Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E, 1972-1973 [2024-00384]
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1972
Federal Register / Vol. 89, No. 8 / Thursday, January 11, 2024 / Notices
U.S. Code citation
15 U.S.C. 78ff(b) (Exchange Act Sec. 32(b)) .......................
15 U.S.C. 78ff(c)(1)(B) (Exchange Act Sec. 32(c)(1)(B)) .....
15 U.S.C. 78ff(c)(2)(B) (Exchange Act Sec. 32(c)(2)(B)) .....
15 U.S.C. 80a–9(d) (Investment Company Act Sec. 9(d)) ...
15 U.S.C. 80a–41(e) (Investment Company Act Sec. 42(e))
15 U.S.C. 80b–3(i) (Investment Advisers Act Sec. 203(i)) ...
15 U.S.C. 80b–9(e) (Investment Advisers Act Sec. 209(e))
15 U.S.C. 7215(c)(4)(D)(i) (Sarbanes-Oxley Act Sec.
105(c)(4)(D)(i)).
15 U.S.C. 7215(c)(4)(D)(ii) (Sarbanes-Oxley Act Sec.
105(c)(4)(D)(ii)).
ddrumheller on DSK120RN23PROD with NOTICES1
Pursuant to the 2015 Act and 17 CFR
201.1001, the adjusted penalty amounts
in this Notice (and all penalty
adjustments performed pursuant to the
2015 Act) apply to penalties imposed
after the date the adjustment is effective
for violations that occurred after
November 2, 2015, the 2015 Act’s
enactment date. These penalty amounts
supersede the amounts in the 2023
Adjustment.15 For violations that
occurred on or before November 2,
2015, the penalty amounts in Table I to
17 CFR 201.1001 continue to apply.16
15 The penalty amounts in this Notice are being
published in the Federal Register and will not be
added to the Code of Federal Regulations in
accordance with the 2015 Act and 17 CFR
201.1001(b). See 28 U.S.C. 2461 note Sec. 4(a)(2);
17 CFR 201.1001(b). In addition to being published
in the Federal Register, the penalty amounts in this
Notice will be made available on the Commission’s
website at https://www.sec.gov/enforce/civilpenalties-inflation-adjustments.htm, as detailed in
17 CFR 201.1001(b). This website also lists the
penalty amounts for violations that occurred on or
before Nov. 2, 2015.
16 17 CFR 201.1001(a).
VerDate Sep<11>2014
17:31 Jan 10, 2024
Jkt 262001
2023
Adjustment
penalty
amounts
Civil monetary penalty description
For natural person/fraud/substantial losses or risk of losses
to others.
For any other person/fraud/substantial losses or risk of
losses to others.
Exchange Act/failure to file information documents, reports
Foreign Corrupt Practices—any issuer .................................
Foreign Corrupt Practices—any agent or stockholder acting
on behalf of issuer.
For natural person ................................................................
For any other person ............................................................
For natural person/fraud .......................................................
For any other person/fraud ...................................................
For natural person/fraud/substantial losses or risk of losses
to others or gains to self.
For any other person/fraud/substantial losses or risk of
losses to others or gain to self.
For natural person ................................................................
For any other person ............................................................
For natural person/fraud .......................................................
For any other person/fraud ...................................................
For natural person/fraud/substantial losses or risk of losses
to others.
For any other person/fraud/substantial losses or risk of
losses to others.
For natural person ................................................................
For any other person ............................................................
For natural person/fraud .......................................................
For any other person/fraud ...................................................
For natural person/fraud/substantial losses or risk of losses
to others or gains to self.
For any other person/fraud/substantial losses or risk of
losses to others or gain to self.
For natural person ................................................................
For any other person ............................................................
For natural person/fraud .......................................................
For any other person/fraud ...................................................
For natural person/fraud/substantial losses or risk of losses
to others.
For any other person/fraud/substantial losses or risk of
losses to others.
For natural person ................................................................
For any other person ............................................................
For natural person ................................................................
For any other person ............................................................
III. Small Business Regulatory
Enforcement Fairness Act Status
The Office of Management and Budget
(‘‘OMB’’) has concurred in our
recommendation that this Notice is not
a ‘‘major rule’’ as defined by section 251
of the Small Business Regulatory
Enforcement Fairness Act (‘‘SBREFA’’),
5 U.S.C. 804(2), because (1) it will not
have an annual effect of $100 million
dollars or more on the economy, (2) it
does not present a major increase in
prices for consumers or individual
industries, and (3) it does not have
significant adverse effects on
competition, investment, or
innovation.17
By the Commission.
Dated: January 5, 2024.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2024–00378 Filed 1–10–24; 8:45 am]
BILLING CODE 8011–01–P
17 See generally SBREFA, Public Law 104–121
(1996).
PO 00000
Frm 00098
Fmt 4703
Sfmt 4703
CPI–U
Multiplier
2024
Adjusted
penalty
amounts
223,229
1.03241
230,464
1,116,140
1.03241
1,152,314
659
24,793
24,793
1.03241
1.03241
1.03241
680
25,597
25,597
11,162
111,614
111,614
558,071
223,229
1.03241
1.03241
1.03241
1.03241
1.03241
11,524
115,231
115,231
576,158
230,464
1,116,140
1.03241
1,152,314
11,162
111,614
111,614
558,071
223,229
1.03241
1.03241
1.03241
1.03241
1.03241
11,524
115,231
115,231
576,158
230,464
1,116,140
1.03241
1,152,314
11,162
111,614
111,614
558,071
223,229
1.03241
1.03241
1.03241
1.03241
1.03241
11,524
115,231
115,231
576,158
230,464
1,116,140
1.03241
1,152,314
11,162
111,614
111,614
558,071
223,229
1.03241
1.03241
1.03241
1.03241
1.03241
11,524
115,231
115,231
576,158
230,464
1,116,140
1.03241
1,152,314
164,373
3,287,477
1,232,803
24,656,067
1.03241
1.03241
1.03241
1.03241
169,700
3,394,024
1,272,758
25,455,170
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–99279; File No. SR–
NYSEARCA–2023–37]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Withdrawal of a
Proposed Rule Change To List and
Trade Shares of the COtwo Advisors
Physical European Carbon Allowance
Trust Under NYSE Arca Rule 8.201–E
January 5, 2024.
On May 23, 2023, NYSE Arca, Inc.
(‘‘NYSE Arca’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade shares of the
COtwo Advisors Physical European
Carbon Allowance Trust under NYSE
Arca Rule 8.201–E (Commodity-Based
1 15
2 17
E:\FR\FM\11JAN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
11JAN1
Federal Register / Vol. 89, No. 8 / Thursday, January 11, 2024 / Notices
Trust Shares). The proposed rule change
was published for comment in the
Federal Register on June 12, 2023.3
On July 25, 2023, pursuant to Section
19(b)(2) of the Act,4 the Commission
designated a longer period within which
to approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether to disapprove the proposed
rule change.5 On September 6, 2023, the
Commission instituted proceedings
pursuant to Section 19(b)(2)(B) of the
Act 6 to determine whether to approve
or disapprove the proposed rule
change.7 On September 29, 2023, the
Exchange submitted Amendment No. 1
to the proposed rule change, and on
October 20, 2023, the Exchange
withdrew Amendment No. 1. On
November 27, the Commission
designated a longer period for
Commission action on the proposed rule
change.8 The Commission has not
received any comment letters on the
proposal. On December 26, 2023, the
Exchange withdrew the proposed rule
change (SR–NYSEARCA–2023–37).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Christina Z. Milnor,
Assistant Secretary.
[FR Doc. 2024–00384 Filed 1–10–24; 8:45 am]
BILLING CODE 8011–01–P
SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA–2023–0044]
Notice on Penalty Inflation
Adjustments for Civil Monetary
Penalties
Social Security Administration.
Notice announcing updated
penalty inflation adjustments for civil
monetary penalties for 2024.
AGENCY:
ACTION:
The Social Security
Administration is giving notice of its
updated maximum civil monetary
penalties. These amounts are effective
from January 15, 2024 through January
14, 2025. These figures represent an
annual adjustment for inflation. The
updated figures and notification are
required by the Federal Civil Penalties
ddrumheller on DSK120RN23PROD with NOTICES1
SUMMARY:
3 See Securities Exchange Act Release No. 97653
(June 6, 2023), 88 FR 38110.
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 97972,
88 FR 49508 (July 31, 2023).
6 15 U.S.C. 78s(b)(2)(B).
7 See Securities Exchange Act Release No. 98302,
88 FR 62608 (September 12, 2023).
8 See Securities Exchange Act Release No. 99019,
88 FR 84007 (December 1, 2023).
9 17 CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:31 Jan 10, 2024
Jkt 262001
Inflation Adjustment Act Improvements
Act of 2015.
FOR FURTHER INFORMATION CONTACT:
Jessica Stubbs Platt, Deputy Counsel to
the Inspector General, Room 3–ME–1,
6401 Security Boulevard, Baltimore, MD
21235–6401, (410) 816–4054. For
information on eligibility or filing for
benefits, call the Social Security
Administration’s national toll-free
number, 1–800–772–1213 or TTY 1–
800–325–0778, or visit the Social
Security Administration’s internet site,
Social Security Online, at https://
www.socialsecurity.gov.
On June
27, 2016, pursuant to the Federal Civil
Penalties Inflation Adjustment Act
Improvements Act of 2015 (the 2015
Act),1 we published an interim final
rule to adjust the level of civil monetary
penalties (CMPs) under Sections 1129
and 1140 of the Social Security Act, 42
U.S.C. 1320a–8 and 1320b–10,
respectively, with an initial ‘‘catch-up’’
adjustment effective August 1, 2016.2
We announced in the interim final rule
that for any future adjustments, we
would publish a notice in the Federal
Register to announce the new amounts.
The annual inflation adjustment in
subsequent years must be a cost-ofliving adjustment based on any
increases in the October Consumer Price
Index for All Urban Consumers (CPI–U)
(not seasonally adjusted) each year.3
Inflation adjustment increases must be
rounded to the nearest multiple of $1.4
We last updated the maximum penalty
amounts effective January 15, 2023.5
Based on Office of Management and
SUPPLEMENTARY INFORMATION:
1 See https://www.congress.gov/bill/114thcongress/house-bill/1314/text. See also 81 FR
41438, https://www.federalregister.gov/documents/
2016/06/27/2016-13241/penalty-inflationadjustments-for-civil-money-penalties.
2 See 81 FR 41438, https://
www.federalregister.gov/documents/2016/06/27/
2016-13241/penalty-inflation-adjustments-for-civilmoney-penalties.
3 See OMB Memorandum, Implementation of the
Federal Civil Penalties Inflation Adjustment Act
Improvements Act of 2015, M–16–06, p. 1 (February
24, 2016), https://www.whitehouse.gov/wp-content/
uploads/legacy_drupal_files/omb/memoranda/
2016/m-16-06.pdf. See also 81 FR 41438, https://
www.federalregister.gov/documents/2016/06/27/
2016-13241/penalty-inflation-adjustments-for-civilmoney-penalties.
4 OMB Memorandum, Implementation of the
Federal Civil Penalties Inflation Adjustment Act
Improvements Act of 2015, M–16–06, p. 3 (February
24, 2016), https://www.whitehouse.gov/wp-content/
uploads/legacy_drupal_files/omb/memoranda/
2016/m-16-06.pdf. See also 81 FR 41438, https://
www.federalregister.gov/documents/2016/06/27/
2016-13241/penalty-inflation-adjustments-for-civilmoney-penalties.
5 See 87 FR 80245, https://www.federalregister.
gov/documents/2022/12/29/2022-28284/notice-onpenalty-inflation-adjustments-for-civil-monetarypenalties.
PO 00000
Frm 00099
Fmt 4703
Sfmt 4703
1973
Budget (OMB) guidance,6 the
information below serves as public
notice of the new maximum penalty
amounts for 2024. The adjustment
results in the following new maximum
penalties, which will be effective as of
January 15, 2024.
Section 1129 CMPs (42 U.S.C. 1320a–
8):
$9,399.00 (current maximum per violation
for fraud facilitators in a position of trust) ×
1.03241 (OMB-issued inflationary adjustment
multiplier) = $9,703.62. When rounded to the
nearest dollar, the new maximum penalty is
$9,704.
$9,966.00 (current maximum per violation
for all other violators) × 1.03241 (OMB-issued
inflationary adjustment multiplier) =
$10,289.00. When rounded to the nearest
dollar, the new maximum penalty is $10,289.
Section 1140 CMPs (42 U.S.C. 1320b–
10):
$12,397.00 (current maximum per
violation for all violations other than
broadcast or telecasts) × 1.03241 (OMBissued inflationary adjustment multiplier) =
$12,798.79. When rounded to the nearest
dollar, the new maximum penalty is $12,799.
$61,982.00 (current maximum per violative
broadcast or telecast) × 1.03241 (OMB-issued
inflationary adjustment multiplier) =
$63,990.84. When rounded to the nearest
dollar, the new maximum penalty is $63,991.
Michelle Murray,
Chief Counsel, Office of the Inspector General,
Social Security Administration.
[FR Doc. 2024–00408 Filed 1–10–24; 8:45 am]
BILLING CODE 4191–02–P
SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA–2023–0005]
Finding Regarding Foreign Social
Insurance or Pension System of
Cambodia
Social Security Administration.
Notice of finding regarding
foreign social insurance or pension
system of Cambodia.
AGENCY:
ACTION:
We find that, under the Alien
Nonpayment Provision of the Social
Security Act (Act), citizens of Cambodia
may continue to receive Social Security
benefits under title II, after 6
consecutive months of absence from the
United States, without regard to length
of absence, if they meet certain
conditions. This finding is based on our
analysis of information and data we
SUMMARY:
6 See OMB Memorandum, Implementation of
Penalty Inflation Adjustments for 2024, Pursuant to
the Federal Civil Penalties Inflation Adjustment Act
Improvements Act of 2015, M–24–07, p. 1
(December 19, 2023), https://www.whitehouse.gov/
wp-content/uploads/2023/12/M-24-07Implementation-of-Penalty-Inflation-Adjustmentsfor-2024.pdf.
E:\FR\FM\11JAN1.SGM
11JAN1
]]>Agencies
[Federal Register Volume 89, Number 8 (Thursday, January 11, 2024)]
[Notices]
[Pages 1972-1973]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-00384]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-99279; File No. SR-NYSEARCA-2023-37]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Withdrawal of a Proposed Rule Change To List and Trade Shares of the
COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca
Rule 8.201-E
January 5, 2024.
On May 23, 2023, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission''),
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to
list and trade shares of the COtwo Advisors Physical European Carbon
Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based
[[Page 1973]]
Trust Shares). The proposed rule change was published for comment in
the Federal Register on June 12, 2023.\3\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 97653 (June 6,
2023), 88 FR 38110.
---------------------------------------------------------------------------
On July 25, 2023, pursuant to Section 19(b)(2) of the Act,\4\ the
Commission designated a longer period within which to approve the
proposed rule change, disapprove the proposed rule change, or institute
proceedings to determine whether to disapprove the proposed rule
change.\5\ On September 6, 2023, the Commission instituted proceedings
pursuant to Section 19(b)(2)(B) of the Act \6\ to determine whether to
approve or disapprove the proposed rule change.\7\ On September 29,
2023, the Exchange submitted Amendment No. 1 to the proposed rule
change, and on October 20, 2023, the Exchange withdrew Amendment No. 1.
On November 27, the Commission designated a longer period for
Commission action on the proposed rule change.\8\ The Commission has
not received any comment letters on the proposal. On December 26, 2023,
the Exchange withdrew the proposed rule change (SR-NYSEARCA-2023-37).
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 97972, 88 FR 49508
(July 31, 2023).
\6\ 15 U.S.C. 78s(b)(2)(B).
\7\ See Securities Exchange Act Release No. 98302, 88 FR 62608
(September 12, 2023).
\8\ See Securities Exchange Act Release No. 99019, 88 FR 84007
(December 1, 2023).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
---------------------------------------------------------------------------
\9\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Christina Z. Milnor,
Assistant Secretary.
[FR Doc. 2024-00384 Filed 1-10-24; 8:45 am]
BILLING CODE 8011-01-P
