Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities), 37112 [2023-11924]

Download as PDF 37112 Federal Register / Vol. 88, No. 108 / Tuesday, June 6, 2023 / Notices Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– ISE–2023–08 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. ddrumheller on DSK120RN23PROD with NOTICES1 All submissions should refer to File Number SR–ISE–2023–08. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR–ISE–2023–08 and should be submitted by June 27, 2023. Rebuttal comments should be submitted by July 11, 2023. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.35 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–11921 Filed 6–5–23; 8:45 am] BILLING CODE 8011–01–P 35 17 CFR 200.30–3(a)(57). VerDate Sep<11>2014 19:24 Jun 05, 2023 Jkt 259001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–97629; File No. SR–FINRA– 2022–031] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) On November 16, 2022, the Financial Industry Regulatory Authority Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to adopt rules regarding the disclosure of order routing information for NMS securities and OTC equity securities. The proposed rule change was published for comment in the Federal Register on December 6, 2022.3 On January 18, 2023, the Commission extended the time period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to approve or disapprove the proposed rule change to March 6, 2023.4 On March 3, 2023, the Commission instituted proceedings to determine whether to approve or disapprove the proposed rule change.5 Section 19(b)(2) of the Act 6 provides that, after initiating proceedings, the Commission shall issue an order approving or disapproving the proposed rule change not later than 180 days after the date of publication of notice of filing of the proposed rule change. The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate and publishes the reasons for such determination. The proposed rule 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 96415 (November 30, 2022), 87 FR 74672 (December 6, 2022). Comments on the proposed rule change are available at: https://www.sec.gov/comments/srfinra-2022-031/srfinra2022031.htm. 4 See Securities Exchange Act Release No. 96699, 88 FR 4260 (January 24, 2023). 5 See Securities Exchange Act Release No. 97039, 88 FR 14653 (March 9, 2023). 6 15 U.S.C. 78s(b)(2). 2 17 PO 00000 Frm 00108 Fmt 4703 Sfmt 4703 change was published for notice and comment in the Federal Register on December 6, 2022.7 June 4, 2023 is 180 days from that date, and August 3, 2023 is 240 days from that date. The Commission finds it appropriate to designate a longer period within which to issue an order approving or disapproving the proposed rule change so that it has sufficient time to consider the proposed rule change and its comments. Accordingly, the Commission, pursuant to section 19(b)(2) of the Act,8 designates August 3, 2023 as the date by which the Commission shall either approve or disapprove the proposed rule change (File No. SR–FINRA–2022–031). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.9 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–11924 Filed 6–5–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–97627; File No. SR–BX– 2023–014] Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView May 31, 2023. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on May 23, 2023, Nasdaq BX, Inc. (‘‘BX’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to set fees for the purchase of field-programmable gate array (‘‘FPGA’’) technology as an 7 See Notice, supra note 3. U.S.C. 78s(b)(2). 9 17 CFR 200.30–3(a)(57). 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 8 15 E:\FR\FM\06JNN1.SGM 06JNN1

Agencies

[Federal Register Volume 88, Number 108 (Tuesday, June 6, 2023)]
[Notices]
[Page 37112]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-11924]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-97629; File No. SR-FINRA-2022-031]


Self-Regulatory Organizations; Financial Industry Regulatory 
Authority, Inc.; Notice of Designation of a Longer Period for 
Commission Action on Proceedings To Determine Whether To Approve or 
Disapprove a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure 
of Order Routing Information for NMS Securities) and 6470 (Disclosure 
of Order Routing Information for OTC Equity Securities)

    On November 16, 2022, the Financial Industry Regulatory Authority 
Inc. (``FINRA'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to adopt rules regarding the disclosure of order 
routing information for NMS securities and OTC equity securities. The 
proposed rule change was published for comment in the Federal Register 
on December 6, 2022.\3\ On January 18, 2023, the Commission extended 
the time period within which to approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether to approve or disapprove the proposed rule change to 
March 6, 2023.\4\ On March 3, 2023, the Commission instituted 
proceedings to determine whether to approve or disapprove the proposed 
rule change.\5\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 96415 (November 30, 
2022), 87 FR 74672 (December 6, 2022). Comments on the proposed rule 
change are available at: https://www.sec.gov/comments/sr-finra-2022-031/srfinra2022031.htm.
    \4\ See Securities Exchange Act Release No. 96699, 88 FR 4260 
(January 24, 2023).
    \5\ See Securities Exchange Act Release No. 97039, 88 FR 14653 
(March 9, 2023).
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \6\ provides that, after initiating 
proceedings, the Commission shall issue an order approving or 
disapproving the proposed rule change not later than 180 days after the 
date of publication of notice of filing of the proposed rule change. 
The Commission may extend the period for issuing an order approving or 
disapproving the proposed rule change, however, by not more than 60 
days if the Commission determines that a longer period is appropriate 
and publishes the reasons for such determination. The proposed rule 
change was published for notice and comment in the Federal Register on 
December 6, 2022.\7\ June 4, 2023 is 180 days from that date, and 
August 3, 2023 is 240 days from that date. The Commission finds it 
appropriate to designate a longer period within which to issue an order 
approving or disapproving the proposed rule change so that it has 
sufficient time to consider the proposed rule change and its comments. 
Accordingly, the Commission, pursuant to section 19(b)(2) of the 
Act,\8\ designates August 3, 2023 as the date by which the Commission 
shall either approve or disapprove the proposed rule change (File No. 
SR-FINRA-2022-031).
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    \6\ 15 U.S.C. 78s(b)(2).
    \7\ See Notice, supra note 3.
    \8\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\9\
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    \9\ 17 CFR 200.30-3(a)(57).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-11924 Filed 6-5-23; 8:45 am]
BILLING CODE 8011-01-P
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