Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction, 19292 [2024-05623]

Download as PDF 19292 Proposed Rules Federal Register Vol. 89, No. 53 Monday, March 18, 2024 This section of the FEDERAL REGISTER contains notices to the public of the proposed issuance of rules and regulations. The purpose of these notices is to give interested persons an opportunity to participate in the rule making prior to the adoption of the final rules. www.sec.gov/rules/2023/09/edgarnext).’’ By the Commission. Dated: March 12, 2024. Vanessa A. Countryman, Secretary. [FR Doc. 2024–05625 Filed 3–15–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 232, 239, 249, 269, and 274 SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33–11232A; 34–98368A; 39– 2551A; IC–34996A; File No. S7–15–23] 17 CFR Parts 240 and 275 RIN 3235–AM58 Securities and Exchange Commission. ACTION: Proposed rule; correction. Securities and Exchange Commission. ACTION: Proposed rule; correction. AGENCY: This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 33– 11232 (Sept. 13, 2023), which was published in the Federal Register on September 22, 2023. DATES: March 18, 2024. ADDRESSES: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy Secretary, Office of the Secretary, at (202) 551–5400, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence to the preamble of the proposed rule specifying the internet address of a summary of not more than 100 words of the proposed rule that has been posted on the Commission’s website.1 In document FR doc. 2023–20268, which was published in the Federal Register on September 22, 2023, at 88 FR 65524, the following correction is made in the ADDRESSES section. On page 65524, in the second column, at the end of the second paragraph, the following sentence is added: ‘‘A summary of the proposal of not more than 100 words is posted on the Commission’s website (https:// This document makes a correction to the preamble of a proposed rule, as proposed in Release No. 34– 97990 (July 26, 2023), which was published in the Federal Register on August 9, 2023. DATES: March 18, 2024. ADDRESSES: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy Secretary, Office of the Secretary, at (202) 551–5400, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence to the preamble of the proposed rule release specifying the internet address of a summary of not more than 100 words of the proposed rule that has been posted on the Commission’s website.1 In document FR doc. 2023–16377, which was published in the Federal Register on August 9, 2023, at 88 FR 53960, the following correction is made in the ADDRESSES section. On page 53960, in the second column, at the end 1 Providing Accountability Through Transparency Act of 2023, Public Law 118–9, sec. 2, 137 Stat. 55 (July 25, 2023). 1 Providing Accountability Through Transparency Act of 2023, Public Law 118–9, sec. 2, 137 Stat. 55 (July 25, 2023). SUMMARY: lotter on DSK11XQN23PROD with PROPOSALS1 [Release Nos. 34–97990A; IA–6353A; File No. S7–12–23] Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers; Correction AGENCY: VerDate Sep<11>2014 16:15 Mar 15, 2024 Jkt 262001 SUMMARY: PO 00000 Frm 00001 Fmt 4702 Sfmt 4702 By the Commission. Dated: March 12, 2024. Vanessa A. Countryman, Secretary. [FR Doc. 2024–05623 Filed 3–15–24; 8:45 am] BILLING CODE 8011–01–P RINs 3235–AN00; 3235–AN14 EDGAR Filer Access and Account Management; Correction of the second paragraph, the following sentence is added: ‘‘A summary of the proposal of not more than 100 words is posted on the Commission’s website (https:// www.sec.gov/rules/2023/07/s7-1223#34-97990).’’ SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA–6354A; File No. S7–13–23] RIN 3235–AN31 Exemption for Certain Investment Advisers Operating Through the Internet; Correction Securities and Exchange Commission. ACTION: Proposed rule; correction. AGENCY: This document makes a correction to the preamble of a proposed rule, as proposed in Release No. IA– 6354 (July 26, 2023), which was published in the Federal Register on August 1, 2023. DATES: March 18, 2024. ADDRESSES: Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy Secretary, Office of the Secretary, at (202) 551–5400, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence to the preamble of the proposed rule specifying the internet address of a summary of not more than 100 words of the proposed rule that has been posted on the Commission’s website.1 In document FR Doc. 2023–16287, which was published in the Federal Register on August 1, 2023, at 88 FR 50076, the following correction is made SUMMARY: 1 Providing Accountability Through Transparency Act of 2023, Public Law 118–9, sec. 2, 137 Stat. 55 (July 25, 2023). E:\FR\FM\18MRP1.SGM 18MRP1

Agencies

[Federal Register Volume 89, Number 53 (Monday, March 18, 2024)]
[Proposed Rules]
[Page 19292]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-05623]


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SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 240 and 275

[Release Nos. 34-97990A; IA-6353A; File No. S7-12-23]
RINs 3235-AN00; 3235-AN14


Conflicts of Interest Associated With the Use of Predictive Data 
Analytics by Broker-Dealers and Investment Advisers; Correction

AGENCY: Securities and Exchange Commission.

ACTION: Proposed rule; correction.

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SUMMARY: This document makes a correction to the preamble of a proposed 
rule, as proposed in Release No. 34-97990 (July 26, 2023), which was 
published in the Federal Register on August 9, 2023.

DATES: March 18, 2024.

ADDRESSES: Securities and Exchange Commission, 100 F Street NE, 
Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: J. Matthew DeLesDernier, Deputy 
Secretary, Office of the Secretary, at (202) 551-5400, Securities and 
Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.

SUPPLEMENTARY INFORMATION: We are making a correction to add a sentence 
to the preamble of the proposed rule release specifying the internet 
address of a summary of not more than 100 words of the proposed rule 
that has been posted on the Commission's website.\1\
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    \1\ Providing Accountability Through Transparency Act of 2023, 
Public Law 118-9, sec. 2, 137 Stat. 55 (July 25, 2023).
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    In document FR doc. 2023-16377, which was published in the Federal 
Register on August 9, 2023, at 88 FR 53960, the following correction is 
made in the Addresses section. On page 53960, in the second column, at 
the end of the second paragraph, the following sentence is added:
    ``A summary of the proposal of not more than 100 words is posted on 
the Commission's website (https://www.sec.gov/rules/2023/07/s7-12-23#34-97990).''

    By the Commission.

    Dated: March 12, 2024.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2024-05623 Filed 3-15-24; 8:45 am]
BILLING CODE 8011-01-P
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