Proposed Collection; Comment Request; Extension: Form 2-E, 71622 [2023-22817]
Download as PDF
lotter on DSK11XQN23PROD with NOTICES1
71622
Federal Register / Vol. 88, No. 199 / Tuesday, October 17, 2023 / Notices
plaintiffs may serve process on foreign
entities in actions and administrative
proceedings arising out of or based on
the offer or sales of securities in the
United States by such foreign entities.
The Commission received an average
of 25 Form F–N filings per year over the
last three years (2020–2022). The
Commission has previously estimated
that the total annual burden associated
with information collection and Form
F–N preparation and submission is one
hour per filing. Based on the
Commission’s experience with
disclosure documents generally, the
Commission continues to believe that
this estimate is appropriate. Thus the
estimated total annual burden for rule
489 and Form F–N is 25 hours.
Estimates of average burden hours are
made solely for the purposes of the
Paperwork Reduction Act and are not
derived from a comprehensive or even
representative survey or study of the
costs of Commission rules and forms.
Compliance with the collection of
information requirements of rule 489
and Form F–N is mandatory to obtain
the benefit of the exemption. Responses
to the collection of information will not
be kept confidential. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimate of the burden of the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
by December 18, 2023.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
VerDate Sep<11>2014
17:02 Oct 16, 2023
Jkt 262001
Dated: October 11, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–22816 Filed 10–16–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–222, OMB Control No.
3235–0233]
Proposed Collection; Comment
Request; Extension: Form 2–E
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget (‘‘OMB’’) for
extension and approval.
Rule 609 (17 CFR 230.609) under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) requires small business investment
companies and business development
companies that have engaged in
offerings of securities that are exempt
from registration pursuant to Regulation
E under the Securities Act of 1933 (17
CFR 230.601 to 610a) to report semiannually on Form 2–E (17 CFR 239.201)
the progress of the offering. The form
solicits information such as the dates an
offering commenced and was completed
(if completed), the number of shares
sold and still being offered, amounts
received in the offering, and expenses
and underwriting discounts incurred in
the offering. The information provided
on Form 2–E assists the staff in
monitoring the progress of the offering
and in determining whether the offering
has stayed within the limits set for an
offering exempt under Regulation E.
Although there have been no filings of
Form 2–E since 2017, for administrative
purposes the Commission estimates
that, on average, approximately one
respondent submits a Form 2–E filing
each year. The Commission further
estimates that this information
collection imposes an annual burden of
four hours and imposes no annual
external cost burden.
The collection of information under
Form 2–E is mandatory. The
information provided by the form will
not be kept confidential. An agency may
PO 00000
Frm 00096
Fmt 4703
Sfmt 4703
not conduct or sponsor, and a person is
not required to respond to, a collection
of information unless it displays a
currently valid OMB control number.
Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimate of the burden of the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
by December 18, 2023.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: October 11, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–22817 Filed 10–16–23; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice: 12213]
30-Day Notice of Proposed Information
Collection: Affidavit of Relationship for
Minors Who Are Nationals of El
Salvador, Guatemala, or Honduras
Notice of request for public
comment and submission to OMB of
proposed collection of information.
ACTION:
The Department of State is
seeking Office of Management and
Budget (OMB) approval for the
information collection described below.
In accordance with the Paperwork
Reduction Act of 1995, we are
requesting comments on this collection
from all interested individuals and
organizations. The purpose of this
notice is to allow 30 days for public
comment preceding submission of the
collection to OMB.
DATES: Submit comments up to
November 16, 2023.
SUMMARY:
E:\FR\FM\17OCN1.SGM
17OCN1
Agencies
[Federal Register Volume 88, Number 199 (Tuesday, October 17, 2023)]
[Notices]
[Page 71622]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-22817]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-222, OMB Control No. 3235-0233]
Proposed Collection; Comment Request; Extension: Form 2-E
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit this existing collection of information to the Office of
Management and Budget (``OMB'') for extension and approval.
Rule 609 (17 CFR 230.609) under the Securities Act of 1933 (15
U.S.C. 77a et seq.) requires small business investment companies and
business development companies that have engaged in offerings of
securities that are exempt from registration pursuant to Regulation E
under the Securities Act of 1933 (17 CFR 230.601 to 610a) to report
semi-annually on Form 2-E (17 CFR 239.201) the progress of the
offering. The form solicits information such as the dates an offering
commenced and was completed (if completed), the number of shares sold
and still being offered, amounts received in the offering, and expenses
and underwriting discounts incurred in the offering. The information
provided on Form 2-E assists the staff in monitoring the progress of
the offering and in determining whether the offering has stayed within
the limits set for an offering exempt under Regulation E.
Although there have been no filings of Form 2-E since 2017, for
administrative purposes the Commission estimates that, on average,
approximately one respondent submits a Form 2-E filing each year. The
Commission further estimates that this information collection imposes
an annual burden of four hours and imposes no annual external cost
burden.
The collection of information under Form 2-E is mandatory. The
information provided by the form will not be kept confidential. An
agency may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid OMB control number.
Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimate of the burden of the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted by December 18, 2023.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
Please direct your written comments to: David Bottom, Acting
Director/Chief Information Officer, Securities and Exchange Commission,
c/o John Pezzullo, 100 F Street NE, Washington, DC 20549 or send an
email to: [email protected].
Dated: October 11, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-22817 Filed 10-16-23; 8:45 am]
BILLING CODE 8011-01-P