Deregistration Under Section 8(f) of the Investment Company Act of 1940, 36353-36354 [2023-11716]

Download as PDF Federal Register / Vol. 88, No. 106 / Friday, June 2, 2023 / Notices effects to its operations, including the right to disconnect access, or to modify the scope and specifications of access, of the Clearing Member to the Corporation’s information and data systems. In determining whether to disconnect a Clearing Member, the Corporation will evaluate the facts and circumstances related to the Security Incident. The Corporation may take into consideration a number of factors, including, but not limited to, the potential loss of control by a Clearing Member of its internal system(s), the potential loss of the Corporation’s confidential data, the potential strain on or loss of the Corporation’s resources due to the Corporation’s inability to perform clearance and settlement functions, and the overall severity of the threat to the security and operations of the Corporation. If the Corporation determines that disconnection of a Clearing Member is necessary, the Clearing Member must continue to meet its obligations to the Corporation, notwithstanding disconnection from the Corporation’s systems. (e) Procedures for Connecting Following a Security Incident that Results in Disconnection. [After a Clearing Member reports a Security Incident] In the event OCC disconnects a Clearing Member that has reported a Security Incident, upon the request of the Corporation, the Clearing Member must complete and submit a form as provided by the Corporation that describes the Security Incident and includes required representations [as determined by the Corporation] (‘‘Reconnection Attestation’’). The Clearing Member also will be required to complete [and] an associated checklist as provided by the Corporation that describes remediation efforts [and provides required information as determined by the Corporation] (‘‘Reconnection Checklist’’)[, both as provided by the Corporation from time to time]. The partial amendment would not change the purpose of, or statutory basis for the proposed rule change. All other representations in the Initial Filing remain as stated therein and no other changes are being made. lotter on DSK11XQN23PROD with NOTICES1 II. Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Exchange Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– OCC–2023–003 on the subject line. Paper Comments • Send paper comments in triplicate to Vanessa Countryman, Secretary, Securities and Exchange Commission, VerDate Sep<11>2014 17:34 Jun 01, 2023 Jkt 259001 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–OCC–2023–003. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of OCC and on OCC’s website at https://www.theocc.com/CompanyInformation/Documents-and-Archives/ By-Laws-and-Rules. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR–OCC–2023–003 and should be submitted on or before June 23, 2023. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.7 J. Lynn Taylor, Assistant Secretary. [FR Doc. 2023–11714 Filed 6–1–23; 8:45 am] BILLING CODE 8011–01–P 36353 Notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940. ACTION: The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of May 2023. A copy of each application may be obtained via the Commission’s website by searching for the applicable file number listed below, or for an applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at SecretarysOffice@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below. Hearing requests should be received by the SEC by 5:30 p.m. on June 20, 2023, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary at SecretarysOffice@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at (202) 551–6413 or Chief Counsel’s Office at (202) 551–6821; SEC, Division of Investment Management, Chief Counsel’s Office, 100 F Street NE, Washington, DC 20549–8010. SECURITIES AND EXCHANGE COMMISSION Clough Funds Trust [File No. 811– 23059] [Investment Company Act Release No. 34931] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On April 24, 2023, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $89,867.03 incurred in connection with the liquidation were paid by the applicant’s investment adviser. Applicant also has retained $101,347.27 for the purpose of Deregistration Under Section 8(f) of the Investment Company Act of 1940 May 26, 2023. Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). AGENCY: 7 17 PO 00000 CFR 200.30–3(a)(31). Frm 00082 Fmt 4703 Sfmt 4703 E:\FR\FM\02JNN1.SGM 02JNN1 36354 Federal Register / Vol. 88, No. 106 / Friday, June 2, 2023 / Notices paying outstanding legal, accounting, and administrative liabilities. Filing Date: The application was filed on April 28, 2023. Applicant’s Address: 1290 Broadway, Suite 1000, Denver, Colorado 80203. Evermore Funds Trust [File No. 811– 22335] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Evermore Global Value Fund, a series of The RBB Fund Trust, and on December 27, 2022 made a final distribution to its shareholders based on net asset value. Expenses of $224,831 incurred in connection with the reorganization were paid by the applicant and the applicant’s investment adviser. Filing Dates: The application was filed on February 22, 2023, and amended on April 26, 2023. Applicant’s Address: 55 Union Place, Suite 277, Summit, New Jersey 07901. Red Cedar Fund Trust [File No. 811– 23459] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On September 27, 2022, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $31,699.79 incurred in connection with the liquidation were paid by the applicant and the applicant’s investment adviser. Filing Date: The application was filed on April 12, 2023. Applicant’s Address: 333 Bridge Street North West, Suite 601, Grand Rapids, Michigan 49504. lotter on DSK11XQN23PROD with NOTICES1 Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On April 21, 2023, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $12,500 incurred in connection with the liquidation were paid by the applicant’s investment adviser. Filing Date: The application was filed on April 24, 2023. Applicant’s Address: One Vanderbilt Avenue, 65th Floor, New York, New York 10017. Thrivent Church Loan & Income Fund [File No. 811–23362] VerDate Sep<11>2014 17:34 Jun 01, 2023 Jkt 259001 For the Commission, by the Division of Investment Management, pursuant to delegated authority. J. Lynn Taylor, Assistant Secretary. Sacramento, San Luis Obispo, Santa Barbara, Santa Clara, Shasta. All other information in the original declaration remains unchanged. (Catalog of Federal Domestic Assistance Number 59008) Francisco Sa´nchez, Jr., Associate Administrator, Office of Disaster Recovery & Resilience. [FR Doc. 2023–11743 Filed 6–1–23; 8:45 am] BILLING CODE P DEPARTMENT OF STATE [Public Notice: 12093] [FR Doc. 2023–11716 Filed 6–1–23; 8:45 am] Renewal of International Security Advisory Board Charter BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #17852 and #17853; California Disaster Number CA–00380] Presidential Declaration Amendment of a Major Disaster for Public Assistance Only for the State of California U.S. Small Business Administration. ACTION: Amendment 4. AGENCY: This is an amendment of the Presidential declaration of a major disaster for Public Assistance Only for the State of California (FEMA– 4699– DR), dated 04/03/2023. Incident: Severe Winter Storms, Straight-line Winds, Flooding, Landslides, and Mudslides. Incident Period: 02/21/2023 and continuing. SUMMARY: Issued on 05/25/2023. Physical Loan Application Deadline Date: 06/05/2023. Economic Injury (EIDL) Loan Application Deadline Date: 01/03/2024. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Recovery & Resilience, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. SUPPLEMENTARY INFORMATION: The notice of the President’s major disaster declaration for Private Non-Profit organizations in the State of California, dated 04/03/2023, is hereby amended to include the following areas as adversely affected by the disaster. Primary Counties: El Dorado, Humboldt, Lake, Marin, Mono, Napa, Nevada, DATES: Stone Ridge Residential Real Estate Income Fund I, Inc. [File No. 811– 23451] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On April 20, 2023, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $46,272 incurred in connection with the liquidation were paid by the applicant’s investment adviser. Filing Date: The application was filed on April 24, 2023. Applicant’s Address: 901 Marquette Avenue, Suite 2500, Minneapolis, Minnesota 55402–3211. PO 00000 Frm 00083 Fmt 4703 Sfmt 4703 The Department of State announces the renewal of the Charter for the International Security Advisory Board (ISAB). The purpose of the ISAB is to provide the Department of State with a continuing source of independent insight, advice, and innovation on all aspects of arms control, disarmament, nonproliferation, outer space, critical infrastructure, cybersecurity, the national security aspects of emerging technologies, international security, and related aspects of public diplomacy. The ISAB will remain in existence for two years after the filing date of the Charter unless terminated or renewed. For more information, contact Michelle Dover, Executive Director of the International Security Advisory Board, Department of State, Washington, DC 20520, telephone: (202) 736–4930. SUMMARY: (Authority: 22 U.S.C. 2651a and 41 CFR 102– 3.65.) Michelle E. Dover, Executive Director, International Security Advisory Board, Department of State. [FR Doc. 2023–11741 Filed 6–1–23; 8:45 am] BILLING CODE 4710–35–P DEPARTMENT OF TRANSPORTATION Federal Aviation Administration Aviation Rulemaking Advisory Committee; Meeting Federal Aviation Administration (FAA), DOT. ACTION: Notice of Aviation Rulemaking Advisory Committee (ARAC) meeting. AGENCY: This notice announces a meeting of the ARAC. DATES: The meeting will be held on Thursday, July 20, 2023, from 1:00 p.m. to 4:00 p.m. Eastern Time. SUMMARY: E:\FR\FM\02JNN1.SGM 02JNN1

Agencies

[Federal Register Volume 88, Number 106 (Friday, June 2, 2023)]
[Notices]
[Pages 36353-36354]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-11716]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34931]


Deregistration Under Section 8(f) of the Investment Company Act 
of 1940

May 26, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').

ACTION: Notice of applications for deregistration under section 8(f) of 
the Investment Company Act of 1940.

-----------------------------------------------------------------------

    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of May 
2023. A copy of each application may be obtained via the Commission's 
website by searching for the applicable file number listed below, or 
for an applicant using the Company name search field, on the SEC's 
EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also 
call the SEC's Public Reference Room at (202) 551-8090. An order 
granting each application will be issued unless the SEC orders a 
hearing. Interested persons may request a hearing on any application by 
emailing the SEC's Secretary at [email protected] and serving 
the relevant applicant with a copy of the request by email, if an email 
address is listed for the relevant applicant below, or personally or by 
mail, if a physical address is listed for the relevant applicant below. 
Hearing requests should be received by the SEC by 5:30 p.m. on June 20, 
2023, and should be accompanied by proof of service on applicants, in 
the form of an affidavit or, for lawyers, a certificate of service. 
Pursuant to Rule 0-5 under the Act, hearing requests should state the 
nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by writing to the Commission's Secretary at 
[email protected].

ADDRESSES: The Commission: [email protected].

FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at 
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE, Washington, DC 20549-8010.

Clough Funds Trust [File No. 811-23059]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On April 24, 2023, applicant made a 
liquidating distribution to its shareholders based on net asset value. 
Expenses of $89,867.03 incurred in connection with the liquidation were 
paid by the applicant's investment adviser. Applicant also has retained 
$101,347.27 for the purpose of

[[Page 36354]]

paying outstanding legal, accounting, and administrative liabilities.
    Filing Date: The application was filed on April 28, 2023.
    Applicant's Address: 1290 Broadway, Suite 1000, Denver, Colorado 
80203.

Evermore Funds Trust [File No. 811-22335]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Evermore Global Value Fund, a series of The RBB Fund Trust, and on 
December 27, 2022 made a final distribution to its shareholders based 
on net asset value. Expenses of $224,831 incurred in connection with 
the reorganization were paid by the applicant and the applicant's 
investment adviser.
    Filing Dates: The application was filed on February 22, 2023, and 
amended on April 26, 2023.
    Applicant's Address: 55 Union Place, Suite 277, Summit, New Jersey 
07901.

Red Cedar Fund Trust [File No. 811-23459]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On September 27, 2022, applicant made a 
liquidating distribution to its shareholders based on net asset value. 
Expenses of $31,699.79 incurred in connection with the liquidation were 
paid by the applicant and the applicant's investment adviser.
    Filing Date: The application was filed on April 12, 2023.
    Applicant's Address: 333 Bridge Street North West, Suite 601, Grand 
Rapids, Michigan 49504.

Stone Ridge Residential Real Estate Income Fund I, Inc. [File No. 811-
23451]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On April 21, 
2023, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $12,500 incurred in connection 
with the liquidation were paid by the applicant's investment adviser.
    Filing Date: The application was filed on April 24, 2023.
    Applicant's Address: One Vanderbilt Avenue, 65th Floor, New York, 
New York 10017.

Thrivent Church Loan & Income Fund [File No. 811-23362]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On April 20, 
2023, applicant made liquidating distributions to its shareholders 
based on net asset value. Expenses of $46,272 incurred in connection 
with the liquidation were paid by the applicant's investment adviser.
    Filing Date: The application was filed on April 24, 2023.
    Applicant's Address: 901 Marquette Avenue, Suite 2500, Minneapolis, 
Minnesota 55402-3211.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. 2023-11716 Filed 6-1-23; 8:45 am]
BILLING CODE 8011-01-P
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