Proposed Information Collection Activity; Data Security Requirements for Accessing Confidential Data, 54344-54345 [2023-17176]

Download as PDF 54344 Federal Register / Vol. 88, No. 153 / Thursday, August 10, 2023 / Notices approximately half that of the 0930– 0393 Fast Track Generic Clearance for the Collection of Qualitative Feedback on the Substance Abuse and Mental Health Services Administration (SAMHSA) Service Delivery. ESTIMATED ANNUALIZED BURDEN TABLE Form Number of respondents Number of responses per respondent Average burden hours per response Total burden hours Qualitative Research ........................ 15,000 1 1 15,000 Type of respondent SAMHSA internal stakeholders. and external Send comments Carlos Graham, SAMHSA Reports Clearance Officer, 5600 Fishers Lane, Room 15E57–B, Rockville, Maryland 20857, OR email a copy to Carlos.Graham@ samhsa.hhs.gov. Written comments should be received by October 10, 2023. Carlos Graham, Reports Clearance Officer. [FR Doc. 2023–17095 Filed 8–9–23; 8:45 am] BILLING CODE 4162–20–P DEPARTMENT OF HEALTH AND HUMAN SERVICES Substance Abuse and Mental Health Services Administration Proposed Information Collection Activity; Data Security Requirements for Accessing Confidential Data Substance Abuse and Mental Health Services Administration; Center for Behavioral Health Statistics and Quality; Department of Health and Human Services. ACTION: Submission for OMB review; comment request. AGENCY: Substance Abuse and Mental Health Services Administration (SAMHSA) within the Department of Health and Human Services has submitted the following information collection requirement to OMB for review and clearance under the Paperwork Reduction Act of 1995. This is the second notice for public comment; the first was published in the Federal Register on November 22, 2022 and no comments were received. SAMHSA is forwarding the proposed Data Security Requirements for Accessing Confidential Data information collection to the Office of Management and Budget (OMB) for clearance simultaneously with the publication of this second notice. The full submission may be found at: https:// www.reginfo.gov/public/do/PRAMain. DATES: Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this ddrumheller on DSK120RN23PROD with NOTICES1 SUMMARY: VerDate Sep<11>2014 17:28 Aug 09, 2023 Jkt 259001 notice to www.reginfo.gov/public/do/ PRAMain. Find this particular information collection by selecting ‘‘Currently under 30-day Review—Open for Public Comments’’ or by using the search function. FOR FURTHER INFORMATION CONTACT: Carlos Graham, SAMHSA Reports Clearance Officer, 5600 Fishers Lane, Room 15E57–A, Rockville, Maryland 20857, OR email a copy to Carlos.Graham@samhsa.hhs.gov. SUPPLEMENTARY INFORMATION: SAMHSA may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number. Comments: Comments regarding (a) whether the collection of information is necessary for the proper performance of the functions of [agency], including whether the information will have practical utility; (b) the accuracy of [agency’s] estimate of the burden of the proposed collection of information; (c) ways to enhance the quality, use, and clarity of the information to be collected, including through the use of automated collection techniques or other forms of information technology; (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated or other forms of information technology should be addressed to the points of contact in the FOR FURTHER INFORMATION CONTACT section. Title of collection: Data Security Requirements for Accessing Confidential Data. OMB Control Number: 3145–0271. Summary of Collection: Title III of the Foundations for Evidence-Based Policymaking Act of 2018 (44 U.S.C. 3583; hereafter referred to as the Evidence Act) mandates that OMB establish a Standard Application Process (SAP) for requesting access to certain confidential data assets. While PO 00000 Frm 00056 Fmt 4703 Sfmt 4703 the adoption of the SAP is required for statistical agencies and units designated under the Confidential Information Protection and Statistical Efficiency Act of 2018 (CIPSEA), it is recognized that other agencies and organizational units within the Executive Branch may benefit from the adoption of the SAP to accept applications for access to confidential data assets. The SAP is to be a process through which agencies, the Congressional Budget Office, State, local, and Tribal governments, researchers, and other individuals, as appropriate, may apply to access confidential data assets held by a federal statistical agency or unit for the purposes of developing evidence. With the Interagency Council on Statistical Policy (ICSP) as advisors, the entities upon whom this requirement is levied are working with the SAP Project Management Office (PMO) and with OMB to implement the SAP. The SAP Portal is to be a single webbased common application designed to collect information from individuals requesting access to confidential data assets from federal statistical agencies and units. When an application for confidential data is approved through the SAP Portal, SAMHSA will collect information to fulfill its data security requirements. This is a required step before providing the individual with access to restricted use microdata for the purpose of evidence building. SAMHSA’s data security agreements and other paperwork, along with the corresponding security protocols, allow SAMHSA to maintain careful controls on confidentiality and privacy, as required by law. SAMHSA’s collection of data security information will occur outside of the SAP Portal. The following bullets outline the major components and processes in and around the SAP Portal, leading up to SAMHSA’s collection of security requirements. • SAP Policy: At the recommendation of the ICSP, the SAP Policy establishes the SAP to be implemented by statistical agencies and units and incorporates directives from the Evidence Act. The E:\FR\FM\10AUN1.SGM 10AUN1 ddrumheller on DSK120RN23PROD with NOTICES1 Federal Register / Vol. 88, No. 153 / Thursday, August 10, 2023 / Notices SAP Policy may be found in OMB Memorandum 23–04. • The SAP Portal: The SAP Portal is an application interface connecting applicants seeking data with a catalog of metadata for data assets owned by the federal statistical agencies and units. The SAP Portal is not a new data repository or warehouse; confidential data assets will continue to be stored in secure data access facilities owned and hosted by the federal statistical agencies and units. The Portal provides a streamlined application process across agencies, reducing redundancies in the application process. • Data Discovery: Individuals begin the process of accessing restricted use data by discovering confidential data assets through the SAP metadata catalog, maintained by federal statistical agencies at www.researchdatagov.org. • SAP Portal Application Process: Individuals who have identified and wish to access confidential data assets apply through the SAP Portal. Applicants must create an account and follow all steps to complete the application. Applicants enter personal, contact, and institutional information for the research team and provide summary information about their proposed project. • Submission for Review: Agencies approve or reject an application within a prompt timeframe. Agencies may also request applicants to revise and resubmit their application. • Access to Confidential Data: Approved applicants are notified through the SAP Portal that their proposal has been accepted. This concludes the SAP Portal process. Agencies will contact approved applicants to initiate completion of their security documents. The completion and submission of the agency’s security requirements will take place outside of the SAP Portal. • Collection of Information for Data Security Requirements: In the instance of a positive determination for an application requesting access to an SAMHSA-owned confidential data asset, SAMHSA will contact the applicant(s) to initiate the process of collecting information to fulfill its data security requirements. This process allows SAMHSA to place the applicant(s) in a trusted access category. Estimate of Burden: The amount of time to complete the agreements and other paperwork that comprise SAMHSA’s security requirements will vary based on the confidential data assets requested. To obtain access to SAMHSA confidential data assets, it is estimated that the average time to complete and submit SAMHSA’s data VerDate Sep<11>2014 17:28 Aug 09, 2023 Jkt 259001 security agreements and other paperwork is 40 minutes. This estimate does not include the time needed to complete and submit an application within the SAP Portal. All efforts related to SAP Portal applications occur prior to and separate from SAMHSA’s effort to collect information related to data security requirements. The expected number of applications in the SAP Portal that receive a positive determination from SAMHSA in a given year may vary. Overall, per year, SAMHSA estimates it will collect data security information for 15 application submissions that received a positive determination within the SAP Portal. SAMHSA estimates that the total burden for the collection of information for data security requirements over the course of the three-year OMB clearance will be about 30 hours and, as a result, an average annual burden of 10 hours. Comments: As required by 5 CFR 1320.8(d), comments on the information collection activities as part of this study were solicited through the publication of a 60-Day Notice in the Federal Register at [insert FR citation]. SAMHSA received [number] comments, to which we here respond. Updates: This section is needed if there have been any major changes since the first FRN was published, for example, if estimates of burden (in terms of hours or respondents), scope, sampling, etc. were changed. Outline what the initial FRN specified, the new information, and the reason(s) why it changed. Carlos Graham, Reports Clearance Officer. [FR Doc. 2023–17176 Filed 8–9–23; 8:45 am] BILLING CODE 4162–20–P DEPARTMENT OF HOMELAND SECURITY [Docket No. CISA–2023–0019] Agency Information Collection Activities: ReadySetCyber Initiative Questionnaire Cybersecurity and Infrastructure Security Agency (CISA), Department of Homeland Security (DHS). ACTION: 60-Day notice and request for comments on a new collection. AGENCY: CISA will submit the following Information Collection Request (ICR) to the Office of Management and Budget (OMB) for review and clearance. DATES: Comments are encouraged and will be accepted until October 10, 2023. SUMMARY: PO 00000 Frm 00057 Fmt 4703 Sfmt 4703 54345 You may submit comments, identified by docket number Docket # CISA–2023–0019, at: Æ Federal eRulemaking Portal: https:// www.regulations.gov. Please follow the instructions for submitting comments. Instructions: All submissions received must include the agency name and docket number Docket # CISA–2023– 0019. All comments received will be posted without change to https:// www.regulations.gov, including any personal information provided. Docket: For access to the docket to read background documents or comments received, go to https:// www.regulations.gov. ADDRESSES: Consistent with CISA’s authorities to ‘‘carry out comprehensive assessments of the vulnerabilities of the key resources and critical infrastructure of the United States’’ at 6 U.S.C. 652(e)(1)(B) and provide federal and non-federal entities with ‘‘operational and timely technical assistance’’ at 6 U.S.C. 659(c)(6) and ‘‘recommendation on security and resilience measures’’ at 6 U.S.C. 659(c)(7), CISA’s ReadySetCyber Initiative will collect information in order to provide tailored technical assistance, services and resources to critical infrastructure (CI) organizations and state, local, tribal, and territorial (SLTT) governments based on the characteristics of their respective cybersecurity programs. CISA seeks to collect this information from US CI and SLTT organizations on a voluntary and fully electronic basis so that each organization can be best supported in receiving tailored cybersecurity recommendations and services. The overarching goal of CISA’s ReadySetCyber Initiative is to help CI and SLTT organizations access information and services that are tailored to their specific cybersecurity needs. In addition, CISA expects this initiative to yield several additional benefits, including: • Further adoption of CISA’s Cybersecurity Performance Goals (CPGs) as the default approach for assessing Organizational progress and identify prioritized cybersecurity gaps; • Collection of information about organizations’ cybersecurity posture and progress, enabling more targeted engagement with sectors, regions, and individual organizations; • More effective allocation of capacity-constrained services to specific stakeholders; • Provision of a simplified approach to the guiding stakeholders into enrollment for, scalable services and rapidly expand uptake thereof; and SUPPLEMENTARY INFORMATION: E:\FR\FM\10AUN1.SGM 10AUN1

Agencies

[Federal Register Volume 88, Number 153 (Thursday, August 10, 2023)]
[Notices]
[Pages 54344-54345]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-17176]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Substance Abuse and Mental Health Services Administration


Proposed Information Collection Activity; Data Security 
Requirements for Accessing Confidential Data

AGENCY: Substance Abuse and Mental Health Services Administration; 
Center for Behavioral Health Statistics and Quality; Department of 
Health and Human Services.

ACTION: Submission for OMB review; comment request.

-----------------------------------------------------------------------

SUMMARY: Substance Abuse and Mental Health Services Administration 
(SAMHSA) within the Department of Health and Human Services has 
submitted the following information collection requirement to OMB for 
review and clearance under the Paperwork Reduction Act of 1995. This is 
the second notice for public comment; the first was published in the 
Federal Register on November 22, 2022 and no comments were received. 
SAMHSA is forwarding the proposed Data Security Requirements for 
Accessing Confidential Data information collection to the Office of 
Management and Budget (OMB) for clearance simultaneously with the 
publication of this second notice. The full submission may be found at: 
https://www.reginfo.gov/public/do/PRAMain.

DATES: Written comments and recommendations for the proposed 
information collection should be sent within 30 days of publication of 
this notice to www.reginfo.gov/public/do/PRAMain. Find this particular 
information collection by selecting ``Currently under 30-day Review--
Open for Public Comments'' or by using the search function.

FOR FURTHER INFORMATION CONTACT: Carlos Graham, SAMHSA Reports 
Clearance Officer, 5600 Fishers Lane, Room 15E57-A, Rockville, Maryland 
20857, OR email a copy to [email protected].

SUPPLEMENTARY INFORMATION: SAMHSA may not conduct or sponsor a 
collection of information unless the collection of information displays 
a currently valid OMB control number and the agency informs potential 
persons who are to respond to the collection of information that such 
persons are not required to respond to the collection of information 
unless it displays a currently valid OMB control number.
    Comments: Comments regarding (a) whether the collection of 
information is necessary for the proper performance of the functions of 
[agency], including whether the information will have practical 
utility; (b) the accuracy of [agency's] estimate of the burden of the 
proposed collection of information; (c) ways to enhance the quality, 
use, and clarity of the information to be collected, including through 
the use of automated collection techniques or other forms of 
information technology; (d) ways to minimize the burden of the 
collection of information on those who are to respond, including 
through the use of appropriate automated or other forms of information 
technology should be addressed to the points of contact in the FOR 
FURTHER INFORMATION CONTACT section.
    Title of collection: Data Security Requirements for Accessing 
Confidential Data.
    OMB Control Number: 3145-0271.
    Summary of Collection: Title III of the Foundations for Evidence-
Based Policymaking Act of 2018 (44 U.S.C. 3583; hereafter referred to 
as the Evidence Act) mandates that OMB establish a Standard Application 
Process (SAP) for requesting access to certain confidential data 
assets. While the adoption of the SAP is required for statistical 
agencies and units designated under the Confidential Information 
Protection and Statistical Efficiency Act of 2018 (CIPSEA), it is 
recognized that other agencies and organizational units within the 
Executive Branch may benefit from the adoption of the SAP to accept 
applications for access to confidential data assets. The SAP is to be a 
process through which agencies, the Congressional Budget Office, State, 
local, and Tribal governments, researchers, and other individuals, as 
appropriate, may apply to access confidential data assets held by a 
federal statistical agency or unit for the purposes of developing 
evidence. With the Interagency Council on Statistical Policy (ICSP) as 
advisors, the entities upon whom this requirement is levied are working 
with the SAP Project Management Office (PMO) and with OMB to implement 
the SAP.
    The SAP Portal is to be a single web-based common application 
designed to collect information from individuals requesting access to 
confidential data assets from federal statistical agencies and units. 
When an application for confidential data is approved through the SAP 
Portal, SAMHSA will collect information to fulfill its data security 
requirements. This is a required step before providing the individual 
with access to restricted use microdata for the purpose of evidence 
building. SAMHSA's data security agreements and other paperwork, along 
with the corresponding security protocols, allow SAMHSA to maintain 
careful controls on confidentiality and privacy, as required by law. 
SAMHSA's collection of data security information will occur outside of 
the SAP Portal.
    The following bullets outline the major components and processes in 
and around the SAP Portal, leading up to SAMHSA's collection of 
security requirements.
     SAP Policy: At the recommendation of the ICSP, the SAP 
Policy establishes the SAP to be implemented by statistical agencies 
and units and incorporates directives from the Evidence Act. The

[[Page 54345]]

SAP Policy may be found in OMB Memorandum 23-04.
     The SAP Portal: The SAP Portal is an application interface 
connecting applicants seeking data with a catalog of metadata for data 
assets owned by the federal statistical agencies and units. The SAP 
Portal is not a new data repository or warehouse; confidential data 
assets will continue to be stored in secure data access facilities 
owned and hosted by the federal statistical agencies and units. The 
Portal provides a streamlined application process across agencies, 
reducing redundancies in the application process.
     Data Discovery: Individuals begin the process of accessing 
restricted use data by discovering confidential data assets through the 
SAP metadata catalog, maintained by federal statistical agencies at 
www.researchdatagov.org.
     SAP Portal Application Process: Individuals who have 
identified and wish to access confidential data assets apply through 
the SAP Portal. Applicants must create an account and follow all steps 
to complete the application. Applicants enter personal, contact, and 
institutional information for the research team and provide summary 
information about their proposed project.
     Submission for Review: Agencies approve or reject an 
application within a prompt timeframe. Agencies may also request 
applicants to revise and resubmit their application.
     Access to Confidential Data: Approved applicants are 
notified through the SAP Portal that their proposal has been accepted. 
This concludes the SAP Portal process. Agencies will contact approved 
applicants to initiate completion of their security documents. The 
completion and submission of the agency's security requirements will 
take place outside of the SAP Portal.
     Collection of Information for Data Security Requirements: 
In the instance of a positive determination for an application 
requesting access to an SAMHSA-owned confidential data asset, SAMHSA 
will contact the applicant(s) to initiate the process of collecting 
information to fulfill its data security requirements. This process 
allows SAMHSA to place the applicant(s) in a trusted access category.
    Estimate of Burden: The amount of time to complete the agreements 
and other paperwork that comprise SAMHSA's security requirements will 
vary based on the confidential data assets requested. To obtain access 
to SAMHSA confidential data assets, it is estimated that the average 
time to complete and submit SAMHSA's data security agreements and other 
paperwork is 40 minutes. This estimate does not include the time needed 
to complete and submit an application within the SAP Portal. All 
efforts related to SAP Portal applications occur prior to and separate 
from SAMHSA's effort to collect information related to data security 
requirements.
    The expected number of applications in the SAP Portal that receive 
a positive determination from SAMHSA in a given year may vary. Overall, 
per year, SAMHSA estimates it will collect data security information 
for 15 application submissions that received a positive determination 
within the SAP Portal. SAMHSA estimates that the total burden for the 
collection of information for data security requirements over the 
course of the three-year OMB clearance will be about 30 hours and, as a 
result, an average annual burden of 10 hours.
    Comments: As required by 5 CFR 1320.8(d), comments on the 
information collection activities as part of this study were solicited 
through the publication of a 60-Day Notice in the Federal Register at 
[insert FR citation]. SAMHSA received [number] comments, to which we 
here respond.
    Updates: This section is needed if there have been any major 
changes since the first FRN was published, for example, if estimates of 
burden (in terms of hours or respondents), scope, sampling, etc. were 
changed. Outline what the initial FRN specified, the new information, 
and the reason(s) why it changed.

Carlos Graham,
Reports Clearance Officer.
[FR Doc. 2023-17176 Filed 8-9-23; 8:45 am]
BILLING CODE 4162-20-P


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