DoubleLine ETF Trust, et al., 23114 [2023-07875]
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23114
Federal Register / Vol. 88, No. 72 / Friday, April 14, 2023 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34881; 812–15373]
DoubleLine ETF Trust, et al.
April 10, 2023.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice.
ddrumheller on DSK120RN23PROD with NOTICES1
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (‘‘Act’’) for an exemption from
section 15(a) of the Act, as well as from
certain disclosure requirements in rule
20a-1 under the Act, Item 19(a)(3) of
Form N–1A, Items 22(c)(1)(ii),
22(c)(1)(iii), 22(c)(8) and 22(c)(9) of
Schedule 14A under the Securities
Exchange Act of 1934, and sections 6–
07(2)(a), (b), and (c) of Regulation S–X
(‘‘Disclosure Requirements’’).
SUMMARY OF APPLICATION: The requested
exemption would permit Applicants (as
defined below) to enter into and
materially amend subadvisory
agreements with subadvisers without
shareholder approval and would grant
relief from the Disclosure Requirements
as they relate to fees paid to the
subadvisers.
APPLICANTS: DoubleLine ETF Trust (the
‘‘Trust’’), a Delaware statutory trust
registered under the Act as an open-end
management investment company with
multiple series, which include the
DoubleLine Opportunistic Bond ETF
and the DoubleLine Shiller CAPE® U.S.
Equities ETF (each series a ‘‘Fund’’ and
collectively the ‘‘Funds’’), and
DoubleLine ETF Adviser LP, a Delaware
limited partnership registered as an
investment adviser under the
Investment Advisers Act of 1940 that
serves as investment adviser to the
Funds (collectively with the Trust, the
‘‘Applicants’’).
FILING DATES: The application was filed
on July 25, 2022 and amended on
November 2, 2022 and January 20, 2023.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing on any application by
emailing the Commission’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on May 5, 2023, and
should be accompanied by proof of
VerDate Sep<11>2014
17:45 Apr 13, 2023
Jkt 259001
service on the Applicants, in the form
of an affidavit, or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
John J. O’Brien, john.obrien@
morganlewis.com.
FOR FURTHER INFORMATION CONTACT:
Laura L. Solomon, Senior Counsel, or
Lisa Reid Ragen, Branch Chief, at (202)
551–6825 (Division of Investment
Management, Chief Counsel’s Office).
SUPPLEMENTARY INFORMATION: For
Applicants’ representations, legal
analysis, and conditions, please refer to
Applicants’ second amended and
restated application, dated January 20,
2023, which may be obtained via the
Commission’s website by searching for
the file number, using the Company
name box, at https://www.sec.gov/
search/search.htm, or by calling (202)
551–8090.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–07875 Filed 4–13–23; 8:45 am]
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Recovery &
Resilience, U.S. Small Business
Administration, 409 3rd Street SW,
Suite 6050, Washington, DC 20416,
(202) 205–6734.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
04/04/2023, Private Non-Profit
organizations that provide essential
services of a governmental nature may
file disaster loan applications at the
address listed above or other locally
announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Bradley, Calhoun,
Cleveland, Dallas, Desha, Drew,
Grant, Jefferson, Lincoln, Nevada,
Ouachita, Searcy, Stone.
The Interest Rates are:
Percent
For Physical Damage:
Non-Profit Organizations with
Credit Available Elsewhere ...
Non-Profit Organizations without Credit Available Elsewhere .....................................
For Economic Injury:
Non-Profit Organizations without Credit Available Elsewhere .....................................
2.375
2.375
2.375
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
The number assigned to this disaster
for physical damage is 17854 B and for
economic injury is 17855 0.
[Disaster Declaration #17854 and #17855;
Arkansas Disaster Number AR–00129]
(Catalog of Federal Domestic Assistance
Number 59008)
Presidential Declaration of a Major
Disaster for Public Assistance Only for
the State of Arkansas
Francisco Sa´nchez, Jr.,
Associate Administrator, Office of Disaster
Recovery & Resilience.
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
BILLING CODE 8026–09–P
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Arkansas (FEMA–4700–DR),
dated 04/04/2023.
Incident: Severe Winter Storm.
Incident Period: 01/30/2023 through
02/02/2023.
DATES: Issued on 04/04/2023.
Physical Loan Application Deadline
Date: 06/05/2023.
Economic Injury (EIDL) Loan
Application Deadline Date: 01/04/2024.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
SUMMARY:
PO 00000
Frm 00119
Fmt 4703
Sfmt 4703
[FR Doc. 2023–07891 Filed 4–13–23; 8:45 am]
DEPARTMENT OF STATE
[Public Notice 12043]
Notice of Determinations; Culturally
Significant Objects Being Imported for
Exhibition—Determinations: ‘‘Van
Gogh and the Avant-Garde: The
Modern Landscape’’ Exhibition
Notice is hereby given of the
following determinations: I hereby
determine that certain objects being
imported from abroad pursuant to
agreements with their foreign owners or
custodians for temporary display in the
exhibition ‘‘Van Gogh and the Avant-
SUMMARY:
E:\FR\FM\14APN1.SGM
14APN1
]]>Agencies
[Federal Register Volume 88, Number 72 (Friday, April 14, 2023)]
[Notices]
[Page 23114]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-07875]
[[Page 23114]]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34881; 812-15373]
DoubleLine ETF Trust, et al.
April 10, 2023.
AGENCY: Securities and Exchange Commission (``Commission'').
ACTION: Notice.
-----------------------------------------------------------------------
Notice of an application under section 6(c) of the Investment
Company Act of 1940 (``Act'') for an exemption from section 15(a) of
the Act, as well as from certain disclosure requirements in rule 20a-1
under the Act, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii),
22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A under the
Securities Exchange Act of 1934, and sections 6-07(2)(a), (b), and (c)
of Regulation S-X (``Disclosure Requirements'').
SUMMARY OF APPLICATION: The requested exemption would permit
Applicants (as defined below) to enter into and materially amend
subadvisory agreements with subadvisers without shareholder approval
and would grant relief from the Disclosure Requirements as they relate
to fees paid to the subadvisers.
APPLICANTS: DoubleLine ETF Trust (the ``Trust''), a Delaware statutory
trust registered under the Act as an open-end management investment
company with multiple series, which include the DoubleLine
Opportunistic Bond ETF and the DoubleLine Shiller CAPE[supreg] U.S.
Equities ETF (each series a ``Fund'' and collectively the ``Funds''),
and DoubleLine ETF Adviser LP, a Delaware limited partnership
registered as an investment adviser under the Investment Advisers Act
of 1940 that serves as investment adviser to the Funds (collectively
with the Trust, the ``Applicants'').
FILING DATES: The application was filed on July 25, 2022 and amended
on November 2, 2022 and January 20, 2023.
HEARING OR NOTIFICATION OF HEARING: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the Commission's Secretary at [email protected] and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on May 5,
2023, and should be accompanied by proof of service on the Applicants,
in the form of an affidavit, or, for lawyers, a certificate of service.
Pursuant to rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary.
ADDRESSES: The Commission: [email protected]. Applicants: John
J. O'Brien, [email protected].
FOR FURTHER INFORMATION CONTACT: Laura L. Solomon, Senior Counsel, or
Lisa Reid Ragen, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' second amended
and restated application, dated January 20, 2023, which may be obtained
via the Commission's website by searching for the file number, using
the Company name box, at https://www.sec.gov/search/search.htm, or by
calling (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-07875 Filed 4-13-23; 8:45 am]
BILLING CODE 8011-01-P
