Notice of Intention To Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934, 17534-17535 [2024-05033]

Download as PDF ddrumheller on DSK120RN23PROD with NOTICES1 17534 Federal Register / Vol. 89, No. 48 / Monday, March 11, 2024 / Notices Antares Credit Opportunities Funding VI LLC, Antares Strategic Credit SPV LLC, Antares Strategic Credit I SPV LLC, Antares Credit Opportunities CA SPV I LLC, Antares Credit Opportunities CA SPV II LLC, Antares Credit Opportunities CA SPV III LLC, Antares Credit Opportunities CA SPV IV LLC, Antares Capital 2 LP, Antares Equity Holdings LLC, A–STAR Equity Holdings LLC, CPPIB Credit Investments Inc., CPPIB Credit Investments II Inc., CPPIB Credit Investments III Inc., CPPIB Credit Structured North America II, Inc., CPPIB European Credit Inc., CPPIB European Credit II Inc., Antares Senior Loan EF II SPV LLC, Antares Senior Loan Parallel Fund II SPV B LLC, Antares Liquid Credit Strategies LLC, and WM Alternatives Antares Private Senior Lending Fund SPV LLC. FILING DATES: The application was filed on May 10, 2023, and amended on September 13, 2023 and February 26, 2024. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on April 1, 2024 and should be accompanied by proof of service on the Applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0– 5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: Michael B. Levitt, mike.levitt@ antares.com, and William J. Bielefeld, william.bielefeld@dechert.com. FOR FURTHER INFORMATION CONTACT: Stephan N. Packs, Senior Counsel, or Terri G. Jordan, Branch Chief, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ Second Amended and Restated Application, dated February VerDate Sep<11>2014 18:24 Mar 08, 2024 Jkt 262001 26, 2024, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. For the Commission, by the Division of Investment Management, under delegated authority. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2024–05035 Filed 3–8–24; 8:45 am] BILLING CODE 8011–01–P scheduling of meeting agenda items that may consist of adjudicatory, examination, litigation, or regulatory matters. CONTACT PERSON FOR MORE INFORMATION: For further information; please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. Authority: 5 U.S.C. 552b. Dated: March 7, 2024. Vanessa A. Countryman, Secretary. [FR Doc. 2024–05209 Filed 3–7–24; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–99671] SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings 2 p.m. on Thursday, March 14, 2024. PLACE: The meeting will be held via remote means and/or at the Commission’s headquarters, 100 F Street NE, Washington, DC 20549. STATUS: This meeting will be closed to the public. MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present. In the event that the time, date, or location of this meeting changes, an announcement of the change, along with the new time, date, and/or place of the meeting will be posted on the Commission’s website at https:// www.sec.gov. The General Counsel of the Commission, or her designee, has certified that, in her opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting. The subject matter of the closed meeting will consist of the following topics: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Resolution of litigation claims; and Other matters relating to examinations and enforcement proceedings. At times, changes in Commission priorities require alterations in the TIME AND DATE: PO 00000 Frm 00163 Fmt 4703 Sfmt 4703 Notice of Intention To Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934 March 5, 2024. Notice is given that the Securities and Exchange Commission (‘‘Commission’’) intends to issue an order or orders, pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934 (‘‘Act’’), cancelling the registrations of the municipal securities dealers (hereinafter referred to as ‘‘registrants’’) whose names appear in the attached Appendix. Section 15B(c)(3) of the Act provides, in pertinent part, that if the Commission finds that any municipal securities dealer registered under Section 15B is no longer in existence or has ceased to do business as a municipal securities dealer, the Commission, by order, shall cancel the registration of such municipal securities dealer. The Commission finds that each registrant listed in the attached Appendix has not filed any municipal securities dealer form submissions with the Commission through the Commission’s Electronic Data Gathering and Retrieval (‘‘EDGAR’’) system since November 2016. Accordingly, the Commission finds that each registrant listed in the attached Appendix either is no longer in existence or has ceased to do business as a municipal securities dealer. Notice is also given that any interested person may, by April 1, 2024, at 5:30 p.m. eastern time, submit to the Commission in writing a request for a hearing on the cancellation of the registration of any registrant listed in the attached Appendix, accompanied by a statement as to the nature of such person’s interest, the reason for such E:\FR\FM\11MRN1.SGM 11MRN1 Federal Register / Vol. 89, No. 48 / Monday, March 11, 2024 / Notices request, and the issues, if any, of fact or law proposed to be controverted, and such person may request to be notified if the Commission should order a hearing thereon. Any such communication should be addressed to the Commission’s Secretary at Secretarys-Office@sec.gov with the phrase ‘‘Notice of Intention to Cancel Municipal Securities Dealer Registration’’ in the subject line. At any time after April 1, 2024, the Commission may issue an order or orders cancelling the registrations of any or all of the registrants listed in the attached Appendix, upon the basis of the information stated above, unless an order or orders for a hearing on the cancellation shall be issued upon request or upon the Commission’s own motion. Persons who requested a hearing, or to be advised as to whether a hearing is ordered, will receive any notices and orders issued in this matter, including the date of the hearing (if ordered) and any postponements thereof. Any registrant whose registration is cancelled under delegated authority may appeal that decision directly to the Commission in accordance with Rules 430 and 431 of the Commission’s rules of practice (17 CFR 201.430 and 431). For Further Information Contact: Wade Gallagher, Branch Chief, Registrations Branch, Division of Examinations, 100 F Street NE, Washington, DC 20549, at EXAMSRegistrationsInquiries@sec.gov or at (202) 551–7250. For the Commission, by the Division of Examinations, pursuant to delegated authority.1 Sherry R. Haywood, Assistant Secretary. Appendix Registrant name SEC ID No. Alabama Conditional Bank .................................................................................................................................................................. Capitol City Bank & Trust Co .............................................................................................................................................................. City National Bank of New Jersey, Municipal Securities Division (a.k.a. City Bank of New Jersey, Municipal Securities Division) Commonwealth National Bank d/b/a Commonwealth Capital Resource Group ................................................................................. First Partners Bank Investment Division ............................................................................................................................................. Liberty Capital Markets ........................................................................................................................................................................ Sterling Investments, a division of Sterling Bank ................................................................................................................................ SunTrust Bank, Municipal Securities Division ..................................................................................................................................... DEPARTMENT OF TRANSPORTATION [FR Doc. 2024–05033 Filed 3–8–24; 8:45 am] BILLING CODE 8011–01–P Federal Aviation Administration [Docket No.: FAA–2023–1922; Summary Notice No. 2024–09] SMALL BUSINESS ADMINISTRATION Petition for Exemption; Summary of Petition Received; Northrop Grumman Systems Corporation [License No. 05/05–0335] Serra Capital (SBIC) III, L.P.; Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under section 309 of the Small Business Investment Act of 1958, as amended, and 13 CFR 107.1900 of the Code of Federal Regulations to function as a small business investment company under the Small Business Investment Company license number 05/05–0335 issued to Serra Capital (SBIC) III, L.P., said license is hereby declared null and void. Bailey Devries, Associate Administrator, Office of Investment and Innovation, United States Small Business Administration. ddrumheller on DSK120RN23PROD with NOTICES1 [FR Doc. 2024–05050 Filed 3–8–24; 8:45 am] BILLING CODE P 1 17 Federal Aviation Administration (FAA), Department of Transportation (DOT). ACTION: Notice. AGENCY: This notice contains a summary of a petition seeking relief from specified requirements of Federal Aviation Regulations. The purpose of this notice is to improve the public’s awareness of, and participation in, the FAA’s exemption process. Neither publication of this notice nor the inclusion nor omission of information in the summary is intended to affect the legal status of the petition or its final disposition. SUMMARY: Comments on this petition must identify the petition docket number and must be received on or before April 1, 2024. ADDRESSES: Send comments identified by docket number FAA–2023–1922 using any of the following methods: • Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your comments electronically. DATES: 18:24 Mar 08, 2024 Jkt 262001 PO 00000 Frm 00164 Fmt 4703 Sfmt 4703 086–01333 086–01340 086–01349 086–01344 086–01341 086–01347 086–01321 086–01346 • Mail: Send comments to Docket Operations, M–30; U.S. Department of Transportation, 1200 New Jersey Avenue SE, Room W12–140, West Building Ground Floor, Washington, DC 20590–0001. • Hand Delivery or Courier: Take comments to Docket Operations in Room W12–140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC 20590– 0001, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. • Fax: Fax comments to Docket Operations at (202) 493–2251. Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments from the public to better inform its rulemaking process. DOT posts these comments, without edit, including any personal information the commenter provides, to https://www.regulations.gov, as described in the system of records notice (DOT/ALL–14 FDMS), which can be reviewed at https://www.dot.gov/ privacy. Docket: Background documents or comments received may be read at https://www.regulations.gov at any time. Follow the online instructions for accessing the docket or go to the Docket Operations in Room W12–140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC 20590–0001, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. CFR 200.30–18(j)(3)(i). VerDate Sep<11>2014 17535 E:\FR\FM\11MRN1.SGM 11MRN1

Agencies

[Federal Register Volume 89, Number 48 (Monday, March 11, 2024)]
[Notices]
[Pages 17534-17535]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-05033]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-99671]


Notice of Intention To Cancel Registration of Certain Municipal 
Securities Dealers Pursuant to Section 15B(c)(3) of the Securities 
Exchange Act of 1934

March 5, 2024.
    Notice is given that the Securities and Exchange Commission 
(``Commission'') intends to issue an order or orders, pursuant to 
Section 15B(c)(3) of the Securities Exchange Act of 1934 (``Act''), 
cancelling the registrations of the municipal securities dealers 
(hereinafter referred to as ``registrants'') whose names appear in the 
attached Appendix.
    Section 15B(c)(3) of the Act provides, in pertinent part, that if 
the Commission finds that any municipal securities dealer registered 
under Section 15B is no longer in existence or has ceased to do 
business as a municipal securities dealer, the Commission, by order, 
shall cancel the registration of such municipal securities dealer.
    The Commission finds that each registrant listed in the attached 
Appendix has not filed any municipal securities dealer form submissions 
with the Commission through the Commission's Electronic Data Gathering 
and Retrieval (``EDGAR'') system since November 2016. Accordingly, the 
Commission finds that each registrant listed in the attached Appendix 
either is no longer in existence or has ceased to do business as a 
municipal securities dealer.
    Notice is also given that any interested person may, by April 1, 
2024, at 5:30 p.m. eastern time, submit to the Commission in writing a 
request for a hearing on the cancellation of the registration of any 
registrant listed in the attached Appendix, accompanied by a statement 
as to the nature of such person's interest, the reason for such

[[Page 17535]]

request, and the issues, if any, of fact or law proposed to be 
controverted, and such person may request to be notified if the 
Commission should order a hearing thereon. Any such communication 
should be addressed to the Commission's Secretary at [email protected] with the phrase ``Notice of Intention to Cancel 
Municipal Securities Dealer Registration'' in the subject line.
    At any time after April 1, 2024, the Commission may issue an order 
or orders cancelling the registrations of any or all of the registrants 
listed in the attached Appendix, upon the basis of the information 
stated above, unless an order or orders for a hearing on the 
cancellation shall be issued upon request or upon the Commission's own 
motion. Persons who requested a hearing, or to be advised as to whether 
a hearing is ordered, will receive any notices and orders issued in 
this matter, including the date of the hearing (if ordered) and any 
postponements thereof. Any registrant whose registration is cancelled 
under delegated authority may appeal that decision directly to the 
Commission in accordance with Rules 430 and 431 of the Commission's 
rules of practice (17 CFR 201.430 and 431).
    For Further Information Contact: Wade Gallagher, Branch Chief, 
Registrations Branch, Division of Examinations, 100 F Street NE, 
Washington, DC 20549, at [email protected] or at 
(202) 551-7250.
    For the Commission, by the Division of Examinations, pursuant to 
delegated authority.\1\
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    \1\ 17 CFR 200.30-18(j)(3)(i).

Sherry R. Haywood,
Assistant Secretary.

Appendix

------------------------------------------------------------------------
                     Registrant name                        SEC ID No.
------------------------------------------------------------------------
Alabama Conditional Bank................................       086-01333
Capitol City Bank & Trust Co............................       086-01340
City National Bank of New Jersey, Municipal Securities         086-01349
 Division (a.k.a. City Bank of New Jersey, Municipal
 Securities Division)...................................
Commonwealth National Bank d/b/a Commonwealth Capital          086-01344
 Resource Group.........................................
First Partners Bank Investment Division.................       086-01341
Liberty Capital Markets.................................       086-01347
Sterling Investments, a division of Sterling Bank.......       086-01321
SunTrust Bank, Municipal Securities Division............       086-01346
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[FR Doc. 2024-05033 Filed 3-8-24; 8:45 am]
BILLING CODE 8011-01-P
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