy and US–CERT
notification guidelines.
(c) Remedy:
(1) A report of a breach shall not, by itself,
be interpreted as evidence that the contractor
or its subcontractor (at any tier) failed to
provide adequate safeguards for PII. If the
contractor is determined to be at fault for the
breach, the contractor may be financially
liable for government costs incurred in the
course of breach response and mitigation
efforts;
(2) The contractor shall take steps to
address security issues that have been
identified, including steps to minimize
further security risks to those individuals
whose PII was lost, compromised, or
potentially compromised. Additionally, the
individual or individuals directly responsible
for the data breach shall be removed from the
contract within 45 days of the breach of data;
and
(3) The Government reserves the right to
exercise all available contract remedies
including, but not limited to, a stop-work
order on a temporary or permanent basis to
address a breach or upon discovery of a
contractor’s failure to report a breach as
required by this clause. If the contractor is
determined to be at fault for a breach, the
contractor shall provide credit monitoring
and privacy protection services for one year
to any individual whose private information
was accessed or disclosed. The individual
shall be given the option, but the decision is
theirs. Those services will be provided solely
at the expense of the contractor and will not
be reimbursed by the Federal Government.
(End of Clause)
2952.232–70 Limitation of Government’s
Obligation (LoGO).
As prescribed in 2932.703–70, insert
the following clause:
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Limitation of Government’s Obligation
(LoGO) (JUL 2014)
(a) Contract line item(s) ($ to be
determined at the exercise of each option)
through ($ to be determined at the exercise
of each option) are incrementally funded. For
these item(s), the sum of ($ to be determined
at the exercise of each option) of the total
price is presently available for payment and
allotted to this contract. An allotment
schedule is set forth in paragraph (j) of this
clause.
(b) For item(s) identified in paragraph (a)
of this clause, the contractor agrees to
perform up to the point at which the total
amount payable by the Government,
including reimbursement in the event of
termination of those item(s) for the
Government’s convenience, approximates the
total amount currently allotted to the
contract. The contractor is not authorized to
continue work on those item(s) beyond that
point. The Government will not be obligated
in any event to reimburse the contractor in
excess of the amount allotted to the contract
for those item(s) regardless of anything to the
contrary in the clause entitled ‘‘Termination
for Convenience of the Government.’’ As
used in this clause, the total amount payable
by the Government in the event of
termination of applicable contract line
item(s) for convenience includes costs, profit,
and estimated termination settlement costs
for those item(s).
(c) Notwithstanding the dates specified in
the allotment schedule in paragraph (j) of this
clause, the contractor will notify the
contracting officer in writing at least thirty
days prior to the date when, in the
contractor’s best judgment, the work will
reach the point at which the total amount
payable by the Government, including any
cost for termination for convenience, will
approximate 80 percent of the total amount
presently allotted to the contract for
performance of the applicable item(s). The
notification will state (1) the estimated date
when that point will be reached and (2) an
estimate of additional funding, if any, needed
to continue performance of applicable line
items up to the next scheduled date for
allotment of funds identified in paragraph (j)
of this clause, or to a mutually agreed upon
substitute date. The notification will also
advise the contracting officer of the estimated
amount of additional funds that will be
required for the timely performance of the
item(s) funded pursuant to this clause, for a
subsequent period as may be specified in the
allotment schedule in paragraph (j) of this
clause or otherwise agreed to by the parties.
If after such notification additional funds are
not allotted by the date identified in the
contractor’s notification, or by an agreed
substitute date, the contracting officer will
terminate any item(s) for which additional
funds have not been allotted, pursuant to the
clause of this contract entitled ‘‘Termination
for Convenience of the Government.’’
(d) When additional funds are allotted for
continued performance of the contract line
item(s) identified in paragraph (a) of this
clause, the parties will agree as to the period
of contract performance, which will be
covered by the funds. The provisions of
paragraphs (b) through (d) of this clause will
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apply in like manner to the additional
allotted funds and agreed substitute date, and
the contract will be modified accordingly.
(e) If, solely by reason of failure of the
Government to allot additional funds, by the
dates indicated below, in amounts sufficient
for timely performance of the contract line
item(s) identified in paragraph (a) of this
clause, the contractor incurs additional costs
or is delayed in the performance of the work
under this contract and if additional funds
are allotted, an equitable adjustment will be
made in the price or prices (including
appropriate target, billing, and ceiling prices
where applicable) of the item(s), or in the
time of delivery, or both. Failure to agree to
any such equitable adjustment hereunder
will be a dispute concerning a question of
fact within the meaning of the clause entitled
‘‘Disputes.’’ In no event shall the equitable
adjustment be more than the contract line
item(s) price(s) in question.
(f) The Government may at any time prior
to termination allot additional funds for the
performance of the contract line item(s)
identified in paragraph (a) of this clause.
(g) The termination provisions of this
clause do not limit the rights of the
Government under the clause entitled
‘‘Default.’’ The provisions of this clause are
limited to the work and allotment of funds
for the contract line item(s) set forth in
paragraph (a) of this clause. This clause no
longer applies once the contract is fully
funded except with regard to the rights or
obligations of the parties concerning
equitable adjustments negotiated under
paragraphs (d) and (e) of this clause.
(h) Nothing in this clause affects the right
of the Government to terminate this contract
pursuant to the clause of this contract
entitled ‘‘Termination for Convenience of the
Government.’’
(i) Nothing in this clause shall be
construed as authorization of voluntary
services whose acceptance is otherwise
prohibited under 31 U.S.C. 1342.
(j) The parties contemplate that the
Government will allot funds to this contract
in accordance with the following schedule:
On execution of contract $ ll *
(month) (day), (year) $ ll *
(month) (day), (year) $ ll *
(month) (day), (year) $ ll *
* To be inserted after negotiation.
(End of Clause)
Alternate I (JUL 2014). If only one line
item will be incrementally funded,
substitute the following paragraph (a)
for paragraph (a) of the basic clause:
(a) Contract line item ll is
incrementally funded. The sum of $ * is
presently available for payment and
allotted to this contract. An allotment
schedule is contained in paragraph (j) of
this clause.
* To be inserted after negotiation.
2952.232–71
Submission of Invoices.
As prescribed in 2932.908, insert the
following clause:
Submission of Invoices (AUG 2019)
(a) Electronic Invoice Submittal
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Invoices for the services/goods provided
under this award shall be submitted through
the Department of Treasury’s Invoice
Processing Platform (IPP) or through the DOL
Quickpay email system, as directed by the
Contracting Officer. IPP is a Federal
Government owned and operated website
accessible to contractors free of charge.
Information about IPP, including enrollment
instructions, are available and should be
obtained by the enrolled contractors directly
from the Department of Treasury after award
at https://www.ipp.gov.
(1) The following instructions apply to
Invoices submitted through IPP.Gov or the
DOL Quickpay email system:
(i) IPP invoice attachments SHALL NOT
exceed the size limit of 10 megabytes (MB)
each. However, you may submit multiple
attachments of less than 10MB each with the
invoices.
(ii) DO NOT submit an invoice or
attachment that uses shading or color.
(b) An emailed Portable Document Format
(PDF) image cannot have any text that has a
background with any color other than white.
If the image has a shaded background, it will
be converted to black, and the text will be
illegible.
(c) An emailed Tagged Image File Format
(TIFF) image must be black and white.
(1) Quickpay users SHALL provide a copy
of the invoice and any attachments via email
to the Contracting Officer’s Representative
(COR, at the address specified in the contract.
(2) Quickpay users SHALL NOT submit
more than one attachment per invoice and
the attachment shall not exceed 10MB. Any
additional attachments will not be
recognized.
(3) DO NOT submit more than one invoice
at a time.
(4) DO NOT attempt to use the ‘‘Recall’’ or
‘‘Resend’’ email message features.
(d) Electronic invoices shall be in PDF or
TIFF format.
(e) Paper Invoices shall be submitted via
fax or U.S. mail Paper invoices may be sent
via fax to: (202) 693–2862. Mail paper
invoices to: U.S. Department of Labor, Office
of Financial Management Operations
Division of Client Accounting, Services
Room S–5526, 200 Constitution Avenue NW,
Washington, DC 20210.
(f) General Information.
Payment due date is to be calculated from
the date the invoice is received in accordance
with FAR 32.905 and the instructions above.
Inquiries regarding invoices must be
emailed to OCFOinvoiceinquiries@dol.gov.
The relevant invoice must be attached to the
inquiry email and the subject line of the
email must state ‘‘INQUIRY’’, as shown in
the following example:
INQUIRY: Contractor Name, DOL Agency,
Contract Number, BPA Call or Order
Number, Invoice Number, Invoice Amount
The contractor SHALL NOT use the DOL
electronic invoicing email address for
inquiries about any invoice.
Questions:
All questions regarding Electronic
Invoicing shall be sent to the DOL Office of
the Chief Financial Officer (OCFO) at
OCFOinvoiceinquiries@dol.gov.
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(End of Clause)
2952.237–70 Emergency Continuation of
Essential Services.
lotter on DSK11XQN23PROD with RULES1
As prescribed in 2937.110, insert the
following clause:
Emergency Continuation of Essential
Services (MAR 2014)
(a) Essential Services. DOL has identified
certain services under this agreement
(contract, BPA, BOA, task/delivery order, or
other vehicle, hereinafter ‘‘requirement’’) as
being essential to the DOL’s missions and
operations. Such essential services must
continue to be performed, even if an event
occurs (or is threatened to occur) that would
disrupt or interfere with operations at, or
with access to, facilities where services
ordinarily take place. Such an event may
include, but is not limited to, emergencies
that may be natural (e.g., earthquake; flood;
hurricane; tornado; public health
emergencies, including pandemic influenza),
man-made (e.g., civil unrest, chemical spill,
cyber or terrorist threats or attacks), or
technological (e.g., building fire, utility
outage), and which may affect one or more
facilities or locations, including federal
facilities, where the contractor normally
performs services hereunder.
(b) Contingency Plans. Unless already
included in the requirement, within 30 days
of the commencement of performance (or the
bi-lateral incorporation of this clause), the
contractor shall submit the following
contingency plans to the contracting officer
(CO) and the Contracting Officer’s
Representative (COR):
(1) A contingency plan to continue
performance off-site for a period of between
1 and 30 days; and
(2) A contingency plan to continue
performance off-site for more than 30 days,
until the event described above is resolved.
(3) Such contingency plans will become an
obligation of the contractor under the
requirement.
(c) Contents of the Contingency Plans. The
contingency plans referenced in paragraph
above shall, at a minimum, address:
(1) How the contractor plans to continue
performance of essential services for the
duration of an event, including identifying
and securing suitable off-site workplaces,
personnel, and resources;
(2) The contractor’s use of off-site facilities,
including allowing its essential personnel to
work from an alternative site or other remote
locations to perform essential services;
(3) Alert and notification procedures for
mobilizing and communicating with DOL
and with essential personnel, and for
communicating expectations to its personnel
regarding their roles and responsibilities
during the event;
(4) A list of telephone numbers and email
addresses (with alternates if available) for all
managers currently performing under the
requirement; and
(5) Processes and requirements for the
identification, training, and preparedness of
essential personnel who would be capable of
relocating to alternate facilities or performing
work from home.
(d) Approval of the Contingency Plans. The
CO, in consultation as appropriate with the
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COR, shall review both contingency plans
within 14 days of receipt, or as agreed, and
shall either accept them or advise the
contractor of any reason for disapproval. If
either plan is not accepted by the CO, the
contractor shall resubmit a revised plan
within 7 days, or as agreed.
(e) Activation of a Contingency Plan. The
Agency Head, CO, COR, or other authorized
agency official may activate the contractor’s
Contingency Plan by notifying the contractor
either orally or in writing. In the event of an
oral instruction, a written confirmation of the
activation will follow shortly after the
resumption of normal activities. Once a
contingency plan has been activated, services
hereunder shall continue without delay or
interruption, notwithstanding the ‘‘Excusable
Delay’’ Clause, or any other provision of the
contract (or requirement if this contract
vehicle is BPA, BOA, or similar vehicle).
(f) Failure to Execute a Plan. In the event
the contractor is unable or unwilling to
perform the essential services identified
under the requirement, as determined by
DOL in its sole discretion, DOL reserves the
right, in addition to any other right it may
have, to use federal employees or other
contract support, either from existing
contracts or new contracts, to continue those
critical services. DOL may view the
contractor’s failure to implement the
Contingency Plan as not performing a
contractual requirement and reserves all
rights to seek remedies associated with any
such nonperformance. Any new contracting
efforts would be conducted in accordance
with the FAR, OFPP’s January 14, 2011
Emergency Acquisition Guide, or any other
subsequent emergency guidance that may be
issued.
(End of Clause)
2952.239–70
Section 508 Requirements.
As prescribed in 2939.270, insert the
following clause:
Section 508 Requirements (AUG 2024)
A. Definition
The term ‘‘Information and
Communication Technology (ICT)’’ in this
contract is used as defined at FAR 2.101.
B. Requirements
Section 508 of the Rehabilitation Act, as
amended (29 U.S.C. 794d), applies to federal
departments, such as DOL, and the
contractors providing support on behalf of
such federal departments. The contractor is
required to provide Section 508 compliant
systems and components of ICT when federal
agencies develop, procure, maintain, or use
ICT. The contractor shall ensure that its
system and components allow federal
employees and members of the public with
disabilities access to, and use of, information
and data that is comparable to the access
afforded federal employees and members of
the public without disabilities. Products,
platforms, and services delivered as part of
this contract action that are ICT, or contain
ICT, shall conform to the Revised Section 508
Standards, which are located at 36 CFR part
1194, appendices A and C.
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66627
Please insert the clause(s) below which
meet the parameters of the contract being
awarded.
(a) Requirements by service/contract type
are as follows:
(1) Custom ICT Development Services:
When the contractor provides custom ICT
development services and/or Commercially
Available Off-the-Shelf (COTS) products,
pursuant to the requirements, the contractor
shall ensure the ICT fully conforms to the
Revised 508 Standards (36 CFR part 1194,
appendices A and C) prior to delivery and
before final Acceptance.
(2) Installation, Configuration, &
Integration Services: When the contractor
provides installation, configuration, or
integration services for equipment or
software pursuant to the requirement, the
contractor shall not install, configure, or
integrate the equipment or software in a way
that reduces the level of conformance with
the Revised 508 Standards (36 CFR part 1194,
appendices A and C).
(3) Maintenance Upgrades &
Replacements: The contractor shall ensure
maintenance upgrades, substitutions, and
replacements to equipment and software
pursuant to this award do not reduce the
approved level of conformance with the
Revised 508 Standards (36 CFR part 1194,
appendices A and C) at the time of award.
Additionally, an updated Accessibility
Conformance Report (ACR) shall be
submitted for the ICT, and the ACR shall be
completed according to the instructions
provided by the Information Technology
Industry Council (ITI) to be considered for
each option year exercised.
(4) Contractor Processes: The contractor
shall ensure that its processes are at a
maturity level at least equivalent to the DHS
Trusted Tester methodology; that its
personnel have the knowledge, skills, and
ability necessary to make ICT under this
contract conform to the Revised 508
Standards (36 CFR part 1194, appendices A
and C); and that it provides conformant
Section 508 supporting documentation upon
request.
(5) Hosting Services: The contractor shall
not implement hosting services in a manner
that reduces the existing level of
conformance of the electronic content with
the Revised 508 Standards (36 CFR part 1194,
appendices A and C), when providing
hosting services for electronic content to the
agency. Throughout the life of the award, the
agency reserves the right to perform
Independent third-party testing on a vendor
or contractor’s hosted solution to verify
conformance.
(b) Validation for ICT: The contractor shall
test and validate the ICT for conformance to
the Revised 508 Standards (36 CFR part 1194,
appendices A and C), in accordance with the
required testing methods and provide test
results to verify conformance of the
Voluntary Product Assessment Template
(VPAT).
(1) For web and software, WCAG 2.0 Level
A and AA Conformance test results shall be
based on the Accessibility Tests for Software
and Web, Harmonized Testing Process for
Section 508 Compliance from the DHS
Trusted Tester program.
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(2) For Microsoft Office and PDF
documents, WCAG 2.0 Level A, and AA
Conformance test results shall be based on
the Harmonized Testing Guidance from the
Accessible Electronic Documents Community
of Practice.
(3) For ICT that are not electronic content,
the contractor shall validate conformance to
the Revised 508 Standards (36 CFR part 1194,
appendices A and C) using a defined testing
process. The contractor shall describe the test
process and provide the testing results to the
agency.
(c) Conformance Reporting: For ICT that
are developed, updated, or configured for the
agency, and when product substitutions are
offered:
(1) Before Acceptance, the contractor shall
provide an Accessibility Conformance Report
(ACR) for the ICT that is developed, updated,
configured for the agency, and when product
substitutions are offered. The ACR should be
based on the most recent version of the
Voluntary Product Assessment Template
(VPAT) provided by the Information
Technology Industry Council (ITI). An ACR
shall be submitted for each ICT and shall be
completed according to the instructions
provided by ITI to be considered for
Acceptance.
(2) Before Acceptance, when the contractor
is required to perform testing to validate
conformance to the agency’s accessibility
requirements, the vendor shall provide a
supplemental accessibility report that
contains the following information:
i Accessibility test results based on the
required test methods.
ii Documentation of features provided to
help achieve accessibility and usability for
people with disabilities.
iii Documentation of core functions that
cannot be accessed by persons with
disabilities.
iv Documentation on how to configure and
install the ICT to support accessibility.
v. When ICT is an authoring tool that
generates content (including documents,
reports, training, videos, multimedia
productions, web content, etc.), provide
information on how the ICT enables the
creation of accessible electronic content that
conforms to the Revised 508 Standards (36
CFR part 1194, appendices A and C),
including the range of accessible user
interface elements the tool can create.
vi. Before final Acceptance, the contractor
shall provide a fully working demonstration
of the completed ICT to demonstrate
conformance to the agency’s accessibility
requirements. The demonstration shall
expose where such conformance is and is not
achieved.
(3) At any time, DOL reserves the right to
perform Independent third-party testing to
validate the ICT provided by the contractor,
conforms to the Revised 508 Standards (36
CFR part 1194, appendices A and C).
(d) Non-Compliance: Before final
Acceptance of ICT, including updates and
replacements, DOL shall determine that the
furnished ICT is in compliance with the
Revised 508 Standards (36 CFR part 1194,
appendices A and C). If the furnished ICT is
determined to be non-compliant, the
contracting officer shall notify the contractor
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16:32 Aug 15, 2024
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of this determination, within 15 business
days of determination of non-compliance.
The contractor shall, at no cost to DOL, repair
or replace the non-compliant products or
services within the period specified by the
contracting officer. The contracting officer
makes the final decision to accept or not
accept a contractor’s ICT that does not meet
the Revised 508 Standards (36 CFR part 1194,
appendices A and C).
(End of Clause)
2952.242–70 Access to Contractor
Business Systems.
As prescribed in 2942.101, insert the
following clause:
Access to Contractor Business Systems (APR
2019)
The contractor shall, upon request, provide
to the Government, access to covered
contractor systems associated with the
execution and performance of this
requirement to meet audits, reviews, security
requirements, and Office of Inspector General
requests.
(End of Clause)
2952.242–71 DOL Mandatory Training
Requirements for Contractor Employees.
As prescribed in 2942.101–70, insert
the following clause:
DOL Mandatory Training Requirements for
Contractor Employees (AUG 2018)
(a) Where required and applicable,
contractor employees, including employees
of subcontractors at any tier, shall complete
any DOL designated and hosted training that
the Contracting Officer’s Representative
(COR) identifies as mandatory. Training shall
be completed in a timeframe specified by the
COR.
(b) Time spent on training shall be counted
as regular hours worked.
(c) The contractor shall ensure this clause
is incorporated in all subcontracts, at any
tier.
(End of Clause)
2952.243–70 Contractor’s Obligation To
Notify the Contracting Officer of a Request
to Change the Contract Scope (Contractor’s
Obligation Clause).
As prescribed in 2943.104–70, insert
the following clause:
Contractor’s Obligation To Notify the
Contracting Officer of a Request To Change
the Contract Scope (Contractor’s Obligation
Clause) (JAN 2012)
(a) Except for changes identified in writing
and signed by the contracting officer, the
contractor is required to notify, within 5
working days of receipt or knowledge, any
request for changes to this contract
(including actions, inactions, and written or
oral communications) that the contractor
regards as exceeding the scope of the
contract. On the basis of the most accurate
information available to the contractor, the
notice shall state:
(1) The date, nature, and circumstances of
the conduct regarded as a change in scope;
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(2) The name, function, and activity of
each Government employee and contractor
official or employee involved in, or
knowledgeable about, such conduct; and
(3) The identification of any documents
and substance of any oral communication
involved in such conduct.
(b) Following submission of this notice, the
contractor shall continue performance in
accordance with the contract terms and
conditions, unless notified otherwise by the
contracting officer.
(c) The contracting officer shall promptly,
within 5 business days after receipt of notice
from the contractor, respond to the notice in
writing. In responding, the contracting officer
shall either:
(1) Confirm that the contractor’s notice
identifies a change in the scope of the
contract and directs the contractor to stop
work, completely or in part, in accordance
with the Stop Work provisions of the
contract;
(2) Deny that the contractor’s notice
identifies a change in scope and instruct the
contractor to continue performance under the
contract; or
(3) In the event the contractor’s notice does
not provide sufficient information to make a
decision, advise the contractor what
additional information is required, and
establish the date by which it should be
furnished and the date thereafter by which
the Government will respond.
(End of Clause)
2952.245–70 Contractor Responsibility to
Report Theft of Government Property.
As prescribed in 2945.104–70, insert
the following clause:
Contractor Responsibility To Report Theft of
Government Property (FEB 2020)
Upon the contractor becoming aware of
theft of government property by its
employee(s), including theft that occurs at
subcontractor or alternate site locations, the
contractor shall report the theft of
government property to the Contracting
Officer’s Representative or CO of record.
(End of Clause)
2952.245–71 Asset Reporting
Requirements.
As prescribed in 2945.105–70, insert
the following clause:
Asset Reporting Requirements (JUL 2019)
(A) Definitions
‘‘Accountable Property’’ is a term to
identify property that is essential to DOL
operations for which it is in the best interest
of the Government to assign and record
accountability to assure proper use,
maintenance, and disposal. This includes
items purchased and obtained through a
‘‘lease-to-own’’ program. The following items
are DOL Accountable Property:
(1) DOL-owned or DOL-leased serialized
items (i.e., items with a manufacturer’s serial
number) with an acquisition unit cost above
$3,000.
(2) DOL-owned or DOL-leased ‘‘sensitive
items.’’
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(3) DOL-owned or DOL-leased furniture
with an acquisition unit cost above $10,000.
Items with an acquisition unit cost less than
$10,000 are not applicable. ‘‘Sensitive Items’’
are defined as items, regardless of value, that
have appeal to others and may therefore be
subject to theft or to security concerns, or
that are considered mission critical. The
following are considered sensitive items, as
well as any other items identified as sensitive
by the Contracting Officer’s Representative
(COR):
(1) Desktops and Laptops, including
docking stations and connectable monitors.
(2) PDAs/iPads/SurfacePros/Tablets.
(3) Printers and Copiers.
(4) Software Licenses, including media.
(5) Mobile Devices.
(6) Firearms.
(7) Communication Equipment (e.g.
telephone base and handsets, mobile radio
equipment, etc.).
(8) Conference/Audio-Visual Equipment.
(9) Power/Specialty Tools (e.g. lab
equipment, postage meters, etc.).
(B) Requirements
The contractor shall submit a DOL Asset
Report at time of delivery for both
Accountable Property and Sensitive Items.
The DOL Asset Report shall be delivered
electronically to the COR. DOL Asset Reports
shall include Accountable Property and
Sensitive Items that have been delivered. The
report shall be formatted as an Office Open
XML Spreadsheet (.XLSX) document, and
adhere to following DOL Asset Report
Requirements:
(a) Award/Purchase Number. The award
number issued by the Government.
(b) Date Shipped. The date the item was
shipped to the Government.
(c) Asset Type. The contract Line-Item
Description.
(d) Manufacturer. The manufacturer of the
item.
(e) Model. The model (name and/or
number) of the item.
(f) Serial Number. The serial number of the
item.
(g) DOL Asset Number. The number of the
barcode applied before shipping (if barcoding
is required by the award).
(h) Government Shipping Street Address.
The shipping street address of where the item
was delivered.
(i) Warrantied Item. Indicates whether an
item is warrantied (Y or N).
(j) Warranty Time frame. The start and end
date of the warranty (if applicable).
(k) Cost. Acquisition cost per unit and total
cost of purchase.
(End of Clause)
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PARTS 2953–2999 [RESERVED]
Signed this 30 day of July, 2024.
Carolyn Angus-Hornbuckle,
Assistant Secretary for Administration and
Management.
[FR Doc. 2024–17141 Filed 8–15–24; 8:45 am]
BILLING CODE 4510–04–P
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66629
DEPARTMENT OF TRANSPORTATION
IV. The Final Rule
V. Regulatory Analyses and Notices
National Highway Traffic Safety
Administration
I. Executive Summary
The FAST Act was signed into law on
December 4, 2015. Public Law 114–94.
Section 24403 of the FAST Act directs
the Secretary of Transportation to
increase the amount of time
manufacturers of motor vehicles, child
restraint systems, and tires are required
to maintain records that contain
information concerning malfunctions
that may be related to motor vehicle
safety. In the final rule, the Secretary
must lengthen the time that
manufacturers must maintain these
records to not less than 10 years from
the date the records were generated or
acquired. Public Law 114–94, sec.
24403(a).
In May 2019, NHTSA proposed
amending its regulation to increase the
retention period to 10 years and is now
finalizing that proposal. Based on
NHTSA’s experience investigating
potential defects, overseeing recalls, and
our consideration of the comments, we
have determined that finalizing the
proposed 10-year records retention
requirement would help address the
agency’s investigative needs while
minimizing the burden to manufacturers
of motor vehicles and equipment. Thus,
this final rule extends the record
retention requirement for records
required to be maintained under 49 CFR
576.6 to 10 years. NHTSA may consider
further extending the retention period in
the future.
This final rule does not require
manufacturers to retain any new
information; it merely requires
manufacturers to retain information
they are already required to retain under
49 CFR part 576 for a longer period of
time. This final rule also does not
extend the time period that
manufacturers of motor vehicles and
motor equipment are required to retain
records underlying information reported
under 49 CFR part 579.
In accordance with the FAST Act, the
extended time period applies to records
in manufacturers’ possession on the
effective date of this rule and records
generated or acquired in the future.
Public Law 114–94, sec. 24403(b).
49 CFR Part 576
[Docket No. NHTSA–2019–0035]
RIN 2127–AL81
Record Retention Requirement
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Final rule.
AGENCY:
This rule is being issued
pursuant to the Fixing America’s
Surface Transportation (FAST) Act,
which requires the Secretary of
Transportation (Secretary) to extend the
period of time manufacturers of motor
vehicles, child restraint systems, and
tires must retain records concerning
malfunctions that may be related to
motor vehicle safety under the National
Traffic and Motor Vehicle Safety Act
(Safety Act). Section 24403 of the FAST
Act directs the Secretary to issue a rule
increasing the record retention period to
not less than 10 years, instead of 5
years, as presently required under the
regulatory provisions. Pursuant to its
delegated authority, NHTSA is updating
its regulations in accordance with this
mandate to extend the time that
manufacturers are required to retain
certain records that may be related to
motor vehicle safety to 10 years.
DATES:
Effective date: This rule is effective
October 15, 2024.
Petitions for reconsideration: Petitions
for reconsideration of this final rule
must be received not later than
September 30, 2024.
ADDRESSES: Any petitions for
reconsideration should refer to the
docket number of this document and be
submitted to: Administrator, National
Highway Traffic Safety Administration,
1200 New Jersey Avenue SE, West
Building, Fourth Floor, Washington, DC
20590.
FOR FURTHER INFORMATION CONTACT:
Michael Kuppersmith, Trial Attorney,
Office of the Chief Counsel, National
Highway Traffic Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590 (telephone: (202)
366–2992).
SUPPLEMENTARY INFORMATION:
SUMMARY:
Table of Contents
I. Executive Summary
II. Record Retention Requirements Under the
Safety Act Prior to the FAST Act
III. The Notice of Proposed Rulemaking
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II. Record Retention Requirements
Under the Safety Act Prior to the FAST
Act
Part 576 requires manufacturers of
motor vehicles, child restraint systems,
and tires to retain ‘‘all documentary
materials, films, tapes, and other
information-storing media that contain
information concerning malfunctions
that may be related to motor vehicle
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Agencies
[Federal Register Volume 89, Number 159 (Friday, August 16, 2024)]
[Rules and Regulations]
[Pages 66616-66629]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-17141]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
48 CFR Chapter 29
[Docket No. DOL-2023-0007]
RIN 1291-AA43
DOL Acquisition Regulation: Department of Labor Acquisition
Regulation System
AGENCY: Office of the Assistant Secretary for Administration and
Management, Department of Labor.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: With this final rule, the Department of Labor (DOL) is
revising the Department of Labor Acquisition Regulation (DOLAR) to
remove provisions from the regulation that were redundant or obsolete.
The final rule also codifies the use of certain contractual provisions
that DOL has developed and deployed in recent years. Those newly
codified contractual provisions address a range of matters, including
government property, continuity of operations, system requirements,
records management, telework policy for contractor personnel,
submission of invoices, mandatory training for contractors,
organizational conflicts of interest, and notification of changes to
the scope of a contract. The final rule also includes revisions
intended for greater clarity. Finally, the final rule removes
provisions from the prior regulation that were DOL internal operating
procedures.
DATES: This final rule is effective September 16, 2024.
FOR FURTHER INFORMATION CONTACT: Carl Campbell, Senior Procurement
Executive, Office of the Assistant Secretary for Administration and
Management, U.S. Department of Labor, 200 Constitution Avenue NW, Room
N-2445, Washington, DC 20210, Telephone: 1-202-693-7246 (voice) (this
is not a toll-free number).
SUPPLEMENTARY INFORMATION:
I. Discussion
A. Background--The FAR, the OFPP Act, and the DOLAR
The DOLAR is part of the Federal Acquisition Regulations System,
which consists of the Federal Acquisition Regulation (FAR), chapter 1
of title 48 of the CFR, and various agency acquisition regulations that
implement or supplement the FAR. 48 CFR 1.101. The DOLAR is DOL's
acquisition regulation implementing and supplementing the FAR, and
addresses matters specific to DOL's procurement of goods and services.
This rulemaking is issued under the authority of the Office of
Federal Procurement Policy (OFPP) Act and implementing regulations
which authorize the heads of Federal executive agencies to issue agency
acquisition regulations that implement or supplement the FAR. 41 U.S.C.
1707 and FAR 1.301(b), 1.303(b).
The DOLAR uses the regulatory structure and arrangement of the FAR,
and headings and subject areas are consistent with FAR content. The
DOLAR is divided into subchapters, parts (each of which covers a
separate aspect of acquisition), subparts, and sections.
B. Relation of the FAR to the DOLAR
The FAR contains many provisions and clauses applicable to DOL
procurements which need not be, and are not, repeated in the new DOLAR.
If the DOLAR does not include provisions supplementing the FAR under
the corresponding part or subpart, it is because the FAR language is
considered sufficient. Where the DOLAR does not address a FAR subject,
the FAR guidance is to be followed. The DOLAR is not by itself a
complete document, as it must be read in conjunction with the FAR.
C. Purpose of the Regulatory Action
The DOLAR was last revised effective May 27, 2004, 69 FR 22990
(April 27, 2004). The final rule codifies internal departmental
guidance to align with the FAR, removes outdated and duplicative
requirements, streamlines sections, and removes information that
applies only to DOL's internal operating procedures. With this final
rule, DOL adopts a more efficient and straightforward approach to
procurement regulations. The final DOLAR supersedes the prior
regulation in its entirety.
D. Summary of Changes From NPRM to Final Rule
On September 5, 2023, DOL published a notice of proposed rulemaking
(NPRM), including the proposed text of the new DOLAR, in the Federal
Register. 88 FR 60612. After reviewing and considering the comments
received, DOL made no changes to the text of the rule as published in
the NPRM, except to correct some typographical errors. This final rule
is in substance the same as the proposed rule. As DOL explained in the
NPRM, DOL is revising the DOLAR in its entirety to update and
streamline agency procurement regulations consistent with the Federal
Acquisition Reform Act and the Federal Acquisition Streamlining Act.
The DOLAR final rule removes provisions that are redundant or obsolete
and codifies provisions addressing a range of matters, including
government property, continuity of operations, system requirements,
records management, telework policy for contractor personnel,
submission of invoices, mandatory training for contractors,
organizational conflicts of interest, and changing the scope of a
contract. The final rule also makes updates to existing language for
clarity and streamlining purposes. Finally, the final rule removes
provisions in the previous DOLAR that are DOL internal operating
procedures, which need not be published in the CFR for them to take
effect, per 41 U.S.C. 1707 and FAR 1.301(b), 1.303(b). Additionally, as
noted in the NPRM, an appendix included in the NPRM (a table listing
sections in the prior regulation and the corresponding section in the
NPRM) will not appear in the CFR. Accordingly, that appendix has been
removed and does not appear in the final rule.
In the NPRM, DOL explained all the revisions being made to the
DOLAR from the prior regulation. To reiterate, the final rule removes
parts that contain internal DOL policy and operating procedures, as
well as parts that duplicate or adopt the FAR by reference; adds parts
which codify clauses that are currently prescribed for incorporation in
DOL contracts, when appropriate; and renames and renumbers sections to
streamline the DOLAR.
Additionally, this final rule removes the following parts of the
DOLAR because they relate to internal operating procedures of DOL and
need not be published in the Federal Register (per 41 U.S.C. 1707 and
FAR 1.301(b) and 1.303(b)): Parts 2906 (Competition Requirements); 2908
(Required Sources of Supplies and Services); 2922 (Application of Labor
Laws to Government Acquisitions); 2923 (Environment, Energy and Water
Efficiency, Renewable Energy Technologies, Occupational Safety, and
Drug-Free Workplace); 2929 (Taxes); 2931 (Contract Cost Principles and
Procedures); and 2953 (Forms).
Further, this final rule removes the following parts of the DOLAR
because they are duplicative of the FAR, or merely adopt it by
reference: Part 2910
[[Page 66617]]
(Market Research) is duplicative of FAR 6.302-1(c) and 10.002(b); part
2912 (Acquisition of Commercial Items) is duplicative of FAR 12.302(c);
part 2913 (Simplified Acquisition Procedures) is duplicative of FAR
13.106-3(b) and 13.307; part 2914 (Sealed Bidding) is duplicative of
FAR 14.404-1(c) and (f), 14.407-3(e) and (i), and 14.408-1; part 2916
(Contract Types) is duplicative of FAR 16.505(b)(5) and 16.603-2(c);
part 2917 (Special Contracting Methods) duplicates and adopts by
reference FAR 17.203(g)(2), 17.205(a), 17.207(f), and 17.503; part 2930
(Cost Accounting Standards Administration) adopts by reference FAR
30.201-5; part 2936 (Construction and Architect-Engineer Contracts)
adopts by reference FAR 36.201, 36.209, 36.516, 36.602-1(b), 36.602-2,
36.602-3(d), 36.602-1, 36.602-5(b), 36.603, 36.604, and 36.702(c); part
2944 (Subcontracting Policies and Procedures) duplicates FAR 44.201-
1(b) or 44.201-2 and adopts by reference FAR 44.202-2(a), 44.203, and
44.302(a).
This final rule codifies the following 15 standard contract clauses
at part 2952, which are currently used in DOL contracts, when
appropriate, but are new additions to the DOLAR: Clause 2952.201-70,
Contracting Officer's Representative (COR) Clause; clause 2952.204-70,
Records Management Requirements; clause 2952.207-70, Contractor
Personnel Telework; clause 2952.209-70, Organizational Conflict of
Interest Clause--OCI-1 Exclusion From Future Agency Contracts; clause
at 2952.211-70, internet Protocol Version 6 (IPv6); clause 2952.224-70,
Privacy Breach Notification Requirements; clause 2952.232-70,
Limitation of Government's Obligation (LoGO); clause 2952.232-71
Submission of Invoices; clause 2952.237-70, Emergency Continuation of
Essential Services; clause 2952.242-70, Access to Contractor Business
Systems; clause 2952.242-71, DOL Mandatory Training Requirements;
clause 2952.243-70, Contractor's Obligation to Notify the Contracting
Officer of a Request to Change the Contract Scope (Contractor's
Obligation Clause); clause 2952.245-70, Contractor Responsibility to
Report Theft of Government Property; and clause 2952.245-71, Asset
Reporting Requirements. In addition to being codified at section
2952.39-70, the clause covering Section 508 Requirements is being
revised to avoid duplication with the FAR 508 provisions and to replace
a generic ``508'' reference with the exact CFR reference. This final
rule also adds the following two new parts to the DOLAR for the sole
purpose of prescribing certain of the contractual clauses described
above: parts 2924 (Protection of Privacy and Freedom of Information)
and 2939 (Acquisition of Information Technology).
Finally, nonsubstantive changes have been made to the final
regulatory text to correct numbering and for gender neutrality and
plain language.
E. Public Comments Received on the Proposed Rule
The NPRM invited the public to submit written comments concerning
the proposed rule no later than November 6, 2023. No one requested an
extension of the comment period.
The Department received four comments in response to the NPRM. The
comments received may be viewed by entering docket number DOL-2023-0007
at https://www.regulations.gov. Of the four comments received, three
were outside the scope of the rulemaking.
The single relevant comment received was supportive of DOL's
approach to updating the DOLAR. The commenter noted that the revised
DOLAR could foster increased competition and improve value for money in
government procurement. The commenter cited elements outlined by the
FAR and, where appropriate, the DOLAR, that are considered, in the
commenter's view, best practices in government procurement. The
commenter did not suggest any changes to the proposed rule.
The Department appreciates the commenter's positive view and
supportive opinion of the proposed rulemaking. DOL does not believe
that any change to the proposed rule was required in response to this
comment and DOL has made no substantive change to the proposed rule in
this final regulation.
II. Executive Orders 12866 (Regulatory Planning and Review) and 13563
(Improving Regulation and Regulatory Review)
This regulation has been drafted and reviewed in accordance with
Executive Orders 12866 and 13563. This rule is primarily limited to
agency organization, management, and personnel as described by E.O.
12866, section 3(d)(3) and, thus, is not a ``regulation'' as defined by
that Executive order. Executive Orders 12866 and 13563 direct agencies
to assess all costs and benefits of available regulatory alternatives.
DOL has examined the economic, budgetary, and policy implications of
its regulatory action, and has determined that the impact on the public
is minimal. The regulation mainly relates to internal DOL policies and
procedures that do not impact the public, and otherwise addresses
certain rules governing private entities doing business with DOL that
likewise do not materially impact the public.
III. Final Regulatory Flexibility Act/Small Business Regulatory
Enforcement Fairness Act
The Regulatory Flexibility Act (RFA), at 5 U.S.C. 603(a), requires
agencies to prepare and make available for public comment an initial
regulatory flexibility analysis, which describes the impact of the rule
on small entities. Section 605 of the RFA allows an agency to certify a
rule, in lieu of preparing an analysis, if the proposed rulemaking is
not expected to have a significant economic impact on a substantial
number of small entities. This rule streamlines DOL's procurement
regulation by removing obsolete provisions, codifying currently in use
clauses, removing provisions that are internal policy or in the FAR,
and making edits that do not have a substantive impact on the
regulation. Therefore, it will not have a significant economic impact
on a substantial number of small entities. As a result, no regulatory
flexibility analysis was required here.
IV. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that DOL consider the impact of paperwork and other information
collection burdens imposed on the public. DOL has determined that this
rule does not alter any information collection burdens.
V. Executive Order 13132 (Federalism)
Section 6 of E.O. 13132 requires Federal agencies to consult with
State entities when a regulation or policy may have a substantial
direct effect on the States, the relationship between the National
Government and the States, or the distribution of power and
responsibilities among the various levels of government, within the
meaning of the E.O. Section 3(b) of the E.O. further provides that
Federal agencies must implement regulations that have a substantial
direct effect only if statutory authority permits the regulation and it
is of national significance.
This rulemaking revises the DOLAR which is DOL's regulation to
implement the FAR and to supplement the FAR when coverage is needed for
subject matter not covered in the FAR. Because the DOLAR primarily
addresses internal operating procedure, it does not have sufficient
federalism implications to
[[Page 66618]]
warrant the preparation of a Federalism Assessment, as set forth in
E.O. 13132.
VI. Unfunded Mandates Reform Act of 1995
This regulatory action has been reviewed in accordance with the
Unfunded Mandates Reform Act of 1995 (the Reform Act). Under the Reform
Act, a Federal agency must determine whether a regulation proposes a
Federal mandate that would result in the increased expenditures by
State, local, or tribal governments, in the aggregate, or by the
private sector, of $100 million or more in any single year. This rule
primarily makes administrative changes with respect to federal
procurement administration. The requirements of title II of the Act,
therefore, do not apply, and DOL did not prepare a statement under the
Act.
VII. Executive Order 13175 (Indian Tribal Governments)
DOL reviewed the NPRM under the terms of E.O. 13175 and DOL's
Tribal Consultation Policy and concluded that the changes to regulatory
text would not have tribal implications, as these changes do not have
substantial direct effects on one or more Indian tribes, the
relationship between the Federal Government and Indian tribes, nor the
distribution of power and responsibilities between the Federal
Government and Indian tribes. Therefore, no consultations with tribal
governments, officials, or other tribal institutions were necessary.
List of Subjects
48 CFR Parts 2901, 2902, 2905, 2907, 2909, 2911, 2915, 2932, 2937,
2942, and 2943
Government contracts, Government procurement.
48 CFR Part 2903
Conflicts of interest, Government contracts, Government
procurement.
48 CFR Part 2904
Government contracts, Government procurement, Reporting and
recordkeeping requirements.
48 CFR Part 2919
Government contracts, Government procurement, Minority businesses,
Small businesses.
48 CFR Part 2924
Administrative practice and procedure, Freedom of information,
Government contracts, Government procurement, Privacy.
48 CFR Part 2928
Bonds, Government contracts, Government procurement, Insurance,
Surety bonds.
48 CFR Part 2933
Administrative practice and procedures, Claims, Government
contracts, Government procurement.
48 CFR Part 2939
Computer technology, Government contracts, Government procurement.
48 CFR Part 2945
Government contracts, Government procurement, Government property,
Government property management.
48 CFR Part 2952
Administrative practice and procedure, Conflict of interests,
Government contracts, Government procurement, Government property,
Individuals with disabilities, internet, Privacy, Reporting and
recordkeeping requirements, Telecommunications, Telework.
0
For the reasons discussed in the preamble, DOL revises 48 CFR chapter
29 to read as follows:
CHAPTER 29--DEPARTMENT OF LABOR
SUBCHAPTER A--GENERAL
PART 2901--DEPARTMENT OF LABOR ACQUISITION REGULATIONS SYSTEM
PART 2902--DEFINITIONS OF WORDS AND TERMS
PART 2903--IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF
INTEREST
PART 2904--ADMINISTRATIVE AND INFORMATION MATTERS
SUBCHAPTER B--ACQUISITION PLANNING
PART 2905--PUBLICIZING CONTRACT ACTIONS
PART 2906 [RESERVED]
PART 2907--ACQUISITION PLANNING
PART 2908 [RESERVED]
PART 2909--CONTRACTOR QUALIFICATIONS
PART 2910 [RESERVED]
PART 2911--DESCRIBING AGENCY NEEDS
PART 2912 [RESERVED]
SUBCHAPTER C--CONTRACTING METHODS AND CONTRACT TYPES
PARTS 2913-2914 [RESERVED]
PART 2915--CONTRACTING BY NEGOTIATION
PARTS 2916-2918 [RESERVED]
SUBCHAPTER D--SOCIOECONOMIC PROGRAMS
PART 2919--SMALL BUSINESS PROGRAMS
PARTS 2920-2923 [RESERVED]
PART 2924--PROTECTION OF PRIVACY AND FREEDOM OF INFORMATION
PARTS 2925-2926 [RESERVED]
SUBCHAPTER E--GENERAL CONTRACTING REQUIREMENTS
PART 2927 [RESERVED]
PART 2928--BONDS AND INSURANCE
PARTS 2929-2931 [RESERVED]
PART 2932--CONTRACT FINANCING
PART 2933--PROTESTS, DISPUTES, AND APPEALS
SUBCHAPTER F--SPECIAL CATEGORIES OF CONTRACTING
PARTS 2934-2936 [RESERVED]
PART 2937--SERVICE CONTRACTING
PART 2938 [RESERVED]
PART 2939--ACQUISITION OF INFORMATION TECHNOLOGY
PARTS 2940-2941 [RESERVED]
SUBCHAPTER G--CONTRACT MANAGEMENT
PART 2942--CONTRACT ADMINISTRATION AND AUDIT SERVICES
PART 2943--CONTRACT MODIFICATIONS
PART 2944 [RESERVED]
PART 2945--GOVERNMENT PROPERTY
PARTS 2946-2951 [RESERVED]
SUBCHAPTER H--CLAUSE AND FORMS
PART 2952--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
PARTS 2953-2999 [RESERVED]
SUBCHAPTER A--GENERAL
PART 2901--DEPARTMENT OF LABOR ACQUISITION REGULATION SYSTEM
Sec.
2901.000 Scope of part.
Subpart 2901.1--Purpose, Authority, Issuance
2901.101 Purpose.
2901.103 Authority.
2901.105 Issuance.
2901.105-1 Publication and code arrangement.
2901.105-2 Arrangement of regulations.
2901.105-3 Copies.
Subpart 2901.3--Agency Acquisition Regulations
2901.304 Agency control and compliance procedures.
Subpart 2901.4--Deviations From the FAR and DOLAR
2901.403 Individual deviations.
2901.404 Class deviations.
Subpart 2901.6--Career Development, Contracting Authority, and
Responsibilities
2901.602 Contracting officers.
2901.602-1 Authority.
2901.602-70 Contract clause.
Subpart 2901.7--Determinations and Findings
2901.707 Signatory authority.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
2901.000 Scope of part.
This chapter may be referred to as the Department of Labor
Acquisition Regulation or the DOLAR. This part sets forth introductory
information about the
[[Page 66619]]
DOLAR. This part explains the relationship of the DOLAR to the Federal
Acquisition Regulation (FAR) and explains the DOLAR's purpose,
authority, applicability, exclusions, and issuance.
Subpart 2901.1--Purpose, Authority, Issuance
2901.101 Purpose.
(a) This chapter contains the DOLAR. The DOLAR is established
within the FAR System, at title 48 of the Code of Federal Regulations
(CFR).
(b) The purpose of the DOLAR is to implement and supplement the FAR
in accordance with FAR subpart 1.3 and authorities cited therein. The
DOLAR is not by itself a complete document, as it must be used in
conjunction with the FAR.
2901.103 Authority.
The DOLAR is issued pursuant to the authority of the Secretary of
Labor under 5 U.S.C. 301 and 40 U.S.C. 486(c). This authority has been
delegated to the Assistant Secretary for Administration and Management
in accordance with FAR 1.301(d)(3).
2901.105 Issuance.
2901.105-1 Publication and code arrangement.
The DOLAR is published in the CFR, as chapter 29 of title 48.
2901.105-2 Arrangement of regulations.
(a) Where the DOLAR implements the FAR, the implementing part,
subpart, section, or subsection of the DOLAR is numbered and captioned,
to the extent feasible, the same as the FAR part, subpart, section, or
subsection being implemented, except that the section or subsection
being implemented is preceded with a ``29'' or a ``290'' such that
there will always be four numbers to the left of the first decimal. For
example, the DOLAR implementation of FAR 2.101 is 2902.101. The DOLAR
may have gaps in its numbering scheme because a FAR rule may not
require DOLAR implementation.
2901.105-3 Copies.
Copies of the DOLAR published in the Federal Register or the CFR
may be purchased from the Superintendent of Documents, Government
Printing Office, Washington, DC 20402. Requests should reference the
DOLAR as chapter 29 of title 48. The DOLAR is also available
electronically at the Government Printing Office web page, https://www.ecfr.gov/. The CFR is printed in paperback edition with updates as
needed.
Subpart 2901.3--Agency Acquisition Regulations
2901.304 Agency control and compliance procedures.
The DOLAR is under the direct oversight of the Department of
Labor's (DOL) Senior Procurement Executive (SPE) or designee.
Subpart 2901.4--Deviations From the FAR and DOLAR
2901.403 Individual deviations.
Individual deviations affect only one contract action. Except for
individual deviations referenced in FAR 1.405(e), the SPE is authorized
to approve individual deviations from FAR provisions (see FAR 1.403) or
from DOLAR provisions.
2901.404 Class deviations.
(a) Class deviations affect more than one contract action. If DOL
believes that it will require a class deviation on a permanent basis,
it will propose a FAR revision per FAR 1.404.
(b) The SPE is authorized to approve and process class deviations
from the FAR or the DOLAR, unless FAR 1.405(e) is applicable.
Subpart 2901.6--Career Development, Contracting Authority, and
Responsibilities
2901.602 Contracting officers.
2901.602-1 Authority.
Only DOL contracting officers have the authority to enter into,
administer, or terminate contracts and to make related determinations
and findings. DOL contracting officers may bind DOL to obligations
under contracts only to the extent of the authority delegated to them.
2901.602-70 Contract clause.
Contracting officers shall insert clause 2952.201-70, Contracting
Officer's Representative, in all solicitations and awards.
Subpart 2901.7--Determinations and Findings
2901.707 Signatory authority.
Except as shown in the applicable FAR or DOLAR, or where prohibited
by statute, the authority to sign or delegate signatory authority for
the various determinations and findings (D&Fs) resides with the SPE, or
their designee.
PART 2902--DEFINITIONS OF WORDS AND TERMS
Subpart 2902.1--Definitions
Sec.
2902.101 Definitions.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2902.1--Definitions
2902.101 Definitions.
The following words and terms are used as defined in this subpart
unless the context in which they are used clearly requires a different
meaning, or a different definition is prescribed for a particular part
or portion of a part:
Head of Agency (also called agency head) means the Assistant
Secretary for Administration and Management, except that the Secretary
of Labor is the Head of Agency for acquisition actions, which by the
terms of a statute or delegation must be performed specifically by the
Secretary of Labor; the Inspector General is the Head of Agency in all
cases for the Office of the Inspector General.
Head of Contracting Activity (HCA) means the official who has
overall responsibility for managing the Contracting Activity, as
defined at FAR 2.101, when the Contracting Activity has more than one
person duly appointed as Contracting Officers by the Senior Procurement
Executive or, in the case of the Office of the Inspector General,
issued by the Inspector General or their designee. Each Head of Agency
may designate HCA(s) as appropriate to be responsible for managing
Contracting Activities within their respective Agency.
Senior Procurement Executive (SPE), as defined in the FAR, means
the individual appointed pursuant to 41 U.S.C. 1702(c) who is
responsible for management direction of the acquisition system of the
executive agency, including implementation of the unique acquisition
policies, regulations, and standards of the executive agency. At DOL,
the SPE is also the Chief Procurement Officer and DOL's Suspending and
Debarment Official and is the Principal Executive responsible for the
Office of the Senior Procurement Executive (OSPE).
PART 2903--IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF
INTEREST
Subpart 2903.1--Safeguards
Sec.
2903.104 Procurement integrity.
2903.104-1 Definitions.
Subpart 2903.2--Contractor Gratuities to Government Personnel
2903.203 Reporting suspected violations of the Gratuities clause.
2903.204 Treatment of violations.
[[Page 66620]]
Subpart 2903.7--Voiding and Rescinding Contracts
2903.703 Authority.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2903.1--Safeguards
2903.104 Procurement integrity.
2903.104-1 Definitions.
Agency ethics official means the Solicitor of Labor or the
Associate Solicitor for Legal Counsel or other official as designated
by the Solicitor of Labor.
Subpart 2903.2--Contractor Gratuities to Government Personnel
2903.203 Reporting suspected violations of the Gratuities clause.
Contractor gratuities offered to Government personnel are subject
to the restriction under 5 CFR part 2635.
2903.204 Treatment of violations.
Any suspected violations of FAR subpart 3.2 and the clause at FAR
52.203-3, Gratuities, must be reported to the Office of the Inspector
General. The authority to determine whether a violation of the
Gratuities clause by the contractor, its agent, or another
representative has occurred, and the appropriate remedies, are
delegated to the HCA.
Subpart 2903.7--Voiding and Rescinding Contracts
2903.703 Authority.
Pursuant to FAR 3.703 and 3.705(b), the authority to void or
rescind contracts is delegated to the SPE.
PART 2904--ADMINISTRATIVE AND INFORMATION MATTERS
Subpart 2904.7--Contractor Records Retention
Sec.
2904.703 Policy.
2904.703-70 Contract clause.
Authority: 5 U.S.C. 301, 40 U.S.C. 486(c).
Subpart 2904.7--Contractor Records Retention
2904.703 Policy.
2904.703-70 Contract clause.
The contracting officer shall insert the clause at DOLAR 2952.204-
70, Records Management Requirements, in all solicitations and contracts
in which the contractor creates, works with, or otherwise handles
federal records, as defined in subsection (a) of the clause at DOLAR
2952.204-70, regardless of the medium in which the record exists.
SUBCHAPTER B--ACQUISITION PLANNING
PART 2905--PUBLICIZING CONTRACT ACTIONS
Subpart 2905.2--Synopses of Proposed Contract Actions
Sec.
2905.202 Exceptions.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2905.2--Synopses of Proposed Contract Actions
2905.202 Exceptions.
The Assistant Secretary for Administration and Management is
authorized to make the determination prescribed in FAR 5.202(b),
subject to the consultation requirements therein.
PART 2906 [RESERVED]
PART 2907--ACQUISITION PLANNING
Subpart 2907.1--Acquisition Plans
Sec.
2907.107-2 Consolidation.
2907.108 Additional requirements for telecommuting.
2907.108-70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2907.1--Acquisition Plans
2907.107-2 Consolidation.
The SPE shall make the determination to approve consolidation per
FAR 7.107-2.
2907.108 Additional requirements for telecommuting.
2907.108-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.207-70,
Contractor Personnel Telework, in all solicitations and contracts for
services, including construction services.
PART 2908 [RESERVED]
PART 2909--CONTRACTOR QUALIFICATIONS
Subpart 2909.3--First Article Testing and Approval
Sec.
2909.301 Definitions.
Subpart 2909.5--Organizational and Consultant Conflicts of Interest
2909.503 Waiver.
2909.507-70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2909.3--First Article Testing and Approval
2909.301 Definitions.
At DOL, the debarring official is the SPE. At DOL, the suspending
official is the SPE.
Subpart 2909.5--Organizational and Consultant Conflicts of Interest
2909.503 Waiver.
(a) The Secretary of Labor delegates to the SPE the authority to
waive any general rule or procedure in FAR subpart 9.5 when its
application in a particular situation would not be in the Government's
best interest. In making determinations under this subpart the SPE
shall consult with the Office of the Solicitor.
(b) The relevant HCA must make the request for such a waiver in
writing to the SPE who will consult with the Agency Head with respect
to each waiver request. Each request must include:
(1) An analysis of the facts involving the potential or actual
conflict, the nature and extent of the conflict, including benefits and
costs to the Government and prospective contractors of granting the
request;
(2) An explanation of the measures taken to avoid, neutralize, and
mitigate the conflict, if any; and
(3) Identification of the provision(s) in FAR subpart 9.5 to be
waived.
2909.507-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.209-70,
Organizational Conflict of Interest Clause--OCI-1 Exclusion from Future
Agency Contracts, in all solicitations and contracts for services,
including construction services and architectural and engineering
services, and any other contract to which the Contractor Officer deems
the clause to be applicable.
PART 2910 [RESERVED]
PART 2911--DESCRIBING AGENCY NEEDS
Sec.
2911.002 Policy.
2911.002-70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
2911.002 Policy.
2911.002-70 Contract clause.
In accordance with FAR 11.002(g), 12.202(e), and 39.101(d), the
contracting officer shall insert the clause at DOLAR 2952.211-70,
Internet Protocol Version 6 (IPv6) Clause, in all solicitations/awards
when acquiring information technology products or services that are
expected to exceed the micro-purchase threshold.
[[Page 66621]]
PART 2912 [RESERVED]
SUBCHAPTER C--CONTRACTING METHODS AND CONTRACT TYPES
PART 2913-2914 [RESERVED]
PART 2915--CONTRACTING BY NEGOTIATION
Subpart 2915.6--Unsolicited Proposals
Sec.
2915.604 Agency points of contact.
2915.605 Content of unsolicited proposals.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2915.6--Unsolicited Proposals
2915.604 Agency points of contact.
(a) The Director of Strategy and Administration (S&A) within the
OSPE will be the point of contact for receipt of unsolicited proposals.
This responsibility may be delegated by the Director of S&A. Only the
cognizant contracting officer has the authority to bind the Government
by accepting an unsolicited proposal.
(b) The OSPE Director of Strategy and Administration is responsible
for handling unsolicited proposals to ensure that unsolicited proposals
are controlled, evaluated, safeguarded, and disposed of in accordance
with FAR subpart 15.6.
(c) The OSPE Director of Strategy and Administration may not
consider an unsolicited proposal if the proposal resembles an upcoming
solicitation or a procurement identified in the current annual
acquisition plan.
2915.605 Content of unsolicited proposals.
In addition to the contents required by FAR 15.605, unsolicited
proposals for research should contain a commitment by the offeror to
include cost-sharing or should represent a significant cost savings to
DOL.
PARTS 2916-2918 [RESERVED]
SUBCHAPTER D--SOCIOECONOMIC PROGRAMS
PART 2919--SMALL BUSINESS PROGRAMS
Subpart 2919.2--Policies
Sec.
2919.201 General policy.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2919.2--Policies
2919.201 General policy.
The management of small and disadvantaged business utilization
programs at DOL is the responsibility of the Program Manager of the
Office of Small and Disadvantaged Business Utilization (OSDBU), within
the OSPE. All DOL acquisition officials are responsible for providing
opportunities to small businesses and small disadvantaged businesses in
DOL acquisitions, in compliance with law, directives, and the FAR.
Further information can be found at the OSDBU website, currently
accessible at https://www.dol.gov/agencies/oasam/centers-offices/office-of-the-senior-procurement-executive/office-of-small-and-disadvantaged-business-utilization, or a successor website.
PARTS 2920-2923 [RESERVED]
PART 2924--PROTECTION OF PRIVACY AND FREEDOM OF INFORMATION
Subpart 2924.1--Protection of Individual Privacy
Sec.
2924.103 Procedures.
2924.103-70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2924.1--Protection of Individual Privacy
2924.103 Procedures.
2924.103-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.224-70,
Privacy Breach Notification Requirements, in all solicitations and
contracts except solicitations and contracts that are solely for the
acquisition of commercially available off-the-shelf items.
PARTS 2925-2926 [RESERVED]
SUBCHAPTER E--GENERAL CONTRACTING REQUIREMENTS
PART 2927 [RESERVED]
PART 2928--BONDS AND INSURANCE
Subpart 2928.1--Bonds and Other Financial Protections
Sec.
2928.106-6 Furnishing information.
Subpart 2928.2--Sureties and Other Security for Bonds
2928.203 Individual sureties.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2928.1--Bonds and Other Financial Protections
2928.106-6 Furnishing information.
The HCA or designee performs the functions outlined in FAR 28.106-
6(c).
Subpart 2928.2--Sureties and Other Security for Bonds
2928.203 Individual sureties.
Contracting officers must refer evidence of possible criminal or
fraudulent activities by an individual surety to the Office of
Inspector General.
PARTS 2929-2931 [RESERVED]
PART 2932--CONTRACT FINANCING
Subpart 2932.4--Advance Payments for Other Than Commercial Acquisitions
Sec.
2932.408 Application for advance payments.
Subpart 2932.5--Progress Payments Based on Costs
2932.501-2 Unusual progress payments.
2932.503-6 Suspension or reduction of payments.
Subpart 2932.7--Contract Funding
2932.703 Contract funding requirements.
2932.703-70 Contract clause.
Subpart 2932.9--Prompt Payment
2932.908 Contract clauses.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2932.4--Advance Payments for Other Than Commercial
Acquisitions
2932.408 Application for advance payments.
After consulting with the SPE, the HCA may authorize advance
payments without interest pursuant to FAR 32.408.
Subpart 2932.5--Progress Payments Based on Costs
2932.501-2 Unusual progress payments.
After consulting with the SPE, the HCA may approve requests for
``unusual'' progress payments.
2932.503-6 Suspension or reduction of payments.
Any action of a contracting officer under FAR 32.503-6 requires
approval in advance from the HCA. Upon receipt of approval from the
HCA, the contracting officer shall request the contract finance office
to suspend or reduce payments.
Subpart 2932.7--Contract Funding
2932.703 Contract funding requirements.
2932.703-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.232-70,
Limitation of Government's Obligation (LoGO), in all solicitations and
contracts for severable services.
[[Page 66622]]
Subpart 2932.9--Prompt Payment
2932.908 Contract clauses.
Contracting Officers shall insert the clause at DOLAR 2952.232-71,
Submission of Invoices, in all solicitations and contracts.
PART 2933--PROTESTS, DISPUTES, AND APPEALS
Subpart 2933.1--Protests
Sec.
2933.102 General.
2933.103 Protests to the agency.
2933.104 Protests to GAO.
Subpart 2933.2--Disputes and Appeals
2933.203 Applicability.
2933.209 Suspected fraudulent claims.
2933.212 Contracting officer's duties upon appeal.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c); E.O. 12979, 60 FR
55171, 3 CFR, 1995 Comp., p. 417.
Subpart 2933.1--Protests
2933.102 General.
(c)(1) The relevant contracting officer coordinates DOL's response
to procurement protests filed with the U.S. Government Accountability
Office (GAO), in consultation with DOL legal counsel at the Office of
the Solicitor.
(2) The authority of the Agency Head under FAR 33.102(b) to
determine that a solicitation, proposed award, or award does not comply
with the requirements of law or regulation is delegated to the HCA.
2933.103 Protests to the agency.
(a) The relevant contracting officer will be the point of contact
for agency-level protests. Upon receipt of an agency level protest, the
contracting officer immediately notifies the Director of Strategy and
Administration within the OSPE and the Office of the Solicitor of the
protest.
(b) OSPE's Director of Strategy and Administration is the Agency
Protest Official.
2933.104 Protests to GAO.
(a) Protests before award. The authority of the relevant HCA under
FAR 33.104(b) to authorize a contract award when the agency has
received notice from the GAO of a protest filed directly with the GAO
is nondelegable. In coordination with the Office of the Solicitor, the
HCA prepares the written finding with the information required by FAR
33.104(b)(1).
(b) Protests after award. The authority of the HCA under FAR
33.104(c) to authorize contract performance when the agency has
received notice from the GAO of a protest filed directly with the GAO
is nondelegable. In coordination with the Office of the Solicitor, the
HCA prepares and provides to the GAO the written finding with the
information required by FAR 33.104(c)(2).
(c) Notice to the GAO. The authority of the HCA under FAR
33.104(g), to report to the GAO the failure to fully implement the GAO
recommendations with respect to a solicitation for a contract or an
award or a proposed award of a contract within 60 days of receiving the
GAO recommendations, is nondelegable. The written notice must be
coordinated with the Office of the Solicitor.
Subpart 2933.2--Disputes and Appeals
2933.203 Applicability.
The authority of the Agency Head for action under FAR subpart 33.2
is delegated to the SPE.
2933.209 Suspected fraudulent claims.
The contracting officer must refer all matters relating to
suspected fraudulent claims by a contractor under the conditions in FAR
33.209 to the Office of the Inspector General for further action or
investigation.
2933.212 Contracting officer's duties upon appeal.
(a) When a notice of appeal to the Civilian Board of Contract
Appeals has been received, the contracting officer must record the date
of mailing (or the date of receipt if the notice was not mailed). The
contracting officer must also immediately notify the Office of the
Solicitor of the appeal.
(b) The contracting officer should prepare and transmit the
administrative file to the Office of the Solicitor and assist the
Office of the Solicitor in the defense of the appeal and related
matters.
SUBCHAPTER F--SPECIAL CATEGORIES OF CONTRACTING
PARTS 2934-2936 [RESERVED]
PART 2937--SERVICE CONTRACTING
Subpart 2937.1--Service Contracts-General
Sec.
2937.110 Solicitation provisions and contract clauses.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2937.1--Service Contracts-General
2937.110 Solicitation provisions and contract clauses.
Contracting officers shall insert the clause at DOLAR 2952.237-70,
Emergency Continuation of Essential Services, in all solicitations and
contracts that support essential functions identified in agency
continuity plans.
PART 2938 [RESERVED]
PART 2939--ACQUISITION OF INFORMATION TECHNOLOGY
Subpart 2939.2--Information and Communication Technology
Sec.
2939.270 Contract clause.
Authority: 29 U.S.C. 794; 36 CFR 1194.1.
Subpart 2939.2--Information and Communication Technology
2939.270 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.239-70,
Section 508 Requirements, in all solicitations and contracts for the
acquisition of Information and Communication Technology (ICT) to be
used by the DOL.
PARTS 2940-2941 [RESERVED]
SUBCHAPTER G--CONTRACT MANAGEMENT
PART 2942--CONTRACT ADMINISTRATION AND AUDIT SERVICES
Subpart 2942.1--Contract Audit Services
Sec.
2942.101 Contract audit responsibilities.
2942.101-70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2942.1--Contract Audit Services
2942.101 Contract audit responsibilities.
Contracting officers shall insert the clause at DOLAR 2952.242-70,
Access to Contractor Business Systems, in all solicitations and
contracts that include a covered contractor system, which is a system
that is owned by, or operated by or for, a contractor that processes,
stores, or transmits Federal information.
2942.101-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.242-71,
DOL Mandatory Training Requirements for Contractor Employees, in all
solicitations and contracts for services, including construction
services.
PART 2943--CONTRACT MODIFICATIONS
Subpart 2943.1--General
Sec.
2943.104 Notification of contract changes.
2943.104-70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
[[Page 66623]]
Subpart 2943.1--General
2943.104 Notification of contract changes.
2943.104-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.243-70,
Contractor's Obligation to Notify the Contracting Officer of a Request
to Change the Contract Scope (Contractor's Obligation Clause), in all
solicitations and contracts.
PART 2944 [RESERVED]
PART 2945--GOVERNMENT PROPERTY
Subpart 2945.1--General
Sec.
2945.104 Responsibility and liability for Government property.
2945.104-70 Contract clause.
2945.105 Contractors' property management system compliance.
2945.105-70 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2945.1--General
2045.104 Responsibility and liability for Government property.
2945.104-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.245-70,
Contractor Responsibility to Report Theft of Government Property, in
all solicitations and contracts that contain FAR clause 52.245-1,
Government Property.
2945.105 Contractors' property management system compliance.
2945.105-70 Contract clause.
Contracting officers shall insert the clause at DOLAR 2952.245-71,
Asset Reporting Requirements, in all solicitations and contracts for
the acquisition of Accountable Property to increase the management and
tracking of high-value government assets.
PARTS 2946-2951 [RESERVED]
SUBCHAPTER H--CLAUSE AND FORMS
PART 2952--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
Subpart 2952.2--Text of Provisions and Clauses
Sec.
2952.201-70 Contracting Officer's Representative (COR) Clause.
2952.204-70 Records Management Requirements.
2952.207-70 Contractor Personnel Telework.
2952.209-70 Organizational Conflict of Interest Clause--OCI-1
Exclusion From Future Agency Contracts.
2952.211-70 Internet Protocol Version 6 (IPv6) Clause.
2952.224-70 Privacy Breach Notification Requirements.
2952.232-70 Limitation of Government's Obligation (LoGO).
2952.232-71 Submission of Invoices.
2952.237-70 Emergency Continuation of Essential Services.
2952.239-70 Section 508 Requirements.
2952.242-70 Access to Contractor Business Systems.
2952.242-71 DOL Mandatory Training Requirements for Contractor
Employees.
2952.243-70 Contractor's Obligation to Notify the Contracting
Officer of a Request to Change the Contract Scope (Contractor's
Obligation Clause).
2952.245-70 Contractor Responsibility to Report Theft of Government
Property.
2952.245-71 Asset Reporting Requirements.
Authority: 5 U.S.C. 301; 40 U.S.C. 486(c).
Subpart 2952.2--Text of Provisions and Clauses
2952.201-70 Contracting Officer's Representative (COR) Clause.
As prescribed in 2901.602-70, insert the following clause:
Contracting Officer's Representative (COR) Clause (SEP 2014)
(a) A Contracting Officer's Representative (COR) will be
delegated upon award. A copy of the delegation memorandum will be
provided to the COR and a delegation letter sent to the vendor.
(b) The COR is responsible as applicable for receiving all
deliverables; inspecting and accepting the supplies or services
provided hereunder in accordance with the terms and conditions of
this contract; providing direction to the contractor which clarifies
the contract effort, fills in details or otherwise serves to
accomplish the contractual scope of work; evaluating performance;
and certifying all invoices/vouchers for acceptance of the supplies
or services furnished for payment.
(c) The COR does not have the authority to alter the
contractor's obligations under the contract, and/or modify any of
the expressed terms, conditions, specifications, or cost of the
agreement. If, as a result of technical discussions, it is desirable
to alter/change contractual obligations or the scope of work, the
contracting officer must issue such changes.
(End of Clause)
2952.204-70 Records Management Requirements.
As prescribed in 2904.703-70, insert the following clause:
Records Management Requirements (AUG 2018)
A. Definitions
``Federal record,'' as defined in 44 U.S.C. 3301, includes all
recorded information, regardless of form or characteristics, made or
received by a federal agency under federal law or in connection with
the transaction of public business and preserved or appropriate for
preservation by that agency or its legitimate successor as evidence
of the organization, functions, policies, decisions, procedures,
operations, or other activities of the United States Government or
because of the informational value of data in them.
The term federal record:
(a) Includes DOL records.
(b) Does not include personal materials.
(c) Applies to records created, received, or maintained by
contractors pursuant to their DOL contract.
(d) May include deliverables and documentation associated with
deliverables.
B. Requirements
(a) Contractor shall comply with all applicable records
management laws and regulations, as well as National Archives and
Records Administration (NARA) records policies, including but not
limited to, the Federal Records Act (44 U.S.C. chs. 21, 29, 31, 33),
NARA regulations at 36 CFR chapter XII, subchapter B, and those
policies associated with the safeguarding of records covered by the
Privacy Act of 1974 (5 U.S.C. 552a). These policies include the
preservation of all records, regardless of form or characteristics,
mode of transmission, or state of completion.
(b) In accordance with 36 CFR 1222.32(b), all data created for
Government use and delivered to, or falling under the legal control
of, the Government are federal records subject to the provisions of
44 U.S.C. chapters 21, 29, 31, and 33, the Freedom of Information
Act (FOIA) (5 U.S.C. 552), as amended, and the Privacy Act of 1974
(5 U.S.C. 552a), as amended and must be managed and scheduled for
disposition only as permitted by statute or regulation.
(c) In accordance with 36 CFR 1222.32, contractor shall maintain
all records created for government use or created in the course of
performing the contract and/or delivered to, or under the legal
control of, the Government and must be managed in accordance with
federal law. Electronic records and associated metadata must be
accompanied by sufficient technical documentation to permit
understanding and use of the records and data.
(d) DOL and its contractors prevent the alienation or
unauthorized destruction of records, including all forms of
mutilation. Records may not be removed from the legal custody of DOL
or destroyed except for in accordance with the provisions of the
applicable agency schedules and with the written concurrence of the
Head of the Contracting Activity in consultation with the Agency
Records Officer. Willful and unlawful destruction, removal, damage,
or alienation of federal records is subject to the fines and
penalties imposed by 18 U.S.C. 2701. In the event of any unlawful or
accidental removal, defacing, alteration, or destruction of records,
the contractor must report the event to DOL. The agency must report
the incident directly to their Agency Records Officer. The Agency
Records Officer will engage the Departmental Records Officer who
will follow procedures promptly to report to NARA in accordance with
36 CFR part 1230.
(e) The contractor shall immediately notify the appropriate
contracting officer upon
[[Page 66624]]
discovery of any inadvertent or unauthorized disclosures of
information, data, documentary materials, records, or equipment.
Disclosure of non-public information is limited to authorized
personnel with a need-to-know as described in the contract. The
contractor shall ensure that the appropriate personnel,
administrative, technical, and physical safeguards are established
to ensure the security and confidentiality of this information,
data, documentary material, records and/or equipment is properly
protected. The contractor shall not remove material from government
facilities or systems, or facilities or systems operated or
maintained on the Government's behalf, without the express written
permission of the Head of the Contracting Activity. When
information, data, documentary material, records, and/or equipment
is no longer required, it shall be returned to DOL's control, or the
contractor must hold it until otherwise directed. Items returned to
the Government shall be hand carried, mailed, emailed, or securely
electronically transmitted to the contracting officer or address
prescribed in the contract. Destruction of records is EXPRESSLY
PROHIBITED unless in accordance with paragraph (d) of this clause.
(f) The contractor is required to obtain the contracting
officer's approval prior to engaging in any contractual relationship
(sub-contractor) in support of this contract requiring the
disclosure of information, documentary material, and/or records
generated under, or relating to, contracts. The contractor (and any
sub-contractor) is required to abide by government and DOL guidance
for protecting sensitive, proprietary information, classified, and
controlled unclassified information.
(g) The contractor shall only use government IT equipment for
purposes specifically tied to or authorized by the contract and in
accordance with DOL policy.
(h) The contractor shall not create or maintain any records
containing any non-public DOL information that are not specifically
tied to or authorized by the contract.
(i) The contractor shall not retain, use, sell, or disseminate
copies of any deliverable that contains information covered by the
Privacy Act of 1974 or that which is generally protected from public
disclosure by an exemption to the Freedom of Information Act.
(j) [Insert the following if no other data rights clause has
been included in the contract] The DOL owns the rights to all data
and records produced as part of this contract. All deliverables
under the contract are the property of the U.S. Government for which
DOL shall have unlimited rights to use, dispose of, or disclose such
data contained therein as it determines to be in the public
interest. Any contractor rights in the data or deliverables must be
identified as required by FAR 52.227-11 through 52.227-20.
(k) Training. All contractor employees assigned to this contract
who create, work with, or otherwise handle records are required to
take the annual mandatory records management training, provided by
DOL, as directed by the Contracting Officer's Representative (COR).
The training shall be completed in a timeframe specified by the COR.
The contractor confirms training has been completed according to
agency policies, including initial training and any annual or
refresher training.
C. Flow Down of Requirements to Subcontractors
(a) The contractor shall incorporate the substance of this
clause, its terms, and requirements, including this paragraph, in
all subcontracts under this contract and require written
subcontractor acknowledgment of same.
(b) Violation by a subcontractor of any provision set forth in
this clause will be attributed to the contractor.
(End of Clause)
2952.207-70 Contractor Personnel Telework.
As prescribed in 2907.108-70, insert the following clause:
Contractor Personnel Telework (OCT 2021)
The Government shall not provide or reimburse contractor
personnel for internet connectivity.
(End of Clause)
2952.209-70 Organizational Conflict of Interest Clause--OCI-1
Exclusion From Future Agency Contracts.
As prescribed in 2909.507-70, insert the following clause:
Organizational Conflict of Interest Clause--OCI-1 Exclusion From Future
Agency Contracts (DEC 2012)
This clause supplements the FAR provisions on organizational
conflicts of interest, located at FAR subpart 9.5 and should be read
in conjunction with these provisions. To the extent there is any
inconsistency or confusion between the two provisions, the FAR
provision controls.
(a) Work under this contract may create a future organizational
conflict of interest (OCI) that could prohibit the contractor from
competing for, or being awarded, future government contracts. The
following examples illustrate situations in which organizational
conflicts of interest may arise. They are not all inclusive, but
will be used by the contracting officer as general guidance in
individual contract situations:
(1) Unequal Access to Information. The performance of this
contract may provide access to ``nonpublic information,'' which
could provide the contractor an unfair competitive advantage in
later solicitations or competitions for other DOL contracts. Such an
advantage could be perceived as unfair by a competing vendor who is
not given similar access to the same nonpublic information that is
related to the future procurement action. If you, as a contractor,
in performing this contract, obtain nonpublic information that is
relevant to a future procurement action, you may be required to
submit and negotiate an acceptable mitigation plan prior to being
deemed eligible to compete on the future action. Alternatively, the
``nonpublic information'' may be provided to all offerors.
(2) Biased Ground Rules. Your contract with DOL may have, in
some fashion, established important ``ground rules'' for another DOL
procurement, in which you may desire to be a competitor. For
example, this contract may involve you drafting the statement of
work, specifications, or evaluation criteria for a future DOL
procurement. The primary concern, in any such situation, is that any
such firm could skew the competition, whether intentionally or not,
or be perceived as having skewed the competition, in its own favor.
If the requirements of this DOL contract anticipate the contractor
may be placed in a position to establish important ground rules,
including but not limited to those described herein, the contractor
may be precluded from competing in the related action or, if
possible, may be required to submit and negotiate an acceptable
mitigation plan.
(3) Impaired Objectivity. The performance of this contract may
result in the contractor being placed in a situation where it is
able, or required, to provide assessment and evaluation findings
concerning itself, another business division, a subsidiary or
affiliate, or other entity with which it has a significant financial
relationship. The concern in this case is that the contractor's
ability to render impartial advice to DOL could appear to be
undermined by the contractor's financial or other business
relationship to the entity whose work product is being assessed or
evaluated. In these situations, a ``walling off'' of lines of
communication between entities or divisions may be acceptable, but
it also may not be sufficient to remove the perception that the
objectivity of the contractor has been tainted. If the requirements
of the DOL procurement indicate that a contractor may be placed in a
position to provide evaluations and assessments of itself or other
entities with which it has a significant financial relationship, the
affected contractor should notify DOL immediately. The contractor
may also be required to provide a mitigation plan that includes
recusal by the contractor from one of the affected contracts. Such
recusal might include divestiture of the work to a third party.
(b) To prevent a future OCI of any kind, the contractor shall be
subject to the following restrictions:
(1) The contractor may be excluded from competition for, or
award of, any government contracts as to which, in the course of
performing another contract, the contractor has received nonpublic
and competitively relevant information before such information has
been made generally available to other persons or firms.
(2) The contractor may be excluded from competition for, or
award of, any government contract for which the contractor actually
assisted or participated in the development of specifications or
statements of work.
(3) The contractor may be excluded from competition for, or
award of, any government contract which calls for it to evaluate
itself, any affiliate, or any products or services produced or
performed thereby.
(4) The contractor may be excluded from competition for, or
award of, any government
[[Page 66625]]
contract calling for the production or performance of any product or
service for which the contractor participated in the development of
requirements or definitions pursuant to another contract.
(c) This clause shall not exclude the contractor from performing
work under any modification to this contract or from competing for
award of any future contract for work that is the same or similar to
work performed under this contract, so long as the conditions above
are not present. This clause does not prohibit an incumbent from
competing on a follow-on competition, but the contracting officer
may require a mitigation plan or other steps as needed to ensure
that there has not been an unequal access to nonpublic competitively
sensitive information.
(d) The term ``contractor'' as used in this clause, includes any
person, firm, or corporation that owns or controls, or is owned or
controlled by, the contractor. The term also includes the corporate
officers of the contractor.
(e) The agency may, in its sole discretion, waive any provisions
of this clause if deemed in the best interest of the Government. The
exclusions contained in this clause shall apply for the duration of
this contract and for three (3) years after completion and
acceptance of all work performed hereunder, or such other period as
the contracting officer shall direct.
(f) If any provision of this clause excludes the contractor from
competition for, or award of any contract, the contractor shall not
be permitted to serve as a subcontractor, at any tier, on such
contract. This clause shall be incorporated into any subcontracts or
consultant agreements awarded under this contract unless the
contracting officer determines otherwise.
(End of Clause)
2952.211-70 Internet Protocol Version 6 (IPv6) Clause.
As prescribed in 2911.002-70, insert the following clause:
Internet Protocol Version 6 (IPv6) Clause (MAY 2015)
(a) Any system or product that includes: hardware, software,
firmware, and/or networked components, including but not limited to,
voice, video, or data that is developed, procured, or acquired in
support and/or performance of this requirement shall be capable of
transmitting, receiving, processing, or forwarding digital
information across system boundaries that are formatted in
accordance with commercial standards of Internet Protocol (IP)
version 6 (IPv6) as set forth in the USGv6 Profile (NIST Special
Publication 500-267) and corresponding declarations of conformance
defined in the USGv6 Test Program.
(b) This IPv6 capable system or product shall maintain
interoperability with IPv4 systems and provide the same level of
performance and reliability capabilities of IPv4 systems.
(c) This IPv6 capable system or product shall have available
IPv4 and IPv6 technical support for development, implementation, and
troubleshooting of the system.
(d) This IPv6 capable system or product can be upgraded, or the
vendor will provide an appropriate migration path for industry-
required changes to IPv6 as the technology evolves, at no additional
cost to the Government.
(e) This IPv6 capable system or product must be able to operate
on networks supporting IPv4 & IPv6, as well as networks that support
both.
(f) Any system or product whose IPv6 non-compliance is
discovered and made known to the vendor/contractor within 12 months
of the start of performance shall be upgraded, modified, replaced,
or brought into compliance at no additional cost to the Federal
Government.
(End of Clause)
2952.224-70 Privacy Breach Notification Requirements.
As prescribed in 2924.103-70, insert the following clause:
Privacy Breach Notification Requirements (APR 2018)
A. Definitions
``Breach'' is defined as the loss of control, compromise,
unauthorized disclosure, unauthorized acquisition, or any similar
occurrence where--
(a) A person other than an authorized user accesses or
potentially accesses Personally Identifiable Information (PII); or
(b) An authorized user accesses or potentially accesses PII for
an unauthorized purpose.
``Information'' is defined as any communication or
representation of knowledge such as facts, data, or opinions in any
medium or form, including textual, numerical, graphic, cartographic,
narrative, electronic, or audiovisual forms (see Office of
Management and Budget (OMB) Circular No. A-130, Managing Federal
Information as a Strategic Resource).
``Information System'' is defined as a discrete set of
information resources organized for the collection, processing,
maintenance, use, sharing, dissemination, or disposition of
information (44 U.S.C. 3502).
``Personally Identifiable Information'' is defined as
information that can be used to distinguish or trace an individual's
identity, either alone or when combined with other information that
is linked or linkable to a specific individual (see OMB Circular No.
A-130, Managing Federal Information as a Strategic Resource).
B. Requirements
(a) Contractors and subcontractors that collects or maintains
federal information on behalf of the agency or uses or operates an
information system on behalf of the agency shall comply with federal
law e.g., FISMA 2014, E-Government Act and the Privacy Act.
Additionally, the contractor shall meet OMB directives and National
Institute of Standards and Technology Standards to ensure processing
of PII is adequately managed.
(b) The contractor shall:
(1) Properly encrypt PII in accordance with appropriate laws,
regulations, directives, standards, or guidelines;
(2) Report to DOL any suspected or confirmed breach in any
medium or form, including paper, oral, and electronic within one
hour of discovery;
(3) Cooperate with and exchange information with DOL
(contracting officer and Contracting Officer's Representative) as
well as allow for an inspection, investigation, forensic analysis,
as determined necessary by the DOL, to effectively report and manage
a suspected or confirmed breach;
(4) Maintain capabilities to determine what DOL information was
or could have been compromised and by whom, construct a timeline of
user activity, determine methods and techniques used to access
federal information, and identify the initial attack vector;
(5) Ensure staff who have access to DOL systems or information
are regularly trained to identify and report a security incident.
This includes the completion of any DOL mandatory training for
contractors;
(6) Take steps to address security issues that have been
identified, including steps to minimize further security risks to
those individuals whose PII was lost, compromised, or potentially
compromised.
(7) Report incidents per DOL incident management policy and US-
CERT notification guidelines.
(c) Remedy:
(1) A report of a breach shall not, by itself, be interpreted as
evidence that the contractor or its subcontractor (at any tier)
failed to provide adequate safeguards for PII. If the contractor is
determined to be at fault for the breach, the contractor may be
financially liable for government costs incurred in the course of
breach response and mitigation efforts;
(2) The contractor shall take steps to address security issues
that have been identified, including steps to minimize further
security risks to those individuals whose PII was lost, compromised,
or potentially compromised. Additionally, the individual or
individuals directly responsible for the data breach shall be
removed from the contract within 45 days of the breach of data; and
(3) The Government reserves the right to exercise all available
contract remedies including, but not limited to, a stop-work order
on a temporary or permanent basis to address a breach or upon
discovery of a contractor's failure to report a breach as required
by this clause. If the contractor is determined to be at fault for a
breach, the contractor shall provide credit monitoring and privacy
protection services for one year to any individual whose private
information was accessed or disclosed. The individual shall be given
the option, but the decision is theirs. Those services will be
provided solely at the expense of the contractor and will not be
reimbursed by the Federal Government.
(End of Clause)
2952.232-70 Limitation of Government's Obligation (LoGO).
As prescribed in 2932.703-70, insert the following clause:
[[Page 66626]]
Limitation of Government's Obligation (LoGO) (JUL 2014)
(a) Contract line item(s) ($ to be determined at the exercise of
each option) through ($ to be determined at the exercise of each
option) are incrementally funded. For these item(s), the sum of ($
to be determined at the exercise of each option) of the total price
is presently available for payment and allotted to this contract. An
allotment schedule is set forth in paragraph (j) of this clause.
(b) For item(s) identified in paragraph (a) of this clause, the
contractor agrees to perform up to the point at which the total
amount payable by the Government, including reimbursement in the
event of termination of those item(s) for the Government's
convenience, approximates the total amount currently allotted to the
contract. The contractor is not authorized to continue work on those
item(s) beyond that point. The Government will not be obligated in
any event to reimburse the contractor in excess of the amount
allotted to the contract for those item(s) regardless of anything to
the contrary in the clause entitled ``Termination for Convenience of
the Government.'' As used in this clause, the total amount payable
by the Government in the event of termination of applicable contract
line item(s) for convenience includes costs, profit, and estimated
termination settlement costs for those item(s).
(c) Notwithstanding the dates specified in the allotment
schedule in paragraph (j) of this clause, the contractor will notify
the contracting officer in writing at least thirty days prior to the
date when, in the contractor's best judgment, the work will reach
the point at which the total amount payable by the Government,
including any cost for termination for convenience, will approximate
80 percent of the total amount presently allotted to the contract
for performance of the applicable item(s). The notification will
state (1) the estimated date when that point will be reached and (2)
an estimate of additional funding, if any, needed to continue
performance of applicable line items up to the next scheduled date
for allotment of funds identified in paragraph (j) of this clause,
or to a mutually agreed upon substitute date. The notification will
also advise the contracting officer of the estimated amount of
additional funds that will be required for the timely performance of
the item(s) funded pursuant to this clause, for a subsequent period
as may be specified in the allotment schedule in paragraph (j) of
this clause or otherwise agreed to by the parties. If after such
notification additional funds are not allotted by the date
identified in the contractor's notification, or by an agreed
substitute date, the contracting officer will terminate any item(s)
for which additional funds have not been allotted, pursuant to the
clause of this contract entitled ``Termination for Convenience of
the Government.''
(d) When additional funds are allotted for continued performance
of the contract line item(s) identified in paragraph (a) of this
clause, the parties will agree as to the period of contract
performance, which will be covered by the funds. The provisions of
paragraphs (b) through (d) of this clause will apply in like manner
to the additional allotted funds and agreed substitute date, and the
contract will be modified accordingly.
(e) If, solely by reason of failure of the Government to allot
additional funds, by the dates indicated below, in amounts
sufficient for timely performance of the contract line item(s)
identified in paragraph (a) of this clause, the contractor incurs
additional costs or is delayed in the performance of the work under
this contract and if additional funds are allotted, an equitable
adjustment will be made in the price or prices (including
appropriate target, billing, and ceiling prices where applicable) of
the item(s), or in the time of delivery, or both. Failure to agree
to any such equitable adjustment hereunder will be a dispute
concerning a question of fact within the meaning of the clause
entitled ``Disputes.'' In no event shall the equitable adjustment be
more than the contract line item(s) price(s) in question.
(f) The Government may at any time prior to termination allot
additional funds for the performance of the contract line item(s)
identified in paragraph (a) of this clause.
(g) The termination provisions of this clause do not limit the
rights of the Government under the clause entitled ``Default.'' The
provisions of this clause are limited to the work and allotment of
funds for the contract line item(s) set forth in paragraph (a) of
this clause. This clause no longer applies once the contract is
fully funded except with regard to the rights or obligations of the
parties concerning equitable adjustments negotiated under paragraphs
(d) and (e) of this clause.
(h) Nothing in this clause affects the right of the Government
to terminate this contract pursuant to the clause of this contract
entitled ``Termination for Convenience of the Government.''
(i) Nothing in this clause shall be construed as authorization
of voluntary services whose acceptance is otherwise prohibited under
31 U.S.C. 1342.
(j) The parties contemplate that the Government will allot funds
to this contract in accordance with the following schedule:
On execution of contract $ __ *
(month) (day), (year) $ __ *
(month) (day), (year) $ __ *
(month) (day), (year) $ __ *
* To be inserted after negotiation.
(End of Clause)
Alternate I (JUL 2014). If only one line item will be incrementally
funded, substitute the following paragraph (a) for paragraph (a) of the
basic clause:
(a) Contract line item __ is incrementally funded. The sum of $ *
is presently available for payment and allotted to this contract. An
allotment schedule is contained in paragraph (j) of this clause.
* To be inserted after negotiation.
2952.232-71 Submission of Invoices.
As prescribed in 2932.908, insert the following clause:
Submission of Invoices (AUG 2019)
(a) Electronic Invoice Submittal
Invoices for the services/goods provided under this award shall
be submitted through the Department of Treasury's Invoice Processing
Platform (IPP) or through the DOL Quickpay email system, as directed
by the Contracting Officer. IPP is a Federal Government owned and
operated website accessible to contractors free of charge.
Information about IPP, including enrollment instructions, are
available and should be obtained by the enrolled contractors
directly from the Department of Treasury after award at https://www.ipp.gov.
(1) The following instructions apply to Invoices submitted
through IPP.Gov or the DOL Quickpay email system:
(i) IPP invoice attachments SHALL NOT exceed the size limit of
10 megabytes (MB) each. However, you may submit multiple attachments
of less than 10MB each with the invoices.
(ii) DO NOT submit an invoice or attachment that uses shading or
color.
(b) An emailed Portable Document Format (PDF) image cannot have
any text that has a background with any color other than white. If
the image has a shaded background, it will be converted to black,
and the text will be illegible.
(c) An emailed Tagged Image File Format (TIFF) image must be
black and white.
(1) Quickpay users SHALL provide a copy of the invoice and any
attachments via email to the Contracting Officer's Representative
(COR, at the address specified in the contract.
(2) Quickpay users SHALL NOT submit more than one attachment per
invoice and the attachment shall not exceed 10MB. Any additional
attachments will not be recognized.
(3) DO NOT submit more than one invoice at a time.
(4) DO NOT attempt to use the ``Recall'' or ``Resend'' email
message features.
(d) Electronic invoices shall be in PDF or TIFF format.
(e) Paper Invoices shall be submitted via fax or U.S. mail Paper
invoices may be sent via fax to: (202) 693-2862. Mail paper invoices
to: U.S. Department of Labor, Office of Financial Management
Operations Division of Client Accounting, Services Room S-5526, 200
Constitution Avenue NW, Washington, DC 20210.
(f) General Information.
Payment due date is to be calculated from the date the invoice
is received in accordance with FAR 32.905 and the instructions
above.
Inquiries regarding invoices must be emailed to
[email protected]. The relevant invoice must be attached
to the inquiry email and the subject line of the email must state
``INQUIRY'', as shown in the following example:
INQUIRY: Contractor Name, DOL Agency, Contract Number, BPA Call or
Order Number, Invoice Number, Invoice Amount
The contractor SHALL NOT use the DOL electronic invoicing email
address for inquiries about any invoice.
Questions:
All questions regarding Electronic Invoicing shall be sent to
the DOL Office of the Chief Financial Officer (OCFO) at
[email protected].
[[Page 66627]]
(End of Clause)
2952.237-70 Emergency Continuation of Essential Services.
As prescribed in 2937.110, insert the following clause:
Emergency Continuation of Essential Services (MAR 2014)
(a) Essential Services. DOL has identified certain services
under this agreement (contract, BPA, BOA, task/delivery order, or
other vehicle, hereinafter ``requirement'') as being essential to
the DOL's missions and operations. Such essential services must
continue to be performed, even if an event occurs (or is threatened
to occur) that would disrupt or interfere with operations at, or
with access to, facilities where services ordinarily take place.
Such an event may include, but is not limited to, emergencies that
may be natural (e.g., earthquake; flood; hurricane; tornado; public
health emergencies, including pandemic influenza), man-made (e.g.,
civil unrest, chemical spill, cyber or terrorist threats or
attacks), or technological (e.g., building fire, utility outage),
and which may affect one or more facilities or locations, including
federal facilities, where the contractor normally performs services
hereunder.
(b) Contingency Plans. Unless already included in the
requirement, within 30 days of the commencement of performance (or
the bi-lateral incorporation of this clause), the contractor shall
submit the following contingency plans to the contracting officer
(CO) and the Contracting Officer's Representative (COR):
(1) A contingency plan to continue performance off-site for a
period of between 1 and 30 days; and
(2) A contingency plan to continue performance off-site for more
than 30 days, until the event described above is resolved.
(3) Such contingency plans will become an obligation of the
contractor under the requirement.
(c) Contents of the Contingency Plans. The contingency plans
referenced in paragraph above shall, at a minimum, address:
(1) How the contractor plans to continue performance of
essential services for the duration of an event, including
identifying and securing suitable off-site workplaces, personnel,
and resources;
(2) The contractor's use of off-site facilities, including
allowing its essential personnel to work from an alternative site or
other remote locations to perform essential services;
(3) Alert and notification procedures for mobilizing and
communicating with DOL and with essential personnel, and for
communicating expectations to its personnel regarding their roles
and responsibilities during the event;
(4) A list of telephone numbers and email addresses (with
alternates if available) for all managers currently performing under
the requirement; and
(5) Processes and requirements for the identification, training,
and preparedness of essential personnel who would be capable of
relocating to alternate facilities or performing work from home.
(d) Approval of the Contingency Plans. The CO, in consultation
as appropriate with the COR, shall review both contingency plans
within 14 days of receipt, or as agreed, and shall either accept
them or advise the contractor of any reason for disapproval. If
either plan is not accepted by the CO, the contractor shall resubmit
a revised plan within 7 days, or as agreed.
(e) Activation of a Contingency Plan. The Agency Head, CO, COR,
or other authorized agency official may activate the contractor's
Contingency Plan by notifying the contractor either orally or in
writing. In the event of an oral instruction, a written confirmation
of the activation will follow shortly after the resumption of normal
activities. Once a contingency plan has been activated, services
hereunder shall continue without delay or interruption,
notwithstanding the ``Excusable Delay'' Clause, or any other
provision of the contract (or requirement if this contract vehicle
is BPA, BOA, or similar vehicle).
(f) Failure to Execute a Plan. In the event the contractor is
unable or unwilling to perform the essential services identified
under the requirement, as determined by DOL in its sole discretion,
DOL reserves the right, in addition to any other right it may have,
to use federal employees or other contract support, either from
existing contracts or new contracts, to continue those critical
services. DOL may view the contractor's failure to implement the
Contingency Plan as not performing a contractual requirement and
reserves all rights to seek remedies associated with any such
nonperformance. Any new contracting efforts would be conducted in
accordance with the FAR, OFPP's January 14, 2011 Emergency
Acquisition Guide, or any other subsequent emergency guidance that
may be issued.
(End of Clause)
2952.239-70 Section 508 Requirements.
As prescribed in 2939.270, insert the following clause:
Section 508 Requirements (AUG 2024)
A. Definition
The term ``Information and Communication Technology (ICT)'' in
this contract is used as defined at FAR 2.101.
B. Requirements
Section 508 of the Rehabilitation Act, as amended (29 U.S.C.
794d), applies to federal departments, such as DOL, and the
contractors providing support on behalf of such federal departments.
The contractor is required to provide Section 508 compliant systems
and components of ICT when federal agencies develop, procure,
maintain, or use ICT. The contractor shall ensure that its system
and components allow federal employees and members of the public
with disabilities access to, and use of, information and data that
is comparable to the access afforded federal employees and members
of the public without disabilities. Products, platforms, and
services delivered as part of this contract action that are ICT, or
contain ICT, shall conform to the Revised Section 508 Standards,
which are located at 36 CFR part 1194, appendices A and C.
Please insert the clause(s) below which meet the parameters of
the contract being awarded.
(a) Requirements by service/contract type are as follows:
(1) Custom ICT Development Services: When the contractor
provides custom ICT development services and/or Commercially
Available Off-the-Shelf (COTS) products, pursuant to the
requirements, the contractor shall ensure the ICT fully conforms to
the Revised 508 Standards (36 CFR part 1194, appendices A and C)
prior to delivery and before final Acceptance.
(2) Installation, Configuration, & Integration Services: When
the contractor provides installation, configuration, or integration
services for equipment or software pursuant to the requirement, the
contractor shall not install, configure, or integrate the equipment
or software in a way that reduces the level of conformance with the
Revised 508 Standards (36 CFR part 1194, appendices A and C).
(3) Maintenance Upgrades & Replacements: The contractor shall
ensure maintenance upgrades, substitutions, and replacements to
equipment and software pursuant to this award do not reduce the
approved level of conformance with the Revised 508 Standards (36 CFR
part 1194, appendices A and C) at the time of award. Additionally,
an updated Accessibility Conformance Report (ACR) shall be submitted
for the ICT, and the ACR shall be completed according to the
instructions provided by the Information Technology Industry Council
(ITI) to be considered for each option year exercised.
(4) Contractor Processes: The contractor shall ensure that its
processes are at a maturity level at least equivalent to the DHS
Trusted Tester methodology; that its personnel have the knowledge,
skills, and ability necessary to make ICT under this contract
conform to the Revised 508 Standards (36 CFR part 1194, appendices A
and C); and that it provides conformant Section 508 supporting
documentation upon request.
(5) Hosting Services: The contractor shall not implement hosting
services in a manner that reduces the existing level of conformance
of the electronic content with the Revised 508 Standards (36 CFR
part 1194, appendices A and C), when providing hosting services for
electronic content to the agency. Throughout the life of the award,
the agency reserves the right to perform Independent third-party
testing on a vendor or contractor's hosted solution to verify
conformance.
(b) Validation for ICT: The contractor shall test and validate
the ICT for conformance to the Revised 508 Standards (36 CFR part
1194, appendices A and C), in accordance with the required testing
methods and provide test results to verify conformance of the
Voluntary Product Assessment Template (VPAT).
(1) For web and software, WCAG 2.0 Level A and AA Conformance
test results shall be based on the Accessibility Tests for Software
and Web, Harmonized Testing Process for Section 508 Compliance from
the DHS Trusted Tester program.
[[Page 66628]]
(2) For Microsoft Office and PDF documents, WCAG 2.0 Level A,
and AA Conformance test results shall be based on the Harmonized
Testing Guidance from the Accessible Electronic Documents Community
of Practice.
(3) For ICT that are not electronic content, the contractor
shall validate conformance to the Revised 508 Standards (36 CFR part
1194, appendices A and C) using a defined testing process. The
contractor shall describe the test process and provide the testing
results to the agency.
(c) Conformance Reporting: For ICT that are developed, updated,
or configured for the agency, and when product substitutions are
offered:
(1) Before Acceptance, the contractor shall provide an
Accessibility Conformance Report (ACR) for the ICT that is
developed, updated, configured for the agency, and when product
substitutions are offered. The ACR should be based on the most
recent version of the Voluntary Product Assessment Template (VPAT)
provided by the Information Technology Industry Council (ITI). An
ACR shall be submitted for each ICT and shall be completed according
to the instructions provided by ITI to be considered for Acceptance.
(2) Before Acceptance, when the contractor is required to
perform testing to validate conformance to the agency's
accessibility requirements, the vendor shall provide a supplemental
accessibility report that contains the following information:
i Accessibility test results based on the required test methods.
ii Documentation of features provided to help achieve
accessibility and usability for people with disabilities.
iii Documentation of core functions that cannot be accessed by
persons with disabilities.
iv Documentation on how to configure and install the ICT to
support accessibility.
v. When ICT is an authoring tool that generates content
(including documents, reports, training, videos, multimedia
productions, web content, etc.), provide information on how the ICT
enables the creation of accessible electronic content that conforms
to the Revised 508 Standards (36 CFR part 1194, appendices A and C),
including the range of accessible user interface elements the tool
can create.
vi. Before final Acceptance, the contractor shall provide a
fully working demonstration of the completed ICT to demonstrate
conformance to the agency's accessibility requirements. The
demonstration shall expose where such conformance is and is not
achieved.
(3) At any time, DOL reserves the right to perform Independent
third-party testing to validate the ICT provided by the contractor,
conforms to the Revised 508 Standards (36 CFR part 1194, appendices
A and C).
(d) Non-Compliance: Before final Acceptance of ICT, including
updates and replacements, DOL shall determine that the furnished ICT
is in compliance with the Revised 508 Standards (36 CFR part 1194,
appendices A and C). If the furnished ICT is determined to be non-
compliant, the contracting officer shall notify the contractor of
this determination, within 15 business days of determination of non-
compliance. The contractor shall, at no cost to DOL, repair or
replace the non-compliant products or services within the period
specified by the contracting officer. The contracting officer makes
the final decision to accept or not accept a contractor's ICT that
does not meet the Revised 508 Standards (36 CFR part 1194,
appendices A and C).
(End of Clause)
2952.242-70 Access to Contractor Business Systems.
As prescribed in 2942.101, insert the following clause:
Access to Contractor Business Systems (APR 2019)
The contractor shall, upon request, provide to the Government,
access to covered contractor systems associated with the execution
and performance of this requirement to meet audits, reviews,
security requirements, and Office of Inspector General requests.
(End of Clause)
2952.242-71 DOL Mandatory Training Requirements for Contractor
Employees.
As prescribed in 2942.101-70, insert the following clause:
DOL Mandatory Training Requirements for Contractor Employees (AUG 2018)
(a) Where required and applicable, contractor employees,
including employees of subcontractors at any tier, shall complete
any DOL designated and hosted training that the Contracting
Officer's Representative (COR) identifies as mandatory. Training
shall be completed in a timeframe specified by the COR.
(b) Time spent on training shall be counted as regular hours
worked.
(c) The contractor shall ensure this clause is incorporated in
all subcontracts, at any tier.
(End of Clause)
2952.243-70 Contractor's Obligation To Notify the Contracting Officer
of a Request to Change the Contract Scope (Contractor's Obligation
Clause).
As prescribed in 2943.104-70, insert the following clause:
Contractor's Obligation To Notify the Contracting Officer of a Request
To Change the Contract Scope (Contractor's Obligation Clause) (JAN
2012)
(a) Except for changes identified in writing and signed by the
contracting officer, the contractor is required to notify, within 5
working days of receipt or knowledge, any request for changes to
this contract (including actions, inactions, and written or oral
communications) that the contractor regards as exceeding the scope
of the contract. On the basis of the most accurate information
available to the contractor, the notice shall state:
(1) The date, nature, and circumstances of the conduct regarded
as a change in scope;
(2) The name, function, and activity of each Government employee
and contractor official or employee involved in, or knowledgeable
about, such conduct; and
(3) The identification of any documents and substance of any
oral communication involved in such conduct.
(b) Following submission of this notice, the contractor shall
continue performance in accordance with the contract terms and
conditions, unless notified otherwise by the contracting officer.
(c) The contracting officer shall promptly, within 5 business
days after receipt of notice from the contractor, respond to the
notice in writing. In responding, the contracting officer shall
either:
(1) Confirm that the contractor's notice identifies a change in
the scope of the contract and directs the contractor to stop work,
completely or in part, in accordance with the Stop Work provisions
of the contract;
(2) Deny that the contractor's notice identifies a change in
scope and instruct the contractor to continue performance under the
contract; or
(3) In the event the contractor's notice does not provide
sufficient information to make a decision, advise the contractor
what additional information is required, and establish the date by
which it should be furnished and the date thereafter by which the
Government will respond.
(End of Clause)
2952.245-70 Contractor Responsibility to Report Theft of Government
Property.
As prescribed in 2945.104-70, insert the following clause:
Contractor Responsibility To Report Theft of Government Property (FEB
2020)
Upon the contractor becoming aware of theft of government
property by its employee(s), including theft that occurs at
subcontractor or alternate site locations, the contractor shall
report the theft of government property to the Contracting Officer's
Representative or CO of record.
(End of Clause)
2952.245-71 Asset Reporting Requirements.
As prescribed in 2945.105-70, insert the following clause:
Asset Reporting Requirements (JUL 2019)
(A) Definitions
``Accountable Property'' is a term to identify property that is
essential to DOL operations for which it is in the best interest of
the Government to assign and record accountability to assure proper
use, maintenance, and disposal. This includes items purchased and
obtained through a ``lease-to-own'' program. The following items are
DOL Accountable Property:
(1) DOL-owned or DOL-leased serialized items (i.e., items with a
manufacturer's serial number) with an acquisition unit cost above
$3,000.
(2) DOL-owned or DOL-leased ``sensitive items.''
[[Page 66629]]
(3) DOL-owned or DOL-leased furniture with an acquisition unit
cost above $10,000. Items with an acquisition unit cost less than
$10,000 are not applicable. ``Sensitive Items'' are defined as
items, regardless of value, that have appeal to others and may
therefore be subject to theft or to security concerns, or that are
considered mission critical. The following are considered sensitive
items, as well as any other items identified as sensitive by the
Contracting Officer's Representative (COR):
(1) Desktops and Laptops, including docking stations and
connectable monitors.
(2) PDAs/iPads/SurfacePros/Tablets.
(3) Printers and Copiers.
(4) Software Licenses, including media.
(5) Mobile Devices.
(6) Firearms.
(7) Communication Equipment (e.g. telephone base and handsets,
mobile radio equipment, etc.).
(8) Conference/Audio-Visual Equipment.
(9) Power/Specialty Tools (e.g. lab equipment, postage meters,
etc.).
(B) Requirements
The contractor shall submit a DOL Asset Report at time of
delivery for both Accountable Property and Sensitive Items. The DOL
Asset Report shall be delivered electronically to the COR. DOL Asset
Reports shall include Accountable Property and Sensitive Items that
have been delivered. The report shall be formatted as an Office Open
XML Spreadsheet (.XLSX) document, and adhere to following DOL Asset
Report Requirements:
(a) Award/Purchase Number. The award number issued by the
Government.
(b) Date Shipped. The date the item was shipped to the
Government.
(c) Asset Type. The contract Line-Item Description.
(d) Manufacturer. The manufacturer of the item.
(e) Model. The model (name and/or number) of the item.
(f) Serial Number. The serial number of the item.
(g) DOL Asset Number. The number of the barcode applied before
shipping (if barcoding is required by the award).
(h) Government Shipping Street Address. The shipping street
address of where the item was delivered.
(i) Warrantied Item. Indicates whether an item is warrantied (Y
or N).
(j) Warranty Time frame. The start and end date of the warranty
(if applicable).
(k) Cost. Acquisition cost per unit and total cost of purchase.
(End of Clause)
PARTS 2953-2999 [RESERVED]
Signed this 30 day of July, 2024.
Carolyn Angus-Hornbuckle,
Assistant Secretary for Administration and Management.
[FR Doc. 2024-17141 Filed 8-15-24; 8:45 am]
BILLING CODE 4510-04-P