Certain Lidar (Light Detection and Ranging) Systems and Components Thereof; Notice of Commission Determination To Review and, on Review, To Affirm With Modification an Initial Determination Terminating the Investigation in Its Entirety Based on an Arbitration Agreement; Termination of Investigation, 71377-71378 [2023-22754]

Download as PDF Federal Register / Vol. 88, No. 198 / Monday, October 16, 2023 / Notices ALABAMA Baldwin County Jenkins Farm and House (Boundary Increase), 29040 Jenkins Farm Rd., Loxley, BC100009548 Lowndes County Campsite 2: Rosie Steele Property, 5892–5876 Highway 80 W, White Hall vicinity, SG100009549 Douglas County Lone Star Lake Civilian Conservation Corps (CCC) Camp, (New Deal-Era Resources of Kansas MPS), 660 E 665 Road, Lawrence vicinity, MP100009545 WEST VIRGINIA Morgan County Paw Paw Old Mayor’s Office and Jail, 93 Lee Street, Paw Paw, SG100009542 Randolph County Davis & Elkins College Historic District Portions of Campus Drive, Harpertown Road, Graceland Drive, Allen Street & Residential Drive, and College Drive, Elkins, SG100009540 Wayne County Stark, Henry and Julia Hoard, House, 359 B Street, Ceredo, SG100009543 Wood County Downtown Parkersburg Historic District, Portions of Juliana, Market, Avery, and Second through Eighth Streets and Williams Court Alley and Phillips Court Alley, Parkersburg, SG100009541 WISCONSIN Dane County Willard and Fern Tompkins House, 110 Henuah Circle, Monona, SG100009539 A request for removal has been made for the following resource(s): NORTH DAKOTA Golden Valley County Sentinel Butte Public School, Byron St., Sentinel Butte, OT82001313 Additional documentation has been received for the following resource(s): ddrumheller on DSK120RN23PROD with NOTICES1 ILLINOIS Kane County Aurora Broadway Historic District (Additional Documentation), Roughly bounded by the Fox R., East New York St., the Burlington Northern & Santa Fe Railroad tracks, and East Benton St., Aurora, AD100008483 MISSISSIPPI Panola County Como Commercial Historic District, (Johnson, Andrew, Architecture in North Mississippi Jkt 262001 Sherry A. Frear, Chief, National Register of Historic Places/ National Historic Landmarks Program. BILLING CODE 4312–52–P KANSAS 17:03 Oct 13, 2023 Authority: Section 60.13 of 36 CFR part 60. [FR Doc. 2023–22771 Filed 10–13–23; 8:45 am] Morgan County Simpson’s Florist, 902 6th Avenue SE, Decatur, SG100009550 VerDate Sep<11>2014 TR), Roughly bounded by Elder Frank Ward St. on the W and N Main St. on the E. On the N bounded by Church Ave., Como, AD08000675 INTERNATIONAL TRADE COMMISSION [Investigation No. 337–TA–1363] Certain Lidar (Light Detection and Ranging) Systems and Components Thereof; Notice of Commission Determination To Review and, on Review, To Affirm With Modification an Initial Determination Terminating the Investigation in Its Entirety Based on an Arbitration Agreement; Termination of Investigation U.S. International Trade Commission. ACTION: Notice. AGENCY: Notice is hereby given that the U.S. International Trade Commission has determined to review and, on review, to affirm with modification an initial determination (‘‘ID’’) (Order No. 10) of the presiding administrative law judge (‘‘ALJ’’) granting a motion to terminate the investigation in its entirety based upon an arbitration agreement. The investigation is terminated. FOR FURTHER INFORMATION CONTACT: Namo Kim, Esq., Office of the General Counsel, U.S. International Trade Commission, 500 E Street SW, Washington, DC 20436, telephone (202) 205–3459. Copies of non-confidential documents filed in connection with this investigation may be viewed on the Commission’s electronic docket (EDIS) at https://edis.usitc.gov. For help accessing EDIS, please email EDIS3Help@usitc.gov. General information concerning the Commission may also be obtained by accessing its internet server at https://www.usitc.gov. Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission’s TDD terminal on (202) 205–1810. SUPPLEMENTARY INFORMATION: On May 17, 2023, the Commission instituted this investigation under section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337 (‘‘section 337’’), based on a SUMMARY: PO 00000 Frm 00045 Fmt 4703 Sfmt 4703 71377 complaint filed by Ouster, Inc. of San Francisco, CA (‘‘Ouster’’). See 88 FR 31519–20 (May 17, 2023). The complaint alleges violations of section 337 based upon the importation into the United States, the sale for importation, and the sale within the United States after importation of certain LiDAR (Light Detection and Ranging) systems and components thereof by reason of the infringement of certain claims of U.S. Patent Nos. 11,175,405; 11,178,381; 11,190,750; 11,287,515; and 11,422,236. Id. The notice of investigation names as respondents Hesai Group of Shanghai, China; Hesai Technology Co., Ltd. of Shanghai, China; and Hesai Inc. of Palo Alto, CA (collectively, ‘‘Hesai’’). Id. The Office of Unfair Import Investigations (‘‘OUII’’) is also participating in this investigation. Id. On June 22, 2023, Hesai filed a motion to terminate or alternatively stay the investigation in its entirety based upon an arbitration provision in a 2020 Litigation Settlement and Patent CrossLicense Agreement (‘‘Settlement Agreement’’) between Hesai Photonics Technology Co. Ltd. (‘‘Hesai Photonics,’’ a subsidiary of respondent Hesai Group) and Velodyne Lidar, Inc. (‘‘Velodyne,’’ now merged with Ouster). On July 7, 2023, Ouster filed an opposition to the motion and OUII filed a response in support of the motion. On July 12, 2023, a case management conference was held to give each of the parties an opportunity to discuss the motion to terminate or stay. On July 17, 2023, Ouster filed a supplemental brief. On July 18, 2023, OUII filed a sur-reply to Ouster’s opposition. On July 20, 2023, Hesai filed a sur-reply to Ouster’s opposition. On August 24, 2023, the ALJ issued the subject ID (Order No. 10) pursuant to Commission Rule 210.21(d), 19 CFR 210.21(d), granting the motion to terminate the investigation in its entirety under 19 U.S.C. 1337(c) because of an arbitration agreement. In particular, the ID finds that (1) ‘‘a valid arbitration agreement at ¶ 9.5 exists as part of the Settlement Agreement that binds Ouster and Hesai,’’ (2) ‘‘the arbitrability of the dispute between Ouster and Hesai . . . rests with [Judicial Arbitration and Mediation Services, Inc.], London,’’ and (3) ‘‘Hesai did not waive its right to arbitrate as Ouster argues.’’ See ID at 4. On August 31, 2023, Ouster filed a petition for review of the ID with the Commission. On September 8, 2023, Hesai and OUII filed their responses to Ouster’s petition. On September 12, 2023, Ouster filed a notice of recent developments explaining that, on September 5, 2023, E:\FR\FM\16OCN1.SGM 16OCN1 ddrumheller on DSK120RN23PROD with NOTICES1 71378 Federal Register / Vol. 88, No. 198 / Monday, October 16, 2023 / Notices Hesai filed petitions for inter partes review before the Patent Trial and Appeal Board with respect to two of the patents at issue in this investigation. On September 14, 2023, Hesai and OUII filed their responses to Ouster’s notice of recent developments. The Commission has determined to review and, on review, to affirm the subject ID with modification. In particular, the Commission strikes the ‘‘wholly groundless’’ legal standard discussion and analysis at pages 11–12 and 16 of the subject ID, including the following statements: (1) ‘‘[T]he ALJ then must make a secondary inquiry to determine whether the assertion of arbitrability is ‘wholly groundless.’ If it is determined that the assertion of arbitrability is not ‘wholly groundless.’ ’’ ID at 11. (2) ‘‘Therefore, Hesai’s claim for arbitration is not ‘wholly groundless.’ ’’ ID at 11–12. (3) ‘‘In other words, the demand for arbitration is ‘not wholly groundless.’ ’’ ID at 16. The Supreme Court previously overruled the ‘‘wholly groundless’’ exception, holding that ‘‘[w]hen the parties’ contract delegates the arbitrability question to an arbitrator, a court may not override the contract . . . even if the court thinks that the argument that the arbitration agreement applies to a particular dispute is wholly groundless . . . In sum, we reject the ‘wholly groundless’ exception.’’ Henry Schein, Inc. v. Archer & White Sales, Inc., 139 S. Ct. 524, 529– 31 (2019). The Commission also addresses a typographical error at page 10 of the subject ID by modifying ‘‘See id. at ¶ 9.5’’ to state ‘‘See id. at ¶ 9.4.’’ This is a citation for the sentence in the subject ID that states ‘‘[t]he Choice of Law for purposes of construing the Settlement Agreement is designated as California law,’’ and Section 9.4 of the Settlement Agreement on ‘‘Governing Law’’ is the section that determines the choice of law for the Settlement Agreement. With regard to Ouster’s notice of recent developments, the Commission finds that, under the facts of this investigation, Hesai’s separately filed inter partes review petitions do not prevent the Commission from determining that the investigation must be terminated in favor of arbitration. The Commission also notes that the Settlement Agreement provides that ‘‘either Party shall have the right to challenge the validity and enforceability of any Patent in defense to a suit or assertion of a claim relating to any such Patent that is brought against a Party or alleging infringement by a Licensee Product or a Velodyne Product.’’ Settlement Agreement section 3.4 (‘‘Contesting Validity’’). VerDate Sep<11>2014 17:03 Oct 13, 2023 Jkt 262001 The investigation is terminated. The Commission vote for this determination took place on October 10, 2023. The authority for the Commission’s determination is contained in section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and in part 210 of the Commission’s Rules of Practice and Procedure (19 CFR part 210). By order of the Commission. Issued: October 11, 2023. Lisa Barton, Secretary to the Commission. [FR Doc. 2023–22754 Filed 10–13–23; 8:45 am] BILLING CODE 7020–02–P and downloaded at this Justice Department website: https:// www.justice.gov/enrd/consent-decrees. We will provide a paper copy of the consent decree upon written request and payment of reproduction costs. Please mail your request and payment to: Consent Decree Library, U.S. DOJ— ENRD, P.O. Box 7611, Washington, DC 20044–7611. Please enclose a check or money order for $3.75 (25 cents per page reproduction cost) payable to the United States Treasury. Patricia McKenna, Assistant Section Chief, Environmental Enforcement Section, Environment and Natural Resources Division. [FR Doc. 2023–22775 Filed 10–13–23; 8:45 am] BILLING CODE 4410–15–P DEPARTMENT OF JUSTICE Notice of Lodging of Proposed Consent Decree Under the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) On October 10, 2023, the Department of Justice lodged a proposed Consent Decree with the United States District Court for the District of Nebraska in the lawsuit entitled United States of America v. Dravo Corp., et al., Civ. No. 8:01–cv–00500–JFB–TBT (D. Neb.). The proposed consent decree resolves claims against Desco Corporation pursuant to section 107(a) CERCLA for response costs incurred and to be incurred by EPA for Operable Unit 01 of the Hastings Groundwater Contamination Superfund Site and requires the Defendant to make a payment of $131,067 to EPA. The publication of this notice opens a period for public comment on the consent decree. Comments should be addressed to the Assistant Attorney General, Environment and Natural Resources Division, and should refer to United States of America v. Dravo Corp., et al., D.J. Ref. No. 90–11–2– 1260/10. All comments must be submitted no later than thirty (30) days after the publication date of this notice. Comments may be submitted either by email or by mail: To submit comments: Send them to: By email ....... pubcomment-ees.enrd@ usdoj.gov. Assistant Attorney General, U.S. DOJ—ENRD, P.O. Box 7611, Washington, DC 20044–7611. By mail ......... During the public comment period, the consent decree may be examined PO 00000 Frm 00046 Fmt 4703 Sfmt 4703 DEPARTMENT OF LABOR Office of the Secretary Senior Executive Service; Appointment of Members to the Performance Review Board Title 5 U.S.C. 4314(c)(4) provides that Notice of the Appointment of the individual to serve as a member of the Performance Review Board of the Senior Executive Service shall be published in the Federal Register. The following individuals are hereby appointed to serve on the Department’s Performance Review Board: Permanent Membership Chair—Nikki McKinney, Associate Deputy Secretary Vice-Chair—Carolyn AngusHornbuckle, Assistant Secretary for Administration and Management Alternate Vice-Chair—Sydney Rose, Chief Human Capital Officer Rotating Membership—Appointments Expire on 09/30/26 BLS Tony Williams, Associate Commissioner for Technology and Survey Processing EBSA Amber Rivers, Director of Health Plan Standards and Compliance Assistance ETA Nicholas Lalpuis, Regional Administrator, Dallas ILAB Molly McCoy, Associate Deputy Undersecretary MSHA Brian Goepfert, Administrator for Mine Safety and Health Enforcement OASAM Carl Campbell, Senior Procurement Executive ODEP Jennifer Sheehy, Deputy Assistant Secretary E:\FR\FM\16OCN1.SGM 16OCN1

Agencies

[Federal Register Volume 88, Number 198 (Monday, October 16, 2023)]
[Notices]
[Pages 71377-71378]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-22754]


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INTERNATIONAL TRADE COMMISSION

[Investigation No. 337-TA-1363]


Certain Lidar (Light Detection and Ranging) Systems and 
Components Thereof; Notice of Commission Determination To Review and, 
on Review, To Affirm With Modification an Initial Determination 
Terminating the Investigation in Its Entirety Based on an Arbitration 
Agreement; Termination of Investigation

AGENCY: U.S. International Trade Commission.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: Notice is hereby given that the U.S. International Trade 
Commission has determined to review and, on review, to affirm with 
modification an initial determination (``ID'') (Order No. 10) of the 
presiding administrative law judge (``ALJ'') granting a motion to 
terminate the investigation in its entirety based upon an arbitration 
agreement. The investigation is terminated.

FOR FURTHER INFORMATION CONTACT: Namo Kim, Esq., Office of the General 
Counsel, U.S. International Trade Commission, 500 E Street SW, 
Washington, DC 20436, telephone (202) 205-3459. Copies of non-
confidential documents filed in connection with this investigation may 
be viewed on the Commission's electronic docket (EDIS) at https://edis.usitc.gov. For help accessing EDIS, please email 
[email protected]. General information concerning the Commission may 
also be obtained by accessing its internet server at https://www.usitc.gov. Hearing-impaired persons are advised that information on 
this matter can be obtained by contacting the Commission's TDD terminal 
on (202) 205-1810.

SUPPLEMENTARY INFORMATION: On May 17, 2023, the Commission instituted 
this investigation under section 337 of the Tariff Act of 1930, as 
amended, 19 U.S.C. 1337 (``section 337''), based on a complaint filed 
by Ouster, Inc. of San Francisco, CA (``Ouster''). See 88 FR 31519-20 
(May 17, 2023). The complaint alleges violations of section 337 based 
upon the importation into the United States, the sale for importation, 
and the sale within the United States after importation of certain 
LiDAR (Light Detection and Ranging) systems and components thereof by 
reason of the infringement of certain claims of U.S. Patent Nos. 
11,175,405; 11,178,381; 11,190,750; 11,287,515; and 11,422,236. Id. The 
notice of investigation names as respondents Hesai Group of Shanghai, 
China; Hesai Technology Co., Ltd. of Shanghai, China; and Hesai Inc. of 
Palo Alto, CA (collectively, ``Hesai''). Id. The Office of Unfair 
Import Investigations (``OUII'') is also participating in this 
investigation. Id.
    On June 22, 2023, Hesai filed a motion to terminate or 
alternatively stay the investigation in its entirety based upon an 
arbitration provision in a 2020 Litigation Settlement and Patent Cross-
License Agreement (``Settlement Agreement'') between Hesai Photonics 
Technology Co. Ltd. (``Hesai Photonics,'' a subsidiary of respondent 
Hesai Group) and Velodyne Lidar, Inc. (``Velodyne,'' now merged with 
Ouster). On July 7, 2023, Ouster filed an opposition to the motion and 
OUII filed a response in support of the motion. On July 12, 2023, a 
case management conference was held to give each of the parties an 
opportunity to discuss the motion to terminate or stay.
    On July 17, 2023, Ouster filed a supplemental brief. On July 18, 
2023, OUII filed a sur-reply to Ouster's opposition. On July 20, 2023, 
Hesai filed a sur-reply to Ouster's opposition.
    On August 24, 2023, the ALJ issued the subject ID (Order No. 10) 
pursuant to Commission Rule 210.21(d), 19 CFR 210.21(d), granting the 
motion to terminate the investigation in its entirety under 19 U.S.C. 
1337(c) because of an arbitration agreement. In particular, the ID 
finds that (1) ``a valid arbitration agreement at ] 9.5 exists as part 
of the Settlement Agreement that binds Ouster and Hesai,'' (2) ``the 
arbitrability of the dispute between Ouster and Hesai . . . rests with 
[Judicial Arbitration and Mediation Services, Inc.], London,'' and (3) 
``Hesai did not waive its right to arbitrate as Ouster argues.'' See ID 
at 4.
    On August 31, 2023, Ouster filed a petition for review of the ID 
with the Commission. On September 8, 2023, Hesai and OUII filed their 
responses to Ouster's petition.
    On September 12, 2023, Ouster filed a notice of recent developments 
explaining that, on September 5, 2023,

[[Page 71378]]

Hesai filed petitions for inter partes review before the Patent Trial 
and Appeal Board with respect to two of the patents at issue in this 
investigation. On September 14, 2023, Hesai and OUII filed their 
responses to Ouster's notice of recent developments.
    The Commission has determined to review and, on review, to affirm 
the subject ID with modification. In particular, the Commission strikes 
the ``wholly groundless'' legal standard discussion and analysis at 
pages 11-12 and 16 of the subject ID, including the following 
statements: (1) ``[T]he ALJ then must make a secondary inquiry to 
determine whether the assertion of arbitrability is `wholly 
groundless.' If it is determined that the assertion of arbitrability is 
not `wholly groundless.' '' ID at 11. (2) ``Therefore, Hesai's claim 
for arbitration is not `wholly groundless.' '' ID at 11-12. (3) ``In 
other words, the demand for arbitration is `not wholly groundless.' '' 
ID at 16. The Supreme Court previously overruled the ``wholly 
groundless'' exception, holding that ``[w]hen the parties' contract 
delegates the arbitrability question to an arbitrator, a court may not 
override the contract . . . even if the court thinks that the argument 
that the arbitration agreement applies to a particular dispute is 
wholly groundless . . . In sum, we reject the `wholly groundless' 
exception.'' Henry Schein, Inc. v. Archer & White Sales, Inc., 139 S. 
Ct. 524, 529-31 (2019).
    The Commission also addresses a typographical error at page 10 of 
the subject ID by modifying ``See id. at ] 9.5'' to state ``See id. at 
] 9.4.'' This is a citation for the sentence in the subject ID that 
states ``[t]he Choice of Law for purposes of construing the Settlement 
Agreement is designated as California law,'' and Section 9.4 of the 
Settlement Agreement on ``Governing Law'' is the section that 
determines the choice of law for the Settlement Agreement.
    With regard to Ouster's notice of recent developments, the 
Commission finds that, under the facts of this investigation, Hesai's 
separately filed inter partes review petitions do not prevent the 
Commission from determining that the investigation must be terminated 
in favor of arbitration. The Commission also notes that the Settlement 
Agreement provides that ``either Party shall have the right to 
challenge the validity and enforceability of any Patent in defense to a 
suit or assertion of a claim relating to any such Patent that is 
brought against a Party or alleging infringement by a Licensee Product 
or a Velodyne Product.'' Settlement Agreement section 3.4 (``Contesting 
Validity'').
    The investigation is terminated.
    The Commission vote for this determination took place on October 
10, 2023.
    The authority for the Commission's determination is contained in 
section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and 
in part 210 of the Commission's Rules of Practice and Procedure (19 CFR 
part 210).

    By order of the Commission.

    Issued: October 11, 2023.
Lisa Barton,
Secretary to the Commission.
[FR Doc. 2023-22754 Filed 10-13-23; 8:45 am]
BILLING CODE 7020-02-P


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