Applications for New Awards; Expanding Opportunity Through Quality Charter Schools Program-Grants for Credit Enhancement for Charter School Facilities, 30100-30106 [2023-09952]
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Federal Register / Vol. 88, No. 90 / Wednesday, May 10, 2023 / Notices
(OMB) for clearance the following
proposal for collection of information
under the provisions of the Paperwork
Reduction Act.
DATES: Consideration will be given to all
comments received by June 9, 2023.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
FOR FURTHER INFORMATION CONTACT:
Angela Duncan, 571–372–7574, whs.mcalex.esd.mbx.dd-dod-informationcollections@mail.mil.
SUPPLEMENTARY INFORMATION:
Title; Associated Form; and OMB
Number: Naval Academy Candidate
Application Package; USNA Forms
1110/7, 1110/21, 5500/1, 5710/1, 1531/
11, 1531/16, and 1531/17; OMB Control
Number 0703–0036.
Type of Request: Reinstatement.
Request for Information
Number of Respondents: 26,500.
Responses per Respondent: 1.
Annual Responses: 26,500.
Average Burden per Response: 5
minutes.
Annual Burden Hours: 2,208.
International Applicant Nominations
Number of Respondents: 128.
Responses per Respondent: 1.
Annual Responses: 128.
Average Burden per Response: 5
minutes.
Annual Burden Hours: 11.
Preliminary Application
Number of Respondents: 16,000.
Responses per Respondent: 1.
Annual Responses: 16,000.
Average Burden per Response: 60
minutes.
Annual Burden Hours: 16,000.
Application Process
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Number of Respondents: 14,000.
Responses per Respondent: 1.
Annual Responses: 14,000.
Average Burden per Response: 120.96
minutes.
Annual Burden Hours: 28,225.
Recommendations and Evaluations
Number of Respondents: 70,775.
Responses per Respondent: 1.
Annual Responses: 70,775.
Average Burden per Response: 59.61
minutes.
Annual Burden Hours: 70,317.
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Accepted Candidate Package
Number of Respondents: 1,200.
Responses per Respondent: 4.23.
Annual Responses: 5,079.
Average Burden per Response: 64.03
minutes.
Annual Burden Hours: 5,420.
Total
Number of Respondents: 128,603.
Annual Responses: 132,482.
Annual Burden Hours: 122,181.
Needs and Uses: This information
requirement is used to determine the
eligibility, competitive standing, and the
scholastic and leadership potential of
candidates for an appointment to the
United States Naval Academy (USNA).
Prior performance, including academic
achievements, involvement in
extracurricular activities and
performance in leadership positions,
has been found to be an excellent
predictor of success. Without this
information, the Naval Academy’s
ability to recruit qualified candidates
will be seriously impacted. An analysis
of the information collected is made by
the Admissions Board in order to gauge
the qualifications of individual
candidates. Respondents are applicants
for admission to the USNA, persons
interested in applying for admission to
the USNA, school officials for those
applicants, Chain of Command officials
for active duty applicants, person’s
providing recommendations for
applicants, Blue and Gold Officers,
Embassy or Naval Attache´s for
international applicants from other
countries, and local law enforcement
officials.
Affected Public: Individuals or
households.
Frequency: On occasion.
Respondent’s Obligation: Voluntary.
OMB Desk Officer: Ms. Jasmeet
Seehra.
You may also submit comments and
recommendations, identified by Docket
ID number and title, by the following
method:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Instructions: All submissions received
must include the agency name, Docket
ID number, and title for this Federal
Register document. The general policy
for comments and other submissions
from members of the public is to make
these submissions available for public
viewing on the internet at https://
www.regulations.gov as they are
received without change, including any
personal identifiers or contact
information.
DoD Clearance Officer: Ms. Angela
Duncan.
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Requests for copies of the information
collection proposal should be sent to
Ms. Duncan at whs.mc-alex.esd.mbx.dddod-information-collections@mail.mil.
Dated: May 5, 2023.
Aaron T. Siegel,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
[FR Doc. 2023–09925 Filed 5–9–23; 8:45 am]
BILLING CODE 5001–06–P
DEPARTMENT OF EDUCATION
Applications for New Awards;
Expanding Opportunity Through
Quality Charter Schools Program—
Grants for Credit Enhancement for
Charter School Facilities
Office of Elementary and
Secondary Education, Department of
Education.
ACTION: Notice.
AGENCY:
The Department of Education
(Department) is issuing a notice inviting
applications for fiscal year (FY) 2023 for
Charter Schools Program (CSP)—Grants
for Credit Enhancement for Charter
School Facilities (Credit Enhancement),
Assistance Listing Number 84.354A.
This notice relates to the approved
information collection under OMB
control number 1810–0775.
DATES:
Applications Available: May 10, 2023.
Notice of Intent to Apply: Applicants
are strongly encouraged but not required
to submit a notice of intent to apply by
May 25, 2023. Applicants who do not
meet this deadline may still apply.
Deadline for Transmittal of
Applications: June 26, 2023.
Deadline for Intergovernmental
Review: August 23, 2023.
Pre-Application Webinar Information:
The Credit Enhancement program
intends to hold a webinar to provide
technical assistance to interested
applicants. Detailed information
regarding this webinar will be provided
at https://oese.ed.gov/offices/office-ofdiscretionary-grants-support-services/
charter-school-programs/creditenhancement-for-charter-schoolfacilities-program/applicant-info-andeligibility/.
Note: For new potential grantees
unfamiliar with grantmaking at the
Department, please consult our ‘‘Getting
Started with Discretionary Grant
Applications web page’’ at https://
www2.ed.gov/fund/grant/about/
discretionary/.
ADDRESSES: For the addresses for
obtaining and submitting an
application, please refer to our Common
SUMMARY:
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Instructions for Applicants to
Department of Education Discretionary
Grant Programs, published in the
Federal Register on December 7, 2022
(87 FR 75045), and available at https://
www.federalregister.gov/documents/
2022/12/07/2022-26554/commoninstructions-for-applicants-todepartment-of-education-discretionarygrant-programs. Please note that these
Common Instructions supersede the
version published on December 27,
2021.
FOR FURTHER INFORMATION CONTACT:
Clifton Jones, U.S. Department of
Education, 400 Maryland Avenue SW,
Room 3E211, Washington, DC 20202.
Telephone: 202–205–2204. Email:
charter.facilities@ed.gov.
If you are deaf, hard of hearing, or
have a speech disability and wish to
access telecommunications relay
services, please dial 7–1–1.
SUPPLEMENTARY INFORMATION:
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Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The Credit
Enhancement program provides grants
to eligible entities to demonstrate
innovative methods of helping charter
schools address the cost of acquiring,
constructing, and renovating facilities
by enhancing the availability of loans
and bond financing.
Background:
Charter schools are public schools
that serve large percentages of
underserved student groups. Lack of
access to adequate facilities is one of the
biggest obstacles to creating and
expanding charter schools as cited by
charter school leaders.1 In 2021, the
General Accounting Office (GAO) issued
a report identifying the challenges
charter schools encounter with locating
and securing charter school facilities
and government assistance. In this
report, the GAO identified the following
four challenges unique to charter
schools when trying to secure charter
school facilities and funding: (1)
affordability and limited access to state
and local funding and affordable private
loans as well as rising real estate costs
and renovation expenses; (2) availability
of safe and secure building space and
lack of amenities (e.g., a cafeteria or
playground) or safe and secure building
space and limited access to buildings;
(3) lack of consistent local support and
inconsistent assistance by local
governments and school districts for
charter school facilities’ needs; and (4)
limited staff expertise in facilities
1 https://facilitycenter.publiccharters.org/schoolleaders.
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management.2 The Credit Enhancement
grant program responds to all of these
challenges and the underlying, shared
cause—accessing capital.
The Credit Enhancement program
provides grant funds to financial
institutions to enhance the credit of
charter schools so they can access
private and non-federal capital to
finance facility projects and pay
affordable interest rates. Access to
capital via the Credit Enhancement
program allows participating charter
school leaders to focus on the
educational mission while the Credit
Enhancement grantees focus on the
business of financing, designing, and
constructing a facility built to suit the
unique needs of the school model,
student population, and budget. Access
to high-quality school facilities is an
essential component of providing
equitable, high-quality education to all
students.
In his January 2023 speech, the
Secretary encouraged all stakeholders to
‘‘raise the bar’’ in education to provide
opportunities for students to reach new
heights in the classroom, in their
careers, and in their lives and
communities, making a positive
difference in the world for generations
to come. One component of raising the
bar for the charter school sector is to
ensure that charter schools, including
those operating in our most distressed
communities, have access to and
operate high-quality facilities. The
unique challenges charter schools face
in accessing high-quality facilities mean
that a disproportionate number of lowincome students and students of color
in distressed communities are left
waiting and denied opportunities for
comprehensive and rigorous learning
experiences. In expanding access to
high-quality facilities with the Credit
Enhancement grant program, we raise
the bar for those charter schools that
serve low-income students and students
of color located in low-resourced,
underfunded areas.3
Definitions:
The following definitions apply to
this program. The definition of ‘‘charter
school’’ is from section 4310 of the
Elementary and Secondary Education
Act of 1965, as amended by the Every
Students Succeeds Act (ESEA) (20
2 K–12 Education: Challenges Locating and
Securing Charter School Facilities and Government
Assistance—Briefing to the Republican Leader,
House Committee on Education and Labor—August
2, 2021.
3 Strengthening Federal Investment in Charter
School Facilities, February 2018, National Alliance
for Public Charter Schools and National Charter
School Resource Center (2020). A Synthesis of
Research on Charter School Facilities. Bethesda,
MD: Manhattan Strategy Group.
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U.S.C. 7221i), and the remainder are
from 34 CFR 77.1.
Baseline means the starting point
from which performance is measured
and targets are set.
Charter school means a public school
that—
(a) In accordance with a specific State
statute authorizing the granting of
charters to schools, is exempt from
significant State or local rules that
inhibit the flexible operation and
management of public schools, but not
from any rules relating to the other
requirements in section 4310 of the
ESEA;
(b) Is created by a developer as a
public school, or is adapted by a
developer from an existing public
school, and is operated under public
supervision and direction;
(c) Operates in pursuit of a specific set
of educational objectives determined by
the school’s developer and agreed to by
the authorized public chartering agency;
(d) Provides a program of elementary
or secondary education, or both;
(e) Is nonsectarian in its programs,
admissions policies, employment
practices, and all other operations, and
is not affiliated with a sectarian school
or religious institution;
(f) Does not charge tuition;
(g) Complies with the Age
Discrimination Act of 1975 (42 U.S.C.
6101 et seq.), title VI of the Civil Rights
Act of 1964 (42 U.S.C. 2000d et seq.),
title IX of the Education Amendments of
1972 (20 U.S.C. 1681 et seq.), section
504 of the Rehabilitation Act of 1973 (29
U.S.C. 794), the Americans with
Disabilities Act of 1990 (42 U.S.C. 12101
et seq.), section 444 of the General
Education Provisions Act (20 U.S.C.
1232g) (commonly referred to as the
‘‘Family Educational Rights and Privacy
Act of 1974’’), and part B of the
Individuals with Disabilities Education
Act (20 U.S.C. 1411 et seq.);
(h) Is a school to which parents
choose to send their children, and
that—(i) Admits students on the basis of
a lottery, consistent with section
4303(c)(3)(A) of the ESEA (20 U.S.C.
7221b(c)(3)(A)), if more students apply
for admission than can be
accommodated; or (ii) In the case of a
school that has an affiliated charter
school (such as a school that is part of
the same network of schools),
automatically enrolls students who are
enrolled in the immediate prior grade
level of the affiliated charter school and,
for any additional student openings or
student openings created through
regular attrition in student enrollment
in the affiliated charter school and the
enrolling school, admits students on the
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basis of a lottery as described in
paragraph (h)(i);
(i) Agrees to comply with the same
Federal and State audit requirements as
do other elementary schools and
secondary schools in the State, unless
such State audit requirements are
waived by the State;
(j) Meets all applicable Federal, State,
and local health and safety
requirements;
(k) Operates in accordance with State
law;
(l) Has a written performance contract
with the authorized public chartering
agency in the State that includes a
description of how student performance
will be measured in charter schools
pursuant to State assessments that are
required of other schools and pursuant
to any other assessments mutually
agreeable to the authorized public
chartering agency and the charter
school; and
(m) May serve students in early
childhood education programs or
postsecondary students.
Performance measure means any
quantitative indicator, statistic, or
metric used to gauge program or project
performance.
Performance target means a level of
performance that an applicant would
seek to meet during the course of a
project or as a result of a project.
Program Authority: 20 U.S.C. 7221c.
Note: Projects will be awarded and
must be operated in a manner consistent
with the nondiscrimination
requirements contained in Federal civil
rights laws.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations in 34 CFR
parts 75, 77, 79, 81, 82, 84, 86, 97, 98,
and 99. (b) The Office of Management
and Budget Guidelines to Agencies on
Governmentwide Debarment and
Suspension (Nonprocurement) in 2 CFR
part 180, as adopted and amended as
regulations of the Department in 2 CFR
part 3485. (c) The Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards in 2 CFR part 200, as
adopted and amended as regulations of
the Department in 2 CFR part 3474. (d)
The regulations for this program in 34
CFR part 225.
Note: The regulations in 34 CFR part
79 apply to all applicants except
federally recognized Indian Tribes.
Note: The regulations in 34 CFR part
86 apply to institutions of higher
education only.
II. Award Information
Type of Award: Discretionary grants.
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Estimated Available Funds:
$50,000,000.
Contingent upon the availability of
funds and the quality of applications,
we may make additional awards in
subsequent years from the list of
unfunded applications from this
competition.
Estimated Range of Awards:
$2,000,000 to $20,000,000.
Estimated Average Size of Awards:
$11,000,000.
Maximum Award: We will not award
a grant for more than $20,000,000 for a
grant project.
Estimated Number of Awards: 4.
Note: The Department is not bound by
any estimates in this notice.
Project Period: From the start date
indicated on the grant award document
until the Federal funds and earnings on
those funds have been expended for the
grant purposes or until financing
facilitated by the grant has been retired,
whichever is later.
III. Eligibility Information
1. Eligible Applicants: (a) A public
entity, such as a State or local
governmental entity; (b) A private,
nonprofit entity; or (c) A consortium of
entities described in (a) and (b).
Note: If you are a nonprofit
organization, under 34 CFR 75.51, you
may demonstrate your nonprofit status
by providing: (1) Proof that the Internal
Revenue Service currently recognizes
the applicant as an organization to
which contributions are tax deductible
under section 501(c)(3) of the Internal
Revenue Code; (2) a statement from a
State taxing body or the State attorney
general certifying that the organization
is a nonprofit organization operating
within the State and that no part of its
net earnings may lawfully benefit any
private shareholder or individual; (3) a
certified copy of the applicant’s
certificate of incorporation or similar
document if it clearly establishes the
nonprofit status of the applicant; or (4)
any item described above if that item
applies to a State or national parent
organization, together with a statement
by the State or parent organization that
the applicant is a local nonprofit
affiliate.
2. a. Cost Sharing or Matching: This
competition does not require cost
sharing or matching.
b. Supplement-Not-Supplant: This
competition does not involve
supplement-not-supplant funding
requirements.
c. Indirect Cost Rate Information: This
program uses an unrestricted indirect
cost rate. For more information
regarding indirect costs, or to obtain a
negotiated indirect cost rate, please see
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www2.ed.gov/about/offices/list/ocfo/
intro.html.
d. Administrative Cost Limitation:
Consistent with section 4304(g) of the
ESEA (20 U.S.C. 7221c(g)), an eligible
entity may use not more than 2.5
percent of the funds received under this
program for the administrative costs of
carrying out its responsibilities under
this program.
3. Subgrantees: A grantee under this
competition may not award subgrants to
entities to directly carry out project
activities described in its application.
4. Other: The charter schools that a
grantee selects to benefit from this
program must meet the definition of
charter school in section 4310(2) of the
ESEA (20 U.S.C. 7221i(2)). Additionally,
with respect to component (B) of the
definition of ‘‘charter school,’’ which
requires that a school be a public school
operated under public supervision and
direction, each charter school selected
to benefit from this program must assure
the grantee that is has not relinquished
full or substantial control of the charter
school to a for-profit management
organization (also referred to as an
education management organization) or
other for-profit entity; and each charter
school must assure the grantee that it is
fiscally responsible and transparent,
particularly with respect to contractual
relationships with for-profit
management organizations.
IV. Application and Submission
Information
1. Application Submission
Instructions: Applicants are required to
follow the Common Instructions for
Applicants to Department of Education
Discretionary Grant Programs,
published in the Federal Register on
December 7, 2022 (87 FR 75045), and
available at https://
www.federalregister.gov/documents/
2022/12/07/2022-26554/commoninstructions-for-applicants-todepartment-of-education-discretionarygrant-programs, which contain
requirements and information on how to
submit an application. Please note that
these Common Instructions supersede
the version published on December 27,
2021.
2. Submission of Proprietary
Information: Given the types of projects
that may be proposed in applications for
the Credit Enhancement competition,
your application may include business
information that you consider
proprietary. In 34 CFR 5.11 we define
‘‘business information’’ and describe the
process we use in determining whether
any of that information is proprietary
and, thus, protected from disclosure
under Exemption 4 of the Freedom of
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Information Act (5 U.S.C. 552, as
amended). Because we plan to post on
our website the application narrative
sections of successful applications, you
may wish to request confidentiality of
business information. Consistent with
Executive Order 12600, please designate
in your application any information that
you believe is exempt from disclosure
under Exemption 4. In the appropriate
Appendix section of your application,
under ‘‘Other Attachments Form,’’
please list the page number or numbers
on which we can find this information.
For additional information please see 34
CFR 5.11(c).
3. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition.
4. Funding Restrictions:
(a) Reserve accounts. Under 20 U.S.C.
7221c(f), an eligible entity receiving a
grant must, in accordance with State
and local law, directly or indirectly,
alone or in collaboration with others,
deposit the funds received, other than
funds used for administrative costs, in
a reserve account established and
maintained by the eligible entity for this
purpose. Amounts deposited in such
account must be used by the eligible
entity for one or more of the following
purposes: (1) Guaranteeing, insuring,
and reinsuring bonds, notes, evidences
of debt, loans, and interests therein, the
proceeds of which are used for an
objective described in paragraph (b). (2)
Guaranteeing and insuring leases of
personal and real property for an
objective described in paragraph (b). (3)
Facilitating financing by identifying
potential lending sources, encouraging
private lending, and other similar
activities that directly promote lending
to, or for the benefit of, charter schools.
(4) Facilitating the issuance of bonds by
charter schools, or by other public
entities for the benefit of charter
schools, by providing technical,
administrative, and other appropriate
assistance (including the recruitment of
bond counsel, underwriters, and
potential investors, and the
consolidation of multiple charter school
projects within a single bond issue).
Funds received and deposited in the
reserve account must be invested in
obligations issued or guaranteed by the
United States or a State, or in other
similarly low-risk securities. Any
earnings on funds received must be
deposited in the reserve account and
used in accordance with this program.
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(b) Charter school objectives. Under
20 U.S.C. 7221c(e), an eligible entity
receiving a grant must use the funds
deposited in the reserve account to
assist one or more charter schools to
access private sector capital to
accomplish one or more of the following
objectives: (1) The acquisition (by
purchase, lease, donation, or otherwise)
of an interest (including an interest held
by a third party for the benefit of a
charter school) in improved or
unimproved real property that is
necessary to commence or continue the
operation of a charter school. (2) The
construction of new facilities, or the
renovation, repair, or alteration of
existing facilities, necessary to
commence or continue the operation of
a charter school. (3) The
predevelopment costs required to assess
sites for purposes of paragraph (1) or (2)
and that are necessary to commence or
continue the operation of a charter
school.
(c) Reasonable costs. Grantees must
ensure that all costs incurred using
funds from the reserve account are
reasonable and allowable. We specify
unallowable costs in 34 CFR 225.21.
(d) No full faith and credit for grantee
obligation. No financial obligation of a
grantee under this program (such as an
obligation under a guarantee, bond,
note, evidence of debt, or loan) shall be
an obligation of, or guaranteed in any
respect by, the United States. The full
faith and credit of the United States are
not pledged to the payment of funds
that may be required to be paid under
any obligation made by a grantee under
this program. In the event of a default
on any debt or other obligation, the
United States has no liability to cover
the cost of the default.
(e) Performance Agreement. Grantees
must enter into a written Performance
Agreement with the Department and
may not draw down funds prior to
approval of the agreement by the
Department, unless the grantee receives
written permission from the Department
in the interim to draw down a specific
limited amount of funds.
(f) Standards of conduct. Grantees
must maintain and enforce standards of
conduct governing the performance of
their employees, officers, directors,
trustees, and agents engaged in the
selection, award, and administration of
contracts or agreements related to this
grant. The standards of conduct must
mandate disinterested decision-making.
(g) Recovery of funds. The Secretary,
in accordance with chapter 37 of title 31
of the United States Code, will collect
the funds in the reserve account
established with grant funds (including
any earnings on those funds) as follows:
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(1) All or a portion of the funds if the
Secretary determines that the grantee
has permanently ceased to use such
funds to accomplish the purposes
described in the authorizing statute and
the Performance Agreement; or (2) All of
the funds if the Secretary determines
that, not earlier than 2 years after the
date on which it first receives these
funds, the grantee has failed to make
substantial progress in undertaking the
grant project.
(h) We reference additional
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
5. Recommended Page Limit: The
application narrative is where you, the
applicant, address the selection criteria
that reviewers use to evaluate your
application. We recommend that you (1)
limit the application narrative to no
more than 40 pages and (2) use the
following standards:
• A ‘‘page’’ is 8.5″ x 11″, on one side
only, with 1″ margins at the top, bottom,
and both sides.
• Double-space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
references, and captions, as well as all
text in charts, tables, figures, and
graphs.
• Use a font that is either 12 point or
larger or no smaller than 10 pitch
(characters per inch).
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial.
The recommended page limit does not
apply to the cover sheet; the budget
section, including the narrative budget
justification; the assurances and
certifications; or the one-page abstract,
and resumes. However, the
recommended page limit does apply to
all of the application narrative.
6. Notice of Intent to Apply: The
Department will be able to review grant
applications more efficiently if we know
the approximate number of applicants
that intend to apply. Therefore, we
strongly encourage each potential
applicant to notify us of their intent to
submit an application. To do so, please
email the program contact person listed
under FOR FURTHER INFORMATION
CONTACT with the subject line ‘‘Intent to
Apply,’’ and include the applicant’s
name, a contact person’s name and
email address, and the Assistance
Listing Number. Applicants that do not
submit a notice of intent to apply may
still apply for funding.
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V. Application Review Information
1. Selection Criteria: The selection
criteria for this competition are from 34
CFR 225.11 and are as follows:
(a) Quality of project design and
significance (35 points). In determining
the quality of project design and
significance, the Secretary considers—
(1) The extent to which the grant
proposal would provide financing to
charter schools at better rates and terms
than they can receive absent assistance
through the program;
(2) The extent to which the project
goals, objectives, and timeline are
clearly specified, measurable, and
appropriate for the purpose of the
program;
(3) The extent to which the project
implementation plan and activities,
including the partnerships established,
are likely to achieve measurable
objectives that further the purposes of
the program;
(4) The extent to which the project is
likely to produce results that are
replicable;
(5) The extent to which the project
will use appropriate criteria for
selecting charter schools for assistance
and for determining the type and
amount of assistance to be given;
(6) The extent to which the proposed
activities will leverage private or public
sector funding and increase the number
and variety of charter schools assisted in
meeting their facilities needs more than
would be accomplished absent the
program;
(7) The extent to which the project
will serve charter schools in States with
strong charter laws, consistent with the
criteria for such laws in section
4303(g)(2) of the ESEA; and
(8) The extent to which the requested
grant amount and the project costs are
reasonable in relation to the objectives,
design, and potential significance of the
project.
(b) Quality of project services (15
points). In determining the quality of the
project services, the Secretary
considers—
(1) The extent to which the services
to be provided by the project reflect the
identified needs of the charter schools
to be served;
(2) The extent to which charter
schools and chartering agencies were
involved in the design of, and
demonstrate support for, the project;
(3) The extent to which the technical
assistance and other services to be
provided by the proposed grant project
involve the use of cost-effective
strategies for increasing charter schools’
access to facilities financing, including
the reasonableness of fees and lending
terms; and
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(4) The extent to which the services
to be provided by the proposed grant
project are focused on assisting charter
schools with a likelihood of success and
the greatest demonstrated need for
assistance under the program.
(c) Capacity (35 points). In
determining an applicant’s business and
organizational capacity to carry out the
project, the Secretary considers—
(1) The amount and quality of
experience of the applicant in carrying
out the activities it proposes to
undertake in its application, such as
enhancing the credit on debt issuances,
guaranteeing leases, and facilitating
financing;
(2) The applicant’s financial stability;
(3) The ability of the applicant to
protect against unwarranted risk in its
loan underwriting, portfolio monitoring,
and financial management;
(4) The applicant’s expertise in
education to evaluate the likelihood of
success of a charter school;
(5) The ability of the applicant to
prevent conflicts of interest, including
conflicts of interest by employees and
members of the board of directors in a
decision-making role;
(6) If the applicant has co-applicants
(consortium members), partners, or
other grant project participants, the
specific resources to be contributed by
each co-applicant (consortium member),
partner, or other grant project
participant to the implementation and
success of the grant project;
(7) For State governmental entities,
the extent to which steps have been or
will be taken to ensure that charter
schools within the State receive the
funding needed to obtain adequate
facilities; and
(8) For previous grantees under the
charter school facilities programs, their
performance in implementing these
grants.
Note: The 35 available points under
this selection criterion will be allocated
evenly among the factors applicable to
a particular applicant. For example, for
an applicant for which none of factors
(6)–(8) apply, the 35 available points
will be allocated among the first five
factors. Similarly, for an applicant that
is a State governmental entity that is a
previous grantee under the charter
school facilities programs, the 35
available points will be allocated evenly
among factors (1)–(5), (7), and (8).
(d) Quality of project personnel (15
points). In determining the quality of
project personnel, the Secretary
considers—
(1) The qualifications of project
personnel, including relevant training
and experience, of the project manager
and other members of the project team,
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including consultants or subcontractors;
and
(2) The staffing plan for the grant
project.
2. Review and Selection Process: We
remind potential applicants that in
reviewing applications in any
discretionary grant competition, the
Secretary may consider, under 34 CFR
75.217(d)(3), the past performance of the
applicant in carrying out a previous
award, such as the applicant’s use of
funds, achievement of project
objectives, and compliance with grant
conditions. The Secretary may also
consider whether the applicant failed to
submit a timely performance report or
submitted a report of unacceptable
quality. In addition, in making a
competitive grant award, the Secretary
requires various assurances, including
those applicable to Federal civil rights
laws that prohibit discrimination in
programs or activities receiving Federal
financial assistance from the
Department (34 CFR 100.4, 104.5, 106.4,
108.8, and 110.23).
3. Risk Assessment and Specific
Conditions. Consistent with 2 CFR
200.206, before awarding grants under
this competition the Department
conducts a review of the risks posed by
applicants. Under 2 CFR 200.208, the
Secretary may impose specific
conditions and, under 2 CFR 3474.10, in
appropriate circumstances, high-risk
conditions on a grant if the applicant or
grantee is not financially stable; has a
history of unsatisfactory performance;
has a financial or other management
system that does not meet the standards
in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant;
or is otherwise not responsible.
4. Integrity and Performance System.
If you are selected under this
competition to receive an award that
over the course of the project period
may exceed the simplified acquisition
threshold (currently $250,000), under 2
CFR 200.206(a)(2) we must make a
judgment about your integrity, business
ethics, and record of performance under
Federal awards—that is, the risk posed
by you as an applicant—before we make
an award. In doing so, we must consider
any information about you that is in the
integrity and performance system
(currently referred to as the Federal
Awardee Performance and Integrity
Information System (FAPIIS)),
accessible through the System for
Award Management. You may review
and comment on any information about
yourself that a Federal agency
previously entered and that is currently
in FAPIIS. Please note that, if the total
value of your currently active grants,
cooperative agreements, and
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procurement contracts from the Federal
Government exceeds $10,000,000, the
reporting requirements in 2 CFR part
200, Appendix XII, require you to report
certain integrity information to FAPIIS
semiannually. Please review the
requirements in 2 CFR part 200,
Appendix XII, if this grant plus all the
other Federal funds you receive exceed
$10,000,000.
5. In General: In accordance with the
Office of Management and Budget’s
guidance located at 2 CFR part 200, all
applicable Federal laws, and relevant
Executive guidance, the Department
will review and consider applications
for funding pursuant to this notice
inviting applications in accordance
with—
(a) Selecting recipients most likely to
be successful in delivering results based
on the program objectives through an
objective process of evaluating Federal
award applications (2 CFR 200.205);
(b) Prohibiting the purchase of certain
telecommunication and video
surveillance services or equipment in
alignment with section 889 of the
National Defense Authorization Act of
2019 (Pub. L. 115–232) (2 CFR 200.216);
(c) Providing a preference, to the
extent permitted by law, to maximize
use of goods, products, and materials
produced in the United States (2 CFR
200.322); and
(d) Terminating agreements in whole
or in part to the greatest extent
authorized by law if an award no longer
effectuates the program goals or agency
priorities (2 CFR 200.340).
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN); or we may send you an email
containing a link to access an electronic
version of your GAN. We may notify
you informally, also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice. We
reference the regulations outlining the
terms and conditions of an award in the
Applicable Regulations section of this
notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Open Licensing Requirements:
Unless an exception applies, if you are
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17:49 May 09, 2023
Jkt 259001
awarded a grant under this competition,
you will be required to openly license
to the public grant deliverables created
in whole, or in part, with Department
grant funds. When the deliverable
consists of modifications to pre-existing
works, the license extends only to those
modifications that can be separately
identified and only to the extent that
open licensing is permitted under the
terms of any licenses or other legal
restrictions on the use of pre-existing
works.
Additionally, a grantee or subgrantee
that is awarded competitive grant funds
must have a plan to disseminate these
public grant deliverables. This
dissemination plan can be developed
and submitted after your application has
been reviewed and selected for funding.
For additional information on the open
licensing requirements please refer to 2
CFR 3474.20.
4. Reporting:
(a) If you apply for a grant under this
competition, you must ensure that you
have in place the necessary processes
and systems to comply with the
reporting requirements in 2 CFR part
170 should you receive funding under
the competition. This does not apply if
you have an exception under 2 CFR
170.110(b).
(b) At the end of your project period,
you must submit a final performance
report, including financial information,
as directed by the Secretary. If you
receive a multiyear award, you must
submit an annual performance report
that provides the most current
performance and financial expenditure
information as directed by the Secretary
under 34 CFR 75.118. The Secretary
may also require more frequent
performance reports under 34 CFR
75.720(c). For specific requirements on
reporting, please go to www.ed.gov/
fund/grant/apply/appforms/
appforms.html.
5. Performance Measures: The
Department has developed the following
performance measures for the purpose
of Department reporting under 34 CFR
75.110:
(a) Program Performance Measures.
The performance measures for this
program are: (1) The amount of funding
grantees leverage for charter schools to
acquire, construct, and renovate school
facilities; and (2) the number of charter
schools served. Grantees must provide
information that is responsive to these
measures as part of their annual
performance reports.
(b) Project-Specific Performance
Measures. Applicants must propose
project-specific performance measures
and performance targets consistent with
the objectives of the project and
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Fmt 4703
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30105
program. Applicants must provide the
following information, as directed by 34
CFR 75.110(b):
(1) Project Performance Measures.
How each proposed project-specific
performance measure would accurately
measure the performance of the project
and how the proposed project-specific
performance measure would be
consistent with the performance
measures established for the program
funding the competition.
(2) Project Performance Targets. Why
each proposed performance target is
ambitious yet achievable compared to
the baseline for the performance
measure and when, during the project
period, the applicant would meet the
performance target(s).
Note: The Secretary encourages
applicants to consider measures and
targets tied to their grant activities
during the grant period. The measures
should be sufficient to gauge the
progress throughout the grant period
and show results by the end of the grant
period.
(3) Data Collection and Reporting. (i)
The data collection and reporting
methods the applicant would use and
why those methods are likely to yield
reliable, valid, and meaningful
performance data; and (ii) The
applicant’s capacity to collect and
report reliable, valid, and meaningful
performance data, as evidenced by highquality data collection, analysis, and
reporting in other projects or research.
Note: If applicants do not have
experience with collection and
reporting of performance data through
other projects or research, they should
provide other evidence of their capacity
to successfully carry out data collection
and reporting for their proposed project.
6. Project Directors’ Meeting:
Applicants approved for funding under
this competition must attend a meeting
for project directors at a location to be
determined in the continental United
States during each year of the project.
Applicants may include the cost of
attending this meeting as an
administrative cost in their proposed
budgets.
7. Technical Assistance: Grantees
under this competition must participate
in all Credit Enhancement program
technical assistance offerings provided
by the Department and its contractual
technical assistance providers and
partners throughout the life of the
project.
VII. Other Information
Accessible Format: On request to the
program contact person listed under FOR
FURTHER INFORMATION CONTACT,
individuals with disabilities can obtain
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Federal Register / Vol. 88, No. 90 / Wednesday, May 10, 2023 / Notices
this document and a copy of the
application package in an accessible
format. The Department will provide the
requestor with an accessible format that
may include Rich Text Format (RTF) or
text format (txt), a thumb drive, an MP3
file, braille, large print, audiotape, or
compact disc, or other accessible format.
Electronic Access to This Document:
The official version of this document is
the document published in the Federal
Register. You may access the official
edition of the Federal Register and the
Code of Federal Regulations at
www.govinfo.gov. At this site you can
view this document, as well as all other
documents of this Department
published in the Federal Register, in
text or Portable Document Format
(PDF). To use PDF, you must have
Adobe Acrobat Reader, which is
available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search
feature at www.federalregister.gov.
Specifically, through the advanced
search feature at this site, you can limit
your search to documents published by
the Department.
James F. Lane,
Principal Deputy Assistant Secretary,
Delegated the Authority to Perform the
Functions and Duties of the Assistant
Secretary, Office of Elementary and
Secondary Education.
[FR Doc. 2023–09952 Filed 5–9–23; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
[Docket No.: ED–2022–SCC–0147]
Agency Information Collection
Activities; Submission to the Office of
Management and Budget for Review
and Approval; Comment Request;
NCES Data Security Requirements for
Accessing Restricted Use Data
National Center for Education
Statistics, Institute of Education
Sciences, Department of Education.
ACTION: Notice.
AGENCY:
The National Center for
Education Statistics (NCES) within the
Institute of Education Sciences, U.S.
Department of Education invites the
general public and other federal
agencies to comment on a proposed
information collection. NCES plans to
collect information from individuals to
fulfill its data security requirements
when providing access to restricted-use
microdata for the purpose of evidence
building. NCES’s data security
agreements and other paperwork along
with the corresponding security
lotter on DSK11XQN23PROD with NOTICES1
SUMMARY:
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protocols allow the agency to maintain
careful controls on confidentiality and
privacy, as required by law. NCES
published this proposal for 60 days of
public comment beginning November
25, 2022. The purpose of this notice is
to allow for an additional 30 days of
public comment on the proposed data
security information collection, prior to
submission of the information collection
request (ICR) to the Office of
Management and Budget (OMB).
DATES: Written comments on this notice
must be received by June 9, 2023 to be
assured of consideration. Comments
received after that date will be
considered to the extent practicable.
Send comments to the address below.
ADDRESSES: Written comments and
recommendations for proposed
information collection requests should
be submitted within 30 days of
publication of this notice. Click on this
link www.reginfo.gov/public/do/
PRAMain to access the site. Find this
information collection request (ICR) by
selecting ‘‘Department of Education’’
under ‘‘Currently Under Review,’’ then
check the ‘‘Only Show ICR for Public
Comment’’ checkbox. Reginfo.gov
provides two links to view documents
related to this information collection
request. Information collection forms
and instructions may be found by
clicking on the ‘‘View Information
Collection (IC) List’’ link. Supporting
statements and other supporting
documentation may be found by
clicking on the ‘‘View Supporting
Statement and Other Documents’’ link.
FOR FURTHER INFORMATION CONTACT: For
specific questions related to information
activities, please contact Carrie Clarady,
202–245–6347 or carrie.clarady@ed.gov.
SUPPLEMENTARY INFORMATION: The
Foundations for Evidence-Based
Policymaking Act of 2018 mandates that
the Office of Management and Budget
(OMB) establish a Standard Application
Process (SAP) for requesting access to
certain confidential data assets. While
the adoption of the SAP is required for
statistical agencies and units designated
under the Confidential Information
Protection and Statistical Efficiency Act
of 2018, it is recognized that other
agencies and organizational units within
the Executive branch may benefit from
the adoption of the SAP to accept
applications for access to confidential
data assets. The SAP is to be a process
through which agencies, the
Congressional Budget Office, State,
local, and Tribal governments,
researchers, and other individuals, as
appropriate, may apply to access
confidential data assets held by a federal
statistical agency or unit for the
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purposes of developing evidence. With
the Interagency Council on Statistical
Policy (ICSP) as advisors, the entities
upon whom this requirement is levied
are working with the SAP Project
Management Office (PMO) and with
OMB to implement the SAP. The SAP
Portal is to be a single web-based
common application for requesting
access to confidential data assets from
federal statistical agencies and units.
The National Center for Science and
Engineering Statistics (NCSES) within
the National Science Foundation
submitted a Federal Register Notice in
September 2022 announcing plans to
collect information through the SAP
Portal (87 FR 53793). OMB approved the
SAP Portal for data collection in
December 2022.
Once an application for confidential
data is approved through the SAP
Portal, NCES will collect information to
meet its data security requirements.
This collection will occur outside of the
SAP Portal.
Title of the Collection: NCES Data
Security Requirements for Accessing
Restricted Use Data.
OMB Control Number: 1850–NEW.
Type of Review: New ICR.
Respondents/Affected Public: State,
Local and Tribal Governments.
Total Estimated Number of Annual
Responses: 80.
Total Estimated Number of Annual
Burden Hours: 60.
Abstract
Title III of the Foundations for
Evidence-Based Policymaking Act of
2018 (hereafter referred to as the
Evidence Act) mandates that OMB
establish a Standard Application
Process (SAP) for requesting access to
certain confidential data assets.
Specifically, the Evidence Act requires
OMB to establish a common application
process through which agencies, the
Congressional Budget Office, State,
local, and Tribal governments,
researchers, and other individuals, as
appropriate, may apply for access to
confidential data assets collected,
accessed, or acquired by a statistical
agency or unit. This new process will be
implemented while maintaining
stringent controls to protect
confidentiality and privacy, as required
by law.
Data collected, accessed, or acquired
by statistical agencies and units is vital
for developing evidence on conditions,
characteristics, and behaviors of the
public and on the operations and
outcomes of public programs and
policies. This evidence can benefit the
stakeholders in the programs, the
broader public, as well as policymakers
E:\FR\FM\10MYN1.SGM
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Agencies
[Federal Register Volume 88, Number 90 (Wednesday, May 10, 2023)]
[Notices]
[Pages 30100-30106]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-09952]
=======================================================================
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DEPARTMENT OF EDUCATION
Applications for New Awards; Expanding Opportunity Through
Quality Charter Schools Program--Grants for Credit Enhancement for
Charter School Facilities
AGENCY: Office of Elementary and Secondary Education, Department of
Education.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of Education (Department) is issuing a notice
inviting applications for fiscal year (FY) 2023 for Charter Schools
Program (CSP)--Grants for Credit Enhancement for Charter School
Facilities (Credit Enhancement), Assistance Listing Number 84.354A.
This notice relates to the approved information collection under OMB
control number 1810-0775.
DATES:
Applications Available: May 10, 2023.
Notice of Intent to Apply: Applicants are strongly encouraged but
not required to submit a notice of intent to apply by May 25, 2023.
Applicants who do not meet this deadline may still apply.
Deadline for Transmittal of Applications: June 26, 2023.
Deadline for Intergovernmental Review: August 23, 2023.
Pre-Application Webinar Information: The Credit Enhancement program
intends to hold a webinar to provide technical assistance to interested
applicants. Detailed information regarding this webinar will be
provided at https://oese.ed.gov/offices/office-of-discretionary-grants-support-services/charter-school-programs/credit-enhancement-for-charter-school-facilities-program/applicant-info-and-eligibility/.
Note: For new potential grantees unfamiliar with grantmaking at the
Department, please consult our ``Getting Started with Discretionary
Grant Applications web page'' at https://www2.ed.gov/fund/grant/about/discretionary/.
ADDRESSES: For the addresses for obtaining and submitting an
application, please refer to our Common
[[Page 30101]]
Instructions for Applicants to Department of Education Discretionary
Grant Programs, published in the Federal Register on December 7, 2022
(87 FR 75045), and available at https://www.federalregister.gov/documents/2022/12/07/2022-26554/common-instructions-for-applicants-to-department-of-education-discretionary-grant-programs. Please note that
these Common Instructions supersede the version published on December
27, 2021.
FOR FURTHER INFORMATION CONTACT: Clifton Jones, U.S. Department of
Education, 400 Maryland Avenue SW, Room 3E211, Washington, DC 20202.
Telephone: 202-205-2204. Email: [email protected].
If you are deaf, hard of hearing, or have a speech disability and
wish to access telecommunications relay services, please dial 7-1-1.
SUPPLEMENTARY INFORMATION:
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The Credit Enhancement program provides grants
to eligible entities to demonstrate innovative methods of helping
charter schools address the cost of acquiring, constructing, and
renovating facilities by enhancing the availability of loans and bond
financing.
Background:
Charter schools are public schools that serve large percentages of
underserved student groups. Lack of access to adequate facilities is
one of the biggest obstacles to creating and expanding charter schools
as cited by charter school leaders.\1\ In 2021, the General Accounting
Office (GAO) issued a report identifying the challenges charter schools
encounter with locating and securing charter school facilities and
government assistance. In this report, the GAO identified the following
four challenges unique to charter schools when trying to secure charter
school facilities and funding: (1) affordability and limited access to
state and local funding and affordable private loans as well as rising
real estate costs and renovation expenses; (2) availability of safe and
secure building space and lack of amenities (e.g., a cafeteria or
playground) or safe and secure building space and limited access to
buildings; (3) lack of consistent local support and inconsistent
assistance by local governments and school districts for charter school
facilities' needs; and (4) limited staff expertise in facilities
management.\2\ The Credit Enhancement grant program responds to all of
these challenges and the underlying, shared cause--accessing capital.
---------------------------------------------------------------------------
\1\ https://facilitycenter.publiccharters.org/school-leaders.
\2\ K-12 Education: Challenges Locating and Securing Charter
School Facilities and Government Assistance--Briefing to the
Republican Leader, House Committee on Education and Labor--August 2,
2021.
---------------------------------------------------------------------------
The Credit Enhancement program provides grant funds to financial
institutions to enhance the credit of charter schools so they can
access private and non-federal capital to finance facility projects and
pay affordable interest rates. Access to capital via the Credit
Enhancement program allows participating charter school leaders to
focus on the educational mission while the Credit Enhancement grantees
focus on the business of financing, designing, and constructing a
facility built to suit the unique needs of the school model, student
population, and budget. Access to high-quality school facilities is an
essential component of providing equitable, high-quality education to
all students.
In his January 2023 speech, the Secretary encouraged all
stakeholders to ``raise the bar'' in education to provide opportunities
for students to reach new heights in the classroom, in their careers,
and in their lives and communities, making a positive difference in the
world for generations to come. One component of raising the bar for the
charter school sector is to ensure that charter schools, including
those operating in our most distressed communities, have access to and
operate high-quality facilities. The unique challenges charter schools
face in accessing high-quality facilities mean that a disproportionate
number of low-income students and students of color in distressed
communities are left waiting and denied opportunities for comprehensive
and rigorous learning experiences. In expanding access to high-quality
facilities with the Credit Enhancement grant program, we raise the bar
for those charter schools that serve low-income students and students
of color located in low-resourced, underfunded areas.\3\
---------------------------------------------------------------------------
\3\ Strengthening Federal Investment in Charter School
Facilities, February 2018, National Alliance for Public Charter
Schools and National Charter School Resource Center (2020). A
Synthesis of Research on Charter School Facilities. Bethesda, MD:
Manhattan Strategy Group.
---------------------------------------------------------------------------
Definitions:
The following definitions apply to this program. The definition of
``charter school'' is from section 4310 of the Elementary and Secondary
Education Act of 1965, as amended by the Every Students Succeeds Act
(ESEA) (20 U.S.C. 7221i), and the remainder are from 34 CFR 77.1.
Baseline means the starting point from which performance is
measured and targets are set.
Charter school means a public school that--
(a) In accordance with a specific State statute authorizing the
granting of charters to schools, is exempt from significant State or
local rules that inhibit the flexible operation and management of
public schools, but not from any rules relating to the other
requirements in section 4310 of the ESEA;
(b) Is created by a developer as a public school, or is adapted by
a developer from an existing public school, and is operated under
public supervision and direction;
(c) Operates in pursuit of a specific set of educational objectives
determined by the school's developer and agreed to by the authorized
public chartering agency;
(d) Provides a program of elementary or secondary education, or
both;
(e) Is nonsectarian in its programs, admissions policies,
employment practices, and all other operations, and is not affiliated
with a sectarian school or religious institution;
(f) Does not charge tuition;
(g) Complies with the Age Discrimination Act of 1975 (42 U.S.C.
6101 et seq.), title VI of the Civil Rights Act of 1964 (42 U.S.C.
2000d et seq.), title IX of the Education Amendments of 1972 (20 U.S.C.
1681 et seq.), section 504 of the Rehabilitation Act of 1973 (29 U.S.C.
794), the Americans with Disabilities Act of 1990 (42 U.S.C. 12101 et
seq.), section 444 of the General Education Provisions Act (20 U.S.C.
1232g) (commonly referred to as the ``Family Educational Rights and
Privacy Act of 1974''), and part B of the Individuals with Disabilities
Education Act (20 U.S.C. 1411 et seq.);
(h) Is a school to which parents choose to send their children, and
that--(i) Admits students on the basis of a lottery, consistent with
section 4303(c)(3)(A) of the ESEA (20 U.S.C. 7221b(c)(3)(A)), if more
students apply for admission than can be accommodated; or (ii) In the
case of a school that has an affiliated charter school (such as a
school that is part of the same network of schools), automatically
enrolls students who are enrolled in the immediate prior grade level of
the affiliated charter school and, for any additional student openings
or student openings created through regular attrition in student
enrollment in the affiliated charter school and the enrolling school,
admits students on the
[[Page 30102]]
basis of a lottery as described in paragraph (h)(i);
(i) Agrees to comply with the same Federal and State audit
requirements as do other elementary schools and secondary schools in
the State, unless such State audit requirements are waived by the
State;
(j) Meets all applicable Federal, State, and local health and
safety requirements;
(k) Operates in accordance with State law;
(l) Has a written performance contract with the authorized public
chartering agency in the State that includes a description of how
student performance will be measured in charter schools pursuant to
State assessments that are required of other schools and pursuant to
any other assessments mutually agreeable to the authorized public
chartering agency and the charter school; and
(m) May serve students in early childhood education programs or
postsecondary students.
Performance measure means any quantitative indicator, statistic, or
metric used to gauge program or project performance.
Performance target means a level of performance that an applicant
would seek to meet during the course of a project or as a result of a
project.
Program Authority: 20 U.S.C. 7221c.
Note: Projects will be awarded and must be operated in a manner
consistent with the nondiscrimination requirements contained in Federal
civil rights laws.
Applicable Regulations: (a) The Education Department General
Administrative Regulations in 34 CFR parts 75, 77, 79, 81, 82, 84, 86,
97, 98, and 99. (b) The Office of Management and Budget Guidelines to
Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in
2 CFR part 180, as adopted and amended as regulations of the Department
in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost
Principles, and Audit Requirements for Federal Awards in 2 CFR part
200, as adopted and amended as regulations of the Department in 2 CFR
part 3474. (d) The regulations for this program in 34 CFR part 225.
Note: The regulations in 34 CFR part 79 apply to all applicants
except federally recognized Indian Tribes.
Note: The regulations in 34 CFR part 86 apply to institutions of
higher education only.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $50,000,000.
Contingent upon the availability of funds and the quality of
applications, we may make additional awards in subsequent years from
the list of unfunded applications from this competition.
Estimated Range of Awards: $2,000,000 to $20,000,000.
Estimated Average Size of Awards: $11,000,000.
Maximum Award: We will not award a grant for more than $20,000,000
for a grant project.
Estimated Number of Awards: 4.
Note: The Department is not bound by any estimates in this notice.
Project Period: From the start date indicated on the grant award
document until the Federal funds and earnings on those funds have been
expended for the grant purposes or until financing facilitated by the
grant has been retired, whichever is later.
III. Eligibility Information
1. Eligible Applicants: (a) A public entity, such as a State or
local governmental entity; (b) A private, nonprofit entity; or (c) A
consortium of entities described in (a) and (b).
Note: If you are a nonprofit organization, under 34 CFR 75.51, you
may demonstrate your nonprofit status by providing: (1) Proof that the
Internal Revenue Service currently recognizes the applicant as an
organization to which contributions are tax deductible under section
501(c)(3) of the Internal Revenue Code; (2) a statement from a State
taxing body or the State attorney general certifying that the
organization is a nonprofit organization operating within the State and
that no part of its net earnings may lawfully benefit any private
shareholder or individual; (3) a certified copy of the applicant's
certificate of incorporation or similar document if it clearly
establishes the nonprofit status of the applicant; or (4) any item
described above if that item applies to a State or national parent
organization, together with a statement by the State or parent
organization that the applicant is a local nonprofit affiliate.
2. a. Cost Sharing or Matching: This competition does not require
cost sharing or matching.
b. Supplement-Not-Supplant: This competition does not involve
supplement-not-supplant funding requirements.
c. Indirect Cost Rate Information: This program uses an
unrestricted indirect cost rate. For more information regarding
indirect costs, or to obtain a negotiated indirect cost rate, please
see www2.ed.gov/about/offices/list/ocfo/intro.html.
d. Administrative Cost Limitation: Consistent with section 4304(g)
of the ESEA (20 U.S.C. 7221c(g)), an eligible entity may use not more
than 2.5 percent of the funds received under this program for the
administrative costs of carrying out its responsibilities under this
program.
3. Subgrantees: A grantee under this competition may not award
subgrants to entities to directly carry out project activities
described in its application.
4. Other: The charter schools that a grantee selects to benefit
from this program must meet the definition of charter school in section
4310(2) of the ESEA (20 U.S.C. 7221i(2)). Additionally, with respect to
component (B) of the definition of ``charter school,'' which requires
that a school be a public school operated under public supervision and
direction, each charter school selected to benefit from this program
must assure the grantee that is has not relinquished full or
substantial control of the charter school to a for-profit management
organization (also referred to as an education management organization)
or other for-profit entity; and each charter school must assure the
grantee that it is fiscally responsible and transparent, particularly
with respect to contractual relationships with for-profit management
organizations.
IV. Application and Submission Information
1. Application Submission Instructions: Applicants are required to
follow the Common Instructions for Applicants to Department of
Education Discretionary Grant Programs, published in the Federal
Register on December 7, 2022 (87 FR 75045), and available at https://www.federalregister.gov/documents/2022/12/07/2022-26554/common-instructions-for-applicants-to-department-of-education-discretionary-grant-programs, which contain requirements and information on how to
submit an application. Please note that these Common Instructions
supersede the version published on December 27, 2021.
2. Submission of Proprietary Information: Given the types of
projects that may be proposed in applications for the Credit
Enhancement competition, your application may include business
information that you consider proprietary. In 34 CFR 5.11 we define
``business information'' and describe the process we use in determining
whether any of that information is proprietary and, thus, protected
from disclosure under Exemption 4 of the Freedom of
[[Page 30103]]
Information Act (5 U.S.C. 552, as amended). Because we plan to post on
our website the application narrative sections of successful
applications, you may wish to request confidentiality of business
information. Consistent with Executive Order 12600, please designate in
your application any information that you believe is exempt from
disclosure under Exemption 4. In the appropriate Appendix section of
your application, under ``Other Attachments Form,'' please list the
page number or numbers on which we can find this information. For
additional information please see 34 CFR 5.11(c).
3. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
Information about Intergovernmental Review of Federal Programs under
Executive Order 12372 is in the application package for this
competition.
4. Funding Restrictions:
(a) Reserve accounts. Under 20 U.S.C. 7221c(f), an eligible entity
receiving a grant must, in accordance with State and local law,
directly or indirectly, alone or in collaboration with others, deposit
the funds received, other than funds used for administrative costs, in
a reserve account established and maintained by the eligible entity for
this purpose. Amounts deposited in such account must be used by the
eligible entity for one or more of the following purposes: (1)
Guaranteeing, insuring, and reinsuring bonds, notes, evidences of debt,
loans, and interests therein, the proceeds of which are used for an
objective described in paragraph (b). (2) Guaranteeing and insuring
leases of personal and real property for an objective described in
paragraph (b). (3) Facilitating financing by identifying potential
lending sources, encouraging private lending, and other similar
activities that directly promote lending to, or for the benefit of,
charter schools. (4) Facilitating the issuance of bonds by charter
schools, or by other public entities for the benefit of charter
schools, by providing technical, administrative, and other appropriate
assistance (including the recruitment of bond counsel, underwriters,
and potential investors, and the consolidation of multiple charter
school projects within a single bond issue). Funds received and
deposited in the reserve account must be invested in obligations issued
or guaranteed by the United States or a State, or in other similarly
low-risk securities. Any earnings on funds received must be deposited
in the reserve account and used in accordance with this program.
(b) Charter school objectives. Under 20 U.S.C. 7221c(e), an
eligible entity receiving a grant must use the funds deposited in the
reserve account to assist one or more charter schools to access private
sector capital to accomplish one or more of the following objectives:
(1) The acquisition (by purchase, lease, donation, or otherwise) of an
interest (including an interest held by a third party for the benefit
of a charter school) in improved or unimproved real property that is
necessary to commence or continue the operation of a charter school.
(2) The construction of new facilities, or the renovation, repair, or
alteration of existing facilities, necessary to commence or continue
the operation of a charter school. (3) The predevelopment costs
required to assess sites for purposes of paragraph (1) or (2) and that
are necessary to commence or continue the operation of a charter
school.
(c) Reasonable costs. Grantees must ensure that all costs incurred
using funds from the reserve account are reasonable and allowable. We
specify unallowable costs in 34 CFR 225.21.
(d) No full faith and credit for grantee obligation. No financial
obligation of a grantee under this program (such as an obligation under
a guarantee, bond, note, evidence of debt, or loan) shall be an
obligation of, or guaranteed in any respect by, the United States. The
full faith and credit of the United States are not pledged to the
payment of funds that may be required to be paid under any obligation
made by a grantee under this program. In the event of a default on any
debt or other obligation, the United States has no liability to cover
the cost of the default.
(e) Performance Agreement. Grantees must enter into a written
Performance Agreement with the Department and may not draw down funds
prior to approval of the agreement by the Department, unless the
grantee receives written permission from the Department in the interim
to draw down a specific limited amount of funds.
(f) Standards of conduct. Grantees must maintain and enforce
standards of conduct governing the performance of their employees,
officers, directors, trustees, and agents engaged in the selection,
award, and administration of contracts or agreements related to this
grant. The standards of conduct must mandate disinterested decision-
making.
(g) Recovery of funds. The Secretary, in accordance with chapter 37
of title 31 of the United States Code, will collect the funds in the
reserve account established with grant funds (including any earnings on
those funds) as follows: (1) All or a portion of the funds if the
Secretary determines that the grantee has permanently ceased to use
such funds to accomplish the purposes described in the authorizing
statute and the Performance Agreement; or (2) All of the funds if the
Secretary determines that, not earlier than 2 years after the date on
which it first receives these funds, the grantee has failed to make
substantial progress in undertaking the grant project.
(h) We reference additional regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
5. Recommended Page Limit: The application narrative is where you,
the applicant, address the selection criteria that reviewers use to
evaluate your application. We recommend that you (1) limit the
application narrative to no more than 40 pages and (2) use the
following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double-space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, references, and captions, as well as all text in
charts, tables, figures, and graphs.
Use a font that is either 12 point or larger or no smaller
than 10 pitch (characters per inch).
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial.
The recommended page limit does not apply to the cover sheet; the
budget section, including the narrative budget justification; the
assurances and certifications; or the one-page abstract, and resumes.
However, the recommended page limit does apply to all of the
application narrative.
6. Notice of Intent to Apply: The Department will be able to review
grant applications more efficiently if we know the approximate number
of applicants that intend to apply. Therefore, we strongly encourage
each potential applicant to notify us of their intent to submit an
application. To do so, please email the program contact person listed
under FOR FURTHER INFORMATION CONTACT with the subject line ``Intent to
Apply,'' and include the applicant's name, a contact person's name and
email address, and the Assistance Listing Number. Applicants that do
not submit a notice of intent to apply may still apply for funding.
[[Page 30104]]
V. Application Review Information
1. Selection Criteria: The selection criteria for this competition
are from 34 CFR 225.11 and are as follows:
(a) Quality of project design and significance (35 points). In
determining the quality of project design and significance, the
Secretary considers--
(1) The extent to which the grant proposal would provide financing
to charter schools at better rates and terms than they can receive
absent assistance through the program;
(2) The extent to which the project goals, objectives, and timeline
are clearly specified, measurable, and appropriate for the purpose of
the program;
(3) The extent to which the project implementation plan and
activities, including the partnerships established, are likely to
achieve measurable objectives that further the purposes of the program;
(4) The extent to which the project is likely to produce results
that are replicable;
(5) The extent to which the project will use appropriate criteria
for selecting charter schools for assistance and for determining the
type and amount of assistance to be given;
(6) The extent to which the proposed activities will leverage
private or public sector funding and increase the number and variety of
charter schools assisted in meeting their facilities needs more than
would be accomplished absent the program;
(7) The extent to which the project will serve charter schools in
States with strong charter laws, consistent with the criteria for such
laws in section 4303(g)(2) of the ESEA; and
(8) The extent to which the requested grant amount and the project
costs are reasonable in relation to the objectives, design, and
potential significance of the project.
(b) Quality of project services (15 points). In determining the
quality of the project services, the Secretary considers--
(1) The extent to which the services to be provided by the project
reflect the identified needs of the charter schools to be served;
(2) The extent to which charter schools and chartering agencies
were involved in the design of, and demonstrate support for, the
project;
(3) The extent to which the technical assistance and other services
to be provided by the proposed grant project involve the use of cost-
effective strategies for increasing charter schools' access to
facilities financing, including the reasonableness of fees and lending
terms; and
(4) The extent to which the services to be provided by the proposed
grant project are focused on assisting charter schools with a
likelihood of success and the greatest demonstrated need for assistance
under the program.
(c) Capacity (35 points). In determining an applicant's business
and organizational capacity to carry out the project, the Secretary
considers--
(1) The amount and quality of experience of the applicant in
carrying out the activities it proposes to undertake in its
application, such as enhancing the credit on debt issuances,
guaranteeing leases, and facilitating financing;
(2) The applicant's financial stability;
(3) The ability of the applicant to protect against unwarranted
risk in its loan underwriting, portfolio monitoring, and financial
management;
(4) The applicant's expertise in education to evaluate the
likelihood of success of a charter school;
(5) The ability of the applicant to prevent conflicts of interest,
including conflicts of interest by employees and members of the board
of directors in a decision-making role;
(6) If the applicant has co-applicants (consortium members),
partners, or other grant project participants, the specific resources
to be contributed by each co-applicant (consortium member), partner, or
other grant project participant to the implementation and success of
the grant project;
(7) For State governmental entities, the extent to which steps have
been or will be taken to ensure that charter schools within the State
receive the funding needed to obtain adequate facilities; and
(8) For previous grantees under the charter school facilities
programs, their performance in implementing these grants.
Note: The 35 available points under this selection criterion will
be allocated evenly among the factors applicable to a particular
applicant. For example, for an applicant for which none of factors (6)-
(8) apply, the 35 available points will be allocated among the first
five factors. Similarly, for an applicant that is a State governmental
entity that is a previous grantee under the charter school facilities
programs, the 35 available points will be allocated evenly among
factors (1)-(5), (7), and (8).
(d) Quality of project personnel (15 points). In determining the
quality of project personnel, the Secretary considers--
(1) The qualifications of project personnel, including relevant
training and experience, of the project manager and other members of
the project team, including consultants or subcontractors; and
(2) The staffing plan for the grant project.
2. Review and Selection Process: We remind potential applicants
that in reviewing applications in any discretionary grant competition,
the Secretary may consider, under 34 CFR 75.217(d)(3), the past
performance of the applicant in carrying out a previous award, such as
the applicant's use of funds, achievement of project objectives, and
compliance with grant conditions. The Secretary may also consider
whether the applicant failed to submit a timely performance report or
submitted a report of unacceptable quality. In addition, in making a
competitive grant award, the Secretary requires various assurances,
including those applicable to Federal civil rights laws that prohibit
discrimination in programs or activities receiving Federal financial
assistance from the Department (34 CFR 100.4, 104.5, 106.4, 108.8, and
110.23).
3. Risk Assessment and Specific Conditions. Consistent with 2 CFR
200.206, before awarding grants under this competition the Department
conducts a review of the risks posed by applicants. Under 2 CFR
200.208, the Secretary may impose specific conditions and, under 2 CFR
3474.10, in appropriate circumstances, high-risk conditions on a grant
if the applicant or grantee is not financially stable; has a history of
unsatisfactory performance; has a financial or other management system
that does not meet the standards in 2 CFR part 200, subpart D; has not
fulfilled the conditions of a prior grant; or is otherwise not
responsible.
4. Integrity and Performance System. If you are selected under this
competition to receive an award that over the course of the project
period may exceed the simplified acquisition threshold (currently
$250,000), under 2 CFR 200.206(a)(2) we must make a judgment about your
integrity, business ethics, and record of performance under Federal
awards--that is, the risk posed by you as an applicant--before we make
an award. In doing so, we must consider any information about you that
is in the integrity and performance system (currently referred to as
the Federal Awardee Performance and Integrity Information System
(FAPIIS)), accessible through the System for Award Management. You may
review and comment on any information about yourself that a Federal
agency previously entered and that is currently in FAPIIS. Please note
that, if the total value of your currently active grants, cooperative
agreements, and
[[Page 30105]]
procurement contracts from the Federal Government exceeds $10,000,000,
the reporting requirements in 2 CFR part 200, Appendix XII, require you
to report certain integrity information to FAPIIS semiannually. Please
review the requirements in 2 CFR part 200, Appendix XII, if this grant
plus all the other Federal funds you receive exceed $10,000,000.
5. In General: In accordance with the Office of Management and
Budget's guidance located at 2 CFR part 200, all applicable Federal
laws, and relevant Executive guidance, the Department will review and
consider applications for funding pursuant to this notice inviting
applications in accordance with--
(a) Selecting recipients most likely to be successful in delivering
results based on the program objectives through an objective process of
evaluating Federal award applications (2 CFR 200.205);
(b) Prohibiting the purchase of certain telecommunication and video
surveillance services or equipment in alignment with section 889 of the
National Defense Authorization Act of 2019 (Pub. L. 115-232) (2 CFR
200.216);
(c) Providing a preference, to the extent permitted by law, to
maximize use of goods, products, and materials produced in the United
States (2 CFR 200.322); and
(d) Terminating agreements in whole or in part to the greatest
extent authorized by law if an award no longer effectuates the program
goals or agency priorities (2 CFR 200.340).
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN); or we may send you an email containing a link to
access an electronic version of your GAN. We may notify you informally,
also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice. We reference the regulations
outlining the terms and conditions of an award in the Applicable
Regulations section of this notice and include these and other specific
conditions in the GAN. The GAN also incorporates your approved
application as part of your binding commitments under the grant.
3. Open Licensing Requirements: Unless an exception applies, if you
are awarded a grant under this competition, you will be required to
openly license to the public grant deliverables created in whole, or in
part, with Department grant funds. When the deliverable consists of
modifications to pre-existing works, the license extends only to those
modifications that can be separately identified and only to the extent
that open licensing is permitted under the terms of any licenses or
other legal restrictions on the use of pre-existing works.
Additionally, a grantee or subgrantee that is awarded competitive
grant funds must have a plan to disseminate these public grant
deliverables. This dissemination plan can be developed and submitted
after your application has been reviewed and selected for funding. For
additional information on the open licensing requirements please refer
to 2 CFR 3474.20.
4. Reporting:
(a) If you apply for a grant under this competition, you must
ensure that you have in place the necessary processes and systems to
comply with the reporting requirements in 2 CFR part 170 should you
receive funding under the competition. This does not apply if you have
an exception under 2 CFR 170.110(b).
(b) At the end of your project period, you must submit a final
performance report, including financial information, as directed by the
Secretary. If you receive a multiyear award, you must submit an annual
performance report that provides the most current performance and
financial expenditure information as directed by the Secretary under 34
CFR 75.118. The Secretary may also require more frequent performance
reports under 34 CFR 75.720(c). For specific requirements on reporting,
please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
5. Performance Measures: The Department has developed the following
performance measures for the purpose of Department reporting under 34
CFR 75.110:
(a) Program Performance Measures. The performance measures for this
program are: (1) The amount of funding grantees leverage for charter
schools to acquire, construct, and renovate school facilities; and (2)
the number of charter schools served. Grantees must provide information
that is responsive to these measures as part of their annual
performance reports.
(b) Project-Specific Performance Measures. Applicants must propose
project-specific performance measures and performance targets
consistent with the objectives of the project and program. Applicants
must provide the following information, as directed by 34 CFR
75.110(b):
(1) Project Performance Measures. How each proposed project-
specific performance measure would accurately measure the performance
of the project and how the proposed project-specific performance
measure would be consistent with the performance measures established
for the program funding the competition.
(2) Project Performance Targets. Why each proposed performance
target is ambitious yet achievable compared to the baseline for the
performance measure and when, during the project period, the applicant
would meet the performance target(s).
Note: The Secretary encourages applicants to consider measures and
targets tied to their grant activities during the grant period. The
measures should be sufficient to gauge the progress throughout the
grant period and show results by the end of the grant period.
(3) Data Collection and Reporting. (i) The data collection and
reporting methods the applicant would use and why those methods are
likely to yield reliable, valid, and meaningful performance data; and
(ii) The applicant's capacity to collect and report reliable, valid,
and meaningful performance data, as evidenced by high-quality data
collection, analysis, and reporting in other projects or research.
Note: If applicants do not have experience with collection and
reporting of performance data through other projects or research, they
should provide other evidence of their capacity to successfully carry
out data collection and reporting for their proposed project.
6. Project Directors' Meeting: Applicants approved for funding
under this competition must attend a meeting for project directors at a
location to be determined in the continental United States during each
year of the project. Applicants may include the cost of attending this
meeting as an administrative cost in their proposed budgets.
7. Technical Assistance: Grantees under this competition must
participate in all Credit Enhancement program technical assistance
offerings provided by the Department and its contractual technical
assistance providers and partners throughout the life of the project.
VII. Other Information
Accessible Format: On request to the program contact person listed
under FOR FURTHER INFORMATION CONTACT, individuals with disabilities
can obtain
[[Page 30106]]
this document and a copy of the application package in an accessible
format. The Department will provide the requestor with an accessible
format that may include Rich Text Format (RTF) or text format (txt), a
thumb drive, an MP3 file, braille, large print, audiotape, or compact
disc, or other accessible format.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. You may
access the official edition of the Federal Register and the Code of
Federal Regulations at www.govinfo.gov. At this site you can view this
document, as well as all other documents of this Department published
in the Federal Register, in text or Portable Document Format (PDF). To
use PDF, you must have Adobe Acrobat Reader, which is available free at
the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents published
by the Department.
James F. Lane,
Principal Deputy Assistant Secretary, Delegated the Authority to
Perform the Functions and Duties of the Assistant Secretary, Office of
Elementary and Secondary Education.
[FR Doc. 2023-09952 Filed 5-9-23; 8:45 am]
BILLING CODE 4000-01-P