Submission for OMB Review; Comment Request; Extension: Rule 18a-6, 45932 [2024-11413]

Download as PDF 45932 Federal Register / Vol. 89, No. 102 / Friday, May 24, 2024 / Notices At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) of the Act 20 to determine whether the proposed rule change should be approved or disapproved. business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR–CboeEDGX–2024–026 and should be submitted on or before June 14, 2024. IV. Solicitation of Comments For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 Sherry R. Haywood, Assistant Secretary. Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include file number SR– CboeEDGX–2024–026 on the subject line. ddrumheller on DSK120RN23PROD with NOTICES1 Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to file number SR–CboeEDGX–2024–026. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official considered the proposed rule’s impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). 20 15 U.S.C. 78s(b)(2)(B). VerDate Sep<11>2014 17:40 May 23, 2024 Jkt 262001 [FR Doc. 2024–11406 Filed 5–23–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–668, OMB Control No. 3235–0751] Submission for OMB Review; Comment Request; Extension: Rule 18a–6 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for extension of the previously approved collection of information discussed below. Rule 18a–6, which is modeled on Rule 17a–4, establishes record maintenance and preservation requirements for stand-alone and bank security-based swap dealers (‘‘SBSDs’’) and major security-based swap participants (‘‘MSBSPs’’) (collectively, ‘‘SBS entities’’). Specifically, Rule 18a– 6 prescribes the period of time the records required to be made and kept current under Rule 18a–5 must be preserved by stand-alone SBSDs and MSBSPs and the manner in which the records must be preserved. Rule 18a–6 also identifies additional types of records that must be preserved (e.g., written communications and agreements relating to the firm’s 21 17 PO 00000 CFR 200.30–3(a)(12), (59). Frm 00114 Fmt 4703 Sfmt 4703 business) if the record is made or received by the SBS entity. The Commission estimates that the total hour burden under Rule 18a–6 is approximately 15,626 burden hours per year, and the total cost burden is approximately $1,349,098 per year. Since the last approval of this information collection, the estimated total burden hours per year has decreased due to a decrease in the number of respondents subject to the requirements of the Rule. The estimated total cost burden per year, however, increased due to changes in the number of respondents with respect to certain provisions of Rule 18a–6. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. The public may view background documentation for this information collection at the following website: www.reginfo.gov. Find this particular information collection by selecting ‘‘Currently under 30-day Review—Open for Public Comments’’ or by using the search function. Written comments and recommendations for the proposed information collection should be sent by June 24, 2024 to (i) www.reginfo.gov/ public/do/PRAMain and (ii) David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@ sec.gov. Dated: May 20, 2024. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2024–11413 Filed 5–23–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–205, OMB Control No. 3235–0194] Proposed Collection; Comment Request; Extension: Rule 24b–1 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the existing collection of information provided for in Rule 24b–1 (17 CFR 240.24b–1) under the Securities E:\FR\FM\24MYN1.SGM 24MYN1

Agencies

[Federal Register Volume 89, Number 102 (Friday, May 24, 2024)]
[Notices]
[Page 45932]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-11413]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-668, OMB Control No. 3235-0751]


Submission for OMB Review; Comment Request; Extension: Rule 18a-6

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for extension of the previously approved 
collection of information discussed below.
    Rule 18a-6, which is modeled on Rule 17a-4, establishes record 
maintenance and preservation requirements for stand-alone and bank 
security-based swap dealers (``SBSDs'') and major security-based swap 
participants (``MSBSPs'') (collectively, ``SBS entities''). 
Specifically, Rule 18a-6 prescribes the period of time the records 
required to be made and kept current under Rule 18a-5 must be preserved 
by stand-alone SBSDs and MSBSPs and the manner in which the records 
must be preserved. Rule 18a-6 also identifies additional types of 
records that must be preserved (e.g., written communications and 
agreements relating to the firm's business) if the record is made or 
received by the SBS entity.
    The Commission estimates that the total hour burden under Rule 18a-
6 is approximately 15,626 burden hours per year, and the total cost 
burden is approximately $1,349,098 per year. Since the last approval of 
this information collection, the estimated total burden hours per year 
has decreased due to a decrease in the number of respondents subject to 
the requirements of the Rule. The estimated total cost burden per year, 
however, increased due to changes in the number of respondents with 
respect to certain provisions of Rule 18a-6.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following website: www.reginfo.gov. Find this 
particular information collection by selecting ``Currently under 30-day 
Review--Open for Public Comments'' or by using the search function. 
Written comments and recommendations for the proposed information 
collection should be sent by June 24, 2024 to (i) www.reginfo.gov/public/do/PRAMain and (ii) David Bottom, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o John Pezzullo, 100 F 
Street NE, Washington, DC 20549, or by sending an email to: 
[email protected].

    Dated: May 20, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-11413 Filed 5-23-24; 8:45 am]
BILLING CODE 8011-01-P
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