Deregistration Under Section 8(f) of the Investment Company Act of 1940, 35266 [2024-09444]

Download as PDF 35266 Federal Register / Vol. 89, No. 85 / Wednesday, May 1, 2024 / Notices SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 35181] Deregistration Under Section 8(f) of the Investment Company Act of 1940 April 26, 2024. Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). AGENCY: Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940. ACTION: The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of April 2024. A copy of each application may be obtained via the Commission’s website by searching for the applicable file number listed below, or for an applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at SecretarysOffice@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below. Hearing requests should be received by the SEC by 5:30 p.m. on May 21, 2024, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary at SecretarysOffice@sec.gov. The Commission: Secretarys-Office@sec.gov. ddrumheller on DSK120RN23PROD with NOTICES1 ADDRESSES: FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. VerDate Sep<11>2014 16:59 Apr 30, 2024 Jkt 262001 ETF Managers Trust [File No. 811– 22310] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Amplify ETF Trust, and on January 29, 2024, made a final distribution to its shareholders based on net asset value. Expenses of $9,282,629.85 incurred in connection with the reorganization were paid by the applicant’s investment adviser and the acquiring fund’s investment adviser. Filing Date: The application was filed on March 5, 2024. Applicant’s Address: 350 Springfield Avenue, Suite #200, Summit, New Jersey 07901. Greenspring Fund Inc [File No. 811– 03627] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Cromwell Greenspring Mid Cap Fund, and on August 14, 2023, made a final distribution to its shareholders based on net asset value. Expenses of $245,228 incurred in connection with the reorganization were paid by the applicant’s investment adviser and the acquiring fund’s investment adviser. Filing Dates: The application was filed on August 30, 2023, and amended on October 4, 2023, November 22, 2023, February 20, 2024 and April 23, 2024. Applicant’s Address: 2330 West Joppa Road, Suite 110, Lutherville, Maryland 21093–4641. Invesco Dynamic Credit Opportunities Fund [File No. 811–22043] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Invesco Dynamic Credit Opportunity Fund, and on October 29, 2021 made a final distribution to its shareholders based on net asset value. Expenses of $500,176.86 incurred in connection with the reorganization were paid by the applicant. Filing Dates: The application was filed on May 12, 2023 and amended on March 15, 2024. Applicant’s Address: 1331 Spring Street Northwest, Suite 2500, Atlanta, Georgia 30309. Lee Financial Mutual Fund, Inc. [File No. 811–05631] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Bishop Street Funds, and on December 4, 2023, made PO 00000 Frm 00234 Fmt 4703 Sfmt 4703 a final distribution to its shareholders based on net asset value. Expenses of $71,612.13 incurred in connection with the reorganization were paid by the applicant’s investment adviser. Filing Date: The application was filed on March 29, 2024. Applicant’s Address: 3113 Olu Street, Honolulu, Hawaii 96816. Savos Investments Trust [File No. 811– 08977] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On September 27, 2022, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $24,436.75 incurred in connection with the liquidation were paid by the applicant’s investment adviser. Filing Date: The application was filed on April 17, 2024. Applicant’s Address: 1655 Grant Street, 10th Floor, Concord, California 94520. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2024–09444 Filed 4–30–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–100026; File No. SR–BOX– 2024–10] Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility (‘‘BOX’’) April 25, 2024. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on April 11, 2024, BOX Exchange LLC (the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II and III, below, which Items have been prepared by the Exchange. The Exchange filed the proposed rule change pursuant to Section 19(b)(3)(A)(ii) of the Act,3 and Rule 19b–4(f)(2) thereunder,4 which renders the proposal effective upon filing with the Commission. The 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A)(ii). 4 17 CFR 240.19b–4(f)(2). 2 17 E:\FR\FM\01MYN1.SGM 01MYN1

Agencies

[Federal Register Volume 89, Number 85 (Wednesday, May 1, 2024)]
[Notices]
[Page 35266]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-09444]



[[Page 35266]]

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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 35181]


Deregistration Under Section 8(f) of the Investment Company Act 
of 1940

April 26, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').

ACTION: Notice of Applications for Deregistration under Section 8(f) of 
the Investment Company Act of 1940.

-----------------------------------------------------------------------

    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
April 2024. A copy of each application may be obtained via the 
Commission's website by searching for the applicable file number listed 
below, or for an applicant using the Company name search field, on the 
SEC's EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also 
call the SEC's Public Reference Room at (202) 551-8090. An order 
granting each application will be issued unless the SEC orders a 
hearing. Interested persons may request a hearing on any application by 
emailing the SEC's Secretary at [email protected] and serving 
the relevant applicant with a copy of the request by email, if an email 
address is listed for the relevant applicant below, or personally or by 
mail, if a physical address is listed for the relevant applicant below. 
Hearing requests should be received by the SEC by 5:30 p.m. on May 21, 
2024, and should be accompanied by proof of service on applicants, in 
the form of an affidavit or, for lawyers, a certificate of service. 
Pursuant to Rule 0-5 under the Act, hearing requests should state the 
nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by writing to the Commission's Secretary at 
[email protected].

ADDRESSES: The Commission: [email protected].

FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at 
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE, Washington, DC 20549-8010.

ETF Managers Trust [File No. 811-22310]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Amplify ETF Trust, and on January 29, 2024, made a final distribution 
to its shareholders based on net asset value. Expenses of $9,282,629.85 
incurred in connection with the reorganization were paid by the 
applicant's investment adviser and the acquiring fund's investment 
adviser.
    Filing Date: The application was filed on March 5, 2024.
    Applicant's Address: 350 Springfield Avenue, Suite #200, Summit, 
New Jersey 07901.

Greenspring Fund Inc [File No. 811-03627]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Cromwell Greenspring Mid Cap Fund, and on August 14, 2023, made a final 
distribution to its shareholders based on net asset value. Expenses of 
$245,228 incurred in connection with the reorganization were paid by 
the applicant's investment adviser and the acquiring fund's investment 
adviser.
    Filing Dates: The application was filed on August 30, 2023, and 
amended on October 4, 2023, November 22, 2023, February 20, 2024 and 
April 23, 2024.
    Applicant's Address: 2330 West Joppa Road, Suite 110, Lutherville, 
Maryland 21093-4641.

Invesco Dynamic Credit Opportunities Fund [File No. 811-22043]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Invesco Dynamic Credit Opportunity Fund, 
and on October 29, 2021 made a final distribution to its shareholders 
based on net asset value. Expenses of $500,176.86 incurred in 
connection with the reorganization were paid by the applicant.
    Filing Dates: The application was filed on May 12, 2023 and amended 
on March 15, 2024.
    Applicant's Address: 1331 Spring Street Northwest, Suite 2500, 
Atlanta, Georgia 30309.

Lee Financial Mutual Fund, Inc. [File No. 811-05631]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Bishop Street Funds, and on December 4, 2023, made a final distribution 
to its shareholders based on net asset value. Expenses of $71,612.13 
incurred in connection with the reorganization were paid by the 
applicant's investment adviser.
    Filing Date: The application was filed on March 29, 2024.
    Applicant's Address: 3113 Olu Street, Honolulu, Hawaii 96816.

Savos Investments Trust [File No. 811-08977]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On September 27, 2022, applicant made a 
liquidating distribution to its shareholders based on net asset value. 
Expenses of $24,436.75 incurred in connection with the liquidation were 
paid by the applicant's investment adviser.
    Filing Date: The application was filed on April 17, 2024.
    Applicant's Address: 1655 Grant Street, 10th Floor, Concord, 
California 94520.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-09444 Filed 4-30-24; 8:45 am]
BILLING CODE 8011-01-P
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