Adoption of Updated EDGAR Filer Manual, 45814-45815 [2023-15171]
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45814
Federal Register / Vol. 88, No. 136 / Tuesday, July 18, 2023 / Rules and Regulations
Area A. That airspace extending upward
from the surface to and including 4,000 feet
MSL within a 5-mile radius of the Palm
Beach International Airport, excluding that
airspace within a 2-mile radius of the Palm
Beach County Park Airport.
Area B. That airspace extending upward
from 1,600 feet MSL to and including 4,000
feet MSL within an area bounded on the
north by a line direct from the intersection
of the Florida Turnpike (highway 91) and
Lantana Road to the intersection of a 5-mile
radius of the Palm Beach International
Airport and a 2-mile radius west of the Palm
Beach County Park Airport and a 2-mile
radius north of the Palm Beach County Park
Airport, on the east by a line direct from the
intersection of a 5-mile radius of the Palm
Beach International Airport and a 2-mile
radius east of the Palm Beach County Park
Airport to the intersection of a 10-mile radius
of the Palm Beach International Airport and
US 1, on the south by a 10-mile radius of the
Palm Beach International Airport, and on the
west by the Florida Turnpike.
*
*
*
*
*
Issued in Washington, DC, on July 13,
2023.
Karen L. Chiodini,
Acting Manager, Airspace Rules and
Regulations.
[FR Doc. 2023–15147 Filed 7–17–23; 8:45 am]
BILLING CODE 4910–13–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 232
[Release Nos. 33–11205; 34–97735; 39–
2550; IC–34942]
Adoption of Updated EDGAR Filer
Manual
Securities and Exchange
Commission.
ACTION: Final rule.
AGENCY:
The Securities and Exchange
Commission (‘‘Commission’’) is
adopting amendments to Volume II of
the Electronic Data Gathering, Analysis,
and Retrieval system (‘‘EDGAR’’) Filer
Manual (‘‘Filer Manual’’) and related
rules and forms. EDGAR Release 23.2
will be deployed in the EDGAR system
on June 20, 2023.
DATES: Effective date: July 18, 2023. The
incorporation by reference of the revised
Filer Manual is approved by the
Director of the Federal Register as of
July 18, 2023.
FOR FURTHER INFORMATION CONTACT: For
questions regarding the amendments to
Volume II of the Filer Manual and
related rules, please contact Rosemary
Filou, Deputy Director and Chief
Counsel, or Jane Patterson, Senior
Special Counsel, in the EDGAR
ddrumheller on DSK120RN23PROD with RULES1
SUMMARY:
VerDate Sep<11>2014
16:04 Jul 17, 2023
Jkt 259001
Business Office at (202) 551–3900. For
questions regarding the Forms SD and
SD/A new exhibit types, please contact
Christian Windsor, Senior Special
Counsel, in the Division of Corporation
Finance at (202) 551–3419 and Elliott
Staffin, Special Counsel, in the Division
of Corporation Finance at (202) 551–
3243. For questions concerning
taxonomies or schemas, please contact
the Office of Structured Disclosure in
the Division of Economic and Risk
Analysis at (202) 551–5494.
SUPPLEMENTARY INFORMATION: We are
adopting an updated Filer Manual,
Volume II: ‘‘EDGAR Filing,’’ Version 66
(June 2023) and amendments to 17 CFR
232.301 (‘‘Rule 301’’). The updated Filer
Manual is incorporated by reference
into the Code of Federal Regulations.
I. Background
The Filer Manual contains
information needed for filers to make
submissions on EDGAR. Filers must
comply with the applicable provisions
of the Filer Manual in order to assure
the timely acceptance and processing of
filings made in electronic format.1 Filers
must consult the Filer Manual in
conjunction with our rules governing
mandated electronic filings when
preparing documents for electronic
submission.
II. EDGAR System Changes and
Associated Modifications to Volume II
of the Filer Manual
EDGAR is being updated in EDGAR
Release 23.2, and corresponding
amendments to Volume II of the Filer
Manual are being made to reflect these
changes, as described below.2
On December 16, 2020, the
Commission adopted 17 CFR 240.13q–1
(‘‘Rule 13q–1’’) and an amendment to
Form SD pursuant to section 13(q) of the
Exchange Act,3 which directs the
Commission to issue rules requiring
resource extraction issuers to include in
their annual report, submitted in an
interactive data format, information
relating to payments made to a foreign
government or the Federal Government
for the purpose of the commercial
development of oil, natural gas, or
minerals.4
In accordance with Rule 13q–1 as
amended, Forms SD and SD/A will be
updated to allow filers to submit two
new exhibit types: Exhibit 2.01—
Resource Extraction Payment Report, as
Rule 301 of Regulation S–T.
Release 23.2 will be deployed on June
20, 2023.
3 17 CFR 240.13q–1(d)(1) or (2).
4 Disclosure of Payments by Resource Extraction
Issuers, Release 34–90679 (Dec. 16, 2020) [86 FR
4662 (Jan. 15, 2021)].
PO 00000
1 See
2 EDGAR
Frm 00006
Fmt 4700
Sfmt 4700
required by Item 2.01 of this Form; and
Exhibit 3.01—Opinion of Counsel, as
required by Rule 13q–1(d)(1) or (2).5
Pursuant to the rules, EDGAR requires
an Exhibit 2.01 in order to accept a
Form SD submission unless a resource
extraction issuer is controlled by
another resource extraction issuer that
has submitted a Form SD disclosing the
information required by Item 2.01 for
the controlled entity, and the controlled
entity submits a notice on Form SD
identifying the controlling entity and
the date it submitted the disclosure. In
such cases, the reporting controlling
entity must note that it is submitting the
required disclosure for a controlled
entity and must identify the controlled
entity on its Form SD submission.
In conjunction with the amendment,
the taxonomy for Resource Extraction
Payments (RXP) and Sub-national
Jurisdiction (SNJ) for Form SD is
updated to address the new tagging
requirements.6
EDGAR Release 23.2 also makes
general functional enhancements to
EDGAR, for which revisions are made to
the Filer Manual as described below.
The EDGAR system is being updated
to support the 2023 versions of the
following taxonomies:
• Open End Fund (OEF) for Forms N–
CSR, N–CSRS, and N–1A; 7
• International Financial Reporting
Standards (IFRS);
• U.S. Generally Accepted
Accounting Principles (GAAP)
Financial Reporting;
• SEC Reporting taxonomy; and
• Other XBRL taxonomies accepted in
EDGAR.8
EDGAR will no longer accept the 2021
versions of taxonomies (all taxonomies
currently accepted in EDGAR including
the quarterly releases in 2021). Further,
the version of all taxonomies within a
submission must now be from the same
year (including quarterly releases).
In addition, as part of the upcoming
EDGAR Release 23.2, we plan to remove
the following content from Volume II of
the Filer Manual:
• List of prior EDGAR releases (pp.
xvi to xxvi of the current version)—this
information is available on the SEC’s
Rulemaking Index on SEC.gov at https://
5 Form SD already required submission of Exhibit
1.01—Conflict Minerals Report—as required by
Items 1.01 and 1.02 of this Form.
6 Filer Manual, Volume II, Sections 6.5.58,
6.14.10, 6.16.14, and 6.24.23.
7 Filer Manual, Volume II, Sections 6.5.57, 6.14.9,
and 6.16.13.
8 Filer Manual, Volume II, Section 6.22 refers to
the SEC.gov web page that contains a complete list
of supported taxonomies and accompanying
information, https://www.sec.gov/info/edgar/
edgartaxonomies.shtml.
E:\FR\FM\18JYR1.SGM
18JYR1
Federal Register / Vol. 88, No. 136 / Tuesday, July 18, 2023 / Rules and Regulations
www.sec.gov/rules/rulemakingindex.shtml;
• Chapter 10 (Determining the Status
of Your Filing)—this information will be
moved to the EDGAR-Information for
Filers web page on SEC.gov at https://
www.sec.gov/edgar/filer-information;
and
• Appendix B (EDGAR—Information
for Filers)—this information will be
incorporated in the text of Volume II of
the Filer Manual, ‘‘2.3—General
Information for Filers.’’
Minor Update To Improve Payment
Information in Filer’s EDGAR Account
On April 17, 2023, EDGAR Release
23.1.1 introduced a change related to
the Processing of Debit/Credit Card Cash
Receipts. The ‘‘Retrieve Balance
Information’’ screen was updated to
reflect the processing of pay.gov
payments in real time. The ‘‘Account
Balance’’ field now displays credit/debit
card payments within 15 minutes of
payment confirmation. The ‘‘Amount of
Last Deposit’’ and ‘‘Date of Last
Deposit’’ fields were also updated
accordingly.9
Minor Corrections to EDGAR Filer
Manual
Sections 5.2.2.2 and 5.2.2.4 of the
EDGAR Filer Manual Volume II were
edited to add tags that identify potential
problems that could cause Blind XSS
payload issues. When a filer uploads an
htm file as an attachment with any of
these tags, EDGAR will reject the
document as ‘‘Invalid Content.’’ 10
Finally, revisions have been made in
EDGAR Filer Manual Volume II at
sections 6.5.40, 6.5.56 and 6.12.10 to
correct errors from the previous Release
23.1 changes.11
ddrumheller on DSK120RN23PROD with RULES1
III. Amendments to Rule 301 of
Regulation S–T
Along with the adoption of the
updated Filer Manual, we are amending
Rule 301 of Regulation S–T to provide
for the incorporation by reference into
the Code of Federal Regulations of the
current revisions. This incorporation by
reference was approved by the Director
of the Federal Register in accordance
with 5 U.S.C. 552(a) and 1 CFR part 51.
The updated EDGAR Filer Manual is
available at https://www.sec.gov/edgar/
filerinformation/current-edgar-filermanual.
9 This minor update was made in EDGAR Release
23.1.1 on Apr. 17, 2023.
10 Technical corrections to Volume II were made
in EDGAR Update 23.0.1.ul on Feb. 16, 2023.
11 Text corrections to Volume II were made in
EDGAR Release 23.1.1 on Apr. 17, 2023.
VerDate Sep<11>2014
16:04 Jul 17, 2023
Jkt 259001
IV. Administrative Law Matters
Because the Filer Manual and rule
amendments relate solely to agency
procedures or practice and do not
substantially alter the rights and
obligations of non-agency parties,
publication for notice and comment is
not required under the Administrative
Procedure Act (‘‘APA’’).12 It follows that
the amendments do not require analysis
under requirements of the Regulatory
Flexibility Act 13 or a report to Congress
under the Small Business Regulatory
Enforcement Fairness Act of 1996.14
The effective date for the updated
Filer Manual and related rule
amendments is July 18, 2023. In
accordance with the APA,15 we find that
there is good cause to establish an
effective date less than 30 days after
publication of these rules. The
Commission believes that establishing
an effective date less than 30 days after
publication of these rules is necessary to
coordinate the effectiveness of the
updated Filer Manual with the related
system upgrades.
V. Statutory Basis
We are adopting the amendments to
Regulation S–T under the authority in
sections 6, 7, 8, 10, and 19(a) of the
Securities Act of 1933,16 sections 3, 12,
13, 14, 15, 15B, 23 and 35A of the
Securities Exchange Act of 1934,17
section 319 of the Trust Indenture Act
of 1939,18 and sections 8, 30, 31, and 38
of the Investment Company Act of
1940.19
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting
and recordkeeping requirements,
Securities.
Text of the Amendments
In accordance with the foregoing, title
17, chapter II of the Code of Federal
Regulations is amended as follows:
PART 232—REGULATION S–T—
GENERAL RULES AND REGULATIONS
FOR ELECTRONIC FILINGS
1. The general authority citation for
part 232 continues to read as follows:
■
Authority: 15 U.S.C. 77c, 77f, 77g, 77h,
77j, 77s(a), 77z–3, 77sss(a), 78c(b), 78l, 78m,
78n, 78o(d), 78w(a), 78ll, 80a–6(c), 80a–8,
80a–29, 80a–30, 80a–37, 80b–4, 80b–6a, 80b–
U.S.C. 553(b)(A).
U.S.C. 601 through 612.
14 5 U.S.C. 804(3)(c).
15 5 U.S.C. 553(d)(3).
16 15 U.S.C. 77f, 77g, 77h, 77j, and 77s(a).
17 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o-4, 78w,
and 78ll.
18 15 U.S.C. 77sss.
19 15 U.S.C. 80a–8, 80a–29, 80a–30, and 80a–37.
PO 00000
12 5
13 5
Frm 00007
Fmt 4700
Sfmt 9990
45815
10, 80b–11, 7201 et seq.; and 18 U.S.C. 1350,
unless otherwise noted.
*
*
*
*
*
2. Section 232.301 is revised to read
as follows:
■
§ 232.301
EDGAR Filer Manual.
Filers must prepare electronic filings
in the manner prescribed by the EDGAR
Filer Manual, promulgated by the
Commission, which sets forth the
technical formatting requirements for
electronic submissions. The
requirements for becoming an EDGAR
Filer and updating company data are set
forth in the EDGAR Filer Manual,
Volume I: ‘‘General Information,’’
Version 41 (December 2022). The
requirements for filing on EDGAR are
set forth in the updated EDGAR Filer
Manual, Volume II: ‘‘EDGAR Filing,’’
Version 66 (June 2023). All of these
provisions have been incorporated by
reference into the Code of Federal
Regulations, which action was approved
by the Director of the Federal Register
in accordance with 5 U.S.C. 552(a) and
1 CFR part 51. You must comply with
these requirements in order for
documents to be timely received and
accepted. The EDGAR Filer Manual is
available for inspection at the
Commission and at the National
Archives and Records Administration
(NARA). The EDGAR Filer Manual is
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Operating conditions
may limit access to the Commission’s
Public Reference Room. For information
on the availability of the EDGAR Filer
Manual at NARA, visit
www.archives.gov/federal-register/cfr/
ibr-locations.html or email
fr.inspection@nara.gov. The EDGAR
Filer Manual may also be obtained from
https://www.sec.gov/edgar/
filerinformation/current-edgar-filermanual.
By the Commission.
Dated: June 15, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023–15171 Filed 7–17–23; 8:45 am]
BILLING CODE 8011–01–P
E:\FR\FM\18JYR1.SGM
18JYR1
Agencies
[Federal Register Volume 88, Number 136 (Tuesday, July 18, 2023)]
[Rules and Regulations]
[Pages 45814-45815]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-15171]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
17 CFR Part 232
[Release Nos. 33-11205; 34-97735; 39-2550; IC-34942]
Adoption of Updated EDGAR Filer Manual
AGENCY: Securities and Exchange Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission (``Commission'') is
adopting amendments to Volume II of the Electronic Data Gathering,
Analysis, and Retrieval system (``EDGAR'') Filer Manual (``Filer
Manual'') and related rules and forms. EDGAR Release 23.2 will be
deployed in the EDGAR system on June 20, 2023.
DATES: Effective date: July 18, 2023. The incorporation by reference of
the revised Filer Manual is approved by the Director of the Federal
Register as of July 18, 2023.
FOR FURTHER INFORMATION CONTACT: For questions regarding the amendments
to Volume II of the Filer Manual and related rules, please contact
Rosemary Filou, Deputy Director and Chief Counsel, or Jane Patterson,
Senior Special Counsel, in the EDGAR Business Office at (202) 551-3900.
For questions regarding the Forms SD and SD/A new exhibit types, please
contact Christian Windsor, Senior Special Counsel, in the Division of
Corporation Finance at (202) 551-3419 and Elliott Staffin, Special
Counsel, in the Division of Corporation Finance at (202) 551-3243. For
questions concerning taxonomies or schemas, please contact the Office
of Structured Disclosure in the Division of Economic and Risk Analysis
at (202) 551-5494.
SUPPLEMENTARY INFORMATION: We are adopting an updated Filer Manual,
Volume II: ``EDGAR Filing,'' Version 66 (June 2023) and amendments to
17 CFR 232.301 (``Rule 301''). The updated Filer Manual is incorporated
by reference into the Code of Federal Regulations.
I. Background
The Filer Manual contains information needed for filers to make
submissions on EDGAR. Filers must comply with the applicable provisions
of the Filer Manual in order to assure the timely acceptance and
processing of filings made in electronic format.\1\ Filers must consult
the Filer Manual in conjunction with our rules governing mandated
electronic filings when preparing documents for electronic submission.
---------------------------------------------------------------------------
\1\ See Rule 301 of Regulation S-T.
---------------------------------------------------------------------------
II. EDGAR System Changes and Associated Modifications to Volume II of
the Filer Manual
EDGAR is being updated in EDGAR Release 23.2, and corresponding
amendments to Volume II of the Filer Manual are being made to reflect
these changes, as described below.\2\
---------------------------------------------------------------------------
\2\ EDGAR Release 23.2 will be deployed on June 20, 2023.
---------------------------------------------------------------------------
On December 16, 2020, the Commission adopted 17 CFR 240.13q-1
(``Rule 13q-1'') and an amendment to Form SD pursuant to section 13(q)
of the Exchange Act,\3\ which directs the Commission to issue rules
requiring resource extraction issuers to include in their annual
report, submitted in an interactive data format, information relating
to payments made to a foreign government or the Federal Government for
the purpose of the commercial development of oil, natural gas, or
minerals.\4\
---------------------------------------------------------------------------
\3\ 17 CFR 240.13q-1(d)(1) or (2).
\4\ Disclosure of Payments by Resource Extraction Issuers,
Release 34-90679 (Dec. 16, 2020) [86 FR 4662 (Jan. 15, 2021)].
---------------------------------------------------------------------------
In accordance with Rule 13q-1 as amended, Forms SD and SD/A will be
updated to allow filers to submit two new exhibit types: Exhibit 2.01--
Resource Extraction Payment Report, as required by Item 2.01 of this
Form; and Exhibit 3.01--Opinion of Counsel, as required by Rule 13q-
1(d)(1) or (2).\5\ Pursuant to the rules, EDGAR requires an Exhibit
2.01 in order to accept a Form SD submission unless a resource
extraction issuer is controlled by another resource extraction issuer
that has submitted a Form SD disclosing the information required by
Item 2.01 for the controlled entity, and the controlled entity submits
a notice on Form SD identifying the controlling entity and the date it
submitted the disclosure. In such cases, the reporting controlling
entity must note that it is submitting the required disclosure for a
controlled entity and must identify the controlled entity on its Form
SD submission.
---------------------------------------------------------------------------
\5\ Form SD already required submission of Exhibit 1.01--
Conflict Minerals Report--as required by Items 1.01 and 1.02 of this
Form.
---------------------------------------------------------------------------
In conjunction with the amendment, the taxonomy for Resource
Extraction Payments (RXP) and Sub-national Jurisdiction (SNJ) for Form
SD is updated to address the new tagging requirements.\6\
---------------------------------------------------------------------------
\6\ Filer Manual, Volume II, Sections 6.5.58, 6.14.10, 6.16.14,
and 6.24.23.
---------------------------------------------------------------------------
EDGAR Release 23.2 also makes general functional enhancements to
EDGAR, for which revisions are made to the Filer Manual as described
below.
The EDGAR system is being updated to support the 2023 versions of
the following taxonomies:
Open End Fund (OEF) for Forms N-CSR, N-CSRS, and N-1A; \7\
---------------------------------------------------------------------------
\7\ Filer Manual, Volume II, Sections 6.5.57, 6.14.9, and
6.16.13.
---------------------------------------------------------------------------
International Financial Reporting Standards (IFRS);
U.S. Generally Accepted Accounting Principles (GAAP)
Financial Reporting;
SEC Reporting taxonomy; and
Other XBRL taxonomies accepted in EDGAR.\8\
---------------------------------------------------------------------------
\8\ Filer Manual, Volume II, Section 6.22 refers to the SEC.gov
web page that contains a complete list of supported taxonomies and
accompanying information, https://www.sec.gov/info/edgar/edgartaxonomies.shtml.
---------------------------------------------------------------------------
EDGAR will no longer accept the 2021 versions of taxonomies (all
taxonomies currently accepted in EDGAR including the quarterly releases
in 2021). Further, the version of all taxonomies within a submission
must now be from the same year (including quarterly releases).
In addition, as part of the upcoming EDGAR Release 23.2, we plan to
remove the following content from Volume II of the Filer Manual:
List of prior EDGAR releases (pp. xvi to xxvi of the
current version)--this information is available on the SEC's Rulemaking
Index on SEC.gov at https://
[[Page 45815]]
www.sec.gov/rules/rulemaking-index.shtml;
Chapter 10 (Determining the Status of Your Filing)--this
information will be moved to the EDGAR-Information for Filers web page
on SEC.gov at https://www.sec.gov/edgar/filer-information; and
Appendix B (EDGAR--Information for Filers)--this
information will be incorporated in the text of Volume II of the Filer
Manual, ``2.3--General Information for Filers.''
Minor Update To Improve Payment Information in Filer's EDGAR Account
On April 17, 2023, EDGAR Release 23.1.1 introduced a change related
to the Processing of Debit/Credit Card Cash Receipts. The ``Retrieve
Balance Information'' screen was updated to reflect the processing of
pay.gov payments in real time. The ``Account Balance'' field now
displays credit/debit card payments within 15 minutes of payment
confirmation. The ``Amount of Last Deposit'' and ``Date of Last
Deposit'' fields were also updated accordingly.\9\
---------------------------------------------------------------------------
\9\ This minor update was made in EDGAR Release 23.1.1 on Apr.
17, 2023.
---------------------------------------------------------------------------
Minor Corrections to EDGAR Filer Manual
Sections 5.2.2.2 and 5.2.2.4 of the EDGAR Filer Manual Volume II
were edited to add tags that identify potential problems that could
cause Blind XSS payload issues. When a filer uploads an htm file as an
attachment with any of these tags, EDGAR will reject the document as
``Invalid Content.'' \10\
---------------------------------------------------------------------------
\10\ Technical corrections to Volume II were made in EDGAR
Update 23.0.1.ul on Feb. 16, 2023.
---------------------------------------------------------------------------
Finally, revisions have been made in EDGAR Filer Manual Volume II
at sections 6.5.40, 6.5.56 and 6.12.10 to correct errors from the
previous Release 23.1 changes.\11\
---------------------------------------------------------------------------
\11\ Text corrections to Volume II were made in EDGAR Release
23.1.1 on Apr. 17, 2023.
---------------------------------------------------------------------------
III. Amendments to Rule 301 of Regulation S-T
Along with the adoption of the updated Filer Manual, we are
amending Rule 301 of Regulation S-T to provide for the incorporation by
reference into the Code of Federal Regulations of the current
revisions. This incorporation by reference was approved by the Director
of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR
part 51.
The updated EDGAR Filer Manual is available at https://www.sec.gov/edgar/filerinformation/current-edgar-filer-manual.
IV. Administrative Law Matters
Because the Filer Manual and rule amendments relate solely to
agency procedures or practice and do not substantially alter the rights
and obligations of non-agency parties, publication for notice and
comment is not required under the Administrative Procedure Act
(``APA'').\12\ It follows that the amendments do not require analysis
under requirements of the Regulatory Flexibility Act \13\ or a report
to Congress under the Small Business Regulatory Enforcement Fairness
Act of 1996.\14\
---------------------------------------------------------------------------
\12\ 5 U.S.C. 553(b)(A).
\13\ 5 U.S.C. 601 through 612.
\14\ 5 U.S.C. 804(3)(c).
---------------------------------------------------------------------------
The effective date for the updated Filer Manual and related rule
amendments is July 18, 2023. In accordance with the APA,\15\ we find
that there is good cause to establish an effective date less than 30
days after publication of these rules. The Commission believes that
establishing an effective date less than 30 days after publication of
these rules is necessary to coordinate the effectiveness of the updated
Filer Manual with the related system upgrades.
---------------------------------------------------------------------------
\15\ 5 U.S.C. 553(d)(3).
---------------------------------------------------------------------------
V. Statutory Basis
We are adopting the amendments to Regulation S-T under the
authority in sections 6, 7, 8, 10, and 19(a) of the Securities Act of
1933,\16\ sections 3, 12, 13, 14, 15, 15B, 23 and 35A of the Securities
Exchange Act of 1934,\17\ section 319 of the Trust Indenture Act of
1939,\18\ and sections 8, 30, 31, and 38 of the Investment Company Act
of 1940.\19\
---------------------------------------------------------------------------
\16\ 15 U.S.C. 77f, 77g, 77h, 77j, and 77s(a).
\17\ 15 U.S.C. 78c, 78l, 78m, 78n, 78o, 78o-4, 78w, and 78ll.
\18\ 15 U.S.C. 77sss.
\19\ 15 U.S.C. 80a-8, 80a-29, 80a-30, and 80a-37.
---------------------------------------------------------------------------
List of Subjects in 17 CFR Part 232
Incorporation by reference, Reporting and recordkeeping
requirements, Securities.
Text of the Amendments
In accordance with the foregoing, title 17, chapter II of the Code
of Federal Regulations is amended as follows:
PART 232--REGULATION S-T--GENERAL RULES AND REGULATIONS FOR
ELECTRONIC FILINGS
0
1. The general authority citation for part 232 continues to read as
follows:
Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s(a), 77z-3,
77sss(a), 78c(b), 78l, 78m, 78n, 78o(d), 78w(a), 78ll, 80a-6(c),
80a-8, 80a-29, 80a-30, 80a-37, 80b-4, 80b-6a, 80b-10, 80b-11, 7201
et seq.; and 18 U.S.C. 1350, unless otherwise noted.
* * * * *
0
2. Section 232.301 is revised to read as follows:
Sec. 232.301 EDGAR Filer Manual.
Filers must prepare electronic filings in the manner prescribed by
the EDGAR Filer Manual, promulgated by the Commission, which sets forth
the technical formatting requirements for electronic submissions. The
requirements for becoming an EDGAR Filer and updating company data are
set forth in the EDGAR Filer Manual, Volume I: ``General Information,''
Version 41 (December 2022). The requirements for filing on EDGAR are
set forth in the updated EDGAR Filer Manual, Volume II: ``EDGAR
Filing,'' Version 66 (June 2023). All of these provisions have been
incorporated by reference into the Code of Federal Regulations, which
action was approved by the Director of the Federal Register in
accordance with 5 U.S.C. 552(a) and 1 CFR part 51. You must comply with
these requirements in order for documents to be timely received and
accepted. The EDGAR Filer Manual is available for inspection at the
Commission and at the National Archives and Records Administration
(NARA). The EDGAR Filer Manual is available for website viewing and
printing in the Commission's Public Reference Room, 100 F Street NE,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Operating conditions may limit access to the
Commission's Public Reference Room. For information on the availability
of the EDGAR Filer Manual at NARA, visit www.archives.gov/federal-register/cfr/ibr-locations.html or email [email protected]. The
EDGAR Filer Manual may also be obtained from https://www.sec.gov/edgar/filerinformation/current-edgar-filer-manual.
By the Commission.
Dated: June 15, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-15171 Filed 7-17-23; 8:45 am]
BILLING CODE 8011-01-P