Invesco Dynamic Credit Opportunity Fund, et al., 20567-20568 [2023-07157]

Download as PDF Federal Register / Vol. 88, No. 66 / Thursday, April 6, 2023 / Notices 4. Counterfeit (CF) Postage Information: Tracking number, Scan Event Data (Date, Time, Scan ID, Device ID, Scan Source, event code, reason code), Product or Service Classification (Service type code, Extra Services Code), Packaging Product Code (i.e., ‘‘PS00011000001, PS00011132700, etc.), Sender address, Recipient address, Destination ZIP Code, Country Code, Intelligent Mail barcode (IMb), Intelligent Mail Package barcode (IMpb), Mailer Identification (MID) number, Indicia Type (Retail, Permit, PC Postage, etc.) Permit/Payment Account Number, Meter, IBI or IMI number, Postage Amount, Date of Mailing, Date Article was intercepted as CF, Date article was validated as CF, Location where item is stored, Date Article was Disposed of, Weight, Shape and Size (L_W_H) of Article, USPS Facility (tracking data site), USPS Mail Processing Operation information (operation code). RECORD SOURCE CATEGORIES: Customers; authorized service providers of postage evidencing systems; and USPS personnel. Records of articles found in the mail bearing counterfeit postage. Standard routine uses 1. through 7., 10., and 11. apply. In addition: a. The name and address of an authorized user of a postage meter or PC Postage product (postage evidencing systems), printing a specified indicium will be furnished to any person provided the user is using the postage meter or PC Postage product for business purposes. b. Customer-specific records and related sampling systems in this system may be disclosed to eVS customers, indicia providers, and PC Postage providers, including approved shippers, for revenue assurance to ensure accuracy of postage payment across payment systems, and to otherwise enable responsible administration of postage evidencing system activities. POLICIES AND PRACTICES FOR STORAGE OF RECORDS: ddrumheller on DSK120RN23PROD with NOTICES1 Automated databases, computer storage media, and paper. By customer name and by numeric file of postage evidencing systems ID number by customer ID(s), by Tracking number, by Mailer Identification (MID) Number, by Intelligent Mail barcode (IMb) and by Intelligent Mail Package barcode (IMPb). Jkt 259001 Paper records, computers, and computer storage media are located in controlled-access areas under supervision of program personnel. Access to these areas is limited to authorized personnel, who must be identified with a badge. Access to records is limited to individuals whose official duties require such access. Contractors and licensees are subject to contract controls and unannounced on site audits and inspections. Computers are protected by mechanical locks, card key systems, or other physical access control methods. The use of computer systems is regulated with installed security software, computer logon identifications, and operating system controls including access controls, terminal and transaction logging, and file management software. RECORD ACCESS PROCEDURES: POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS: 21:13 Apr 05, 2023 1. ACH records are retained up to 2 years. Records of payment are retained up to 7 years. 2. Other records in this system are retained up to 7 years after a customer ceases using a postage evidencing system. 3. Within the Postal Service and directly to eVS customers, or through third-party software providers (including meter and PC Postage providers) for the purpose of enabling responsible administration of revenue assurance and other postage evidencing system activities, facilitating remediation of postage disparities, and meeting SOX compliance requirements, in accordance with 39 CFR part 501. 4. Records pertaining to counterfeit postage information are retained for 3 calendar years. Records existing on paper are destroyed by burning, pulping, or shredding. Records existing on computer storage media are destroyed according to the applicable USPS media sanitization practice. ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS: ROUTINE USES OF RECORDS IN THE SYSTEM, INCLUDING CATEGORIES OF USERS AND THE PURPOSES OF SUCH USES: VerDate Sep<11>2014 POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS: Requests for access must be made in accordance with the Notification Procedure above and USPS Privacy Act regulations regarding access to records and verification of identity under 39 CFR 266.5. CONTESTING RECORD PROCEDURES: See Notification Procedures below and Record Access Procedures above. PO 00000 Frm 00102 Fmt 4703 Sfmt 4703 20567 NOTIFICATION PROCEDURES: Customers wanting to know if information about them is maintained in this system of records must address inquires in writing to: Manager, Finance and Payment Technology, United States Postal Service, 475 L’Enfant Plaza SW, Washington, DC 20260. Inquiries should include the individual’s name and customer ID. HISTORY: December 10, 2014, 79 FR 733454; June 27, 2012, 77 FR 38342; October 24, 2011, 76 FR 65756; April 29, 2005, 70 FR 22516. Tram T. Pham, Attorney, Ethics and Compliance. [FR Doc. 2023–07138 Filed 4–5–23; 8:45 am] BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34874; File No. 812–15394] Invesco Dynamic Credit Opportunity Fund, et al. March 31, 2023. Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). ACTION: Notice. AGENCY: Notice of application for an order (‘‘Order’’) under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the ‘‘Act’’) and rule 17d–1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d–1 under the Act. SUMMARY OF APPLICATION: Applicants request an order to amend a previous order granted by the Commission that permits certain business development companies (‘‘BDCs’’) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities. APPLICANTS: Invesco Dynamic Credit Opportunity Fund, Invesco Senior Income Trust, Invesco Advisers, Inc., Invesco Senior Secured Management, Inc., Invesco Direct Lending (L) II Holdco, L.P., Invesco Direct Lending (UL) II Holdco, L.P., and Invesco Private Credit Opportunities, Holdco, LLC. FILING DATES: The application was filed on October 7, 2022, and amended on November 10, 2022, and February 16, 2023. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission E:\FR\FM\06APN1.SGM 06APN1 20568 Federal Register / Vol. 88, No. 66 / Thursday, April 6, 2023 / Notices orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on, April 25, 2023, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary at Secretarys-Office@sec.gov. The Commission: Secretarys-Office@sec.gov. Applicants: Michael W. Mundt, Esq., Stradley Ronon Stevens & Young, LLP, at MMundt@stradley.com; Matthew R. DiClemente, Esq., Stradley Ronon Stevens & Young, LLP, at MDiClemente@stradley.com; and Melanie Ringold, Esq., Head of Legal, Americas, Invesco Ltd., 11 Greenway Plaza, Suite 1000, Houston, TX 77046. ADDRESSES: FOR FURTHER INFORMATION CONTACT: Kieran G. Brown, Senior Counsel, or Terri Jordan, Branch Chief, at (202) 551– 6825 (Division of Investment Management, Chief Counsel’s Office). For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ second amended and restated application, dated February 16, 2023, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. ddrumheller on DSK120RN23PROD with NOTICES1 SUPPLEMENTARY INFORMATION: For the Commission, by the Division of Investment Management, under delegated authority. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–07157 Filed 4–5–23; 8:45 am] BILLING CODE 8011–01–P VerDate Sep<11>2014 21:13 Apr 05, 2023 Jkt 259001 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–97235; File No. SR–CBOE– 2022–057] Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Increase the Position and Exercise Limits for Options on Apple Inc. Stock (‘‘AAPL’’) March 31, 2023. On November 7, 2022, Cboe Exchange, Inc. filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 a proposed rule change to increase the position and exercise limits for options on Apple Inc. stock (‘‘AAPL’’). The proposed rule change was published for comment in the Federal Register on November 25, 2022.3 The Commission received no comment letters regarding the proposed rule change. On December 22, 2022, pursuant to section 19(b)(2) of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to approve or disapprove the proposed rule change.5 On February 22, 2023, the Commission instituted proceedings under section 19(b)(2)(B) of the Exchange Act 6 to determine whether to approve or disapprove the proposed rule change.7 On March 30, 2023, the Exchange withdrew the proposed rule change (SR–CBOE–2022–057). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–07143 Filed 4–5–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–97237; File No. SR–FINRA– 2023–006] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110 (Supervision) March 31, 2023. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 29, 2023, the Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change FINRA is proposing to adopt new Supplementary Material .19 (Residential Supervisory Location) under FINRA Rule 3110 (Supervision) that would align FINRA’s definition of an office of supervisory jurisdiction (‘‘OSJ’’) and the classification of a location that supervises activities at non-branch locations with the existing residential exclusions set forth in the branch office definition to treat a private residence at which an associated person engages in specified supervisory activities as a nonbranch location, subject to safeguards and limitations. In accordance with Rule 3110(c), as a non-branch location, a Residential Supervisory Location (or ‘‘RSL’’) would become subject to inspections on a regular periodic schedule, which is presumed to be at least every three years,3 rather than an annual inspection requirement required of OSJs and other supervisory branch offices.4 FINRA believes the proposal 1 15 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 3 See Securities Exchange Act Release No. 96353 (Nov. 18, 2022), 87 FR 72568. 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release No. 96570 (Dec. 22, 2022), 87 FR 80212 (Dec. 29, 2022). 6 15 U.S.C. 78s(b)(2)(B). 7 See Securities Exchange Act Release No. 96965 (Feb. 22, 2023), 88 FR 12705 (February 28, 2023). 8 17 CFR 200.30–3(a)(12). PO 00000 Frm 00103 Fmt 4703 Sfmt 4703 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See FINRA Rules 3110(c)(1)(C) and 3110.13. 4 SEC staff and FINRA have interpreted FINRA rules to require member firms to conduct on-site inspections of branch offices and unregistered offices (i.e., non-branch locations) in accordance with the periodic schedule described under Rule 3110(c)(1). See SEC National Examination Risk Alert, Volume I, Issue 2 (November 30, 2011), https://www.sec.gov/about/offices/ocie/riskalertbdbranchinspections.pdf, and Regulatory Notice 11–54 (November 2011) (joint SEC and FINRA guidance stating, a ‘‘broker-dealer must conduct on2 17 E:\FR\FM\06APN1.SGM 06APN1

Agencies

[Federal Register Volume 88, Number 66 (Thursday, April 6, 2023)]
[Notices]
[Pages 20567-20568]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-07157]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34874; File No. 812-15394]


Invesco Dynamic Credit Opportunity Fund, et al.

March 31, 2023.
AGENCY:  Securities and Exchange Commission (``Commission'' or 
``SEC'').

ACTION:  Notice.

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    Notice of application for an order (``Order'') under sections 17(d) 
and 57(i) of the Investment Company Act of 1940 (the ``Act'') and rule 
17d-1 under the Act to permit certain joint transactions otherwise 
prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1 
under the Act.

Summary of Application:  Applicants request an order to amend a 
previous order granted by the Commission that permits certain business 
development companies (``BDCs'') and closed-end management investment 
companies to co-invest in portfolio companies with each other and with 
certain affiliated investment entities.

Applicants:  Invesco Dynamic Credit Opportunity Fund, Invesco Senior 
Income Trust, Invesco Advisers, Inc., Invesco Senior Secured 
Management, Inc., Invesco Direct Lending (L) II Holdco, L.P., Invesco 
Direct Lending (UL) II Holdco, L.P., and Invesco Private Credit 
Opportunities, Holdco, LLC.

Filing Dates:  The application was filed on October 7, 2022, and 
amended on November 10, 2022, and February 16, 2023.

Hearing or Notification of Hearing:  An order granting the requested 
relief will be issued unless the Commission

[[Page 20568]]

orders a hearing. Interested persons may request a hearing on any 
application by emailing the SEC's Secretary at [email protected] and serving the Applicants with a copy of the request by 
email, if an email address is listed for the relevant Applicant below, 
or personally or by mail, if a physical address is listed for the 
relevant Applicant below. Hearing requests should be received by the 
Commission by 5:30 p.m. on, April 25, 2023, and should be accompanied 
by proof of service on applicants, in the form of an affidavit or, for 
lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, 
hearing requests should state the nature of the writer's interest, any 
facts bearing upon the desirability of a hearing on the matter, the 
reason for the request, and the issues contested. Persons who wish to 
be notified of a hearing may request notification by emailing the 
Commission's Secretary at [email protected].

ADDRESSES:  The Commission: [email protected]. Applicants: 
Michael W. Mundt, Esq., Stradley Ronon Stevens & Young, LLP, at 
[email protected]; Matthew R. DiClemente, Esq., Stradley Ronon 
Stevens & Young, LLP, at [email protected]; and Melanie Ringold, 
Esq., Head of Legal, Americas, Invesco Ltd., 11 Greenway Plaza, Suite 
1000, Houston, TX 77046.

FOR FURTHER INFORMATION CONTACT:  Kieran G. Brown, Senior Counsel, or 
Terri Jordan, Branch Chief, at (202) 551-6825 (Division of Investment 
Management, Chief Counsel's Office).

SUPPLEMENTARY INFORMATION:  For Applicants' representations, legal 
analysis, and conditions, please refer to Applicants' second amended 
and restated application, dated February 16, 2023, which may be 
obtained via the Commission's website by searching for the file number 
at the top of this document, or for an Applicant using the Company name 
search field, on the SEC's EDGAR system. The SEC's EDGAR system may be 
searched at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's Public Reference Room 
at (202) 551-8090.

    For the Commission, by the Division of Investment Management, 
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-07157 Filed 4-5-23; 8:45 am]
BILLING CODE 8011-01-P
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