Submission for OMB Review; Comment Request; Extension: Rule 15g-3, 60671-60672 [2024-16416]
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Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Notices
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
Standard routine uses 1. through 7.,
10., and 11. apply.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Automated databases, computer
storage media, and paper.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
By customer name, customer ID(s),
distinguished name, certificate serial
number, receipt number, transaction
date, and email addresses.
ddrumheller on DSK120RN23PROD with NOTICES1
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
1. Records related to Pending Public
Key Certificate Application Files are
added as received to an electronic
database, moved to the authorized
certificate file when they are updated
with the required data, and records not
updated within 90 days from the date of
receipt are destroyed.
2. Records related to the Public Key
Certificate Directory are retained in an
electronic database, are consistently
updated, and records are destroyed as
they are superseded or deleted.
3. Records related to the Authorized
Public Key Certificate Master File are
retained in an electronic database for
the life of the authorized certificate.
4. When the certificate is revoked, it
is moved to the certificate revocation
file.
5. The Public Key Certificate
Revocation List is cut off at the end of
each calendar year and records are
retained 30 years from the date of cutoff.
Records may be retained longer with
customer consent or request.
6. Other records in this system are
retained 7 years, unless retained longer
by request of the customer.
7. Records related to electronic
signatures are retained in an electronic
database for 3 years.
8. Other categories of records are
retained for a period of up to 30 days.
9. Driver’s License data will be
retained for 5 years.
10. COA and Hold Mail transactional
data will be retained for 5 years.
11. Records related to Phone
Verification/One-Time Passcode and
Device Reputation assessment will be
retained for 7 years.
12. Records collected for Identity
Proofing at the Identity Assurance Level
2 (IAL–2), including ID document
images, Identity Verification Attributes,
and associated data will be retained up
to 5 years, or as stipulated within
Interagency Agreements (IAAs) with
partnering Federal Agencies.
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17:17 Jul 25, 2024
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Records existing on paper are
destroyed by burning, pulping, or
shredding. Records existing on
computer storage media are destroyed
according to the applicable USPS media
sanitization practice.
Paper records, computers, and
computer storage media are located in
controlled-access areas under
supervision of program personnel.
Access to these areas is limited to
authorized personnel, who must be
identified with a badge.
Access to records is limited to
individuals who need the information to
perform their job and whose official
duties require such access.
Contractors and licensees are subject
to contract controls and unannounced
on-site audits and inspections.
Computers are protected by
mechanical locks, card key systems, or
other physical access control methods.
The use of computer systems is
regulated with installed security
software, computer logon
identifications, and operating system
controls including access controls,
terminal and transaction logging, and
file management software.
Key pairs are protected against
cryptanalysis by encrypting the private
key and by using a shared secret
algorithm to protect the encryption key,
and the certificate authority key is
stored in a separate, tamperproof,
hardware device. Activities are audited,
and archived information is protected
from corruption, deletion, and
modification.
For authentication services and
electronic postmark, electronic data is
transmitted via secure socket layer (SSL)
encryption to a secured data center.
Computer media are stored within a
secured, locked room within the facility.
Access to the database is limited to the
system administrator, database
administrator, and designated support
personnel. Paper forms are stored
within a secured area within locked
cabinets.
RECORD ACCESS PROCEDURES:
Requests for access must be made in
accordance with the Notification
Procedure above and USPS Privacy Act
regulations regarding access to records
and verification of identity under 39
CFR 266.5.
CONTESTING RECORD PROCEDURES:
See Notification Procedure and
Record Access Procedures above.
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60671
NOTIFICATION PROCEDURES:
Customers wanting to know if other
information about them is maintained in
this system of records must address
inquiries in writing to the system
manager. Inquiries must contain name,
address, email, and other identifying
information.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
December 15, 2021; 86 FR 71294;
March 16, 2020, 85 FR 14982; December
13, 2018, 83 FR 64164; December 22,
2017, 82 FR 60776; August 29, 2014, 79
FR 51627; October 24, 2011, 76 FR
65756; April 29, 2005, 70 FR 22516.
Christopher Doyle,
Attorney, Ethics & Legal Compliance.
[FR Doc. 2024–16505 Filed 7–25–24; 8:45 am]
BILLING CODE 7710–12–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–346, OMB Control No.
3235–0392]
Submission for OMB Review;
Comment Request; Extension: Rule
15g–3
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(’’PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the existing collection of
information provided for in Rule 15g–
3—Broker or dealer disclosure of
quotations and other information
relating to the penny stock market (17
CFR 240.15g–3) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.).
Rule 15g–3 requires that brokers and
dealers disclose to customers current
quotation prices or similar market
information in connection with
transactions in penny stocks. The
purpose of the rule is to increase the
level of disclosure to investors
concerning penny stocks generally and
specific penny stock transactions.
The Commission estimates that
approximately 170 broker-dealers will
each spend an average of approximately
87.0833333 hours annually to comply
with this rule. Thus, the total time
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60672
Federal Register / Vol. 89, No. 144 / Friday, July 26, 2024 / Notices
burden is approximately 14,804 hours
per year.
Rule 15g–3 contains record retention
requirements. Compliance with the rule
is mandatory. The required records are
available only to the examination staff
of the Commission and the self
regulatory organizations of which the
broker-dealer is a member.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent by
August 26, 2024 to (i) www.reginfo.gov/
public/do/PRAMain and (ii) Austin
Gerig, Director/Chief Data Officer,
Securities and Exchange Commission, c/
o Oluwaseun Ajayi, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.
Dated: July 22, 2024.
Sherry R. Haywood,
Assistant Secretary.
The public may attend this meeting
in-person as seating capacity allows.
Admittance to the State Department
building will be through a pre-arranged
clearance list. OBO External Affairs will
post an open registration announcement
on OBO’s website (www.state.gov/obo)
and social media and email the
announcement to OBO’s distribution list
approximately 60 days before the event
date. We encourage those interested in
attending the IAG Annual Meeting to
sign up for OBO’s Distribution List.
Please forward any requests for
reasonable accommodation to
OBOExternalAffairs@state.gov by
August 29, 2024. Request for reasonable
accommodation made after that date
will be considered but may not be
fulfilled.
For further information, please
contact External Affairs at
OBOExternalAffairs@state.gov.
William H. Moser,
Director, Bureau of Overseas Buildings
Operations, Department of State.
[FR Doc. 2024–16420 Filed 7–25–24; 8:45 am]
BILLING CODE 4710–51–P
SURFACE TRANSPORTATION BOARD
[Docket No. FD 36787]
[FR Doc. 2024–16416 Filed 7–25–24; 8:45 am]
Alameda Belt Line—Operation
Exemption—Board of Harbor
Commissioners of the Port of Los
Angeles, Board of Harbor
Commissioners (Long Beach), and
Alameda Corridor Transportation
Authority
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice: 12469]
ddrumheller on DSK120RN23PROD with NOTICES1
Industry Advisory Group: Notice of
Open Meeting
The U.S. Department of State Bureau
of Overseas Buildings Operations (OBO)
will host the Industry Advisory Group
(IAG) Annual Meeting from 8:30 a.m. to
5:30 p.m. on Wednesday, September 18,
2024. The meeting will be hybrid and
open to the public from 1:30 p.m.–5:30
p.m., including a networking session
starting at 4:30 p.m., at the U.S.
Department of State, located at 2201 C
Street NW, Washington, DC.
The meeting will primarily be
devoted to discussions between the
Department’s senior management and
IAG members regarding industry and
academia’s latest concepts, methods,
best practices, innovations, and ideas
supporting OBO’s mission to provide
the most effective facilities for United
States diplomacy abroad. Additionally,
time will be provided for public
members to ask questions and provide
comments.
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17:17 Jul 25, 2024
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Under 49 CFR 1011.7(a)(2)(x)(A), the
Director of the Office of Proceedings
(Director) is delegated the authority to
determine whether to issue notices of
exemption under 49 U.S.C. 10502 for
operation transactions under 49 U.S.C.
10901. However, the Board reserves to
itself the consideration and disposition
of all matters involving issues of general
transportation importance. 49 CFR
1011.2(a)(6). Accordingly, the Board
will revoke the delegation to the
Director with respect to issuance of the
notice of exemption for dispatching
operations of the rail line at issue in this
case. The Board determines that this
notice of exemption should be issued,
and does so here.1
1 Should it choose to do so, the Board retains the
ability to revisit its precedent in Rail-Term Corp.—
Petition for Declaratory Order, FD 35582 (STB
served Nov. 19, 2013), in an appropriate
proceeding. It chooses not to do so here because of
the facts and circumstances—in particular, timing
needs—presented by ABL.
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Notice
Alameda Belt Line (ABL), a
noncarrier, has filed a verified notice of
exemption pursuant to 49 CFR 1150.31
‘‘to assume by subcontract the
dispatching operations’’ over the
Alameda Corridor, an approximately
16.1-mile railroad corridor between
milepost 0.0 at CP East Redondo in Los
Angeles, Cal., and milepost 16.1 at CP
West Thenard in Los Angeles (the Line).
According to the verified notice, BNSF
Railway Company (BNSF) and Union
Pacific Railroad Company (UP) have
operating rights over the Line. The
verified notice states that UP currently
handles Line dispatching with BNSF
oversight pursuant to an agreement
among BNSF, UP, and the Alameda
Corridor Transportation Authority, the
Line’s administrator. ABL is a private
entity owned in equal parts by BNSF
and UP.
ABL certifies that its annual projected
revenues as a result of the transaction
will not exceed those that would qualify
it as a Class III carrier and will not
exceed $5 million. ABL also states that
the transaction does not involve any
interchange commitments.
By decision served on July 11, 2024,
the effective date of the exemption was
postponed until further order of the
Board, to provide sufficient time for
evaluation of the matters raised by the
verified notice.
On July 19, 2024, ABL filed a letter
(Letter) requesting that the Board take
immediate action on the verified notice.
ABL states that the Federal Railroad
Administration’s (FRA) issuance of 49
CFR part 245—Certification of
Dispatchers, effective July 22, 2024,
imposes a 120-day approval process for
a new railroad’s dispatching training
program. (Letter 2.) ABL states that it
must begin dispatching operations by
July 22, 2024, to avoid substantial
delays resulting from the FRA’s
approval process under the new
regulation. (See id.)
The Board determines that the notice
of exemption should be published. In
light of the need for expedited
effectiveness as described in the Letter,
the Board finds good cause to permit the
exemption to become effective on the
date of service of this decision.2
If the verified notice contains false or
misleading information, the exemption
is void ab initio. Petitions to revoke the
exemption under 49 U.S.C. 10502(d)
may be filed at any time. The filing of
a petition to revoke will not
2 For the same reasons, the Board will waive the
provision at 49 CFR 1150.32(c) regarding the filing
of stay petitions prior to effectiveness.
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]]>Agencies
[Federal Register Volume 89, Number 144 (Friday, July 26, 2024)]
[Notices]
[Pages 60671-60672]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-16416]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-346, OMB Control No. 3235-0392]
Submission for OMB Review; Comment Request; Extension: Rule 15g-3
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (''PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
existing collection of information provided for in Rule 15g-3--Broker
or dealer disclosure of quotations and other information relating to
the penny stock market (17 CFR 240.15g-3) under the Securities Exchange
Act of 1934 (15 U.S.C. 78a et seq.).
Rule 15g-3 requires that brokers and dealers disclose to customers
current quotation prices or similar market information in connection
with transactions in penny stocks. The purpose of the rule is to
increase the level of disclosure to investors concerning penny stocks
generally and specific penny stock transactions.
The Commission estimates that approximately 170 broker-dealers will
each spend an average of approximately 87.0833333 hours annually to
comply with this rule. Thus, the total time
[[Page 60672]]
burden is approximately 14,804 hours per year.
Rule 15g-3 contains record retention requirements. Compliance with
the rule is mandatory. The required records are available only to the
examination staff of the Commission and the self regulatory
organizations of which the broker-dealer is a member.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
The public may view background documentation for this information
collection at the following website: www.reginfo.gov. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent by August 26, 2024 to (i) www.reginfo.gov/public/do/PRAMain and (ii) Austin Gerig, Director/Chief Data Officer,
Securities and Exchange Commission, c/o Oluwaseun Ajayi, 100 F Street
NE, Washington, DC 20549, or by sending an email to:
[email protected].
Dated: July 22, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-16416 Filed 7-25-24; 8:45 am]
BILLING CODE 8011-01-P
