Adoption of Updated EDGAR Filer Manual, 67945-67946 [2023-21806]
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Federal Register / Vol. 88, No. 190 / Tuesday, October 3, 2023 / Rules and Regulations
Effective 2 November 2023
Cross Keys, NJ, 17N, RNAV (GPS) RWY 9,
Orig
Cross Keys, NJ, 17N, VOR OR GPS RWY 9,
Amdt 6B, CANCELED
Hamilton, OH, KHAO, ILS OR LOC RWY 29,
Amdt 3
Hamilton, OH, KHAO, RNAV (GPS) RWY 29,
Amdt 2
Corpus Christi, TX, KCRP, ILS OR LOC RWY
13, Amdt 28B
Corpus Christi, TX, KCRP, ILS OR LOC RWY
36, Amdt 14B
Corpus Christi, TX, KCRP, LOC RWY 31,
Amdt 9A
Corpus Christi, TX, KCRP, RNAV (GPS) RWY
18, Amdt 2A
Corpus Christi, TX, KCRP, RNAV (GPS) X
RWY 31, Orig-A
Corpus Christi, TX, KCRP, RNAV (GPS) Y
RWY 13, Amdt 2B
Corpus Christi, TX, KCRP, RNAV (GPS) Y
RWY 31, Amdt 4A
Corpus Christi, TX, KCRP, RNAV (GPS) Y
RWY 36, Amdt 3A
Corpus Christi, TX, KCRP, VOR OR TACAN
RWY 18, Amdt 29
[FR Doc. 2023–21802 Filed 10–2–23; 8:45 am]
BILLING CODE 4910–13–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 232
[Release Nos. 33–11235; 34–98419; 39–
2552; IC–34998]
Adoption of Updated EDGAR Filer
Manual
Securities and Exchange
Commission.
ACTION: Final rule.
AGENCY:
The Securities and Exchange
Commission (‘‘Commission’’) is
adopting amendments to Volume II of
the Electronic Data Gathering, Analysis,
and Retrieval system Filer Manual
(‘‘EDGAR Filer Manual’’ or ‘‘Filer
Manual’’) and related rules and forms.
EDGAR Release 23.3 will be deployed in
the EDGAR system on September 18,
2023.
SUMMARY:
Effective date: October 3, 2023.
The incorporation by reference of the
revised Filer Manual is approved by the
Director of the Federal Register as of
October 3, 2023.
FOR FURTHER INFORMATION CONTACT: For
questions regarding the amendments to
Volume II of the Filer Manual, please
contact Rosemary Filou, Deputy
Director and Chief Counsel, Dan Chang,
Senior Special Counsel, or Lidian
Pereia, Senior Special Counsel, in the
EDGAR Business Office at (202) 551–
3900. For questions regarding Form N–
CR, the new submission types for Form
ddrumheller on DSK120RN23PROD with RULES1
DATES:
VerDate Sep<11>2014
16:51 Oct 02, 2023
Jkt 262001
N–MFP, or Form N–CEN, please contact
Heather Fernandez, Financial Analyst,
in the Division of Investment
Management at (202) 551–6708. For
questions regarding new Form F–SR or
the new Inline XBRL exhibit (EX–26),
please contact Robert Errett, in the
Division of Corporation Finance at (202)
551–3419. For questions concerning
taxonomies or schemas, please contact
the Office of Structured Disclosure in
the Division of Economic and Risk
Analysis at (202) 551–5494.
SUPPLEMENTARY INFORMATION: We are
adopting an updated Filer Manual,
Volume II: ‘‘EDGAR Filing,’’ Version 67
(September 2023) and amendments to
17 CFR 232.301 (‘‘Rule 301’’). The
updated Filer Manual is incorporated by
reference into the Code of Federal
Regulations.
I. Background
The Filer Manual contains
information needed for filers to make
submissions on EDGAR. Filers must
comply with the applicable provisions
of the Filer Manual in order to assure
the timely acceptance and processing of
filings made in electronic format.1 Filers
must consult the Filer Manual in
conjunction with our rules governing
mandated electronic filings when
preparing documents for electronic
submission.
II. Edgar System Changes and
Associated Modifications to Volume II
of the Filer Manual
EDGAR is being updated in EDGAR
Release 23.3, and corresponding
amendments to Volume II of the Filer
Manual are being made to reflect these
changes, as described below.2
Money Market Fund Reform
On July 12, 2023, the Commission
adopted amendments to certain rules
that govern money market funds under
the Investment Company Act of 1940.3
Among other things, the amendments
required Form N–CR to be filed as a
structured XML filing and introduced
new submission types for Form N–MFP:
N–MFP3 and N–MFP3/A.
EDGAR Release 23.3 introduces a
pilot phase for filing the structured XML
Form N–CR and the new submission
types for Form N–MFP as follows:
• Filers may submit submission types
N–CR and N–CR/A (a) using the new
1 See
Rule 301 of Regulation S–T.
2 EDGAR Release 23.3 will be deployed on
September 18, 2023.
3 Money Market Fund Reforms; Form PF
Reporting Requirements for Large Liquidity Fund
Advisers; Technical Amendments to Form N–CSR
and Form N–1A, Release 33–11211 (July 12, 2023)
[88 FR 51404 (Aug. 3, 2023)].
PO 00000
Frm 00017
Fmt 4700
Sfmt 4700
67945
online form available on the EDGAR
Filing website (see Chapter 8 of the
EDGAR Filer Manual, Volume II), or (b)
by constructing them in accord with the
‘‘EDGAR Form N–CR XML Technical
Specification’’ document that will be
updated and posted on https://
www.sec.gov/edgar/filerinformation/
current-edgar-technical-specifications.
• Filers must construct submission
types N–MFP3 and N–MFP3/A
according to the new ‘‘EDGAR Form N–
MFP3 XML Technical Specification’’
document available on https://
www.sec.gov/edgar/filerinformation/
current-edgar-technical-specifications.
• Until June 11, 2024, new
submission types N–MFP3 and N–
MFP3/A and the XML version of Form
N–CR will be available as test filings
only, and, as with all test filings, testers
are strongly encouraged to create and
submit fictional data.
• Starting June 11, 2024, new
submission types N–MFP3 and N–
MFP3/A and the XML version of Form
N–CR will be available as both test and
live filings. In addition, Form N–CR
filers will no longer be able to file using
EDGARLink Online and Form N–MFP
filers will no longer be able to submit
N–MFP2. N–MFP2/A will continue to
be available for amendments to prior
filings.
Share Repurchase Disclosure
Modernization
On May 3, 2023, the Commission
adopted amendments to modernize and
improve disclosure about repurchases of
an issuer’s equity securities that are
registered under the Securities
Exchange Act of 1934.4 To implement
this rulemaking’s requirements, EDGAR
will be updated to support a new
taxonomy, SHR/2023, and EDGAR will
accept a new Form F–SR (submission
types F–SR and F–SR/A) and a new
Inline XBRL exhibit (EX–26).
Data Field Updates
EDGAR is being updated to make the
‘‘DocumentPeriodEndDate’’ data field
optional for the following submission
types, because in some cases this data
field may not be relevant, and
corresponding changes are being made
in the Filer Manual:
• DEF 14A, DEF 14C, PRE 14A, PRE
14C, PREM14A, PREM14C.
Errata Correction in Item E.3 of Form N–
CEN
The wording displayed on EDGAR for
Item E.3.e of Form N–CEN is being
4 Share Repurchase Disclosure Modernization,
Release 34–97424 (May 3, 2023) [88 FR 36002 (June
2, 2023)].
E:\FR\FM\03OCR1.SGM
03OCR1
67946
Federal Register / Vol. 88, No. 190 / Tuesday, October 3, 2023 / Rules and Regulations
corrected to match the language adopted
by the Commission.5 The wording is
being corrected on the online
application used to submit filings on
Form N–CEN, on disseminated filings
on SEC.gov, and in relevant portions of
the Filer Manual. Additionally, Item
E.3.a of Form N–CEN is being updated
to provide filers space to report a second
value, if necessary, for the number of
shares needed to form a creation unit.
Additional Revisions To Remove NonProcedural Rule Content From Volume
II
Appendix C (‘‘EDGAR Submission
Types’’) is being removed from Volume
II of the Filer Manual, because it
consists only of examples, sample
templates, and lists of information, and
not instruction in the nature of a
procedural rule. This content may have
originally been included in the Filer
Manual when EDGAR and similar
technology were novel and it was
thought necessary to include elementary
technical information. Removing the
content reduces the size of the Filer
Manual by approximately 20 pages. The
content will be placed on the EDGAR—
Information for Filers web page on
www.SEC.gov, where it may be
consulted by interested filers.
III. Amendments to Rule 301 of
Regulation S–T
Along with the adoption of the
updated Filer Manual, we are amending
Rule 301 of Regulation S–T to provide
for the incorporation by reference into
the Code of Federal Regulations of the
current revisions. This incorporation by
reference was approved by the Director
of the Federal Register in accordance
with 5 U.S.C. 552(a) and 1 CFR part 51.
The updated EDGAR Filer Manual is
available at https://www.sec.gov/edgar/
filerinformation/current-edgar-filermanual.
ddrumheller on DSK120RN23PROD with RULES1
IV. Administrative Law Matters
Because the Filer Manual and rule
amendments relate solely to agency
procedures or practice and do not
substantially alter the rights and
obligations of non-agency parties,
publication for notice and comment is
not required under the Administrative
Procedure Act (‘‘APA’’).6 It follows that
the amendments do not require analysis
5 Item E.3.e of Form N–CEN, as adopted by the
Commission, requires filers to report ‘‘Dollars for
one or more creation units redeemed on the same
day, if charged on that basis’’ (emphasis added).
However, Form N–CEN, as displayed in EDGAR
and depicted in the Filer Manual, requires filers to
report: ‘‘Dollars for one or more creation units
purchased on the same day, if charged on that
basis’’ (emphasis added).
6 5 U.S.C. 553(b)(A).
VerDate Sep<11>2014
16:51 Oct 02, 2023
Jkt 262001
under requirements of the Regulatory
Flexibility Act 7 or a report to Congress
under the Small Business Regulatory
Enforcement Fairness Act of 1996.8
The effective date for the updated
Filer Manual and related rule
amendments is October 3, 2023. In
accordance with the APA,9 we find that
there is good cause to establish an
effective date less than 30 days after
publication of these rules. The
Commission believes that establishing
an effective date less than 30 days after
publication of these rules is necessary to
coordinate the effectiveness of the
updated Filer Manual with the related
system upgrades.
V. Statutory Basis
We are adopting the amendments to
Regulation S–T under the authority in
Sections 6, 7, 8, 10, and 19(a) of the
Securities Act of 1933,10 Sections 3, 12,
13, 14, 15, 15B, 23 and 35A of the
Securities Exchange Act of 1934,11
Section 319 of the Trust Indenture Act
of 1939,12 and Sections 8, 30, 31, and 38
of the Investment Company Act of
1940.13
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting
and recordkeeping requirements,
Securities.
Text of the Amendments
In accordance with the foregoing, title
17, chapter II of the Code of Federal
Regulations is amended as follows:
PART 232—REGULATION S–T—
GENERAL RULES AND REGULATIONS
FOR ELECTRONIC FILINGS
1. The general authority citation for
part 232 continues to read as follows:
■
Authority: 15 U.S.C. 77c, 77f, 77g, 77h,
77j, 77s(a), 77z–3, 77sss(a), 78c(b), 78l, 78m,
78n, 78o(d), 78w(a), 78ll, 80a–6(c), 80a–8,
80a–29, 80a–30, 80a–37, 80b–4, 80b–6a, 80b–
10, 80b–11, 7201 et seq.; and 18 U.S.C. 1350,
unless otherwise noted.
*
*
*
*
*
■ 2. Section 232.301 is revised to read
as follows:
§ 232.301
U.S.C. 601 through 612.
U.S.C. 804(3)(c).
9 5 U.S.C. 553(d)(3).
10 15 U.S.C. 77f, 77g, 77h, 77j, and 77s(a).
11 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o–4, 78w,
and 78ll.
12 15 U.S.C. 77sss.
13 15 U.S.C. 80a–8, 80a–29, 80a–30, and 80a–37.
85
PO 00000
Frm 00018
Fmt 4700
Sfmt 4700
By the Commission.
Dated: September 18, 2023.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2023–21806 Filed 10–2–23; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 100
EDGAR Filer Manual.
Filers must prepare electronic filings
in the manner prescribed by the EDGAR
Filer Manual, promulgated by the
Commission, which sets forth the
75
technical formatting requirements for
electronic submissions. The
requirements for becoming an EDGAR
Filer and updating company data are set
forth in the EDGAR Filer Manual,
Volume I: ‘‘General Information,’’
Version 41 (December 2022). The
requirements for filing on EDGAR are
set forth in the updated EDGAR Filer
Manual, Volume II: ‘‘EDGAR Filing,’’
Version 67 (September 2023). All of
these provisions have been incorporated
by reference into the Code of Federal
Regulations, which action was approved
by the Director of the Federal Register
in accordance with 5 U.S.C. 552(a) and
1 CFR part 51. You must comply with
these requirements in order for
documents to be timely received and
accepted. The EDGAR Filer Manual is
available for inspection at the
Commission and at the National
Archives and Records Administration
(NARA). The EDGAR Filer Manual is
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Operating conditions
may limit access to the Commission’s
Public Reference Room. For information
on the availability of the EDGAR Filer
Manual at NARA, visit
www.archives.gov/federal-register/cfr/
ibr-locations.html or email
fr.inspection@nara.gov. The EDGAR
Filer Manual may also be obtained from
https://www.sec.gov/edgar/
filerinformation/current-edgar-filermanual.
[Docket Number USCG–2023–0510]
RIN 1625–AA08
Special Local Regulation; Atlantic
Intracoastal Waterway, Morehead City,
NC
Coast Guard, DHS.
Final rule.
AGENCY:
ACTION:
The Coast Guard is
establishing a special local regulation
SUMMARY:
E:\FR\FM\03OCR1.SGM
03OCR1
Agencies
[Federal Register Volume 88, Number 190 (Tuesday, October 3, 2023)]
[Rules and Regulations]
[Pages 67945-67946]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-21806]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
17 CFR Part 232
[Release Nos. 33-11235; 34-98419; 39-2552; IC-34998]
Adoption of Updated EDGAR Filer Manual
AGENCY: Securities and Exchange Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission (``Commission'') is
adopting amendments to Volume II of the Electronic Data Gathering,
Analysis, and Retrieval system Filer Manual (``EDGAR Filer Manual'' or
``Filer Manual'') and related rules and forms. EDGAR Release 23.3 will
be deployed in the EDGAR system on September 18, 2023.
DATES: Effective date: October 3, 2023. The incorporation by reference
of the revised Filer Manual is approved by the Director of the Federal
Register as of October 3, 2023.
FOR FURTHER INFORMATION CONTACT: For questions regarding the amendments
to Volume II of the Filer Manual, please contact Rosemary Filou, Deputy
Director and Chief Counsel, Dan Chang, Senior Special Counsel, or
Lidian Pereia, Senior Special Counsel, in the EDGAR Business Office at
(202) 551-3900. For questions regarding Form N-CR, the new submission
types for Form N-MFP, or Form N-CEN, please contact Heather Fernandez,
Financial Analyst, in the Division of Investment Management at (202)
551-6708. For questions regarding new Form F-SR or the new Inline XBRL
exhibit (EX-26), please contact Robert Errett, in the Division of
Corporation Finance at (202) 551-3419. For questions concerning
taxonomies or schemas, please contact the Office of Structured
Disclosure in the Division of Economic and Risk Analysis at (202) 551-
5494.
SUPPLEMENTARY INFORMATION: We are adopting an updated Filer Manual,
Volume II: ``EDGAR Filing,'' Version 67 (September 2023) and amendments
to 17 CFR 232.301 (``Rule 301''). The updated Filer Manual is
incorporated by reference into the Code of Federal Regulations.
I. Background
The Filer Manual contains information needed for filers to make
submissions on EDGAR. Filers must comply with the applicable provisions
of the Filer Manual in order to assure the timely acceptance and
processing of filings made in electronic format.\1\ Filers must consult
the Filer Manual in conjunction with our rules governing mandated
electronic filings when preparing documents for electronic submission.
---------------------------------------------------------------------------
\1\ See Rule 301 of Regulation S-T.
---------------------------------------------------------------------------
II. Edgar System Changes and Associated Modifications to Volume II of
the Filer Manual
EDGAR is being updated in EDGAR Release 23.3, and corresponding
amendments to Volume II of the Filer Manual are being made to reflect
these changes, as described below.\2\
---------------------------------------------------------------------------
\2\ EDGAR Release 23.3 will be deployed on September 18, 2023.
---------------------------------------------------------------------------
Money Market Fund Reform
On July 12, 2023, the Commission adopted amendments to certain
rules that govern money market funds under the Investment Company Act
of 1940.\3\ Among other things, the amendments required Form N-CR to be
filed as a structured XML filing and introduced new submission types
for Form N-MFP: N-MFP3 and N-MFP3/A.
---------------------------------------------------------------------------
\3\ Money Market Fund Reforms; Form PF Reporting Requirements
for Large Liquidity Fund Advisers; Technical Amendments to Form N-
CSR and Form N-1A, Release 33-11211 (July 12, 2023) [88 FR 51404
(Aug. 3, 2023)].
---------------------------------------------------------------------------
EDGAR Release 23.3 introduces a pilot phase for filing the
structured XML Form N-CR and the new submission types for Form N-MFP as
follows:
Filers may submit submission types N-CR and N-CR/A (a)
using the new online form available on the EDGAR Filing website (see
Chapter 8 of the EDGAR Filer Manual, Volume II), or (b) by constructing
them in accord with the ``EDGAR Form N-CR XML Technical Specification''
document that will be updated and posted on https://www.sec.gov/edgar/filerinformation/current-edgar-technical-specifications.
Filers must construct submission types N-MFP3 and N-MFP3/A
according to the new ``EDGAR Form N-MFP3 XML Technical Specification''
document available on https://www.sec.gov/edgar/filerinformation/current-edgar-technical-specifications.
Until June 11, 2024, new submission types N-MFP3 and N-
MFP3/A and the XML version of Form N-CR will be available as test
filings only, and, as with all test filings, testers are strongly
encouraged to create and submit fictional data.
Starting June 11, 2024, new submission types N-MFP3 and N-
MFP3/A and the XML version of Form N-CR will be available as both test
and live filings. In addition, Form N-CR filers will no longer be able
to file using EDGARLink Online and Form N-MFP filers will no longer be
able to submit N-MFP2. N-MFP2/A will continue to be available for
amendments to prior filings.
Share Repurchase Disclosure Modernization
On May 3, 2023, the Commission adopted amendments to modernize and
improve disclosure about repurchases of an issuer's equity securities
that are registered under the Securities Exchange Act of 1934.\4\ To
implement this rulemaking's requirements, EDGAR will be updated to
support a new taxonomy, SHR/2023, and EDGAR will accept a new Form F-SR
(submission types F-SR and F-SR/A) and a new Inline XBRL exhibit (EX-
26).
---------------------------------------------------------------------------
\4\ Share Repurchase Disclosure Modernization, Release 34-97424
(May 3, 2023) [88 FR 36002 (June 2, 2023)].
---------------------------------------------------------------------------
Data Field Updates
EDGAR is being updated to make the ``DocumentPeriodEndDate'' data
field optional for the following submission types, because in some
cases this data field may not be relevant, and corresponding changes
are being made in the Filer Manual:
DEF 14A, DEF 14C, PRE 14A, PRE 14C, PREM14A, PREM14C.
Errata Correction in Item E.3 of Form N-CEN
The wording displayed on EDGAR for Item E.3.e of Form N-CEN is
being
[[Page 67946]]
corrected to match the language adopted by the Commission.\5\ The
wording is being corrected on the online application used to submit
filings on Form N-CEN, on disseminated filings on SEC.gov, and in
relevant portions of the Filer Manual. Additionally, Item E.3.a of Form
N-CEN is being updated to provide filers space to report a second
value, if necessary, for the number of shares needed to form a creation
unit.
---------------------------------------------------------------------------
\5\ Item E.3.e of Form N-CEN, as adopted by the Commission,
requires filers to report ``Dollars for one or more creation units
redeemed on the same day, if charged on that basis'' (emphasis
added). However, Form N-CEN, as displayed in EDGAR and depicted in
the Filer Manual, requires filers to report: ``Dollars for one or
more creation units purchased on the same day, if charged on that
basis'' (emphasis added).
---------------------------------------------------------------------------
Additional Revisions To Remove Non-Procedural Rule Content From Volume
II
Appendix C (``EDGAR Submission Types'') is being removed from
Volume II of the Filer Manual, because it consists only of examples,
sample templates, and lists of information, and not instruction in the
nature of a procedural rule. This content may have originally been
included in the Filer Manual when EDGAR and similar technology were
novel and it was thought necessary to include elementary technical
information. Removing the content reduces the size of the Filer Manual
by approximately 20 pages. The content will be placed on the EDGAR--
Information for Filers web page on www.SEC.gov, where it may be
consulted by interested filers.
III. Amendments to Rule 301 of Regulation S-T
Along with the adoption of the updated Filer Manual, we are
amending Rule 301 of Regulation S-T to provide for the incorporation by
reference into the Code of Federal Regulations of the current
revisions. This incorporation by reference was approved by the Director
of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR
part 51.
The updated EDGAR Filer Manual is available at https://www.sec.gov/edgar/filerinformation/current-edgar-filer-manual.
IV. Administrative Law Matters
Because the Filer Manual and rule amendments relate solely to
agency procedures or practice and do not substantially alter the rights
and obligations of non-agency parties, publication for notice and
comment is not required under the Administrative Procedure Act
(``APA'').\6\ It follows that the amendments do not require analysis
under requirements of the Regulatory Flexibility Act \7\ or a report to
Congress under the Small Business Regulatory Enforcement Fairness Act
of 1996.\8\
---------------------------------------------------------------------------
\6\ 5 U.S.C. 553(b)(A).
\7\ 5 U.S.C. 601 through 612.
\8\ 5 U.S.C. 804(3)(c).
---------------------------------------------------------------------------
The effective date for the updated Filer Manual and related rule
amendments is October 3, 2023. In accordance with the APA,\9\ we find
that there is good cause to establish an effective date less than 30
days after publication of these rules. The Commission believes that
establishing an effective date less than 30 days after publication of
these rules is necessary to coordinate the effectiveness of the updated
Filer Manual with the related system upgrades.
---------------------------------------------------------------------------
\9\ 5 U.S.C. 553(d)(3).
---------------------------------------------------------------------------
V. Statutory Basis
We are adopting the amendments to Regulation S-T under the
authority in Sections 6, 7, 8, 10, and 19(a) of the Securities Act of
1933,\10\ Sections 3, 12, 13, 14, 15, 15B, 23 and 35A of the Securities
Exchange Act of 1934,\11\ Section 319 of the Trust Indenture Act of
1939,\12\ and Sections 8, 30, 31, and 38 of the Investment Company Act
of 1940.\13\
---------------------------------------------------------------------------
\10\ 15 U.S.C. 77f, 77g, 77h, 77j, and 77s(a).
\11\ 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o-4, 78w, and 78ll.
\12\ 15 U.S.C. 77sss.
\13\ 15 U.S.C. 80a-8, 80a-29, 80a-30, and 80a-37.
---------------------------------------------------------------------------
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting and recordkeeping
requirements, Securities.
Text of the Amendments
In accordance with the foregoing, title 17, chapter II of the Code
of Federal Regulations is amended as follows:
PART 232--REGULATION S-T--GENERAL RULES AND REGULATIONS FOR
ELECTRONIC FILINGS
0
1. The general authority citation for part 232 continues to read as
follows:
Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z-3,
77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a-6(c),
80a-8, 80a-29, 80a-30, 80a-37, 80b-4, 80b-6a, 80b-10, 80b-11, 7201
et seq.; and 18 U.S.C. 1350, unless otherwise noted.
* * * * *
0
2. Section 232.301 is revised to read as follows:
Sec. 232.301 EDGAR Filer Manual.
Filers must prepare electronic filings in the manner prescribed by
the EDGAR Filer Manual, promulgated by the Commission, which sets forth
the technical formatting requirements for electronic submissions. The
requirements for becoming an EDGAR Filer and updating company data are
set forth in the EDGAR Filer Manual, Volume I: ``General Information,''
Version 41 (December 2022). The requirements for filing on EDGAR are
set forth in the updated EDGAR Filer Manual, Volume II: ``EDGAR
Filing,'' Version 67 (September 2023). All of these provisions have
been incorporated by reference into the Code of Federal Regulations,
which action was approved by the Director of the Federal Register in
accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You must comply with
these requirements in order for documents to be timely received and
accepted. The EDGAR Filer Manual is available for inspection at the
Commission and at the National Archives and Records Administration
(NARA). The EDGAR Filer Manual is available for website viewing and
printing in the Commission's Public Reference Room, 100 F Street NE,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Operating conditions may limit access to the
Commission's Public Reference Room. For information on the availability
of the EDGAR Filer Manual at NARA, visit www.archives.gov/federal-register/cfr/ibr-locations.html or email [email protected]. The
EDGAR Filer Manual may also be obtained from https://www.sec.gov/edgar/filerinformation/current-edgar-filer-manual.
By the Commission.
Dated: September 18, 2023.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2023-21806 Filed 10-2-23; 8:45 am]
BILLING CODE 8011-01-P