Worker Walkaround Representative Designation Process, 59825-59834 [2023-18695]
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Federal Register / Vol. 88, No. 167 / Wednesday, August 30, 2023 / Proposed Rules
List of Subjects in 27 CFR Part 9
Wine.
Proposed Regulatory Amendment
For the reasons discussed in the
preamble, we propose to amend title 27,
chapter I, part 9, Code of Federal
Regulations, as follows:
PART 9—AMERICAN VITICULTURAL
AREAS
1. The authority citation for part 9
continues to read as follows:
■
Authority: 27 U.S.C. 205.
Subpart C—Approved American
Viticultural Areas
■
2. Add § 9.ll to read as follows:
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§ 9.ll
San Luis Rey.
(a) Name. The name of the viticultural
area described in this section is ‘‘San
Luis Rey’’. For purposes of part 4 of this
chapter, ‘‘San Luis Rey’’ is a term of
viticultural significance.
(b) Approved maps. The 8 United
States Geological Survey (USGS)
1:24,000 scale topographic maps used to
determine the boundary of the
viticultural area are as follows:
(1) Oceanside, CA, 2018;
(2) San Luis Rey, CA, 2018;
(3) San Marcos, CA, 2018;
(4) Valley Center, CA, 2018;
(5) Bonsall, CA, 2018;
(6) Temecula, CA, 2018;
(7) Fallbrook, CA, 2018; and
(8) Morro Hill, CA, 2018.
(c) Boundary. The San Luis Rey
viticultural area is located in San Diego
County, California. The boundary of the
San Luis Rey viticultural area is
described as follows:
(1) The beginning point is on the
Oceanside map at the intersection of
Interstate 5 and the Marine Corps Base
(MCB) Camp Pendleton boundary. From
the beginning point, proceed northeast
for a total of 11.21 miles along the MCB
Camp Pendleton boundary, crossing
over the San Luis Rey map and onto the
Morro Hill map, and continuing along
the MCB Camp Pendleton boundary to
its intersection with the Naval Weapons
Station (NWS) Seal Beach Fallbrook
California boundary; then
(2) Proceed east along the NWS Seal
Beach Fallbrook California boundary for
a total of 6.85 miles, crossing onto the
Bonsall map and continuing north, then
west along the boundary, and crossing
back onto the Morro Hill map and
continuing northerly along the
boundary, crossing onto the Fallbrook
map, and continuing along the
boundary as it becomes concurrent with
the MCB Camp Pendleton boundary,
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and continuing along the boundary to
its intersection with De Luz Road; then
(3) Proceed east along De Luz Road for
0.38 mile to its intersection with Sandia
Creek Drive; then
(4) Proceed northerly along Sandia
Creek Drive for a total of 3.98 miles,
crossing onto the Temecula map and
continuing along Sandia Creek Drive to
its intersection with an unnamed road
known locally as Rock Mountain Road;
then
(5) Proceed east along Rock Mountain
Road for 0.21 mile to its intersection
with the San Diego County line; then
(6) Proceed south then east along the
San Diego County line for 6.72 miles to
its intersection with an unnamed road
known locally as Old Highway 395;
then
(7) Proceed south along Old Highway
395 for a total of 14.9 miles, crossing
onto the Bonsall map and continuing
south along Old Highway 395 to its
intersection with an unnamed road
known locally as Old Castle Road; then
(8) Proceed east on Old Castle Road
for a total of 0.59 mile, crossing onto the
San Marcos map and continuing east
along Old Castle Road to its intersection
with Gordon Hill Road; then
(9) Proceed southeasterly along
Gordon Hill Road for 0.92 mile to its
intersection with the 800-foot elevation
contour; then
(10) Proceed east along the 800-foot
elevation contour for a total of 2.5 miles,
crossing onto the Valley Center map and
continuing east along the 800-foot
elevation contour to its intersection
with Canyon Country Lane; then
(11) Proceed northwest and then
south along Canyon Country Lane for
0.83 mile to its intersection with the
1,240-foot elevation contour; then
(12) Proceed east along the 1,240-foot
elevation contour for 2.90 miles to its
intersection with Cougar Pass Road;
then
(13) Proceed west then south along
Cougar Pass Road for 0.4 mile to its
intersection with Meadow Glen Way
East; then
(14) Proceed south along Meadow
Glen Way East for 0.46 mile to its
intersection with Hidden Meadows
Road; then
(15) Proceed southwest along Hidden
Meadows Road for 0.73 mile to its
intersection with Mountain Meadow
Road; then
(16) Proceed southwest along
Mountain Meadow Road for a total of
1.44 miles, crossing onto the San
Marcos map and continuing along
Mountain Meadow Road to the point
where Mountain Meadow Road becomes
known as Deer Springs Road just west
of Interstate 15; then
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59825
(17) Proceed southwest along Deer
Springs Road for 2.42 miles to its
intersection with an unnamed road
known locally as North Twin Oaks
Valley Road; then
(18) Proceed south along North Twin
Oaks Valley Road for 3.01 miles to its
intersection with an unnamed road
known locally as West Mission Road;
then
(19) Proceed northwest along West
Mission Road (which becomes South
Santa Fe Avenue) for a total of 3.9 miles
to its intersection with Robelini Drive;
then
(20) Proceed southwest along Robelini
Drive (which becomes Sycamore
Avenue) for a total of 0.55 mile to its
intersection with State Highway 78;
then
(21) Proceed northwest, then westerly
along State Highway 78 for a total of
9.09 miles, crossing onto the San Luis
Rey map and continuing westerly along
State Highway 78 to its intersection
with Interstate 5; then
(22) Proceed northwest along
Interstate 5 for a total of 3.14 miles,
crossing onto the Oceanside map and
returning to the beginning point.
Signed: August 21, 2023.
Mary G. Ryan,
Administrator.
Approved: August 22, 2023.
Thomas C. West, Jr.,
Deputy Assistant Secretary (Tax Policy).
[FR Doc. 2023–18587 Filed 8–29–23; 8:45 am]
BILLING CODE 4810–31–P
DEPARTMENT OF LABOR
Occupational Safety and Health
Administration
29 CFR Part 1903
[Docket No. OSHA–2023–0008]
RIN 1218–AD45
Worker Walkaround Representative
Designation Process
Occupational Safety and Health
Administration (OSHA), Labor.
ACTION: Proposed rule; request for
comments.
AGENCY:
OSHA is proposing to amend
its Representatives of Employers and
Employees regulation to clarify that the
representative(s) authorized by
employees may be an employee of the
employer or a third party; such thirdparty employee representative(s) may
accompany the OSHA Compliance
Safety and Health Officer (CSHO) when
they are reasonably necessary to aid in
SUMMARY:
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the inspection. OSHA is also proposing
clarifications of the relevant knowledge,
skills, or experience with hazards or
conditions in the workplace or similar
workplaces, or language skills of thirdparty representative(s) authorized by
employees who may be reasonably
necessary to the conduct of a CSHO’s
physical inspection of the workplace.
OSHA has preliminarily determined
that the proposed changes will aid
OSHA’s workplace inspections by better
enabling employees to select a
representative of their choice to
accompany the CSHO during a physical
workplace inspection. Employee
representation during the inspection is
critically important to ensuring OSHA
obtains the necessary information about
worksite conditions and hazards. The
agency requests comments regarding the
proposed revisions.
DATES: Submit comments by October 30,
2023. All submissions must provide
evidence of the submission date. (See
the following section titled ADDRESSES
for instructions on making
submissions.)
ADDRESSES: Comments may be
submitted as follows:
Written comments: You may submit
comments and attachments
electronically at https://
www.regulations.gov, which is the
Federal eRulemaking Portal. Follow the
online instructions for submitting
comments.
Instructions: All submissions must
include the agency’s name and docket
number for this rulemaking (Docket No.
OSHA–2023–0008). All comments,
including any personal information you
provide, are placed in the public docket
without change and may be made
available online at https://
www.regulations.gov. Therefore, OSHA
cautions interested parties about
submitting information that they do not
want made available to the public or
submitting materials that contain
personal information (either about
themselves or others), such as Social
Security numbers and birthdates.
Docket: To read or download
comments or other information in the
docket, go to Docket No. OSHA–2023–
0008 at https://www.regulations.gov. All
comments and submissions are listed in
the https://www.regulations.gov index;
however, some information (e.g.,
copyrighted material) is not publicly
available to read or download through
that website. All comments and
submissions, including copyrighted
material, are available for inspection
through the OSHA Docket Office.
Contact the OSHA Docket Office at (202)
693–2500 (TDY number 877–889–5627)
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for assistance in locating docket
submissions.
FOR FURTHER INFORMATION CONTACT:
Press inquiries: Frank Meilinger,
Director, OSHA Office of
Communications, telephone: (202) 693–
1999; email: meilinger.francis2@dol.gov.
General and technical inquiries:
Donald Klienback, OSHA Directorate of
Construction, telephone: (202) 693–
2020; email: klienback.donald.w@
dol.gov.
Copies of this Federal Register
notice and news releases: Electronic
copies of these documents are available
at OSHA’s web page at https://
www.osha.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
A. The OSH Act and OSHA’s Inspection
Authority
B. Regulatory History and Interpretive
Guidance
C. Litigation and Subsequent Agency
Enforcement Actions
III. Legal Authority
IV. Summary and Explanation of Proposed
Changes
V. Preliminary Economic Analysis and
Regulatory Flexibility Act Certification
A. Cost
B. Benefits
C. Certification of No Significant Impact on
a Substantial Number of Small Entities
VI. Office of Management and Budget (OMB)
Review Under the Paperwork Reduction
Act
VII. Federalism
VIII. State Plans
IX. Unfunded Mandates Reform Act
X. Consultation and Coordination With
Indian Tribal Governments
XI. Environmental Impact Assessment
XII. Questions and Options
XIII. Public Participation
A. Public Submissions
XIV. List of Subjects
XV. Authority and Signature
I. Executive Summary
Section 8(e) of the OSH Act grants a
representative of the employer and a
representative authorized by employees
the opportunity to accompany OSHA
during the physical inspection of the
workplace for the purpose of aiding the
inspection. While OSHA long
interpreted one of section 8(e)’s
implementing regulations, 29 CFR
1903.8(c), to permit third-party
representatives authorized by
employees to accompany OSHA on the
walkaround inspection when reasonably
necessary to the conduct of an effective
and thorough physical inspection of the
workplace, a district court concluded
that interpretation was not consistent
with the regulation. OSHA is therefore
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proposing to revise 29 CFR 1903.8(c) to
clarify the types of individuals who can
be a representative(s) authorized by
employees during OSHA’s physical
inspections of the workplace (also
referred to as the ‘‘walkaround
inspection’’). This revision will more
clearly align with section 8(e) of the
OSH Act, 29 U.S.C. 657(e), and with
OSHA’s longstanding interpretation of
the OSH Act.
OSHA is proposing two revisions of
29 CFR 1903.8(c). First, OSHA is
proposing to clarify that the
representative(s) authorized by
employees may be an employee of the
employer or a third party. Second,
OSHA is proposing to clarify that a
third-party representative authorized by
employees may be reasonably necessary
to the conduct of an effective and
thorough physical inspection of the
workplace by virtue of their knowledge,
skills, or experience. This proposed
revision clarifies that the employees’
options for third-party representation
during OSHA inspections are not
limited to only those individuals with
skills and knowledge similar to that of
the two examples provided in existing
regulatory text: Industrial Hygienist or
Safety Engineer.
The proposed revisions to 1903.8(c)
do not change the CSHO’s authority to
determine whether an individual is a
representative authorized by employees
(29 CFR 1903.8(b)). Also, the proposed
revisions do not affect other provisions
of section 1903 that limit participation
in walkaround inspections, such as the
CSHO’s authority to prevent an
individual from participating in the
walkaround inspection if their conduct
interferes with a fair and orderly
inspection (29 CFR 1903.8(d)) or the
employer’s right to limit entry of
employee authorized representatives
into areas of the workplace that contain
trade secrets (29 CFR 1903.9(d)).
The agency preliminarily concludes
that these changes would not increase
costs or compliance burdens for
employers.
II. Background
A. The OSH Act and OSHA’s Inspection
Authority
The Occupational Safety and Health
Act of 1970 (OSH Act or Act) was
enacted ‘‘to assure so far as possible
every working [person] in the Nation
safe and healthful working conditions
and to preserve our human resources.’’
29 U.S.C. 651 (b). To effectuate the Act’s
purpose, Congress authorized the
Secretary of Labor to promulgate
occupational safety and health
standards. See 29 U.S.C. 655. The Act
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also grants broad authority to the
Secretary to promulgate rules and
regulations related to inspections,
investigations, and recordkeeping. See
29 U.S.C. 657.
Section 8 of the OSH Act states that
OSHA’s inspection authority is essential
to carrying out the Act’s purposes and
provides that employers must give
OSHA access to inspect worksites
‘‘without delay.’’ 29 U.S.C. 657(a).
Section 8(e) of the Act provides
specifically that ‘‘[s]ubject to regulations
issued by the Secretary, a representative
of the employer and a representative
authorized by [its] employees shall be
given an opportunity to accompany [the
CSHO] for the purpose of aiding such
inspection.’’ 29 U.S.C. 657(e). Section
8(g) further authorizes the Secretary to
promulgate such rules and regulations
as the agency deems necessary to carry
out the agency’s responsibilities under
this Act, including rules and regulations
dealing with the inspection of an
employer’s establishment. 29 U.S.C.
657(g).
B. Regulatory History and Interpretive
Guidance
On May 5, 1971, OSHA proposed
rules and general policies for the
enforcement of the inspection, citation,
and penalty provisions of the OSH Act.
(36 FR 8376, May 5, 1971). OSHA
subsequently issued regulations for
inspections, citations, and proposed
penalties at 29 CFR part 1903. (36 FR
17850, Sept. 4, 1971).
The OSH Act and 29 CFR part 1903
provide OSHA CSHOs with significant
authority to conduct workplace
inspections. Part 1903 contains specific
provisions that describe the CSHO’s
authority and role in carrying out
inspections under the OSH Act. For
example, the CSHO is in charge of
conducting inspections and
interviewing individuals, and has
authority to permit additional employer
representatives and representative(s)
authorized by employees to participate
in the physical inspection of the
workplace. See 29 CFR 1903.8(a). In
addition, the CSHO has the authority to
resolve any disputes about who the
employer and employee representatives
are and to deny any person from
participating in the inspection whose
conduct interferes with a fair and
orderly inspection. See 29 CFR
1903.8(b), (d). The CSHO also has
authority to use various reasonable
investigative methods and techniques,
such as taking photographs, obtaining
environmental samples, and questioning
individuals while carrying out their
inspection. 29 CFR 1903.7(b); see also
1903.3(a).
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Section 1903.8(c), the subject of this
proposed rulemaking, grants additional
authority to the CSHO to determine
whether third-party representatives
would aid in the physical workplace
inspection. This paragraph provides:
‘‘The representative(s) authorized by
employees shall be an employee(s) of
the employer. However, if in the
judgment of the Compliance Safety and
Health Officer, good cause has been
shown why accompaniment by a third
party who is not an employee of the
employer (such as an industrial
hygienist or a safety engineer) is
reasonably necessary to the conduct of
an effective and thorough physical
inspection of the workplace, such third
party may accompany the Compliance
Safety and Health Officer during the
inspection.’’ 29 CFR 1903.8(c). Section
1903.8, which primarily addresses
employer and employee representatives
during inspections, has not been revised
since 1971.
Since issuing its inspection-related
regulations, OSHA has provided
guidance on its interpretation of section
1903.8(c) and the meaning of
representative authorized by employees
for purposes of the OSHA walkaround
inspection. For example, on March 7,
2003, OSHA issued a letter of
interpretation to Mr. Milan Racic (Racic
letter), a health and safety specialist
with the International Brotherhood of
Boilermakers. (Docket ID OSHA–2023–
0008–0002). Mr. Racic asked whether a
union representative who files a
complaint on behalf of a single worker
could then also act as a walkaround
inspection representative in a workplace
that has no labor agreement or certified
bargaining agent. In its response letter,
OSHA stated that there was no
‘‘provision for a walkaround
representative who has filed a
complaint on behalf of an employee of
the workplace.’’ (Docket ID OSHA–
2023–0008–0002).
On February 21, 2013, OSHA issued
a letter of interpretation to Mr. Steve
Sallman (Sallman letter) of the United
Steel, Paper and Forestry, Rubber,
Manufacturing, Energy, Allied
Industrial and Service Workers
International Union. (Docket ID OSHA–
2023–0008–0003). Mr. Sallman asked
whether workers at a worksite without
a collective bargaining agreement could
designate a person affiliated with a
union or a community organization to
act on their behalf as a walkaround
representative. OSHA responded in the
affirmative, explaining that such person
could act on behalf of employees as long
as they had been authorized by
employees to serve as their
representative.
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OSHA further explained that the right
is qualified by 29 CFR 1903.8, which
gives CSHOs the authority to determine
who can participate in an inspection.
OSHA noted that while 1903.8(c)
acknowledged that most employee
representatives will be employees of the
employer being inspected, the
regulation also explicitly allowed
walkaround participation by an
employee representative who is not an
employee of the employer when, in the
judgment of the CSHO, such
representative is reasonably necessary to
the conduct of an effective and thorough
physical inspection. OSHA explained
that such representatives are reasonably
necessary when they will make a
positive contribution to a thorough and
effective inspection.
OSHA gave several examples of how
an authorized employee representative
who was not an employee of the
employer could make an important
contribution to the inspection, noting
that the representative might have a
particular skillset or experience
evaluating similar working conditions
in a different facility. OSHA also
highlighted the usefulness to workers
and to the CSHO of an employee
representative who is bilingual or
multilingual to better facilitate
communication between employees and
the CSHO.
Additionally, OSHA noted that the
2003 Racic letter had inadvertently
created confusion among the regulated
community regarding OSHA’s
interpretation of an authorized
employee representative for walkaround
inspection purposes. OSHA explained
that the Racic letter merely stated that
a non-employee who files a complaint
does not necessarily have a right to
participate in an inspection arising out
of that complaint, but that it did not
address the rights of workers without a
certified or recognized collective
bargaining agent to have a
representative of their own choosing
participate in an inspection. OSHA
withdrew the Racic letter to eliminate
any confusion and then included its
interpretation of 29 CFR 1903.8(c) as to
who could serve as an authorized
employee representative when it
updated its Field Operations Manual
(FOM) CPL 02–00–159 on October 1,
2015. (Docket ID OSHA–2023–0008–
0004). The FOM explained that ‘‘[i]t is
OSHA’s view that representatives are
‘reasonably necessary’, when they make
a positive contribution to a thorough
and effective inspection’’ and
recognized that there may be cases in
which workers without a certified or
recognized bargaining agent would
authorize a third party to represent the
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workers on the inspection. Id. OSHA
noted that ‘‘[t]he purpose of a
walkaround representative is to assist
the inspection by helping the
compliance officer receive valuable
health and safety information from
workers who may not be able or willing
to provide such information absent the
third-party participants.’’ Id.
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C. Litigation and Subsequent Agency
Action
In September 2016, several years after
OSHA issued the Sallman letter, the
National Federation of Independent
Business (NFIB) filed a suit in the
district court for the Northern District of
Texas challenging the Sallman letter,
arguing it should have been subject to
notice and comment rulemaking and
that it conflicted with OSHA’s
regulations and exceeded OSHA’s
statutory authority. Nat’l Fed’n of Indep.
Bus. v. Dougherty, No. 3:16–CV–2568–
D, 2017 WL 1194666 (N.D. Tex. Feb. 3,
2017). On February 3, 2017, the district
court concluded that OSHA’s
interpretation as stated in the Sallman
letter was not consistent with 29 CFR
1903.8(c) and such a change to a
regulation could not be made without
notice and comment rulemaking. Id. at
*11. The district court held that the
letter ‘‘plainly contradicts § 1903.8(c)’s
requirement that the employee
representative be an employee himself.’’
Id.
Nevertheless, the court rejected
NFIB’s claim that the Sallman letter
conflicted with the OSH Act, finding
that OSHA’s Sallman letter of
interpretation was ‘‘a persuasive and
valid construction of the Act.’’ Id. at
*12. The court concluded that ‘‘the Act
merely provides that the employee’s
representative must be authorized by
the employees, not that the
representative must also be an employee
of the employer.’’ Id.
Following this decision, on April 25,
2017, OSHA rescinded the Sallman
letter. (Docket ID OSHA–2023–0008–
0005). OSHA also revised the FOM to
remove language that incorporated the
Sallman letter. OSHA is now engaging
in notice and comment rulemaking to
clarify who may serve as a
representative authorized by employees
for the purpose of walkaround
inspections.
III. Legal Authority
The OSH Act authorizes the Secretary
of Labor to issue safety and health
‘‘standards’’ and other ‘‘regulations.’’
See, e.g., 29 U.S.C. 655, 657. An
occupational safety and health standard,
issued pursuant to section 6 of the Act,
prescribes measures to be taken to
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remedy an identified occupational
hazard. Other regulations issued
pursuant to general rulemaking
authority found, inter alia, in section 8
of the Act, establish enforcement or
detection procedures designed to further
the goals of the Act generally. See 29
U.S.C. 657(c); Workplace Health and
Safety Council v. Reich, 56 F. 3d 1465,
1468 (D.C. Cir. 1995). The proposed
amendments in this notice are to a
regulation issued pursuant to authority
expressly granted by section 8 of the
Act. 29 U.S.C. 657(e) (authority to
promulgate regulations related to
employer and employee representation
during an inspection) and (g) (authority
to promulgate rules and regulations
dealing with workplace inspections).
These proposed revisions clarify
employees’ statutory right to a
walkaround representative under
section 8 of the OSH Act and do not
impose any new substantive inspectionrelated requirements.
Numerous provisions of the OSH Act
underscore Congress’ understanding
that OSHA’s ability to conduct
comprehensive inspections is essential
to fulfilling the purposes of the OSH Act
to protect working people from
occupational safety and health hazards.
Congress provided OSHA with broad
authority to conduct inspections of
workplaces and records, to require the
attendance and testimony of witnesses,
and to require the production of
evidence. 29 U.S.C. 657(b). OSHA’s
ability to carry out these workplace
inspections is critical to the OSH Act’s
entire enforcement scheme. 29 U.S.C.
658 (authorizing OSHA to issue
citations for violations following an
inspection or investigation); 659
(citations shall be issued within a
reasonable time after inspection or
investigation). Moreover, any approved
State occupational safety and health
plan must provide for an OSHA
inspector’s right of entry and inspection
that is at least as effective as the OSH
Act. 29 U.S.C. 667(c)(3).
To enable OSHA to conduct robust
inspections, the OSH Act grants the
Secretary broad authority to enact
inspection-related regulations. Section
8(g)(2) of the Act generally empowers
the Secretary to prescribe such rules and
regulations as the Secretary may deem
necessary for carrying out inspection
activity. See 29 U.S.C. 657(g)(2). Section
8(e) also specifically contemplates
regulations related to employee and
employer representation during OSHA’s
inspection of the workplace. 29 U.S.C.
657(e).
In addition to granting OSHA broad
authority to conduct comprehensive
workplace inspections and promulgate
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regulations to effectuate those
inspections, Congress also recognized
the importance of ensuring employee
participation and representation in the
inspection process. The legislative
history of section 8 of the OSH Act
shows Congress’ intent to provide
representatives authorized by
employees with an opportunity to
accompany the inspector in order to
benefit the inspection process and
‘‘provide an appropriate degree of
involvement of employees.’’ S. Rep. No.
91–1282 91st Cong., 2nd Sess. (1970),
reprinted in Legislative History of the
Occupational Safety and Health Act of
1970 at 151 (Comm. Print 1971). Senator
Harrison A. Williams of New Jersey,
who was a sponsor of the bill that
became the OSH Act, explained that the
opportunity for workers themselves and
a representative of their choosing to
accompany OSHA inspectors was
‘‘manifestly wise and fair’’ and ‘‘one of
the key provisions of the bill.’’
Subcomm. on Labor of the Senate
Comm. on Labor and Public Welfare,
92d Cong. 1st Sess., reprinted in
Legislative History of the Occupational
Safety and Health Act of 1970, at 430
(Comm. Print. 1971).
The OSH Act’s legislative history
further indicates that Congress
considered potential concerns related to
the presence of a representative
authorized by employees at the
inspection and ultimately decided to
expressly include this right in section
8(e) of the Act. Congressional debate
around this issue included concern from
some members of Congress that a
representative authorized by employees’
presence in the inspection would cause
an undue burden on employers or be
used as ‘‘an effort to ferment labor
unrest.’’ See Comments of
Congressperson William J. Scherle of
Iowa, 92d Cong. 1st Sess., reprinted in
Legislative History of the Occupational
Safety and Health Act of 1970, at 1224
(Comm. Print 1971); see also Comments
of Congressperson Michel of Illinois, id.
at 1057. Similarly, Senator Peter
Dominick of Colorado proposed an
amendment to the Senate bill that
would have removed the right of a
representative authorized by the
employees to accompany the CSHO and
instead would have only required that
the CSHO consult with employees or
their representative at ‘‘a reasonable
time.’’ Proposed Amendment No. 1056.,
92d Cong. 1st Sess., reprinted in
Legislative History of the Occupational
Safety and Health Act of 1970, at 370
(Comm. Print 1971). One of the stated
reasons for the proposed amendment
was a concern that ‘‘[t]he mandatory
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‘walk-around’ provisions now in the bill
could . . . lead to ‘collective bargaining’
sessions during the course of the
inspection and could therefore interfere
both with the inspection and the
employer’s operations.’’ Id. at 372.
This proposed amendment was
rejected, and Section 8(e) of the OSH
Act reflects Congress’ considered
judgment of the best way to strike the
balance between employers’ concerns
about workplace disruptions and the
critical importance of employee
representation in the inspection process.
And while section 8(e) underscores the
importance of employee representation
in OSHA’s workplace inspection, the
Act itself does not place restrictions on
who can be a representative authorized
by employees. See 29 U.S.C. 657(e); see
also Matter of Establishment Inspection
of Caterpillar Inc., 55 F.3d 334, 338 (7th
Cir. 1995) (‘‘[T]he plain language of
§ 8(e) permits private parties to
accompany OSHA inspectors,’’); Nat’l
Fed’n of Indep. Bus., 2017 WL 1194666,
at *12 (‘‘[T]he Act merely provides that
the employee’s representative must be
authorized by the employee, not that the
representative must also be an employee
of the employer.’’).
Instead, the Act authorizes the
Secretary of Labor (via OSHA) to issue
regulations and determine who may be
an authorized employee representative
for purposes of the OSHA inspection. 29
U.S.C. 657(e). Congress intended to give
the Secretary of Labor the authority to
issue regulations related to determining
the specifics and resolving the question
of who could be an authorized
employee representatives for purposes
of the walkaround inspection. See
Legislative History of the Occupational
Safety and Health Act of 1970, at 151
(Comm. Print 1971) (‘‘Although
questions may arise as to who shall be
considered a duly authorized
representative of employees, the bill
provides the Secretary of Labor with
authority to promulgate regulations for
resolving this question.’’).
While the OSH Act grants the
Secretary of Labor broad authority to
inspect workplaces ‘‘without delay’’ to
find and remedy safety and health
violations, 29 U.S.C. 657(a)(1)–(2), these
inspections must be carried out in a
manner consistent with the Fourth
Amendment of the U.S. Constitution
regarding reasonable searches. See
Marshall v. Barlow’s Inc., 436 U.S. 307
(1978). If an employer refuses entry,
OSHA seeks a warrant, as required by
the Fourth Amendment. Id. at 313; see
also 29 CFR 1903.4. At times OSHA
might seek an anticipatory warrant to
inspect a worksite, such as if OSHA has
been refused entry to inspect a
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workplace in the past and anticipates
that the employer might refuse again
without proof of a warrant. See 29 CFR
1903.4(b). Because OSHA’s inspections
are conducted in accordance with the
Fourth Amendment, they do not
constitute a ‘‘physical taking’’ under the
Takings Clause of the Fifth Amendment.
See Cedar Point Nursery v. Hassid, 141
S. Ct. 2063, 2079 (2021) (‘‘Because a
property owner traditionally had no
right to exclude an official engaged in a
reasonable search, government searches
that are consistent with the Fourth
Amendment and state law cannot be
said to take any property right from
landowners.’’) (internal citations
omitted); Matter of Establishment
Inspection of Caterpillar Inc., 55 F.3d at
339–41 (upholding warrant that
authorized participation of employee
representatives as consistent with the
Fourth Amendment).
Based on the foregoing, OSHA has
determined that section 8(e) of the OSH
Act, as well as the Act’s history and
purpose, support OSHA’s longstanding
interpretation that the representative(s)
authorized by employees may be
employees of the employer or a third
party and the agency’s proposed
revisions to 29 CFR 1903.8(c).
III. Summary and Explanation of
Proposed Changes
Section 8(e) of the OSH Act, 29 U.S.C.
657(e), Inspections, Investigations, and
Recordkeeping, states that ‘‘[s]ubject to
regulations issued by the Secretary’’ a
representative authorized by employees
‘‘shall be given an opportunity to
accompany the [CSHO] during the
physical inspection of any workplace
under subsection (a) for the purpose of
aiding such inspection.’’ The first
sentence of existing section 1903.8(c)
states that an authorized employee
representative(s) shall be an employee(s)
of the employer being inspected.
However, the second sentence of
paragraph (c) provides an exception for
the presence of a third party if the
CSHO determines there is good cause
shown why their presence is reasonably
necessary to conduct an effective and
thorough physical inspection of the
workplace. Paragraph (c) provides
industrial hygienists and safety
engineers as two examples of helpful
non-employees who a CSHO might
determine are reasonably necessary to
include in the inspection.
Since its promulgation in 1971, OSHA
has interpreted section 1903.8(c) to
allow third parties to serve as
authorized employee representatives on
the walkaround inspection when
reasonably necessary. However, as
described in Background, Section II.C of
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this preamble, a district court held that
OSHA’s interpretation of paragraph (c)
was inconsistent with the regulatory
text as written. See Nat’l Fed’n of Indep.
Bus., 2017 WL 1194666, at *11. In
OSHA’s experience, representatives
authorized by employees are usually
employed by the employer. However,
under the OSH Act, they need not be.
Id. at *12. OSHA is therefore proposing
to amend 29 CFR 1903.8(c) to clarify
that, for the purpose of the walkaround
inspection, the representative(s)
authorized by employees may be an
employee of the employer or, when they
are reasonably necessary to aid in the
inspection, a third party.
These changes will ensure employees
are able to select trusted and
knowledgeable representatives of their
choice, leading to more effective
inspections. The OSH Act gives
employees in all workplaces—whether
they have a collective bargaining
agreement or not—the right to have a
representative authorized by them to
accompany OSHA during a workplace
inspection for purposes of aiding the
inspection. See 29 U.S.C. 657(e). The
criteria outlined in paragraph (c)
therefore applies to all worksites that
OSHA inspects.
When the representative(s) authorized
by employees are not employed by the
employer, they may accompany the
CSHO during the inspection if in the
judgment of the CSHO, good cause has
been shown why they are reasonably
necessary to the conduct of an effective
and thorough physical inspection of the
workplace. OSHA proposes to revise
paragraph (c) to clarify that third-party
representatives authorized by
employees may have a variety of skills,
knowledge, or experience that could aid
the CSHO’s inspection. This includes
knowledge, skills, or experience with
particular hazards or conditions in the
workplace or similar workplaces, as
well as any relevant language skills a
representative may have to facilitate
better communication between workers
and the CSHO. Therefore, OSHA
proposes to delete the examples of
industrial hygienists and safety
engineers currently in paragraph (c) so
that the focus is properly on the
knowledge, skills, or experience of the
individual rather than their professional
discipline. This proposed deletion does
not signal that an industrial hygienist or
safety engineer cannot be a
representative authorized by employees.
In OSHA’s experience, there are a
multitude of third parties who might
serve as representatives authorized by
employees for purposes of the OSHA
walkaround inspection. The examples
discussed in this proposal are not
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exhaustive and OSHA seeks comment,
including any data or anecdotal
examples, of individuals who might be
selected by employees to serve as their
authorized employee representative in
an OSHA walkaround inspection.
One scenario where OSHA has
encountered third-party employee
representatives is in union workplaces
where employees have designated a
union representative, such as an elected
local union leader, business agent, or
safety and health specialist, to be their
representative for the walkaround
inspection. These representatives are
often employees of the union rather
than the employer being inspected.
Third-party representation may also
arise in workplaces without collective
bargaining agreements where employees
have designated a representative from a
worker advocacy group, community
organization, or labor union to serve as
their representative in an OSHA
inspection.
Relatedly, there may be safety
organizations, such as local safety
councils, with safety professionals or
technical representatives for the
equipment used and operations
performed at the employee’s worksite.
Section 1903.8(c) as proposed would
more explicitly permit employees to
designate such a safety professional or
technical representative as their
authorized employee representative.
Another scenario where employees
may wish to designate a third-party
representative is on multi-employer
worksites or joint-employer worksites
where it is not always clear at the time
of the walkaround inspection which
employees are employed by which
employer. On many worksites,
employees with different employers
may work near each other and may have
knowledge of the workplace conditions,
work practices, and hazards; in some
cases, they may even perform the same
or similar work. On worksites like these,
it is foreseeable that employees may
choose to designate a third party as their
representative for the walkaround
inspection. Likewise, on worksites
where non-union employees work in
proximity to union employees,
employees may wish to designate the
union representative to speak of
worksite conditions and operations on
their behalf.
There may also be circumstances
where employees are not fluent in
English (or another language spoken by
the CSHO) and want a trusted
representative to allow for open and
effective communication with the CSHO
regarding workplace conditions. For
example, employees might determine
that a bilingual representative or an
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interpreter should represent them on the
inspection and the CSHO might find
such a representative is useful to ensure
the CSHO receives an accurate account
of workers’ knowledge and experience
with safety and health conditions in the
workplace.
In other situations, employees may be
reluctant to speak directly or candidly
with government officials for a number
of reasons. For example, some workers,
such as immigrants, refugees, or other
vulnerable workers, may be unfamiliar
with OSHA and the agency’s inspection
process, face cultural barriers, or fear
that their employer will retaliate against
them for speaking to OSHA. In these
situations, employees may not feel
comfortable participating in OSHA’s
inspection without a trusted presence,
which would negatively affect the
CSHO’s ability to obtain important
information about workplace hazards
and conditions. Worker advocacy
organizations, labor organization
representatives, consultants, or
attorneys who are experienced in
interacting with government officials or
have relevant cultural competencies
may be authorized by employees to
represent them on walkaround
inspections. The CSHO may determine
such third-party representatives are
reasonably necessary to the conduct of
an effective and thorough physical
workplace inspection if their presence
during the walkaround inspection
would enable more open and candid
communication with employees who
may not otherwise be willing to
participate in the inspection.
In general, OSHA seeks comment on
why employees may wish to be
represented by a third-party
representative. Additionally, OSHA
seeks comment and examples of thirdparty representatives who have been or
could be reasonably necessary to the
conduct of an effective and thorough
physical inspection of the workplace.
Once the CSHO is notified that the
employees have authorized a third party
to represent them during a walkaround
inspection, the CSHO would allow the
third party to participate in the
inspection so long as the CSHO
determines that they would be
reasonably necessary to aid in the
inspection. The third party should have
relevant skills, knowledge, or
experience that would be helpful to
OSHA’s inspection despite not being
directly employed by the employer.
OSHA has found that third-party
representatives can help ensure that
OSHA’s walkaround inspection is
comprehensive. In one example from
2012, a worker for a company removing
asbestos at a worksite reported safety
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concerns to OSHA and a third party.
The third party contacted OSHA and a
community organization on behalf of
the workers to ensure their safety and
health concerns were fully
communicated to and understood by the
CSHO. The community organization’s
attorney and a former employee of the
workplace were chosen as the
employees’ representatives to
participate in the walkaround
inspection. OSHA found the presence of
both individuals to be very beneficial to
the inspection because the
representatives were able to clearly
identify and communicate safety
concerns to the CSHO during the
walkaround. Many of the exposed
workers on this worksite were not fluent
in English, and having representatives
who the workers trusted and facilitated
communication with the CSHO enabled
OSHA to conduct numerous worker
interviews and better investigate the
workplace conditions. OSHA seeks
comment providing examples or
information regarding any other unique
skills of representatives authorized by
employees that have been helpful or
added safety and health value to the
CSHO’s physical inspection of the
workplace.
The proposed revisions to paragraph
(c) do not change the existing
precondition that the CSHO must
determine that any third-party employee
representative’s participation is
reasonably necessary to the conduct of
an effective and thorough inspection.
These proposed revisions also do not
implicate any other limitations found
elsewhere in part 1903.
For example, paragraph 1903.8(a)
explains that the CSHO is in charge of
the inspection process. 29 CFR
1903.8(a). Paragraph 1903.8(b)
authorizes the CSHO to resolve any
disputes as to who the authorized
representatives are, and if the CSHO is
unable to determine who is the
representative authorized by employees,
the CSHO will then consult a reasonable
number of employees concerning
matters of safety and health in the
workplace. 29 CFR 1903.8(b). Paragraph
1903.8(d) authorizes the CSHO to deny
individuals from participating in the
inspection if their conduct interferes
with a fair and orderly inspection
process. 29 CFR 1903.8(d). Therefore,
the CSHO considers a range of factors
when determining who can participate
in the walkaround inspection as a
representative authorized by employees.
In addition to the limitations in 29
CFR 1903.8, employers also maintain
the right to request that areas of the
facility containing trade secrets be offlimits to the representatives authorized
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by employee(s) who do not work in that
particular part of the facility. 29 CFR
1903.9(d). As explained in Background,
Section II. of this preamble, the
proposed revisions to 1903.8(c) do not
alter or limit any of these other
provisions related to the CSHO’s
determinations or the inspection
process.
Finally, OSHA notes that paragraph
1903.8(c) addresses representatives
authorized by employees for purposes of
OSHA’s physical inspections of
workplaces. While OSHA proposes
changes to this paragraph to clarify the
relevant knowledge, skills, experience
with hazards or conditions in the
workplace or similar workplaces, or
language skills of third-party
representatives authorized by
employees who may be reasonably
necessary to aid in the CSHO’s
inspection, these proposed revisions are
not intended to narrow or otherwise
limit OSHA’s authority to conduct
effective and thorough workplace
inspections, including its authority to be
accompanied by other types of third
parties or experts who may be needed
to properly conduct the inspection. See
generally, 29 U.S.C. 657(a), (b); see also
29 CFR 1903.4(b)(3).
OSHA seeks comment on whether the
proposed changes to paragraph (c) are
clear regarding representatives
authorized by employees for purposes of
walkaround inspections. Why or why
not? OSHA also seeks comment on how
to best communicate the right of all
employees to employee representation
on a physical inspection of the
workplace.
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V. Preliminary Economic Analysis and
Regulatory Flexibility Act Certification
Executive Orders 12866 and 13563
require OSHA estimate the benefits,
costs, and net benefits of regulations.
Executive Orders 12866 and 13563, the
Regulatory Flexibility Act (5 U.S.C.
601–612), and the Unfunded Mandates
Reform Act (UMRA) (2 U.S.C. 1532(a))
also require OSHA to estimate the costs,
assess the benefits, and analyze the
impacts of certain rules that the agency
promulgates. Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits,
reducing costs, harmonizing rules, and
promoting flexibility. This proposal is
not significant under section 3(f)(1) of
Executive Order 12866, as amended by
Executive Order 14094, nor is it a major
rule under the Unfunded Mandates
Reform Act or Section 804 of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (5 U.S.C. 801 et
seq.).
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OSHA is proposing to revise and
clarify its requirements for employee
authorized representation during
OSHA’s physical inspections of the
workplace to clarify that the
representative(s) authorized by
employees may be an employee of the
employer or a third party. Additionally,
OSHA is proposing to further clarify the
relevant knowledge, skills, or
experience with hazards or conditions
in the workplace or similar workplaces,
or language skills of third-party
representative(s) authorized by
employees who may accompany an
OSHA Compliance Safety and Health
Officer (CSHO) when they are
reasonably necessary to the conduct of
an effective and thorough physical
inspection of the workplace. The
proposed revisions will also clarify that
the employees’ options for third-party
representation during OSHA
inspections are not limited to the two
examples provided in existing
regulatory text: Industrial Hygienist or
Safety Engineer. OSHA has
preliminarily determined that these
clarifications do not introduce a new or
expanded burden on employers.
As discussed earlier in Background,
Section II. of this preamble, OSHA
published rules and general policies for
the enforcement of the inspection,
citation, and penalty provisions of the
OSH Act on September 4, 1971. These
include Section 1903.8(c), the subject of
this proposed rulemaking, which grants
authority to the CSHO to determine
whether a third-party representative
would aid the physical workplace
inspection and to have that
representative accompany the CSHO on
the inspection.
A. Costs
This proposed rule imposes no new
burden on employers and does not
require them to take any action to
comply. The proposed rule clarifies who
can be an authorized employee
representative during OSHA’s
walkaround inspection. Regulatory
impact analysis is meant to estimate the
costs of a change from the current
situation without the proposed or final
rule to a world where the proposed or
final rule exists. This proposed rule
simply clarifies employee rights and
OSHA’s authority with regard to
inspection procedures. The proposed
clarification does not impose any costs
on employers.
In evaluating potential costs, OSHA
considered that employers may have
policies and rules for third parties, such
as visitors must wear PPE on site or
participate in a safety briefing before
entering as well as procedures in place
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59831
to protect confidential business
information from third parties who may
be on site. However, such policies are
not required by this regulation, and
therefore any associated costs are
therefore not attributable to this
proposed rule. Moreover, OSHA
believes there would be no real cost to
an employer to have an additional
visitor on site. PPE could be supplied
from extra PPE that might be available
on site for visitors or could be supplied
by the third party. There is no cost to
have one more individual present
during any potential safety briefing
since any potential briefing would be
given regardless of the number of
individual present.
In addition, this proposed rule does
not require the employer make a third
party available nor does it require the
employer to pay for that third party’s
time. While there is an opportunity cost
to the third party insomuch as their time
is being spent on an inspection versus
other activities they could be engaged
in, that time is not compensated by the
employer whose worksite is being
inspected and is not a burden on that
employer. OSHA has preliminarily
determined that this proposed rule does
not impose costs on employers. The
agency welcomes comment on this
determination and information on costs
the public believes OSHA should
consider.
B. Benefits
While there are no new costs borne by
employers associated with this
proposal, clarifying Section 1903.8(c)
will reinforce the benefits of the OSH
Act. Third-party employee
representatives—given their knowledge,
expertise, or skills with hazardous
workplace conditions—can increase
employee participation and help ensure
that CSHOs conduct comprehensive
workplace inspections, leading to safer
workplaces. OSHA welcomes
information, data, and comments on
anticipated cost savings and benefits.
C. Certification of No Significant Impact
on a Substantial Number of Small
Entities
The proposed rule does not impose
costs of compliance on employers.
Therefore, OSHA certifies that, if
promulgated, the proposed rule will not
have a significant economic impact on
a substantial number of small entities.
VI. OMB Review Under the Paperwork
Reduction Act
This proposed rule for Worker
Walkaround Representative Designation
Process contains no information
collection requirements subject to OMB
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VII. Federalism
OSHA reviewed this proposed rule in
accordance with the Executive Order on
Federalism (E.O. 13132, 64 FR 43255,
August 10, 1999), which requires that
Federal agencies, to the extent possible,
refrain from limiting State policy
options, consult with States prior to
taking any actions that would restrict
State policy options, and take such
actions only when clear constitutional
and statutory authority exists, and the
problem is national in scope. This
proposal merely clarifies requirements
related to employee representation
during workplace safety and health
inspections conducted by OSHA under
the OSH Act. Because these inspections
are conducted by OSHA, not States, and
occur under the authority of federal law,
OSHA does not believe that the
proposal would restrict any State policy
options.
Section 18(a) of the OSH Act states
that ‘‘[n]othing in this Act shall prevent
any State agency or court from asserting
jurisdiction under State law over any
occupational safety or health issue with
respect to which no standard is in effect
under section 6’’ (see 29 U.S.C. 667(a)).
Because this rulemaking action involves
a ‘‘regulation’’ issued under Section 8 of
the OSH Act (29 U.S.C. 657), and not an
occupational safety and health standard
under section 6 of the OSH Act (29
U.S.C. 655), it does not preempt State
law under section 18(a). See 29 U.S.C.
667(a). The effect of a rule on states and
territories with OSHA-approved
occupational safety and health State
Plans is discussed in Section VIII, State
Plans.
this proposed rule would revise the
language in OSHA’s Representatives of
employers and employees regulation,
found at 29 CFR 1903.8(c), to explicitly
clarify that the representative(s)
authorized by employees may be an
employee of the employer or a third
party for purposes of an OSHA
walkaround inspection. Additionally,
OSHA is proposing to further clarify
that when the CSHO has good cause to
find that a representative authorized by
employees who is not an employee of
the employer would aid in the
inspection, for example because they
have knowledge or experience with
hazards in the workplace, or other skills
that would aid the inspection, the CSHO
may allow the employee representative
to accompany the CSHO on the
inspection.
Among other requirements, section 18
of the OSH Act requires OSHAapproved State Plans to enforce
occupational safety and health
standards in a manner that is at least as
effective as Federal OSHA’s standards
and enforcement program, and to
provide for a right of entry and
inspection of all workplaces subject to
the Act that is at least as effective as that
provided in section 8 (29 U.S.C.
667(c)(2)–(3)). As described above and
in the Summary and Explanation of this
preamble, OSHA believes that these
proposed clarifying revisions would
enhance the effectiveness of OSHA’s
inspections and enforcement of
occupational safety and health
standards. Therefore, OSHA has
preliminarily determined that, within
six months of the promulgation of a
final rule, State Plans would be required
to adopt regulations that are identical or
‘‘at least as effective’’ as this rule, unless
they demonstrate that such amendments
are not necessary because their existing
requirements are already ‘‘at least as
effective’’ in protecting workers as the
Federal rule. See 29 CFR 1953.4(b)(3).
Of the 29 States and Territories with
OSHA-approved State Plans, 22 cover
both public and private-sector
employees: Alaska, Arizona, California,
Hawaii, Indiana, Iowa, Kentucky,
Maryland, Michigan, Minnesota,
Nevada, New Mexico, North Carolina,
Oregon, Puerto Rico, South Carolina,
Tennessee, Utah, Vermont, Virginia,
Washington, and Wyoming. The
remaining seven States and Territories
cover only state and local government
employees: Connecticut, Illinois, Maine,
Massachusetts, New Jersey, New York,
and the Virgin Islands.
VIII. State Plans
As discussed in the Summary and
Explanation section of this preamble,
IX. Unfunded Mandates Reform Act
OSHA reviewed this proposal
according to the Unfunded Mandates
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approval under the Paperwork
Reduction Act of 1995 (PRA) (44 U.S.C.
3501 et seq.) and its implementing
regulations at 5 CFR part 1320. The PRA
defines a collection of information as
‘‘the obtaining, causing to be obtained,
soliciting, or requiring the disclosure to
third parties or the public, of facts or
opinions by or for an agency, regardless
of form or format.’’ 44 U.S.C. 3502(3)(A).
Under the PRA, a Federal agency cannot
conduct or sponsor a collection of
information unless OMB approves it,
and the agency displays a currently
valid OMB control number (44 U.S.C.
3507). Also, notwithstanding any other
provision of law, no employer shall be
subject to penalty for failing to comply
with a collection of information if the
collection of information does not
display a currently valid OMB control
number (44 U.S.C. 3512).
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Reform Act of 1995 (‘‘UMRA’’; 2 U.S.C.
1501 et seq.). As discussed above in
Section V of this preamble, the agency
preliminarily determined that this
proposal would not impose costs on any
private- or public-sector entity.
Accordingly, this proposal would not
require additional expenditures by
either public or private employers.
As noted above, the agency’s
regulations and standards do not apply
to State and local governments except in
States that have elected voluntarily to
adopt a State Plan approved by the
agency. Consequently, this proposal
does not meet the definition of a
‘‘Federal intergovernmental mandate.’’
See Section 421(5) of the UMRA (2
U.S.C. 658(5)). Therefore, for the
purposes of the UMRA, the agency
certifies that this proposal would not
mandate that State, local, or Tribal
governments adopt new, unfunded
regulatory obligations. Further, OSHA
concludes that the rule would not
impose a Federal mandate on the
private sector in excess of $100 million
(adjusted annually for inflation) in
expenditures in any one year.
X. Consultation and Coordination With
Indian Tribal Governments
OSHA reviewed this proposed rule in
accordance with Executive Order 13175
(65 FR 67249) and has preliminarily
determined that it would not have
‘‘tribal implications’’ as defined in that
order. The proposed clarifications to 29
CFR 1903.8(c), if promulgated, would
not have substantial direct effects on
one or more Indian tribes, on the
relationship between the Federal
government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
government and Indian tribes. OSHA
seeks comment on its preliminary
determination. Additionally, OSHA
plans to consult with the appropriate
tribal entities regarding its preliminary
determination.
XI. Environmental Impact Assessment
OSHA reviewed the proposed rule in
accordance with the requirements of the
National Environmental Policy Act
(NEPA) (42 U.S.C. 4321 et seq.), the
regulations of the Council on
Environmental Quality (40 CFR parts
1500 through 1508), and the Department
of Labor’s NEPA procedures (29 CFR
part 11). The agency finds that the
revisions included in this proposal
would have no major negative impact
on air, water, or soil quality, plant or
animal life, the use of land or other
aspects of the environment.
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XII. Questions and Options
OSHA invites stakeholders to
comment on all aspects of this proposal.
In addition, OSHA is soliciting
stakeholder input on regulatory options
to allow for potential regulatory
flexibility regarding the content of any
final rule resulting from this
rulemaking. In particular, OSHA seeks
input on whether to maintain the
existing requirement in 29 CFR
1903.8(c) for a third-party employee
representative to be ‘‘reasonably
necessary to the conduct of an effective
and thorough physical inspection of the
workplace’’ given that Section 8(e) of
the OSH Act more generally provides
that employee representatives ‘‘shall be
given an opportunity to accompany’’ the
CSHO ‘‘during the physical inspection
of any workplace . . . for the purpose
of aiding such inspection.’’ 29 U.S.C.
657(e).
Under OSHA’s implementing
regulations, OSHA defers to the
employer’s determination regarding
which employer representative would
aid the inspection. See 29 CFR
1903.8(a). On the other hand, currently,
OSHA defers to the employees’
determination regarding which
representative would aid the inspection
only if that representative is employed
by the employer. See 29 CFR 1903.8(c).
When the representative authorized by
employees is a third party, the CSHO
must determine that there is good cause
why the third-party representative is
reasonably necessary to the conduct of
an effective and thorough physical
inspection of the workplace. See 29 CFR
1903.8(c). If the CSHO makes that
determination, the third-party employee
representative may accompany the
CSHO during the physical inspection of
the worksite. Note that the CSHO is
authorized to resolve any dispute as to
who the employer’s and employees’
authorized representatives are and deny
the right of accompaniment to any
person whose conduct would interfere
with a fair and orderly inspection. See
29 CFR 1903.8(b), (d).
OSHA solicits feedback regarding the
‘‘reasonably necessary’’ requirement in
paragraph (c); the below questions do
not affect CSHOs’ authority under
paragraphs (b) and (d).
1. Should OSHA defer to the
employees’ selection of a representative
to aid the inspection when the
representative is a third party (i.e.,
remove the requirement for third-party
representatives to be reasonably
necessary to the inspection)? Why or
why not? Please provide any relevant
information, examples, considerations,
and/or data to support your position.
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2. Should OSHA retain the language
as proposed, but add a presumption that
a third-party representative authorized
by employees is reasonably necessary to
the conduct of an effective and thorough
physical inspection of the workplace?
Why or why not? Please provide any
relevant information, examples,
considerations and/or data to support
your position.
3. Should OSHA expand the criteria
for an employees’ representative that is
a third party to participate in the
inspection to include circumstances
when the CSHO determines that such
participation would aid employees in
effectively exercising their rights under
the OSH Act? Why or why not? If so,
should OSHA defer to employees’
selection of a representative who would
aid them in effectively exercising their
rights?
XIII. Public Participation
Inspection-related requirements
promulgated under the Occupational
Safety and Health Act of 1970 (OSH
Act) are regulations, not standards.
Therefore, this rulemaking is governed
by the notice and comment
requirements in the Administrative
Procedure Act (APA), 5 U.S.C. 553,
rather than by section 6(b) of the OSH
Act (29 U.S.C. 655(b)) and 29 CFR part
1911 (both of which apply only to
promulgating, modifying or revoking
occupational safety or health standards).
The OSH Act requirement for the
agency to hold an informal public
hearing on a proposed rule, when
requested, does not apply to this
rulemaking. See 29 U.S.C. 655(b)(3).
The APA, which governs this
rulemaking, does not require a public
hearing; instead, it states that the agency
must ‘‘give interested persons an
opportunity to participate in the
rulemaking through submission of
written data, views, or arguments with
or without opportunity for oral
presentation.’’ 5 U.S.C. 553(c). To
promulgate a proposed regulation, the
APA requires the agency to provide the
terms of the proposed rule (or a
description of those terms) and specify
the time, place, and manner of
rulemaking proceedings. See 5 U.S.C.
553(b). The APA does not specify a
minimum period for submitting
comments.
In accordance with the goals of
Executive Order 12866, OSHA is
providing 60 days for public comment
(see section 6(a)(1) of Executive Order
12866).
A. Public Submissions
OSHA invites comments on all
aspects of the proposed rule. OSHA will
PO 00000
Frm 00021
Fmt 4702
Sfmt 4702
59833
carefully review and evaluate any
comments, information, or data
received, as well as all other
information in the rulemaking record, to
determine how to proceed. When
submitting comments, please follow the
procedures specified in the sections
titled DATES and ADDRESSES of this
document. The comments should
clearly identify the provision of the
proposal being addressed, the position
taken with respect to each issue, and the
basis for that position. Comments, along
with supporting data and references,
submitted by the end of the specified
comment period will become part of the
rulemaking record, and will be available
for public inspection at the Federal
eRulemaking Portal (https://
www.regulations.gov) and at the OSHA
Docket Office, 200 Constitution Avenue
NW—Room N–2625, Washington, DC
20210. (See the section titled ADDRESSES
of this document for additional
information on how to access these
documents.)
XIV. List of Subjects in 29 CFR Part
1903
Occupational safety and health,
health, administrative practice and
procedures, law enforcement.
XV. Authority and Signature
Douglas L. Parker, Assistant Secretary
of Labor for Occupational Safety and
Health, U.S. Department of Labor,
authorized the preparation of this
document pursuant to 29 U.S.C. 657; 5
U.S.C. 553; Secretary of Labor’s Order
8–2020, 85 FR 58393 (2020).
Signed at Washington, DC.
Douglas L. Parker,
Assistant Secretary of Labor for Occupational
Safety and Health.
For the reasons stated in the
preamble, OSHA proposes to amend 29
CFR part 1903 to read as follows:
PART 1903—INSPECTIONS,
CITATIONS AND PROPOSED
PENALTIES [AMENDED]
1. The authority citation for part 1903
is revised to read as follows:
■
Authority: 29 U.S.C. 657; Secretary of
Labor’s Order No. 8–2020 (85 FR 58393); and
5 U.S.C. 553.
2. In § 1903.8 revise paragraph (c) to
read as follows:
■
§ 1903.8 Representatives of employers
and employees.
*
*
*
*
*
(c) The representative(s) authorized
by employees may be an employee of
the employer or a third party. When the
representative(s) authorized by
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Federal Register / Vol. 88, No. 167 / Wednesday, August 30, 2023 / Proposed Rules
employees is not an employee of the
employer, they may accompany the
Compliance Safety and Health Officer
during the inspection if, in the judgment
of the Compliance Safety and Health
Officer, good cause has been shown why
their participation is reasonably
necessary to the conduct of an effective
and thorough physical inspection of the
workplace (e.g., because of their
relevant knowledge, skills, or
experience with hazards or conditions
in the workplace or similar workplaces,
or language skills).
*
*
*
*
*
[FR Doc. 2023–18695 Filed 8–29–23; 8:45 am]
BILLING CODE 4510–26–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R05–OAR–2021–0477; FRL–9848–01–
R5]
Air Plan Approval; Indiana; Volatile
Organic Compounds; Cold Cleaner
Degreasing
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve
revisions to the volatile organic
compound (VOC) rules contained in the
Indiana State Implementation Plan
(SIP). Indiana modified its rules to
provide an additional option for
compliance with the volatile organic
compound (VOC) vapor pressure limit
for solvents used in cold cleaning
degreasing operations. In addition, rule
language was updated for clarity and
consistency.
DATES: Comments must be received on
or before September 29, 2023.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R05–
OAR–2021–0477 at https://
www.regulations.gov, or via email to
blakley.pamela@epa.gov. For comments
submitted at Regulations.gov, follow the
online instructions for submitting
comments. Once submitted, comments
cannot be edited or removed from
Regulations.gov. For either manner of
submission, EPA may publish any
comment received to its public docket.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
lotter on DSK11XQN23PROD with PROPOSALS1
SUMMARY:
VerDate Sep<11>2014
17:02 Aug 29, 2023
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The written comment is considered the
official comment and should include
discussion of all points you wish to
make. EPA will generally not consider
comments or comment contents located
outside of the primary submission (i.e.,
on the web, cloud, or other file sharing
system). For additional submission
methods, please contact the person
identified in the FOR FURTHER
INFORMATION CONTACT section. For the
full EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT: Matt
Rau, Environmental Engineer, Control
Strategies Section, Air Programs Branch
(AR–18J), Environmental Protection
Agency, Region 5, 77 West Jackson
Boulevard, Chicago, Illinois 60604,
(312) 886–6524, rau.matthew@epa.gov.
The EPA Region 5 office is open from
8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding Federal holidays and
facility closures due to COVID–19.
SUPPLEMENTARY INFORMATION:
Throughout this document whenever
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean
EPA.
I. Background
On July 14, 2021, Indiana submitted
a request to revise the VOC rules in its
SIP. The revisions are to the 326 Indiana
Administrative Code (IAC) Article 8
Volatile Organic Compound rules.
Indiana submitted revisions to the
following: 326 IAC 8–3–1,
‘‘Applicability and exemptions’’; 326
IAC 8–3–2, ‘‘Cold cleaner degreaser
control equipment and operating
requirements’’; 326 IAC 8–3–3, ‘‘Open
top vapor degreaser operation’’; 326 IAC
8–3–4, ‘‘Conveyorized degreaser control
equipment and operating
requirements’’; and 326 IAC 8–3–8,
‘‘Material requirements for cold cleaner
degreasers’’.
Indiana’s July 14, 2021, submission,
included a previous version of 326 IAC
8–3–1, effective on June 9, 2021. EPA
found concerns with that version of 326
IAC 8–3–1(a)(1) as it added qualifying
language so that the rules would only
apply to sources ‘‘with the potential to
emit VOC emissions of greater than or
equal to fifteen (15) pounds per day.’’
This would constitute a relaxation of the
Clean Air Act (CAA) requirement for
VOC reasonably available control
technology.1
1 EPA has made it clear that general exemptions
for small cold cleaner degreasing operations are not
allowed. See Memorandum from Richard Rhoads,
EPA OAQPS, to Director, Air and Hazardous
PO 00000
Frm 00022
Fmt 4702
Sfmt 4702
On January 23, 2023, Indiana
submitted a revised version of 326 IAC
8–3–1, effective January 4, 2023, which
removed the exemption language from
326 IAC 8–3–1(a)(1).
Indiana’s current SIP VOC rules
require sources operating cold cleaning
degreasers to, among other things, use
low vapor pressure solvent, not to
exceed 1 millimeter of mercury (mm Hg)
at 20 degrees Celsius, for cleaning or
degreasing machine parts. These low
vapor pressure solvents do not work
well for some industries. These rules
also allow sources to operate control
systems that demonstrate equivalent or
better emissions control with approval
from both Indiana and EPA.
Indiana revised the control
requirements for sources that use a
solvent with a vapor pressure exceeding
1 mm Hg in 326 IAC 8–3–3, 326 IAC 8–
3–4, and 326 IAC 8–3–8. The revised
rules require VOC emission control with
a capture efficiency of at least 90
percent. The control device must also
either have at least a 90 percent
destruction efficiency or have a VOC
emission outlet concentration of less
than 50 parts per million by volume.
Indiana’s rules also require compliance
procedures. The changes replace the
previously approved provision allowing
an alternate VOC emission control
system with approval of both Indiana
and EPA in 326 IAC 8–3–3 and 326 IAC
8–3–4. This VOC control system
requirement is an additional option in
326 IAC 8–3–8.
Indiana noted that, for some
companies, the use of low vapor
pressure solvents under 1 mm Hg
results in poor performance and solvent
contamination. Such sources cannot
recycle the solvent because of the
potential contamination. Such sources
will thus often hand-clean machine
parts, which results in all the solvent
evaporating and thus being emitted into
the air. Indiana further noted that handcleaning also produces a large amount
of material that usually must be
managed as hazardous waste, as the rags
are contaminated with solvent and ink.
Instead, the revised rules set parameters
for control systems that specify standard
VOC capture and control requirements
for all users, which are expected to
reduce the amount of solvent used and
the amount of hazardous waste
generated.
Materials Division, Regions I to X, Clarification of
Degreasing Regulation Requirements, September 7,
1978. See 2–24, Solvent Metal Cleaning, in the
‘‘Issues Relating to VOC Regulation Cut Points,
Deficiencies, And Deviations’’ guidance, as revised
on January 11, 1990.
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Agencies
[Federal Register Volume 88, Number 167 (Wednesday, August 30, 2023)]
[Proposed Rules]
[Pages 59825-59834]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-18695]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Occupational Safety and Health Administration
29 CFR Part 1903
[Docket No. OSHA-2023-0008]
RIN 1218-AD45
Worker Walkaround Representative Designation Process
AGENCY: Occupational Safety and Health Administration (OSHA), Labor.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: OSHA is proposing to amend its Representatives of Employers
and Employees regulation to clarify that the representative(s)
authorized by employees may be an employee of the employer or a third
party; such third-party employee representative(s) may accompany the
OSHA Compliance Safety and Health Officer (CSHO) when they are
reasonably necessary to aid in
[[Page 59826]]
the inspection. OSHA is also proposing clarifications of the relevant
knowledge, skills, or experience with hazards or conditions in the
workplace or similar workplaces, or language skills of third-party
representative(s) authorized by employees who may be reasonably
necessary to the conduct of a CSHO's physical inspection of the
workplace. OSHA has preliminarily determined that the proposed changes
will aid OSHA's workplace inspections by better enabling employees to
select a representative of their choice to accompany the CSHO during a
physical workplace inspection. Employee representation during the
inspection is critically important to ensuring OSHA obtains the
necessary information about worksite conditions and hazards. The agency
requests comments regarding the proposed revisions.
DATES: Submit comments by October 30, 2023. All submissions must
provide evidence of the submission date. (See the following section
titled ADDRESSES for instructions on making submissions.)
ADDRESSES: Comments may be submitted as follows:
Written comments: You may submit comments and attachments
electronically at https://www.regulations.gov, which is the Federal
eRulemaking Portal. Follow the online instructions for submitting
comments.
Instructions: All submissions must include the agency's name and
docket number for this rulemaking (Docket No. OSHA-2023-0008). All
comments, including any personal information you provide, are placed in
the public docket without change and may be made available online at
https://www.regulations.gov. Therefore, OSHA cautions interested
parties about submitting information that they do not want made
available to the public or submitting materials that contain personal
information (either about themselves or others), such as Social
Security numbers and birthdates.
Docket: To read or download comments or other information in the
docket, go to Docket No. OSHA-2023-0008 at https://www.regulations.gov.
All comments and submissions are listed in the https://www.regulations.gov index; however, some information (e.g., copyrighted
material) is not publicly available to read or download through that
website. All comments and submissions, including copyrighted material,
are available for inspection through the OSHA Docket Office. Contact
the OSHA Docket Office at (202) 693-2500 (TDY number 877-889-5627) for
assistance in locating docket submissions.
FOR FURTHER INFORMATION CONTACT:
Press inquiries: Frank Meilinger, Director, OSHA Office of
Communications, telephone: (202) 693-1999; email:
[email protected].
General and technical inquiries: Donald Klienback, OSHA Directorate
of Construction, telephone: (202) 693-2020; email:
[email protected].
Copies of this Federal Register notice and news releases:
Electronic copies of these documents are available at OSHA's web page
at https://www.osha.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
A. The OSH Act and OSHA's Inspection Authority
B. Regulatory History and Interpretive Guidance
C. Litigation and Subsequent Agency Enforcement Actions
III. Legal Authority
IV. Summary and Explanation of Proposed Changes
V. Preliminary Economic Analysis and Regulatory Flexibility Act
Certification
A. Cost
B. Benefits
C. Certification of No Significant Impact on a Substantial
Number of Small Entities
VI. Office of Management and Budget (OMB) Review Under the Paperwork
Reduction Act
VII. Federalism
VIII. State Plans
IX. Unfunded Mandates Reform Act
X. Consultation and Coordination With Indian Tribal Governments
XI. Environmental Impact Assessment
XII. Questions and Options
XIII. Public Participation
A. Public Submissions
XIV. List of Subjects
XV. Authority and Signature
I. Executive Summary
Section 8(e) of the OSH Act grants a representative of the employer
and a representative authorized by employees the opportunity to
accompany OSHA during the physical inspection of the workplace for the
purpose of aiding the inspection. While OSHA long interpreted one of
section 8(e)'s implementing regulations, 29 CFR 1903.8(c), to permit
third-party representatives authorized by employees to accompany OSHA
on the walkaround inspection when reasonably necessary to the conduct
of an effective and thorough physical inspection of the workplace, a
district court concluded that interpretation was not consistent with
the regulation. OSHA is therefore proposing to revise 29 CFR 1903.8(c)
to clarify the types of individuals who can be a representative(s)
authorized by employees during OSHA's physical inspections of the
workplace (also referred to as the ``walkaround inspection''). This
revision will more clearly align with section 8(e) of the OSH Act, 29
U.S.C. 657(e), and with OSHA's longstanding interpretation of the OSH
Act.
OSHA is proposing two revisions of 29 CFR 1903.8(c). First, OSHA is
proposing to clarify that the representative(s) authorized by employees
may be an employee of the employer or a third party. Second, OSHA is
proposing to clarify that a third-party representative authorized by
employees may be reasonably necessary to the conduct of an effective
and thorough physical inspection of the workplace by virtue of their
knowledge, skills, or experience. This proposed revision clarifies that
the employees' options for third-party representation during OSHA
inspections are not limited to only those individuals with skills and
knowledge similar to that of the two examples provided in existing
regulatory text: Industrial Hygienist or Safety Engineer.
The proposed revisions to 1903.8(c) do not change the CSHO's
authority to determine whether an individual is a representative
authorized by employees (29 CFR 1903.8(b)). Also, the proposed
revisions do not affect other provisions of section 1903 that limit
participation in walkaround inspections, such as the CSHO's authority
to prevent an individual from participating in the walkaround
inspection if their conduct interferes with a fair and orderly
inspection (29 CFR 1903.8(d)) or the employer's right to limit entry of
employee authorized representatives into areas of the workplace that
contain trade secrets (29 CFR 1903.9(d)).
The agency preliminarily concludes that these changes would not
increase costs or compliance burdens for employers.
II. Background
A. The OSH Act and OSHA's Inspection Authority
The Occupational Safety and Health Act of 1970 (OSH Act or Act) was
enacted ``to assure so far as possible every working [person] in the
Nation safe and healthful working conditions and to preserve our human
resources.'' 29 U.S.C. 651 (b). To effectuate the Act's purpose,
Congress authorized the Secretary of Labor to promulgate occupational
safety and health standards. See 29 U.S.C. 655. The Act
[[Page 59827]]
also grants broad authority to the Secretary to promulgate rules and
regulations related to inspections, investigations, and recordkeeping.
See 29 U.S.C. 657.
Section 8 of the OSH Act states that OSHA's inspection authority is
essential to carrying out the Act's purposes and provides that
employers must give OSHA access to inspect worksites ``without delay.''
29 U.S.C. 657(a). Section 8(e) of the Act provides specifically that
``[s]ubject to regulations issued by the Secretary, a representative of
the employer and a representative authorized by [its] employees shall
be given an opportunity to accompany [the CSHO] for the purpose of
aiding such inspection.'' 29 U.S.C. 657(e). Section 8(g) further
authorizes the Secretary to promulgate such rules and regulations as
the agency deems necessary to carry out the agency's responsibilities
under this Act, including rules and regulations dealing with the
inspection of an employer's establishment. 29 U.S.C. 657(g).
B. Regulatory History and Interpretive Guidance
On May 5, 1971, OSHA proposed rules and general policies for the
enforcement of the inspection, citation, and penalty provisions of the
OSH Act. (36 FR 8376, May 5, 1971). OSHA subsequently issued
regulations for inspections, citations, and proposed penalties at 29
CFR part 1903. (36 FR 17850, Sept. 4, 1971).
The OSH Act and 29 CFR part 1903 provide OSHA CSHOs with
significant authority to conduct workplace inspections. Part 1903
contains specific provisions that describe the CSHO's authority and
role in carrying out inspections under the OSH Act. For example, the
CSHO is in charge of conducting inspections and interviewing
individuals, and has authority to permit additional employer
representatives and representative(s) authorized by employees to
participate in the physical inspection of the workplace. See 29 CFR
1903.8(a). In addition, the CSHO has the authority to resolve any
disputes about who the employer and employee representatives are and to
deny any person from participating in the inspection whose conduct
interferes with a fair and orderly inspection. See 29 CFR 1903.8(b),
(d). The CSHO also has authority to use various reasonable
investigative methods and techniques, such as taking photographs,
obtaining environmental samples, and questioning individuals while
carrying out their inspection. 29 CFR 1903.7(b); see also 1903.3(a).
Section 1903.8(c), the subject of this proposed rulemaking, grants
additional authority to the CSHO to determine whether third-party
representatives would aid in the physical workplace inspection. This
paragraph provides: ``The representative(s) authorized by employees
shall be an employee(s) of the employer. However, if in the judgment of
the Compliance Safety and Health Officer, good cause has been shown why
accompaniment by a third party who is not an employee of the employer
(such as an industrial hygienist or a safety engineer) is reasonably
necessary to the conduct of an effective and thorough physical
inspection of the workplace, such third party may accompany the
Compliance Safety and Health Officer during the inspection.'' 29 CFR
1903.8(c). Section 1903.8, which primarily addresses employer and
employee representatives during inspections, has not been revised since
1971.
Since issuing its inspection-related regulations, OSHA has provided
guidance on its interpretation of section 1903.8(c) and the meaning of
representative authorized by employees for purposes of the OSHA
walkaround inspection. For example, on March 7, 2003, OSHA issued a
letter of interpretation to Mr. Milan Racic (Racic letter), a health
and safety specialist with the International Brotherhood of
Boilermakers. (Docket ID OSHA-2023-0008-0002). Mr. Racic asked whether
a union representative who files a complaint on behalf of a single
worker could then also act as a walkaround inspection representative in
a workplace that has no labor agreement or certified bargaining agent.
In its response letter, OSHA stated that there was no ``provision for a
walkaround representative who has filed a complaint on behalf of an
employee of the workplace.'' (Docket ID OSHA-2023-0008-0002).
On February 21, 2013, OSHA issued a letter of interpretation to Mr.
Steve Sallman (Sallman letter) of the United Steel, Paper and Forestry,
Rubber, Manufacturing, Energy, Allied Industrial and Service Workers
International Union. (Docket ID OSHA-2023-0008-0003). Mr. Sallman asked
whether workers at a worksite without a collective bargaining agreement
could designate a person affiliated with a union or a community
organization to act on their behalf as a walkaround representative.
OSHA responded in the affirmative, explaining that such person could
act on behalf of employees as long as they had been authorized by
employees to serve as their representative.
OSHA further explained that the right is qualified by 29 CFR
1903.8, which gives CSHOs the authority to determine who can
participate in an inspection. OSHA noted that while 1903.8(c)
acknowledged that most employee representatives will be employees of
the employer being inspected, the regulation also explicitly allowed
walkaround participation by an employee representative who is not an
employee of the employer when, in the judgment of the CSHO, such
representative is reasonably necessary to the conduct of an effective
and thorough physical inspection. OSHA explained that such
representatives are reasonably necessary when they will make a positive
contribution to a thorough and effective inspection.
OSHA gave several examples of how an authorized employee
representative who was not an employee of the employer could make an
important contribution to the inspection, noting that the
representative might have a particular skillset or experience
evaluating similar working conditions in a different facility. OSHA
also highlighted the usefulness to workers and to the CSHO of an
employee representative who is bilingual or multilingual to better
facilitate communication between employees and the CSHO.
Additionally, OSHA noted that the 2003 Racic letter had
inadvertently created confusion among the regulated community regarding
OSHA's interpretation of an authorized employee representative for
walkaround inspection purposes. OSHA explained that the Racic letter
merely stated that a non-employee who files a complaint does not
necessarily have a right to participate in an inspection arising out of
that complaint, but that it did not address the rights of workers
without a certified or recognized collective bargaining agent to have a
representative of their own choosing participate in an inspection. OSHA
withdrew the Racic letter to eliminate any confusion and then included
its interpretation of 29 CFR 1903.8(c) as to who could serve as an
authorized employee representative when it updated its Field Operations
Manual (FOM) CPL 02-00-159 on October 1, 2015. (Docket ID OSHA-2023-
0008-0004). The FOM explained that ``[i]t is OSHA's view that
representatives are `reasonably necessary', when they make a positive
contribution to a thorough and effective inspection'' and recognized
that there may be cases in which workers without a certified or
recognized bargaining agent would authorize a third party to represent
the
[[Page 59828]]
workers on the inspection. Id. OSHA noted that ``[t]he purpose of a
walkaround representative is to assist the inspection by helping the
compliance officer receive valuable health and safety information from
workers who may not be able or willing to provide such information
absent the third-party participants.'' Id.
C. Litigation and Subsequent Agency Action
In September 2016, several years after OSHA issued the Sallman
letter, the National Federation of Independent Business (NFIB) filed a
suit in the district court for the Northern District of Texas
challenging the Sallman letter, arguing it should have been subject to
notice and comment rulemaking and that it conflicted with OSHA's
regulations and exceeded OSHA's statutory authority. Nat'l Fed'n of
Indep. Bus. v. Dougherty, No. 3:16-CV-2568-D, 2017 WL 1194666 (N.D.
Tex. Feb. 3, 2017). On February 3, 2017, the district court concluded
that OSHA's interpretation as stated in the Sallman letter was not
consistent with 29 CFR 1903.8(c) and such a change to a regulation
could not be made without notice and comment rulemaking. Id. at *11.
The district court held that the letter ``plainly contradicts Sec.
1903.8(c)'s requirement that the employee representative be an employee
himself.'' Id.
Nevertheless, the court rejected NFIB's claim that the Sallman
letter conflicted with the OSH Act, finding that OSHA's Sallman letter
of interpretation was ``a persuasive and valid construction of the
Act.'' Id. at *12. The court concluded that ``the Act merely provides
that the employee's representative must be authorized by the employees,
not that the representative must also be an employee of the employer.''
Id.
Following this decision, on April 25, 2017, OSHA rescinded the
Sallman letter. (Docket ID OSHA-2023-0008-0005). OSHA also revised the
FOM to remove language that incorporated the Sallman letter. OSHA is
now engaging in notice and comment rulemaking to clarify who may serve
as a representative authorized by employees for the purpose of
walkaround inspections.
III. Legal Authority
The OSH Act authorizes the Secretary of Labor to issue safety and
health ``standards'' and other ``regulations.'' See, e.g., 29 U.S.C.
655, 657. An occupational safety and health standard, issued pursuant
to section 6 of the Act, prescribes measures to be taken to remedy an
identified occupational hazard. Other regulations issued pursuant to
general rulemaking authority found, inter alia, in section 8 of the
Act, establish enforcement or detection procedures designed to further
the goals of the Act generally. See 29 U.S.C. 657(c); Workplace Health
and Safety Council v. Reich, 56 F. 3d 1465, 1468 (D.C. Cir. 1995). The
proposed amendments in this notice are to a regulation issued pursuant
to authority expressly granted by section 8 of the Act. 29 U.S.C.
657(e) (authority to promulgate regulations related to employer and
employee representation during an inspection) and (g) (authority to
promulgate rules and regulations dealing with workplace inspections).
These proposed revisions clarify employees' statutory right to a
walkaround representative under section 8 of the OSH Act and do not
impose any new substantive inspection-related requirements.
Numerous provisions of the OSH Act underscore Congress'
understanding that OSHA's ability to conduct comprehensive inspections
is essential to fulfilling the purposes of the OSH Act to protect
working people from occupational safety and health hazards. Congress
provided OSHA with broad authority to conduct inspections of workplaces
and records, to require the attendance and testimony of witnesses, and
to require the production of evidence. 29 U.S.C. 657(b). OSHA's ability
to carry out these workplace inspections is critical to the OSH Act's
entire enforcement scheme. 29 U.S.C. 658 (authorizing OSHA to issue
citations for violations following an inspection or investigation); 659
(citations shall be issued within a reasonable time after inspection or
investigation). Moreover, any approved State occupational safety and
health plan must provide for an OSHA inspector's right of entry and
inspection that is at least as effective as the OSH Act. 29 U.S.C.
667(c)(3).
To enable OSHA to conduct robust inspections, the OSH Act grants
the Secretary broad authority to enact inspection-related regulations.
Section 8(g)(2) of the Act generally empowers the Secretary to
prescribe such rules and regulations as the Secretary may deem
necessary for carrying out inspection activity. See 29 U.S.C.
657(g)(2). Section 8(e) also specifically contemplates regulations
related to employee and employer representation during OSHA's
inspection of the workplace. 29 U.S.C. 657(e).
In addition to granting OSHA broad authority to conduct
comprehensive workplace inspections and promulgate regulations to
effectuate those inspections, Congress also recognized the importance
of ensuring employee participation and representation in the inspection
process. The legislative history of section 8 of the OSH Act shows
Congress' intent to provide representatives authorized by employees
with an opportunity to accompany the inspector in order to benefit the
inspection process and ``provide an appropriate degree of involvement
of employees.'' S. Rep. No. 91-1282 91st Cong., 2nd Sess. (1970),
reprinted in Legislative History of the Occupational Safety and Health
Act of 1970 at 151 (Comm. Print 1971). Senator Harrison A. Williams of
New Jersey, who was a sponsor of the bill that became the OSH Act,
explained that the opportunity for workers themselves and a
representative of their choosing to accompany OSHA inspectors was
``manifestly wise and fair'' and ``one of the key provisions of the
bill.'' Subcomm. on Labor of the Senate Comm. on Labor and Public
Welfare, 92d Cong. 1st Sess., reprinted in Legislative History of the
Occupational Safety and Health Act of 1970, at 430 (Comm. Print. 1971).
The OSH Act's legislative history further indicates that Congress
considered potential concerns related to the presence of a
representative authorized by employees at the inspection and ultimately
decided to expressly include this right in section 8(e) of the Act.
Congressional debate around this issue included concern from some
members of Congress that a representative authorized by employees'
presence in the inspection would cause an undue burden on employers or
be used as ``an effort to ferment labor unrest.'' See Comments of
Congressperson William J. Scherle of Iowa, 92d Cong. 1st Sess.,
reprinted in Legislative History of the Occupational Safety and Health
Act of 1970, at 1224 (Comm. Print 1971); see also Comments of
Congressperson Michel of Illinois, id. at 1057. Similarly, Senator
Peter Dominick of Colorado proposed an amendment to the Senate bill
that would have removed the right of a representative authorized by the
employees to accompany the CSHO and instead would have only required
that the CSHO consult with employees or their representative at ``a
reasonable time.'' Proposed Amendment No. 1056., 92d Cong. 1st Sess.,
reprinted in Legislative History of the Occupational Safety and Health
Act of 1970, at 370 (Comm. Print 1971). One of the stated reasons for
the proposed amendment was a concern that ``[t]he mandatory
[[Page 59829]]
`walk-around' provisions now in the bill could . . . lead to
`collective bargaining' sessions during the course of the inspection
and could therefore interfere both with the inspection and the
employer's operations.'' Id. at 372.
This proposed amendment was rejected, and Section 8(e) of the OSH
Act reflects Congress' considered judgment of the best way to strike
the balance between employers' concerns about workplace disruptions and
the critical importance of employee representation in the inspection
process. And while section 8(e) underscores the importance of employee
representation in OSHA's workplace inspection, the Act itself does not
place restrictions on who can be a representative authorized by
employees. See 29 U.S.C. 657(e); see also Matter of Establishment
Inspection of Caterpillar Inc., 55 F.3d 334, 338 (7th Cir. 1995)
(``[T]he plain language of Sec. 8(e) permits private parties to
accompany OSHA inspectors,''); Nat'l Fed'n of Indep. Bus., 2017 WL
1194666, at *12 (``[T]he Act merely provides that the employee's
representative must be authorized by the employee, not that the
representative must also be an employee of the employer.'').
Instead, the Act authorizes the Secretary of Labor (via OSHA) to
issue regulations and determine who may be an authorized employee
representative for purposes of the OSHA inspection. 29 U.S.C. 657(e).
Congress intended to give the Secretary of Labor the authority to issue
regulations related to determining the specifics and resolving the
question of who could be an authorized employee representatives for
purposes of the walkaround inspection. See Legislative History of the
Occupational Safety and Health Act of 1970, at 151 (Comm. Print 1971)
(``Although questions may arise as to who shall be considered a duly
authorized representative of employees, the bill provides the Secretary
of Labor with authority to promulgate regulations for resolving this
question.'').
While the OSH Act grants the Secretary of Labor broad authority to
inspect workplaces ``without delay'' to find and remedy safety and
health violations, 29 U.S.C. 657(a)(1)-(2), these inspections must be
carried out in a manner consistent with the Fourth Amendment of the
U.S. Constitution regarding reasonable searches. See Marshall v.
Barlow's Inc., 436 U.S. 307 (1978). If an employer refuses entry, OSHA
seeks a warrant, as required by the Fourth Amendment. Id. at 313; see
also 29 CFR 1903.4. At times OSHA might seek an anticipatory warrant to
inspect a worksite, such as if OSHA has been refused entry to inspect a
workplace in the past and anticipates that the employer might refuse
again without proof of a warrant. See 29 CFR 1903.4(b). Because OSHA's
inspections are conducted in accordance with the Fourth Amendment, they
do not constitute a ``physical taking'' under the Takings Clause of the
Fifth Amendment. See Cedar Point Nursery v. Hassid, 141 S. Ct. 2063,
2079 (2021) (``Because a property owner traditionally had no right to
exclude an official engaged in a reasonable search, government searches
that are consistent with the Fourth Amendment and state law cannot be
said to take any property right from landowners.'') (internal citations
omitted); Matter of Establishment Inspection of Caterpillar Inc., 55
F.3d at 339-41 (upholding warrant that authorized participation of
employee representatives as consistent with the Fourth Amendment).
Based on the foregoing, OSHA has determined that section 8(e) of
the OSH Act, as well as the Act's history and purpose, support OSHA's
longstanding interpretation that the representative(s) authorized by
employees may be employees of the employer or a third party and the
agency's proposed revisions to 29 CFR 1903.8(c).
III. Summary and Explanation of Proposed Changes
Section 8(e) of the OSH Act, 29 U.S.C. 657(e), Inspections,
Investigations, and Recordkeeping, states that ``[s]ubject to
regulations issued by the Secretary'' a representative authorized by
employees ``shall be given an opportunity to accompany the [CSHO]
during the physical inspection of any workplace under subsection (a)
for the purpose of aiding such inspection.'' The first sentence of
existing section 1903.8(c) states that an authorized employee
representative(s) shall be an employee(s) of the employer being
inspected. However, the second sentence of paragraph (c) provides an
exception for the presence of a third party if the CSHO determines
there is good cause shown why their presence is reasonably necessary to
conduct an effective and thorough physical inspection of the workplace.
Paragraph (c) provides industrial hygienists and safety engineers as
two examples of helpful non-employees who a CSHO might determine are
reasonably necessary to include in the inspection.
Since its promulgation in 1971, OSHA has interpreted section
1903.8(c) to allow third parties to serve as authorized employee
representatives on the walkaround inspection when reasonably necessary.
However, as described in Background, Section II.C of this preamble, a
district court held that OSHA's interpretation of paragraph (c) was
inconsistent with the regulatory text as written. See Nat'l Fed'n of
Indep. Bus., 2017 WL 1194666, at *11. In OSHA's experience,
representatives authorized by employees are usually employed by the
employer. However, under the OSH Act, they need not be. Id. at *12.
OSHA is therefore proposing to amend 29 CFR 1903.8(c) to clarify that,
for the purpose of the walkaround inspection, the representative(s)
authorized by employees may be an employee of the employer or, when
they are reasonably necessary to aid in the inspection, a third party.
These changes will ensure employees are able to select trusted and
knowledgeable representatives of their choice, leading to more
effective inspections. The OSH Act gives employees in all workplaces--
whether they have a collective bargaining agreement or not--the right
to have a representative authorized by them to accompany OSHA during a
workplace inspection for purposes of aiding the inspection. See 29
U.S.C. 657(e). The criteria outlined in paragraph (c) therefore applies
to all worksites that OSHA inspects.
When the representative(s) authorized by employees are not employed
by the employer, they may accompany the CSHO during the inspection if
in the judgment of the CSHO, good cause has been shown why they are
reasonably necessary to the conduct of an effective and thorough
physical inspection of the workplace. OSHA proposes to revise paragraph
(c) to clarify that third-party representatives authorized by employees
may have a variety of skills, knowledge, or experience that could aid
the CSHO's inspection. This includes knowledge, skills, or experience
with particular hazards or conditions in the workplace or similar
workplaces, as well as any relevant language skills a representative
may have to facilitate better communication between workers and the
CSHO. Therefore, OSHA proposes to delete the examples of industrial
hygienists and safety engineers currently in paragraph (c) so that the
focus is properly on the knowledge, skills, or experience of the
individual rather than their professional discipline. This proposed
deletion does not signal that an industrial hygienist or safety
engineer cannot be a representative authorized by employees.
In OSHA's experience, there are a multitude of third parties who
might serve as representatives authorized by employees for purposes of
the OSHA walkaround inspection. The examples discussed in this proposal
are not
[[Page 59830]]
exhaustive and OSHA seeks comment, including any data or anecdotal
examples, of individuals who might be selected by employees to serve as
their authorized employee representative in an OSHA walkaround
inspection.
One scenario where OSHA has encountered third-party employee
representatives is in union workplaces where employees have designated
a union representative, such as an elected local union leader, business
agent, or safety and health specialist, to be their representative for
the walkaround inspection. These representatives are often employees of
the union rather than the employer being inspected. Third-party
representation may also arise in workplaces without collective
bargaining agreements where employees have designated a representative
from a worker advocacy group, community organization, or labor union to
serve as their representative in an OSHA inspection.
Relatedly, there may be safety organizations, such as local safety
councils, with safety professionals or technical representatives for
the equipment used and operations performed at the employee's worksite.
Section 1903.8(c) as proposed would more explicitly permit employees to
designate such a safety professional or technical representative as
their authorized employee representative.
Another scenario where employees may wish to designate a third-
party representative is on multi-employer worksites or joint-employer
worksites where it is not always clear at the time of the walkaround
inspection which employees are employed by which employer. On many
worksites, employees with different employers may work near each other
and may have knowledge of the workplace conditions, work practices, and
hazards; in some cases, they may even perform the same or similar work.
On worksites like these, it is foreseeable that employees may choose to
designate a third party as their representative for the walkaround
inspection. Likewise, on worksites where non-union employees work in
proximity to union employees, employees may wish to designate the union
representative to speak of worksite conditions and operations on their
behalf.
There may also be circumstances where employees are not fluent in
English (or another language spoken by the CSHO) and want a trusted
representative to allow for open and effective communication with the
CSHO regarding workplace conditions. For example, employees might
determine that a bilingual representative or an interpreter should
represent them on the inspection and the CSHO might find such a
representative is useful to ensure the CSHO receives an accurate
account of workers' knowledge and experience with safety and health
conditions in the workplace.
In other situations, employees may be reluctant to speak directly
or candidly with government officials for a number of reasons. For
example, some workers, such as immigrants, refugees, or other
vulnerable workers, may be unfamiliar with OSHA and the agency's
inspection process, face cultural barriers, or fear that their employer
will retaliate against them for speaking to OSHA. In these situations,
employees may not feel comfortable participating in OSHA's inspection
without a trusted presence, which would negatively affect the CSHO's
ability to obtain important information about workplace hazards and
conditions. Worker advocacy organizations, labor organization
representatives, consultants, or attorneys who are experienced in
interacting with government officials or have relevant cultural
competencies may be authorized by employees to represent them on
walkaround inspections. The CSHO may determine such third-party
representatives are reasonably necessary to the conduct of an effective
and thorough physical workplace inspection if their presence during the
walkaround inspection would enable more open and candid communication
with employees who may not otherwise be willing to participate in the
inspection.
In general, OSHA seeks comment on why employees may wish to be
represented by a third-party representative. Additionally, OSHA seeks
comment and examples of third-party representatives who have been or
could be reasonably necessary to the conduct of an effective and
thorough physical inspection of the workplace.
Once the CSHO is notified that the employees have authorized a
third party to represent them during a walkaround inspection, the CSHO
would allow the third party to participate in the inspection so long as
the CSHO determines that they would be reasonably necessary to aid in
the inspection. The third party should have relevant skills, knowledge,
or experience that would be helpful to OSHA's inspection despite not
being directly employed by the employer.
OSHA has found that third-party representatives can help ensure
that OSHA's walkaround inspection is comprehensive. In one example from
2012, a worker for a company removing asbestos at a worksite reported
safety concerns to OSHA and a third party. The third party contacted
OSHA and a community organization on behalf of the workers to ensure
their safety and health concerns were fully communicated to and
understood by the CSHO. The community organization's attorney and a
former employee of the workplace were chosen as the employees'
representatives to participate in the walkaround inspection. OSHA found
the presence of both individuals to be very beneficial to the
inspection because the representatives were able to clearly identify
and communicate safety concerns to the CSHO during the walkaround. Many
of the exposed workers on this worksite were not fluent in English, and
having representatives who the workers trusted and facilitated
communication with the CSHO enabled OSHA to conduct numerous worker
interviews and better investigate the workplace conditions. OSHA seeks
comment providing examples or information regarding any other unique
skills of representatives authorized by employees that have been
helpful or added safety and health value to the CSHO's physical
inspection of the workplace.
The proposed revisions to paragraph (c) do not change the existing
precondition that the CSHO must determine that any third-party employee
representative's participation is reasonably necessary to the conduct
of an effective and thorough inspection. These proposed revisions also
do not implicate any other limitations found elsewhere in part 1903.
For example, paragraph 1903.8(a) explains that the CSHO is in
charge of the inspection process. 29 CFR 1903.8(a). Paragraph 1903.8(b)
authorizes the CSHO to resolve any disputes as to who the authorized
representatives are, and if the CSHO is unable to determine who is the
representative authorized by employees, the CSHO will then consult a
reasonable number of employees concerning matters of safety and health
in the workplace. 29 CFR 1903.8(b). Paragraph 1903.8(d) authorizes the
CSHO to deny individuals from participating in the inspection if their
conduct interferes with a fair and orderly inspection process. 29 CFR
1903.8(d). Therefore, the CSHO considers a range of factors when
determining who can participate in the walkaround inspection as a
representative authorized by employees.
In addition to the limitations in 29 CFR 1903.8, employers also
maintain the right to request that areas of the facility containing
trade secrets be off-limits to the representatives authorized
[[Page 59831]]
by employee(s) who do not work in that particular part of the facility.
29 CFR 1903.9(d). As explained in Background, Section II. of this
preamble, the proposed revisions to 1903.8(c) do not alter or limit any
of these other provisions related to the CSHO's determinations or the
inspection process.
Finally, OSHA notes that paragraph 1903.8(c) addresses
representatives authorized by employees for purposes of OSHA's physical
inspections of workplaces. While OSHA proposes changes to this
paragraph to clarify the relevant knowledge, skills, experience with
hazards or conditions in the workplace or similar workplaces, or
language skills of third-party representatives authorized by employees
who may be reasonably necessary to aid in the CSHO's inspection, these
proposed revisions are not intended to narrow or otherwise limit OSHA's
authority to conduct effective and thorough workplace inspections,
including its authority to be accompanied by other types of third
parties or experts who may be needed to properly conduct the
inspection. See generally, 29 U.S.C. 657(a), (b); see also 29 CFR
1903.4(b)(3).
OSHA seeks comment on whether the proposed changes to paragraph (c)
are clear regarding representatives authorized by employees for
purposes of walkaround inspections. Why or why not? OSHA also seeks
comment on how to best communicate the right of all employees to
employee representation on a physical inspection of the workplace.
V. Preliminary Economic Analysis and Regulatory Flexibility Act
Certification
Executive Orders 12866 and 13563 require OSHA estimate the
benefits, costs, and net benefits of regulations. Executive Orders
12866 and 13563, the Regulatory Flexibility Act (5 U.S.C. 601-612), and
the Unfunded Mandates Reform Act (UMRA) (2 U.S.C. 1532(a)) also require
OSHA to estimate the costs, assess the benefits, and analyze the
impacts of certain rules that the agency promulgates. Executive Order
13563 emphasizes the importance of quantifying both costs and benefits,
reducing costs, harmonizing rules, and promoting flexibility. This
proposal is not significant under section 3(f)(1) of Executive Order
12866, as amended by Executive Order 14094, nor is it a major rule
under the Unfunded Mandates Reform Act or Section 804 of the Small
Business Regulatory Enforcement Fairness Act of 1996 (5 U.S.C. 801 et
seq.).
OSHA is proposing to revise and clarify its requirements for
employee authorized representation during OSHA's physical inspections
of the workplace to clarify that the representative(s) authorized by
employees may be an employee of the employer or a third party.
Additionally, OSHA is proposing to further clarify the relevant
knowledge, skills, or experience with hazards or conditions in the
workplace or similar workplaces, or language skills of third-party
representative(s) authorized by employees who may accompany an OSHA
Compliance Safety and Health Officer (CSHO) when they are reasonably
necessary to the conduct of an effective and thorough physical
inspection of the workplace. The proposed revisions will also clarify
that the employees' options for third-party representation during OSHA
inspections are not limited to the two examples provided in existing
regulatory text: Industrial Hygienist or Safety Engineer. OSHA has
preliminarily determined that these clarifications do not introduce a
new or expanded burden on employers.
As discussed earlier in Background, Section II. of this preamble,
OSHA published rules and general policies for the enforcement of the
inspection, citation, and penalty provisions of the OSH Act on
September 4, 1971. These include Section 1903.8(c), the subject of this
proposed rulemaking, which grants authority to the CSHO to determine
whether a third-party representative would aid the physical workplace
inspection and to have that representative accompany the CSHO on the
inspection.
A. Costs
This proposed rule imposes no new burden on employers and does not
require them to take any action to comply. The proposed rule clarifies
who can be an authorized employee representative during OSHA's
walkaround inspection. Regulatory impact analysis is meant to estimate
the costs of a change from the current situation without the proposed
or final rule to a world where the proposed or final rule exists. This
proposed rule simply clarifies employee rights and OSHA's authority
with regard to inspection procedures. The proposed clarification does
not impose any costs on employers.
In evaluating potential costs, OSHA considered that employers may
have policies and rules for third parties, such as visitors must wear
PPE on site or participate in a safety briefing before entering as well
as procedures in place to protect confidential business information
from third parties who may be on site. However, such policies are not
required by this regulation, and therefore any associated costs are
therefore not attributable to this proposed rule. Moreover, OSHA
believes there would be no real cost to an employer to have an
additional visitor on site. PPE could be supplied from extra PPE that
might be available on site for visitors or could be supplied by the
third party. There is no cost to have one more individual present
during any potential safety briefing since any potential briefing would
be given regardless of the number of individual present.
In addition, this proposed rule does not require the employer make
a third party available nor does it require the employer to pay for
that third party's time. While there is an opportunity cost to the
third party insomuch as their time is being spent on an inspection
versus other activities they could be engaged in, that time is not
compensated by the employer whose worksite is being inspected and is
not a burden on that employer. OSHA has preliminarily determined that
this proposed rule does not impose costs on employers. The agency
welcomes comment on this determination and information on costs the
public believes OSHA should consider.
B. Benefits
While there are no new costs borne by employers associated with
this proposal, clarifying Section 1903.8(c) will reinforce the benefits
of the OSH Act. Third-party employee representatives--given their
knowledge, expertise, or skills with hazardous workplace conditions--
can increase employee participation and help ensure that CSHOs conduct
comprehensive workplace inspections, leading to safer workplaces. OSHA
welcomes information, data, and comments on anticipated cost savings
and benefits.
C. Certification of No Significant Impact on a Substantial Number of
Small Entities
The proposed rule does not impose costs of compliance on employers.
Therefore, OSHA certifies that, if promulgated, the proposed rule will
not have a significant economic impact on a substantial number of small
entities.
VI. OMB Review Under the Paperwork Reduction Act
This proposed rule for Worker Walkaround Representative Designation
Process contains no information collection requirements subject to OMB
[[Page 59832]]
approval under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C.
3501 et seq.) and its implementing regulations at 5 CFR part 1320. The
PRA defines a collection of information as ``the obtaining, causing to
be obtained, soliciting, or requiring the disclosure to third parties
or the public, of facts or opinions by or for an agency, regardless of
form or format.'' 44 U.S.C. 3502(3)(A). Under the PRA, a Federal agency
cannot conduct or sponsor a collection of information unless OMB
approves it, and the agency displays a currently valid OMB control
number (44 U.S.C. 3507). Also, notwithstanding any other provision of
law, no employer shall be subject to penalty for failing to comply with
a collection of information if the collection of information does not
display a currently valid OMB control number (44 U.S.C. 3512).
VII. Federalism
OSHA reviewed this proposed rule in accordance with the Executive
Order on Federalism (E.O. 13132, 64 FR 43255, August 10, 1999), which
requires that Federal agencies, to the extent possible, refrain from
limiting State policy options, consult with States prior to taking any
actions that would restrict State policy options, and take such actions
only when clear constitutional and statutory authority exists, and the
problem is national in scope. This proposal merely clarifies
requirements related to employee representation during workplace safety
and health inspections conducted by OSHA under the OSH Act. Because
these inspections are conducted by OSHA, not States, and occur under
the authority of federal law, OSHA does not believe that the proposal
would restrict any State policy options.
Section 18(a) of the OSH Act states that ``[n]othing in this Act
shall prevent any State agency or court from asserting jurisdiction
under State law over any occupational safety or health issue with
respect to which no standard is in effect under section 6'' (see 29
U.S.C. 667(a)). Because this rulemaking action involves a
``regulation'' issued under Section 8 of the OSH Act (29 U.S.C. 657),
and not an occupational safety and health standard under section 6 of
the OSH Act (29 U.S.C. 655), it does not preempt State law under
section 18(a). See 29 U.S.C. 667(a). The effect of a rule on states and
territories with OSHA-approved occupational safety and health State
Plans is discussed in Section VIII, State Plans.
VIII. State Plans
As discussed in the Summary and Explanation section of this
preamble, this proposed rule would revise the language in OSHA's
Representatives of employers and employees regulation, found at 29 CFR
1903.8(c), to explicitly clarify that the representative(s) authorized
by employees may be an employee of the employer or a third party for
purposes of an OSHA walkaround inspection. Additionally, OSHA is
proposing to further clarify that when the CSHO has good cause to find
that a representative authorized by employees who is not an employee of
the employer would aid in the inspection, for example because they have
knowledge or experience with hazards in the workplace, or other skills
that would aid the inspection, the CSHO may allow the employee
representative to accompany the CSHO on the inspection.
Among other requirements, section 18 of the OSH Act requires OSHA-
approved State Plans to enforce occupational safety and health
standards in a manner that is at least as effective as Federal OSHA's
standards and enforcement program, and to provide for a right of entry
and inspection of all workplaces subject to the Act that is at least as
effective as that provided in section 8 (29 U.S.C. 667(c)(2)-(3)). As
described above and in the Summary and Explanation of this preamble,
OSHA believes that these proposed clarifying revisions would enhance
the effectiveness of OSHA's inspections and enforcement of occupational
safety and health standards. Therefore, OSHA has preliminarily
determined that, within six months of the promulgation of a final rule,
State Plans would be required to adopt regulations that are identical
or ``at least as effective'' as this rule, unless they demonstrate that
such amendments are not necessary because their existing requirements
are already ``at least as effective'' in protecting workers as the
Federal rule. See 29 CFR 1953.4(b)(3).
Of the 29 States and Territories with OSHA-approved State Plans, 22
cover both public and private-sector employees: Alaska, Arizona,
California, Hawaii, Indiana, Iowa, Kentucky, Maryland, Michigan,
Minnesota, Nevada, New Mexico, North Carolina, Oregon, Puerto Rico,
South Carolina, Tennessee, Utah, Vermont, Virginia, Washington, and
Wyoming. The remaining seven States and Territories cover only state
and local government employees: Connecticut, Illinois, Maine,
Massachusetts, New Jersey, New York, and the Virgin Islands.
IX. Unfunded Mandates Reform Act
OSHA reviewed this proposal according to the Unfunded Mandates
Reform Act of 1995 (``UMRA''; 2 U.S.C. 1501 et seq.). As discussed
above in Section V of this preamble, the agency preliminarily
determined that this proposal would not impose costs on any private- or
public-sector entity. Accordingly, this proposal would not require
additional expenditures by either public or private employers.
As noted above, the agency's regulations and standards do not apply
to State and local governments except in States that have elected
voluntarily to adopt a State Plan approved by the agency. Consequently,
this proposal does not meet the definition of a ``Federal
intergovernmental mandate.'' See Section 421(5) of the UMRA (2 U.S.C.
658(5)). Therefore, for the purposes of the UMRA, the agency certifies
that this proposal would not mandate that State, local, or Tribal
governments adopt new, unfunded regulatory obligations. Further, OSHA
concludes that the rule would not impose a Federal mandate on the
private sector in excess of $100 million (adjusted annually for
inflation) in expenditures in any one year.
X. Consultation and Coordination With Indian Tribal Governments
OSHA reviewed this proposed rule in accordance with Executive Order
13175 (65 FR 67249) and has preliminarily determined that it would not
have ``tribal implications'' as defined in that order. The proposed
clarifications to 29 CFR 1903.8(c), if promulgated, would not have
substantial direct effects on one or more Indian tribes, on the
relationship between the Federal government and Indian tribes, or on
the distribution of power and responsibilities between the Federal
government and Indian tribes. OSHA seeks comment on its preliminary
determination. Additionally, OSHA plans to consult with the appropriate
tribal entities regarding its preliminary determination.
XI. Environmental Impact Assessment
OSHA reviewed the proposed rule in accordance with the requirements
of the National Environmental Policy Act (NEPA) (42 U.S.C. 4321 et
seq.), the regulations of the Council on Environmental Quality (40 CFR
parts 1500 through 1508), and the Department of Labor's NEPA procedures
(29 CFR part 11). The agency finds that the revisions included in this
proposal would have no major negative impact on air, water, or soil
quality, plant or animal life, the use of land or other aspects of the
environment.
[[Page 59833]]
XII. Questions and Options
OSHA invites stakeholders to comment on all aspects of this
proposal. In addition, OSHA is soliciting stakeholder input on
regulatory options to allow for potential regulatory flexibility
regarding the content of any final rule resulting from this rulemaking.
In particular, OSHA seeks input on whether to maintain the existing
requirement in 29 CFR 1903.8(c) for a third-party employee
representative to be ``reasonably necessary to the conduct of an
effective and thorough physical inspection of the workplace'' given
that Section 8(e) of the OSH Act more generally provides that employee
representatives ``shall be given an opportunity to accompany'' the CSHO
``during the physical inspection of any workplace . . . for the purpose
of aiding such inspection.'' 29 U.S.C. 657(e).
Under OSHA's implementing regulations, OSHA defers to the
employer's determination regarding which employer representative would
aid the inspection. See 29 CFR 1903.8(a). On the other hand, currently,
OSHA defers to the employees' determination regarding which
representative would aid the inspection only if that representative is
employed by the employer. See 29 CFR 1903.8(c). When the representative
authorized by employees is a third party, the CSHO must determine that
there is good cause why the third-party representative is reasonably
necessary to the conduct of an effective and thorough physical
inspection of the workplace. See 29 CFR 1903.8(c). If the CSHO makes
that determination, the third-party employee representative may
accompany the CSHO during the physical inspection of the worksite. Note
that the CSHO is authorized to resolve any dispute as to who the
employer's and employees' authorized representatives are and deny the
right of accompaniment to any person whose conduct would interfere with
a fair and orderly inspection. See 29 CFR 1903.8(b), (d).
OSHA solicits feedback regarding the ``reasonably necessary''
requirement in paragraph (c); the below questions do not affect CSHOs'
authority under paragraphs (b) and (d).
1. Should OSHA defer to the employees' selection of a
representative to aid the inspection when the representative is a third
party (i.e., remove the requirement for third-party representatives to
be reasonably necessary to the inspection)? Why or why not? Please
provide any relevant information, examples, considerations, and/or data
to support your position.
2. Should OSHA retain the language as proposed, but add a
presumption that a third-party representative authorized by employees
is reasonably necessary to the conduct of an effective and thorough
physical inspection of the workplace? Why or why not? Please provide
any relevant information, examples, considerations and/or data to
support your position.
3. Should OSHA expand the criteria for an employees' representative
that is a third party to participate in the inspection to include
circumstances when the CSHO determines that such participation would
aid employees in effectively exercising their rights under the OSH Act?
Why or why not? If so, should OSHA defer to employees' selection of a
representative who would aid them in effectively exercising their
rights?
XIII. Public Participation
Inspection-related requirements promulgated under the Occupational
Safety and Health Act of 1970 (OSH Act) are regulations, not standards.
Therefore, this rulemaking is governed by the notice and comment
requirements in the Administrative Procedure Act (APA), 5 U.S.C. 553,
rather than by section 6(b) of the OSH Act (29 U.S.C. 655(b)) and 29
CFR part 1911 (both of which apply only to promulgating, modifying or
revoking occupational safety or health standards). The OSH Act
requirement for the agency to hold an informal public hearing on a
proposed rule, when requested, does not apply to this rulemaking. See
29 U.S.C. 655(b)(3).
The APA, which governs this rulemaking, does not require a public
hearing; instead, it states that the agency must ``give interested
persons an opportunity to participate in the rulemaking through
submission of written data, views, or arguments with or without
opportunity for oral presentation.'' 5 U.S.C. 553(c). To promulgate a
proposed regulation, the APA requires the agency to provide the terms
of the proposed rule (or a description of those terms) and specify the
time, place, and manner of rulemaking proceedings. See 5 U.S.C. 553(b).
The APA does not specify a minimum period for submitting comments.
In accordance with the goals of Executive Order 12866, OSHA is
providing 60 days for public comment (see section 6(a)(1) of Executive
Order 12866).
A. Public Submissions
OSHA invites comments on all aspects of the proposed rule. OSHA
will carefully review and evaluate any comments, information, or data
received, as well as all other information in the rulemaking record, to
determine how to proceed. When submitting comments, please follow the
procedures specified in the sections titled DATES and ADDRESSES of this
document. The comments should clearly identify the provision of the
proposal being addressed, the position taken with respect to each
issue, and the basis for that position. Comments, along with supporting
data and references, submitted by the end of the specified comment
period will become part of the rulemaking record, and will be available
for public inspection at the Federal eRulemaking Portal (https://www.regulations.gov) and at the OSHA Docket Office, 200 Constitution
Avenue NW--Room N-2625, Washington, DC 20210. (See the section titled
ADDRESSES of this document for additional information on how to access
these documents.)
XIV. List of Subjects in 29 CFR Part 1903
Occupational safety and health, health, administrative practice and
procedures, law enforcement.
XV. Authority and Signature
Douglas L. Parker, Assistant Secretary of Labor for Occupational
Safety and Health, U.S. Department of Labor, authorized the preparation
of this document pursuant to 29 U.S.C. 657; 5 U.S.C. 553; Secretary of
Labor's Order 8-2020, 85 FR 58393 (2020).
Signed at Washington, DC.
Douglas L. Parker,
Assistant Secretary of Labor for Occupational Safety and Health.
For the reasons stated in the preamble, OSHA proposes to amend 29
CFR part 1903 to read as follows:
PART 1903--INSPECTIONS, CITATIONS AND PROPOSED PENALTIES [AMENDED]
0
1. The authority citation for part 1903 is revised to read as follows:
Authority: 29 U.S.C. 657; Secretary of Labor's Order No. 8-2020
(85 FR 58393); and 5 U.S.C. 553.
0
2. In Sec. 1903.8 revise paragraph (c) to read as follows:
Sec. 1903.8 Representatives of employers and employees.
* * * * *
(c) The representative(s) authorized by employees may be an
employee of the employer or a third party. When the representative(s)
authorized by
[[Page 59834]]
employees is not an employee of the employer, they may accompany the
Compliance Safety and Health Officer during the inspection if, in the
judgment of the Compliance Safety and Health Officer, good cause has
been shown why their participation is reasonably necessary to the
conduct of an effective and thorough physical inspection of the
workplace (e.g., because of their relevant knowledge, skills, or
experience with hazards or conditions in the workplace or similar
workplaces, or language skills).
* * * * *
[FR Doc. 2023-18695 Filed 8-29-23; 8:45 am]
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