Submission for OMB Review; Comment Request; Extension: Form N-CEN, 21573-21574 [2024-06630]
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Federal Register / Vol. 89, No. 61 / Thursday, March 28, 2024 / Notices
ddrumheller on DSK120RN23PROD with NOTICES1
IP network would not be subject to a
charge above and beyond the fee paid
for the relevant LCN or IP network
access. Accordingly, the change would
mean that a User would have the option
of adding connectivity to additional
market data feeds without paying
additional charges.
Adding the proposed additional
Included Data Products would allow a
User to connect to any of the Aggregated
Lite Feeds that it wished, but would not
require it to do so. In this way, the
proposed changes would enhance
competition by, as now, enabling a User
to determine to which Included Data
Products, if any, it connects, based on
what would best serve its needs,
tailoring the service to the requirements
of its business operations.
The Exchange believes that the
proposed rule change does not impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act because, as
with the other Included Data Products,
it believes it is not the exclusive method
to connect to the Aggregated Lite Feeds.
As alternatives to connecting to the
Aggregated Lite Feeds as Included Data
Products, a User may connect to the
market data feeds through another User
or through a connection to an Exchange
access center outside the data center,
third party access center, or third party
vendor.
By adding the Aggregated Lite Feeds
and setting forth the NYSE Chicago and
NYSE National feeds already offered,
the proposed change would ensure that
the list of Included Data Products was
up to date and consistent in the level of
detail. Accordingly, the Exchange
believes that the proposed additions to
the description of Included Data
Products would make the description
more accessible and transparent. In this
manner, the proposed change would
provide market participants with clarity
as to what connectivity is included in
the purchase of access to the LCN and
IP networks, thereby enhancing
competition by ensuring that all Users
have access to the same information
regarding the Included Data Products.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to section
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19(b)(3)(A)(iii) of the Act 12 and Rule
19b–4(f)(6) thereunder.13 Because the
proposed rule change does not: (i)
significantly affect the protection of
investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
prior to 30 days from the date on which
it was filed, or such shorter time as the
Commission may designate, if
consistent with the protection of
investors and the public interest, the
proposed rule change has become
effective pursuant to section 19(b)(3)(A)
of the Act and Rule 19b–4(f)(6)(iii)
thereunder.14
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under section 19(b)(2)(B) 15 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
NYSENAT–2024–11 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–NYSENAT–2024–11. This
file number should be included on the
subject line if email is used. To help the
12 15
U.S.C. 78s(b)(3)(A)(iii).
CFR 240.19b–4(f)(6).
14 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires the Exchange to give the
Commission written notice of its intent to file the
proposed rule change, along with a brief description
and text of the proposed rule change, at least five
business days prior to the date of filing of the
proposed rule change, or such shorter time as
designated by the Commission. The Exchange has
satisfied this requirement.
15 15 U.S.C. 78s(b)(2)(B).
13 17
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21573
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–NYSENAT–2024–11 and should be
submitted on or before April 18, 2024.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–06585 Filed 3–27–24; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–777, OMB Control No.
3235–0729]
Submission for OMB Review;
Comment Request; Extension: Form
N–CEN
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
16 17
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CFR 200.30–3(a)(12).
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21574
Federal Register / Vol. 89, No. 61 / Thursday, March 28, 2024 / Notices
ddrumheller on DSK120RN23PROD with NOTICES1
approved collection of information
discussed below.
The title for the collection of
information is ‘‘Form N–CEN under the
Investment Company Act of 1940.’’
Form N CEN is used to collect annual,
census-type information for registered
funds. Filers must submit this report
electronically using the Commission’s
electronic filing system ‘‘(EDGAR’’) in
Extensible Markup Language (‘‘XML’’)
format. The purpose of Form N–CEN is
to satisfy the filing and disclosure
requirements of Section 30 of the
Investment Company Act, and of rule
30a–1 thereunder.
We estimate that the average annual
hour burden to complete the generally
applicable items on Form N–CEN
response will be 18 hours per year. We
estimate that the aggregate annual hour
burden to complete the generally
applicable items will be 59,490 hours
per year. We therefore estimate that
filers would have total average
annualized paperwork related expenses
related to complete the generally
applicable items of $605,520 for reports
on Form N–CEN.
The requirements of this collection of
information are mandatory. Responses
will not be kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to a
collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by April 29, 2024 to (i)
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o John Pezzullo, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.
Dated: March 25, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–06630 Filed 3–27–24; 8:45 am]
BILLING CODE 8011–01–P
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SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
35163; File No. 812–15446]
Coller Secondaries Private Equity
Opportunities Fund, et al.
March 22, 2024.
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
Notice of application for an order
under sections 17(d) and 57(i) of the
Investment Company Act of 1940 (the
‘‘Act’’) and rule 17d–1 under the Act to
permit certain joint transactions
otherwise prohibited by sections 17(d)
and 57(a)(4) of the Act and rule 17d–1
under the Act.
Summary of Application: Applicants
request an order to permit certain
business development companies and
closed-end management investment
companies to co-invest in portfolio
companies with each other and with
certain affiliated investment entities.
Applicants: Coller Secondaries
Private Equity Opportunities Fund;
Coller Private Market Secondaries
Advisors, LLC; Coller Investment
Management Limited; Coller Capital,
Inc.; Coller Capital Limited; Coller
Credit Secondaries Investment
Management Limited; Coller
International Partners IX—A, L.P.;
Coller International Partners IX—B, L.P.;
Coller International Partners IX—C,
SLP; Coller LP Secondaries—A, L.P.;
Coller LP Secondaries—B, L.P.; Coller
LP Secondaries—C, SLP; Coller GP-led
and Direct Secondaries—A, L.P.; Coller
GP-led and Direct Secondaries—B, L.P;
Coller GP-led and Direct Secondaries—
C, SLP; Coller International Partners
VIII, L.P.; Coller International Partners
VIII Parallel Fund, L.P.; Coller
International Partners VIII Luxembourg,
SLP; Coller Credit Opportunities I—A,
L.P.; Coller Credit Opportunities I—B,
L.P.; Coller Credit Opportunities I—D,
SLP; Coller Credit Opportunities I
Annex II, L.P.; Coller Credit
Secondaries—Opportunities Fund II—
A, L.P.; Coller Credit Secondaries—
Opportunities Fund II—B, L.P.; Coller
Credit Secondaries—Opportunities
Fund II—C, SLP; Coller Credit
Secondaries—Opportunities Fund II—
Annex I—A, L.P.; Coller Credit
Secondaries—Opportunities Fund II—
Annex I—B, L.P.; Coller Credit
Secondaries—Opportunities Fund II—
Annex I—C, SLP; Coller Credit
Secondaries—Special Situations Fund
I—A, L.P.; Coller Credit Secondaries—
Special Situations Fund I—B, L.P.; CIP
VIII Strategic Co-Investment Vehicle
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L.P.; Mondriaan Co-Investments SLP;
CKPF SLP; Coller International Partners
VII, L.P.; Coller International Partners
VII Parallel Fund, L.P.; Coller
International Partners VII Luxembourg,
SLP; Coller International Partners VI,
L.P.; Coller International Partners VI
Parallel Fund, L.P.; and Coller
International Partners VI Parallel Fund
(Latin America), L.P.
Filing Dates: The application was
filed on March 24, 2023, and amended
on February 12, 2024.
Hearing or Notification of Hearing: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on, April 16, 2024, and
should be accompanied by proof of
service on the Applicants, in the form
of an affidavit or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary at
Secretarys-Office@sec.gov.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Richard Jason Elmhirst, at
cccompliance@collercapital.com; and
Rajib Chanda, Esq., and Nathan
Somogie, Esq., Simpson Thacher &
Bartlett LLP, at rajib.chanda@
stblaw.com and nathan.somogie@
stblaw.com.
FOR FURTHER INFORMATION CONTACT:
Kieran G. Brown, Senior Counsel, or
Terri Jordan, Branch Chief, at (202) 551–
6825 (Division of Investment
Management, Chief Counsel’s Office).
SUPPLEMENTARY INFORMATION: For
Applicants’ representations, legal
analysis, and conditions, please refer to
Applicants’ amended and restated
application, dated February 12, 2024,
which may be obtained via the
Commission’s website by searching for
the file number at the top of this
document, or for an Applicant using the
Company name search field, on the
SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at
https://www.sec.gov/edgar/searchedgar/
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Agencies
[Federal Register Volume 89, Number 61 (Thursday, March 28, 2024)]
[Notices]
[Pages 21573-21574]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-06630]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-777, OMB Control No. 3235-0729]
Submission for OMB Review; Comment Request; Extension: Form N-CEN
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') has submitted to the Office of
Management and Budget a request for extension of the previously
[[Page 21574]]
approved collection of information discussed below.
The title for the collection of information is ``Form N-CEN under
the Investment Company Act of 1940.'' Form N CEN is used to collect
annual, census-type information for registered funds. Filers must
submit this report electronically using the Commission's electronic
filing system ``(EDGAR'') in Extensible Markup Language (``XML'')
format. The purpose of Form N-CEN is to satisfy the filing and
disclosure requirements of Section 30 of the Investment Company Act,
and of rule 30a-1 thereunder.
We estimate that the average annual hour burden to complete the
generally applicable items on Form N-CEN response will be 18 hours per
year. We estimate that the aggregate annual hour burden to complete the
generally applicable items will be 59,490 hours per year. We therefore
estimate that filers would have total average annualized paperwork
related expenses related to complete the generally applicable items of
$605,520 for reports on Form N-CEN.
The requirements of this collection of information are mandatory.
Responses will not be kept confidential. An agency may not conduct or
sponsor, and a person is not required to respond to a collection of
information unless it displays a currently valid control number.
The public may view background documentation for this information
collection at the following website: www.reginfo.gov. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
by April 29, 2024 to (i) [email protected] and
(ii) David Bottom, Director/Chief Information Officer, Securities and
Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC
20549, or by sending an email to: [email protected].
Dated: March 25, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-06630 Filed 3-27-24; 8:45 am]
BILLING CODE 8011-01-P