Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MEMX LLC, 39873-39875 [2023-12998]
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lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 88, No. 117 / Tuesday, June 20, 2023 / Notices
g. Any steps your business has taken
to solicit or incorporate worker input
into how automated worker surveillance
and management systems are adopted,
implemented, and used; whether
workers may opt out of such systems
(and any consequences for doing so);
and how generated data is used or
shared with other parties;
h. Any involvement of third parties
(such as vendors) in collecting or
maintaining information on workers and
any control retained by the employer;
i. Any steps you have taken to ensure
that the use or sharing of automated
worker surveillance and management
systems does not infringe on workers’
rights;
j. How you decide the categories of
workers for whom you deploy
automated worker surveillance and
management systems (e.g., managerial
versus non-managerial workers);
k. Any policies or protocols adopted
to govern the use of automated worker
surveillance and management systems
or the data they produce; and Whether
your organization receives Federal
funds.
3. If you are a technology developer or
vendor, please tell us about your
experience developing or distributing
automated worker surveillance and
management systems, including:
a. The purposes for which employers
adopt your products and how they
deploy these products;
b. How the impact, performance, and
efficacy of your products is audited and
validated by you, employers, and
workers;
c. How you and the users of your
products manage data collection,
storage, and maintenance, including
access to data by third parties;
d. Whether you provide guidance to
employers on your products and their
appropriate use, including guidance on
notifying workers about the use of
technology, and offering opportunities
for workers to consent to or opt out of
data collection;
e. Whether you engage with
employers to help them implement your
products in ways that protect workers’
rights, health, and safety—or otherwise
take steps to help protect workers who
will engage with your products; and
f. Any steps you have taken to ensure
that the use of automated worker
surveillance and management systems
does not infringe on workers’ rights.
4. Data and research-related questions
we are interested in include:
a. What data and evidence exist on
the prevalence of automated worker
surveillance and management systems
across different industries, occupations,
VerDate Sep<11>2014
16:52 Jun 16, 2023
Jkt 259001
and regions, including changes over
time?
b. What data and evidence exist on
the impact of automated worker
surveillance and management systems
on workers, including workers’ pay,
benefits, and employment, physical and
mental health, and ability to exercise
workplace rights?
c. What data and evidence exist on
the impact of automated worker
surveillance and management systems
on labor rights, including workers’
abilities to form and join unions and
bargain collectively with their
employers?
d. What data and evidence exist on
how the impact of automated worker
surveillance and management systems
differs across groups of workers,
including based on characteristics such
as race, national origin, sex, age,
disability, religion, or health status?
e. What data or evidence exists on
whether automated worker surveillance
and management systems are being used
for discriminatory purposes or resulting
in discrimination?
f. What data and evidence exist on
whether automated workers
surveillance and management systems
impact employers’ ability to recruit and
retain workers?
g. What data or evidence exists on
how the provision of reasonable
accommodations is accounted for in the
design and operation of automated
worker surveillance and management
systems?
h. What data and evidence exist on
why employers decide to adopt
automated worker surveillance and
management systems?
i. Are there any existing or new
systems that aggregate worker
surveillance data across multiple
employers?
j. What are new or emergent
automated worker surveillance and
management systems—or new and
emergent uses of existing technologies—
that Federal agencies should be
tracking?
k. Where might further research,
including by the Federal Government,
be helpful in understanding the
prevalence and impact of automated
worker surveillance and management
systems?
5. Last, we are especially interested in
the following questions about policies,
practices, or standards that could
protect workers:
a. What guidelines, standards, or best
practices might inform the design of
automated worker surveillance and
management systems to protect workers’
rights?
PO 00000
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Fmt 4703
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39873
b. Are there policy approaches to
regulating automated worker
surveillance and management systems
from state, Tribal, territorial, or local
governments or other countries that
Federal agencies could learn from?
c. What policies or actions should
Federal agencies consider to protect
workers’ rights and wellbeing as
automated worker surveillance and
management systems are developed and
deployed, including through
regulations, enforcement, contracting,
and grantmaking?
Dated: June 13, 2023.
Stacy Murphy,
Deputy Chief Operations Officer/Security
Officer.
[FR Doc. 2023–12995 Filed 6–16–23; 8:45 am]
BILLING CODE 3270–F1–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–97707; File No. SR–
NYSENAT–2023–09]
Self-Regulatory Organizations; NYSE
National, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend Rule 7.37 To
Specify the Exchange’s Source of Data
Feeds From MEMX LLC
June 13, 2023.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 31,
2023, NYSE National, Inc. (‘‘NYSE
National’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rule 7.37 to specify the Exchange’s
source of data feeds from MEMX LLC
(‘‘MEMX’’) for purposes of order
handling, order execution, order
routing, and regulatory compliance. The
proposed rule change is available on the
Exchange’s website at www.nyse.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
1 15
2 17
E:\FR\FM\20JNN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
20JNN1
39874
Federal Register / Vol. 88, No. 117 / Tuesday, June 20, 2023 / Notices
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
lotter on DSK11XQN23PROD with NOTICES1
1. Purpose
The Exchange proposes to update and
amend the use of data feeds table in
Rule 7.37(d), which sets forth on a
market-by-market basis the specific
securities information processor (‘‘SIP’’)
and proprietary data feeds that the
Exchange utilizes for the handling,
execution, and routing of orders, and for
performing the regulatory compliance
checks related to each of those
functions. Specifically, the Exchange
proposes to amend the table in Rule
7.37(d) to specify that, with respect to
MEMX, the Exchange will receive a
MEMX direct feed as its primary source
of data for order handling, order
execution, order routing, and regulatory
compliance, and will use the SIP Data
Feed as its secondary source for data
from MEMX.
The Exchange proposes to make this
change operative in the third quarter of
2023, and, in any event, before
September 30, 2023. The Exchange
proposes to announce the
implementation date of this change by
Trader Update.
2. Statutory Basis
The proposed rule change is
consistent with Section 6(b) of the Act,3
in general, and furthers the objectives of
Section 6(b)(5),4 in particular, because it
is designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
facilitating transactions in securities, to
remove impediments to, and perfect the
mechanism of, a free and open market
and a national market system and, in
general, to protect investors and the
3 15
4 15
16:52 Jun 16, 2023
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. Rather, the
Exchange believes that the proposal will
enhance competition because providing
the public and market participants with
up-to-date information about the data
feeds the Exchange will use for the
handling, execution, and routing of
orders, as well as for regulatory
compliance would enhance
transparency and enable investors to
better assess the quality of the
Exchange’s execution and routing
services. The Exchange also believes the
proposal would enhance competition
because it would potentially enhance
the performance of its order handling
and execution of orders in equity
securities by receiving market data
directly from MEMX. Finally, the
proposed rule change would not impact
competition between market
participants because it will affect all
market participants equally.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to Section
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
VerDate Sep<11>2014
public interest. Additionally, the
Exchange believes that the proposed
rule change is consistent with the
Section 6(b)(5) requirement that the
rules of an exchange not be designed to
permit unfair discrimination between
customers, issuers, brokers, or dealers.
The Exchange believes its proposal to
update the table in Rule 7.37(d) to
include the MEMX direct feed will
ensure that the Rule correctly identifies
and publicly states on a market-bymarket basis all of the specific SIP and
proprietary data feeds that the Exchange
utilizes for the handling, execution, and
routing of orders, and for performing the
regulatory compliance checks for each
of those functions. The proposed rule
change also removes impediments to
and perfects the mechanism of a free
and open market and protects investors
and the public interest by providing
additional specificity, clarity, and
transparency in the Exchange’s rules.
Jkt 259001
PO 00000
Frm 00056
Fmt 4703
Sfmt 4703
19(b)(3)(A)(iii) of the Act 5 and Rule
19b–4(f)(6) thereunder.6 Because the
proposed rule change does not: (i)
significantly affect the protection of
investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
prior to 30 days from the date on which
it was filed, or such shorter time as the
Commission may designate, if
consistent with the protection of
investors and the public interest, the
proposed rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act 7 and Rule 19b–4(f)(6)(iii)
thereunder.8
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 9 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
NYSENAT–2023–09 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–NYSENAT–2023–09. This
file number should be included on the
5 15
U.S.C. 78s(b)(3)(A)(iii).
CFR 240.19b–4(f)(6).
7 15 U.S.C. 78s(b)(3)(A).
8 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
9 15 U.S.C. 78s(b)(2)(B).
6 17
E:\FR\FM\20JNN1.SGM
20JNN1
Federal Register / Vol. 88, No. 117 / Tuesday, June 20, 2023 / Notices
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions.
You should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–NYSENAT–2023–09 and should be
submitted on or before July 11, 2023.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Sherry R. Haywood,
Assistant Secretary.
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Amend Rule
7.37 To Specify the Exchange’s Source
of Data Feeds From MEMX LLC
lotter on DSK11XQN23PROD with NOTICES1
June 13, 2023.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 6,
2023, New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) filed with
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
VerDate Sep<11>2014
16:52 Jun 16, 2023
Jkt 259001
The Exchange proposes to amend
Rule 7.37 to specify the Exchange’s
source of data feeds from MEMX LLC
(‘‘MEMX’’) for purposes of order
handling, order execution, order
routing, and regulatory compliance. The
proposed rule change is available on the
Exchange’s website at www.nyse.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
1. Purpose
[Release No. 34–97710; File No. SR–NYSE–
2023–21]
1 15
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
[FR Doc. 2023–12998 Filed 6–16–23; 8:45 am]
10 17
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
The Exchange proposes to update and
amend the use of data feeds table in
Rule 7.37(e), which sets forth on a
market-by-market basis the specific
securities information processor (‘‘SIP’’)
and proprietary data feeds that the
Exchange utilizes for the handling,
execution, and routing of orders, and for
performing the regulatory compliance
checks related to each of those
functions. Specifically, the Exchange
proposes to amend the table in Rule
7.37(e) to specify that, with respect to
MEMX, the Exchange will receive a
MEMX direct feed as its primary source
of data for order handling, order
execution, order routing, and regulatory
compliance, and will use the SIP Data
Feed as its secondary source for data
from MEMX.
PO 00000
Frm 00057
Fmt 4703
Sfmt 4703
39875
The Exchange proposes to make this
change operative in the third quarter of
2023, and, in any event, before
September 30, 2023. The Exchange
proposes to announce the
implementation date of this change by
Trader Update.
2. Statutory Basis
The proposed rule change is
consistent with Section 6(b) of the Act,3
in general, and furthers the objectives of
Section 6(b)(5),4 in particular, because it
is designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
facilitating transactions in securities, to
remove impediments to, and perfect the
mechanism of, a free and open market
and a national market system and, in
general, to protect investors and the
public interest. Additionally, the
Exchange believes that the proposed
rule change is consistent with the
Section 6(b)(5) requirement that the
rules of an exchange not be designed to
permit unfair discrimination between
customers, issuers, brokers, or dealers.
The Exchange believes its proposal to
update the table in Rule 7.37(e) to
include the MEMX direct feed will
ensure that the Rule correctly identifies
and publicly states on a market-bymarket basis all of the specific SIP and
proprietary data feeds that the Exchange
utilizes for the handling, execution, and
routing of orders, and for performing the
regulatory compliance checks for each
of those functions. The proposed rule
change also removes impediments to
and perfects the mechanism of a free
and open market and protects investors
and the public interest by providing
additional specificity, clarity, and
transparency in the Exchange’s rules.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. Rather, the
Exchange believes that the proposal will
enhance competition because providing
the public and market participants with
up-to-date information about the data
feeds the Exchange will use for the
handling, execution, and routing of
orders, as well as for regulatory
compliance would enhance
transparency and enable investors to
better assess the quality of the
Exchange’s execution and routing
3 15
4 15
E:\FR\FM\20JNN1.SGM
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
20JNN1
]]>Agencies
[Federal Register Volume 88, Number 117 (Tuesday, June 20, 2023)]
[Notices]
[Pages 39873-39875]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-12998]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-97707; File No. SR-NYSENAT-2023-09]
Self-Regulatory Organizations; NYSE National, Inc.; Notice of
Filing and Immediate Effectiveness of Proposed Rule Change To Amend
Rule 7.37 To Specify the Exchange's Source of Data Feeds From MEMX LLC
June 13, 2023.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given
that on May 31, 2023, NYSE National, Inc. (``NYSE National'' or the
``Exchange'') filed with the Securities and Exchange Commission (the
``Commission'') the proposed rule change as described in Items I and II
below, which Items have been prepared by the self-regulatory
organization. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend Rule 7.37 to specify the Exchange's
source of data feeds from MEMX LLC (``MEMX'') for purposes of order
handling, order execution, order routing, and regulatory compliance.
The proposed rule change is available on the Exchange's website at
www.nyse.com, at the principal office of the Exchange, and at the
Commission's Public Reference Room.
[[Page 39874]]
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to update and amend the use of data feeds
table in Rule 7.37(d), which sets forth on a market-by-market basis the
specific securities information processor (``SIP'') and proprietary
data feeds that the Exchange utilizes for the handling, execution, and
routing of orders, and for performing the regulatory compliance checks
related to each of those functions. Specifically, the Exchange proposes
to amend the table in Rule 7.37(d) to specify that, with respect to
MEMX, the Exchange will receive a MEMX direct feed as its primary
source of data for order handling, order execution, order routing, and
regulatory compliance, and will use the SIP Data Feed as its secondary
source for data from MEMX.
The Exchange proposes to make this change operative in the third
quarter of 2023, and, in any event, before September 30, 2023. The
Exchange proposes to announce the implementation date of this change by
Trader Update.
2. Statutory Basis
The proposed rule change is consistent with Section 6(b) of the
Act,\3\ in general, and furthers the objectives of Section 6(b)(5),\4\
in particular, because it is designed to prevent fraudulent and
manipulative acts and practices, to promote just and equitable
principles of trade, to foster cooperation and coordination with
persons engaged in facilitating transactions in securities, to remove
impediments to, and perfect the mechanism of, a free and open market
and a national market system and, in general, to protect investors and
the public interest. Additionally, the Exchange believes that the
proposed rule change is consistent with the Section 6(b)(5) requirement
that the rules of an exchange not be designed to permit unfair
discrimination between customers, issuers, brokers, or dealers.
---------------------------------------------------------------------------
\3\ 15 U.S.C. 78f(b).
\4\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
The Exchange believes its proposal to update the table in Rule
7.37(d) to include the MEMX direct feed will ensure that the Rule
correctly identifies and publicly states on a market-by-market basis
all of the specific SIP and proprietary data feeds that the Exchange
utilizes for the handling, execution, and routing of orders, and for
performing the regulatory compliance checks for each of those
functions. The proposed rule change also removes impediments to and
perfects the mechanism of a free and open market and protects investors
and the public interest by providing additional specificity, clarity,
and transparency in the Exchange's rules.
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act. Rather, the Exchange
believes that the proposal will enhance competition because providing
the public and market participants with up-to-date information about
the data feeds the Exchange will use for the handling, execution, and
routing of orders, as well as for regulatory compliance would enhance
transparency and enable investors to better assess the quality of the
Exchange's execution and routing services. The Exchange also believes
the proposal would enhance competition because it would potentially
enhance the performance of its order handling and execution of orders
in equity securities by receiving market data directly from MEMX.
Finally, the proposed rule change would not impact competition between
market participants because it will affect all market participants
equally.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed rule change pursuant to Section
19(b)(3)(A)(iii) of the Act \5\ and Rule 19b-4(f)(6) thereunder.\6\
Because the proposed rule change does not: (i) significantly affect the
protection of investors or the public interest; (ii) impose any
significant burden on competition; and (iii) become operative prior to
30 days from the date on which it was filed, or such shorter time as
the Commission may designate, if consistent with the protection of
investors and the public interest, the proposed rule change has become
effective pursuant to Section 19(b)(3)(A) of the Act \7\ and Rule 19b-
4(f)(6)(iii) thereunder.\8\
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(3)(A)(iii).
\6\ 17 CFR 240.19b-4(f)(6).
\7\ 15 U.S.C. 78s(b)(3)(A).
\8\ 17 CFR 240.19b-4(f)(6). In addition, Rule 19b-4(f)(6)
requires a self-regulatory organization to give the Commission
written notice of its intent to file the proposed rule change, along
with a brief description and text of the proposed rule change, at
least five business days prior to the date of filing of the proposed
rule change, or such shorter time as designated by the Commission.
The Exchange has satisfied this requirement.
---------------------------------------------------------------------------
At any time within 60 days of the filing of such proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings under
Section 19(b)(2)(B) \9\ of the Act to determine whether the proposed
rule change should be approved or disapproved.
---------------------------------------------------------------------------
\9\ 15 U.S.C. 78s(b)(2)(B).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to [email protected]. Please include
file number SR-NYSENAT-2023-09 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.
All submissions should refer to file number SR-NYSENAT-2023-09. This
file number should be included on the
[[Page 39875]]
subject line if email is used. To help the Commission process and
review your comments more efficiently, please use only one method. The
Commission will post all comments on the Commission's internet website
(https://www.sec.gov/rules/sro.shtml). Copies of the submission, all
subsequent amendments, all written statements with respect to the
proposed rule change that are filed with the Commission, and all
written communications relating to the proposed rule change between the
Commission and any person, other than those that may be withheld from
the public in accordance with the provisions of 5 U.S.C. 552, will be
available for website viewing and printing in the Commission's Public
Reference Room, 100 F Street NE, Washington, DC 20549, on official
business days between the hours of 10 a.m. and 3 p.m. Copies of the
filing also will be available for inspection and copying at the
principal office of the Exchange. Do not include personal identifiable
information in submissions. You should submit only information that you
wish to make available publicly. We may redact in part or withhold
entirely from publication submitted material that is obscene or subject
to copyright protection. All submissions should refer to file number
SR-NYSENAT-2023-09 and should be submitted on or before July 11, 2023.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
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\10\ 17 CFR 200.30-3(a)(12).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-12998 Filed 6-16-23; 8:45 am]
BILLING CODE 8011-01-P
