Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt Listing Standards for Natural Asset Companies, 78075 [2023-25008]
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Federal Register / Vol. 88, No. 218 / Tuesday, November 14, 2023 / Notices
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–NYSENAT–2023–24 and should be
submitted on or before December 5,
2023.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–25012 Filed 11–13–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–98879; File No. SR–NYSE–
2023–09]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Designation of a Longer Period for
Commission Action on Proposed Rule
Change To Amend the NYSE Listed
Company Manual To Adopt Listing
Standards for Natural Asset
Companies
khammond on DSKJM1Z7X2PROD with NOTICES
November 7, 2023.
On September 27, 2023, New York
Stock Exchange LLC (‘‘NYSE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
14 17
CFR 200.30–3(a)(12), (59).
1 15 U.S.C. 78s(b)(1).
VerDate Sep<11>2014
16:48 Nov 13, 2023
Jkt 262001
thereunder,2 a proposed rule change to
amend the NYSE Listed Company
Manual to adopt a new listing standard
for the listing of Natural Asset
Companies. The proposed rule change
was published for comment in the
Federal Register on October 4, 2023.3
The Commission has received
comments on the proposed rule
change.4
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission will either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is November 18,
2023. The Commission is extending this
45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change,
so that it has sufficient time to consider
the proposed rule change. Accordingly,
the Commission, pursuant to Section
19(b)(2) of the Act,6 designates January
2, 2024, as the date by which the
Commission shall either approve or
disapprove the proposed rule change
(File No. SR–NYSE–2023–09).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–25008 Filed 11–13–23; 8:45 am]
BILLING CODE 8011–01–P
2 17
CFR 240.19b–4.
Securities Exchange Act Release No. 98665
(Sep. 29, 2023), 88 FR 68811 (Oct. 4, 2023) (SR–
NYSE–2023–09).
4 The public comment file for SR–NYSE–2023–09
is available on the Commission’s website at https://
www.sec.gov/comments/sr-nyse-2023-09/
srnyse202309.htm.
5 15 U.S.C. 78s(b)(2).
6 15 U.S.C. 78s(b)(2).
7 17 CFR 200.30–3(a)(57).
3 See
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78075
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–98875; File No. SR–
NYSECHX–2023–20]
Self-Regulatory Organizations; NYSE
Chicago, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend Rules 10.9521
and 10.9522 To Correct Obsolete
References to a FINRA Department
November 7, 2023.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (‘‘Act’’)
and Rule 19b–4 thereunder,2 notice is
hereby given that on October 26, 2023,
the NYSE Chicago, Inc. (‘‘NYSE
Chicago’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rules 10.9521 (Purposes and
Definitions) and 10.9522 (Initiation of
Eligibility Proceeding; Member
Regulation Consideration) to correct an
obsolete reference to a department of the
Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’). The
proposed rule change is available on the
Exchange’s website at www.nyse.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
E:\FR\FM\14NON1.SGM
14NON1
Agencies
[Federal Register Volume 88, Number 218 (Tuesday, November 14, 2023)]
[Notices]
[Page 78075]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-25008]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-98879; File No. SR-NYSE-2023-09]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Designation of a Longer Period for Commission Action on
Proposed Rule Change To Amend the NYSE Listed Company Manual To Adopt
Listing Standards for Natural Asset Companies
November 7, 2023.
On September 27, 2023, New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to amend the NYSE Listed Company Manual to adopt a
new listing standard for the listing of Natural Asset Companies. The
proposed rule change was published for comment in the Federal Register
on October 4, 2023.\3\ The Commission has received comments on the
proposed rule change.\4\
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 98665 (Sep. 29,
2023), 88 FR 68811 (Oct. 4, 2023) (SR-NYSE-2023-09).
\4\ The public comment file for SR-NYSE-2023-09 is available on
the Commission's website at https://www.sec.gov/comments/sr-nyse-2023-09/srnyse202309.htm.
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Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding, or as to which the self-regulatory organization
consents, the Commission will either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is November 18, 2023. The Commission is extending this 45-day time
period.
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\5\ 15 U.S.C. 78s(b)(2).
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The Commission finds it appropriate to designate a longer period
within which to issue an order approving or disapproving the proposed
rule change, so that it has sufficient time to consider the proposed
rule change. Accordingly, the Commission, pursuant to Section 19(b)(2)
of the Act,\6\ designates January 2, 2024, as the date by which the
Commission shall either approve or disapprove the proposed rule change
(File No. SR-NYSE-2023-09).
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\6\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(57).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-25008 Filed 11-13-23; 8:45 am]
BILLING CODE 8011-01-P