Deregistration Under Section 8(f) of the Investment Company Act of 1940, 27936-27937 [2023-09402]
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Federal Register / Vol. 88, No. 85 / Wednesday, May 3, 2023 / Notices
surveillance and management systems
from State, Tribal, territorial, or local
governments or other countries that
Federal agencies could learn from?
c. What policies or actions should
Federal agencies consider to protect
workers’ rights and wellbeing as
automated worker surveillance and
management systems are developed and
deployed, including through
regulations, enforcement, contracting,
and grantmaking?
Dated: April 28, 2023.
Stacy Murphy,
Deputy Chief Operations Officer/Security
Officer.
[FR Doc. 2023–09353 Filed 5–2–23; 8:45 am]
BILLING CODE 3270–F1–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34902]
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’)
ACTION: Notice of applications for
deregistration under section 8(f) of the
Investment Company Act of 1940.
lotter on DSK11XQN23PROD with NOTICES1
AGENCY:
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of April 2023.
A copy of each application may be
obtained via the Commission’s website
by searching for the applicable file
number listed below, or for an applicant
using the Company name search field,
on the SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at
https://www.sec.gov/edgar/searchedgar/
legacy/companysearch.html. You may
also call the SEC’s Public Reference
Room at (202) 551–8090. An order
granting each application will be issued
unless the SEC orders a hearing.
Interested persons may request a
hearing on any application by emailing
the SEC’s Secretary at SecretarysOffice@sec.gov and serving the relevant
applicant with a copy of the request by
email, if an email address is listed for
the relevant applicant below, or
personally or by mail, if a physical
address is listed for the relevant
applicant below. Hearing requests
should be received by the SEC by 5:30
p.m. on May 23, 2023, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
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of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary at SecretarysOffice@sec.gov.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov.
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
Applicant’s Address: 51 Madison
Avenue, New York, New York 10010.
CornerCap Group of Funds/VA/ [File
No. 811–04581]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to CornerCap
Small-Cap Value Fund, a series of
Managed Portfolio Series, and on
November 18, 2022 made a final
distribution to its shareholders based on
net asset value. Expenses of $37,989.57
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
Filing Dates: The application was
filed on February 7, 2023, and amended
on April 13, 2023.
Applicant’s Address: 1355 Peachtree
Street, North East Suite 1700, Atlanta,
Georgia 30309.
SunAmerica Income Funds [File No.
811–04708]
FS Series Trust [File No. 811–23216]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to The Advisors’
Inner Circle Fund III, and on April 11,
2022 made a final distribution to its
shareholders based on net asset value.
Expenses of $527,498 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser and the acquiring fund.
Filing Date: The application was filed
on April 10, 2023.
Applicant’s Address: 201 Rouse
Boulevard, Philadelphia, Pennsylvania
19112.
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to the Touchstone
Credit Opportunities Fund, a series of
Touchstone Funds Group Trust, and on
July 16, 2021 made a final distribution
to its shareholders based on net asset
value. Expenses of $7,150,960 incurred
in connection with the reorganization
were paid by the applicant’s investment
adviser.
Filing Date: The application was filed
on November 23, 2022.
Applicant’s Address: Harborside 5,
185 Hudson Street, Suite 3300, Jersey
City, New Jersey 07311.
IndexIQ Trust [File No. 811–22185]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 7,
2018, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $2,500.00
incurred in connection with the
liquidation were paid by the applicant’s
investment adviser.
Filing Date: The application was filed
on April 5, 2023.
Torray Fund [File No. 811–06096]
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ML of New York Variable Annuity
Separate Account C [File No. 811–
21119]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. No expenses were
incurred in connection with the
liquidation.
Filing Date: The application was filed
on March 21, 2023.
Applicant’s Address: 4333 Edgewood
Road Northeast, Cedar Rapids, Indiana
52499.
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Touchstone
Strategic Trust and Touchstone Funds
Group Trust, and on July 16, 2021 made
a final distribution to its shareholders
based on net asset value. Expenses of
$7,150,960 incurred in connection with
the reorganization were paid by the
applicant’s investment adviser.
Filing Date: The application was filed
on November 23, 2022.
Applicant’s Address: Harborside 5,
185 Hudson Street, Suite 3300, Jersey
City, New Jersey 07311.
SunAmerica Senior Floating Rate Fund
Inc [File No. 811–08727]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Torray Fund, a
series of The RBB Fund Trust, and on
December 9, 2022 made a final
distribution to its shareholders based on
net asset value. Expenses of $170,354.55
incurred in connection with the
reorganization were paid by the
applicant’s investment adviser.
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Federal Register / Vol. 88, No. 85 / Wednesday, May 3, 2023 / Notices
Filing Dates: The application was
filed on March 6, 2023, and amended on
April 17, 2023.
Applicant’s Address: 7501 Wisconsin
Avenue, Suite 750W, Bethesda,
Maryland 20814.
VALIC Company II [File No. 811–
08789]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to VALIC Company
I, and on April 19, 2021 and May 24,
2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $5,298,100 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser and the acquiring fund’s
investment adviser, and/or their
affiliates.
Filing Date: The application was filed
on August 16, 2022.
Applicant’s Address: 2919 Allen
Parkway, Houston, Texas 77019.
Zazove Convertible Securities Fund,
Inc. [File No. 811–09189]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
currently has 76 beneficial owners, is
not presently making an offering of
securities and does not propose to make
any offering of securities. Applicant will
continue to operate as a private
investment fund in reliance on section
3(c)(1) of the Act.
Filing Dates: The application was
filed on November 30, 2022, and
amended on March 30, 2023.
Applicant’s Address: 520 Lake Cook
Road, Suite 178, Deerfield, Illinois
60015.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Dated: April 28, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–09402 Filed 5–2–23; 8:45 am]
lotter on DSK11XQN23PROD with NOTICES1
BILLING CODE P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–97394; File No. SR–
NYSEAMER–2023–17]
Self-Regulatory Organizations; NYSE
American LLC; Notice of Designation
of a Longer Period for Commission
Action on Proposed New Rule 980NYP
and Conforming Amendments to Rule
935NY
April 27, 2023.
On February 28, 2023, NYSE
American LLC (‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to adopt Rule 980NYP
(Electronic Complex Order Trading) to
reflect the implementation of the
Exchange’s PILLAR trading technology
on its options market and to make
conforming amendments to Rule 935NY
(Order Exposure Requirements). The
proposed rule change was published for
comment in the Federal Register on
March 17, 2023.3
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is May 1, 2023.
The Commission is extending this 45day time period. The Commission finds
that it is appropriate to designate a
longer period within which to take
action on the proposed rule change so
that it has sufficient time to consider the
proposed rule change. Accordingly, the
Commission, pursuant to Section
19(b)(2) of the Act,5 designates June 15,
2023, as the date by which the
Commission shall either approve or
disapprove, or institute proceedings to
determine whether to disapprove, the
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 97125
(March 13, 2023), 88 FR 16467.
4 15 U.S.C. 78s(b)(2).
5 Id.
2 17
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27937
proposed rule change (File No. SR–
NYSEAMER–2023–17).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–09333 Filed 5–2–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–97392; File No. SR–
CboeBZX–2023–026]
Self-Regulatory Organizations; Cboe
BZX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Amend Its
Fee Schedule
April 27, 2023.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 17,
2023, Cboe BZX Exchange, Inc.
(‘‘Exchange’’ or ‘‘BZX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe BZX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BZX’’ or ‘‘BZX
Equities’’) proposes to amend its Fee
Schedule. The text of the proposed rule
change is provided in Exhibit 5.
The text of the proposed rule change
is also available on the Exchange’s
website (https://markets.cboe.com/us/
equities/regulation/rule_filings/bzx/), at
the Exchange’s Office of the Secretary,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
6 17
CFR 200.30–3(a)(31).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
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]]>Agencies
[Federal Register Volume 88, Number 85 (Wednesday, May 3, 2023)]
[Notices]
[Pages 27936-27937]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-09402]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34902]
Deregistration Under Section 8(f) of the Investment Company Act
of 1940
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'')
ACTION: Notice of applications for deregistration under section 8(f) of
the Investment Company Act of 1940.
-----------------------------------------------------------------------
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
April 2023. A copy of each application may be obtained via the
Commission's website by searching for the applicable file number listed
below, or for an applicant using the Company name search field, on the
SEC's EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also
call the SEC's Public Reference Room at (202) 551-8090. An order
granting each application will be issued unless the SEC orders a
hearing. Interested persons may request a hearing on any application by
emailing the SEC's Secretary at [email protected] and serving
the relevant applicant with a copy of the request by email, if an email
address is listed for the relevant applicant below, or personally or by
mail, if a physical address is listed for the relevant applicant below.
Hearing requests should be received by the SEC by 5:30 p.m. on May 23,
2023, and should be accompanied by proof of service on applicants, in
the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
[email protected].
ADDRESSES: The Commission: [email protected].
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
CornerCap Group of Funds/VA/ [File No. 811-04581]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
CornerCap Small-Cap Value Fund, a series of Managed Portfolio Series,
and on November 18, 2022 made a final distribution to its shareholders
based on net asset value. Expenses of $37,989.57 incurred in connection
with the reorganization were paid by the applicant's investment
adviser.
Filing Dates: The application was filed on February 7, 2023, and
amended on April 13, 2023.
Applicant's Address: 1355 Peachtree Street, North East Suite 1700,
Atlanta, Georgia 30309.
FS Series Trust [File No. 811-23216]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
The Advisors' Inner Circle Fund III, and on April 11, 2022 made a final
distribution to its shareholders based on net asset value. Expenses of
$527,498 incurred in connection with the reorganization were paid by
the applicant's investment adviser and the acquiring fund.
Filing Date: The application was filed on April 10, 2023.
Applicant's Address: 201 Rouse Boulevard, Philadelphia,
Pennsylvania 19112.
IndexIQ Trust [File No. 811-22185]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 7, 2018, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $2,500.00 incurred in connection with the liquidation were
paid by the applicant's investment adviser.
Filing Date: The application was filed on April 5, 2023.
Applicant's Address: 51 Madison Avenue, New York, New York 10010.
ML of New York Variable Annuity Separate Account C [File No. 811-21119]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. No expenses
were incurred in connection with the liquidation.
Filing Date: The application was filed on March 21, 2023.
Applicant's Address: 4333 Edgewood Road Northeast, Cedar Rapids,
Indiana 52499.
SunAmerica Income Funds [File No. 811-04708]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Touchstone Strategic Trust and Touchstone Funds Group Trust, and on
July 16, 2021 made a final distribution to its shareholders based on
net asset value. Expenses of $7,150,960 incurred in connection with the
reorganization were paid by the applicant's investment adviser.
Filing Date: The application was filed on November 23, 2022.
Applicant's Address: Harborside 5, 185 Hudson Street, Suite 3300,
Jersey City, New Jersey 07311.
SunAmerica Senior Floating Rate Fund Inc [File No. 811-08727]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
the Touchstone Credit Opportunities Fund, a series of Touchstone Funds
Group Trust, and on July 16, 2021 made a final distribution to its
shareholders based on net asset value. Expenses of $7,150,960 incurred
in connection with the reorganization were paid by the applicant's
investment adviser.
Filing Date: The application was filed on November 23, 2022.
Applicant's Address: Harborside 5, 185 Hudson Street, Suite 3300,
Jersey City, New Jersey 07311.
Torray Fund [File No. 811-06096]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
Torray Fund, a series of The RBB Fund Trust, and on December 9, 2022
made a final distribution to its shareholders based on net asset value.
Expenses of $170,354.55 incurred in connection with the reorganization
were paid by the applicant's investment adviser.
[[Page 27937]]
Filing Dates: The application was filed on March 6, 2023, and
amended on April 17, 2023.
Applicant's Address: 7501 Wisconsin Avenue, Suite 750W, Bethesda,
Maryland 20814.
VALIC Company II [File No. 811-08789]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
VALIC Company I, and on April 19, 2021 and May 24, 2021 made a final
distribution to its shareholders based on net asset value. Expenses of
$5,298,100 incurred in connection with the reorganization were paid by
the applicant's investment adviser and the acquiring fund's investment
adviser, and/or their affiliates.
Filing Date: The application was filed on August 16, 2022.
Applicant's Address: 2919 Allen Parkway, Houston, Texas 77019.
Zazove Convertible Securities Fund, Inc. [File No. 811-09189]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has 76 beneficial owners, is not presently making an offering
of securities and does not propose to make any offering of securities.
Applicant will continue to operate as a private investment fund in
reliance on section 3(c)(1) of the Act.
Filing Dates: The application was filed on November 30, 2022, and
amended on March 30, 2023.
Applicant's Address: 520 Lake Cook Road, Suite 178, Deerfield,
Illinois 60015.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Dated: April 28, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-09402 Filed 5-2-23; 8:45 am]
BILLING CODE P
