Certain Robotic Floor Cleaning Devices and Components Thereof; Notice of a Commission Determination To Review in Part a Final Initial Determination Finding a Violation of Section 337; Request for Written Submissions on the Issues Under Review and on Remedy, the Public Interest, and Bonding; and Extension of the Target Date for Completion of the Investigation, 1405-1407 [2023-00236]
Download as PDF
Federal Register / Vol. 88, No. 6 / Tuesday, January 10, 2023 / Notices
Samsung Electronics Co., Ltd., 129
Samsung ro (Maetan-dong),
Yeongtong-gu Suwon-Si, Gyeonggi-do
16677 Republic of Korea
Samsung Electronics America, Inc., 85
Challenger Road, Ridgefield Park, NJ
07660
Samsung Research America, Inc., 665
Clyde Avenue, Mountain View, CA
94043
Samsung International, Inc., 333 H St.
Ste. 6000, Chula Vista, CA 91910–
5565
(b) The respondent is the following
entity alleged to be in violation of
section 337, and is the party upon
which the amended complaint is to be
served:
khammond on DSKJM1Z7X2PROD with NOTICES
Manufacturing Resources International,
Inc., 6415 Shiloh Road East,
Alpharetta, GA 30005
(4) For the investigation so instituted,
the Chief Administrative Law Judge,
U.S. International Trade Commission,
shall designate the presiding
Administrative Law Judge.
The Office of Unfair Import
Investigations will not participate as a
party to this investigation.
Responses to the amended complaint
and the notice of investigation must be
submitted by the named respondent in
accordance with section 210.13 of the
Commission’s Rules of Practice and
Procedure, 19 CFR 210.13. Pursuant to
19 CFR 201.16(e) and 210.13(a), as
amended in 85 FR 15798 (March 19,
2020), such responses will be
considered by the Commission if
received not later than 20 days after the
date of service by the complainants of
the amended complaint and the notice
of investigation. Extensions of time for
submitting responses to the amended
complaint and the notice of
investigation will not be granted unless
good cause therefor is shown.
Failure of the respondent to file a
timely response to each allegation in the
amended complaint and in this notice
may be deemed to constitute a waiver of
the right to appear and contest the
allegations of the amended complaint
and this notice, and to authorize the
administrative law judge and the
Commission, without further notice to
the respondent, to find the facts to be as
alleged in the amended complaint and
this notice and to enter an initial
determination and a final determination
containing such findings, and may
result in the issuance of an exclusion
order or a cease and desist order or both
directed against the respondent.
By order of the Commission.
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17:32 Jan 09, 2023
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Issued: January 4, 2023.
Katherine Hiner,
Acting Secretary to the Commission.
[FR Doc. 2023–00233 Filed 1–9–23; 8:45 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
[Investigation No. 337–TA–1252]
Certain Robotic Floor Cleaning
Devices and Components Thereof;
Notice of a Commission Determination
To Review in Part a Final Initial
Determination Finding a Violation of
Section 337; Request for Written
Submissions on the Issues Under
Review and on Remedy, the Public
Interest, and Bonding; and Extension
of the Target Date for Completion of
the Investigation
U.S. International Trade
Commission.
ACTION: Notice.
AGENCY:
Notice is hereby given that
the U.S. International Trade
Commission has determined to review
in part a final initial determination
(‘‘ID’’) of the presiding administrative
law judge (‘‘ALJ’’) finding a violation of
section 337 by the accused products of
respondents. The Commission requests
written submissions from the parties on
the issues under review and from the
parties, interested government agencies,
and other interested persons on the
issues of remedy, the public interest,
and bonding, under the schedule set
forth below. The Commission has also
extended the target date for completion
of the investigation to March 6, 2023.
FOR FURTHER INFORMATION CONTACT:
Clint Gerdine, Esq., Office of the
General Counsel, U.S. International
Trade Commission, 500 E Street SW,
Washington, DC 20436, telephone (202)
708–2310. Copies of non-confidential
documents filed in connection with this
investigation may be viewed on the
Commission’s electronic docket (EDIS)
at https://edis.usitc.gov. For help
accessing EDIS, please email
EDIS3Help@usitc.gov. General
information concerning the Commission
may also be obtained by accessing its
internet server at https://www.usitc.gov.
Hearing-impaired persons are advised
that information on this matter can be
obtained by contacting the
Commission’s TDD terminal, telephone
202–205–1810.
SUPPLEMENTARY INFORMATION: The
Commission instituted this investigation
on March 2, 2021, based on a complaint
filed on behalf of iRobot Corporation
SUMMARY:
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(‘‘iRobot’’) of Bedford, Massachusetts.
86 FR 12206–07 (Mar. 2, 2021). The
complaint alleged violations of section
337 of the Tariff Act of 1930, as
amended, 19 U.S.C. 1337, based upon
the importation into the United States,
the sale for importation, and the sale
within the United States after
importation of certain robotic floor
cleaning devices and components
thereof based on the infringement of
certain claims of U.S. Patent Nos.
9,884,423 (‘‘the ’423 patent’’); 7,571,511
(‘‘the ’511 patent’’); 10,813,517 (‘‘the
’517 patent’’); 10,835,096 (‘‘the ’096
patent’’); and 10,296,007 (‘‘the ’007
patent’’). The Commission’s notice of
investigation named SharkNinja
Operating LLC, SharkNinja Management
LLC, SharkNinja Management Co.,
SharkNinja Sales Co., and EP Midco
LLC, all of Needham, Massachusetts;
and SharkNinja Hong Kong Co. Ltd. of
Hong Kong Island, Hong Kong as
respondents (collectively, the
‘‘Respondents’’ or ‘‘SharkNinja’’). The
Office of Unfair Import Investigations is
not participating in the investigation.
The ’007 patent has been terminated
from the investigation. See Order No. 23
(Sept. 13, 2021), unreviewed by Comm’n
Notice (Oct. 5, 2021); Order No. 38 (Jan.
4, 2022), unreviewed by Comm’n Notice
(Jan. 25, 2022). Accordingly, at the ALJ’s
evidentiary hearing, claims 9, 12, and 23
of the ’423 patent; claims 12 and 23 of
the ’511 patent; claims 1 and 9 of the
’517 patent; and claims 17 and 26 of the
’096 patent were still pending.
On December 30, 2021, the ALJ issued
a Markman Order (Order No. 37)
construing the terms in dispute for all
asserted patents.
On October 7, 2022, the ALJ issued
the final ID finding: (1) a violation of
section 337 based on infringement (i.e.,
direct and induced) of asserted claims 9
and 12 of the ’423 patent and direct
infringement of asserted claims 1 and 9
of the ’517 patent; (2) no infringement
of claim 23 of the ’423 patent; (3) no
violation as to claims 17 and 26 of the
’096 patent; and (4) no violation as to
claims 12 and 23 of the ’511 patent. The
ID further found that: (1) the second
category of SharkNinja’s Series 3
redesigned products is not subject to
adjudication; (2) iRobot has satisfied the
domestic industry requirement with
respect to all remaining patents in the
investigation; (3) SharkNinja failed to
prove, by clear and convincing
evidence, that asserted claims 9, 12, and
23 of the ’423 patent are invalid under
35 U.S.C. 101, 102, or 103. The ALJ
recommended, should the Commission
find a violation, issuing a limited
exclusion order directed to SharkNinja’s
infringing products and a cease and
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10JAN1
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Federal Register / Vol. 88, No. 6 / Tuesday, January 10, 2023 / Notices
desist order directed to SharkNinja and
requiring a bond in the amount of
twenty percent (20%) for importation of
infringing articles during the period of
Presidential review.
On October 24, 2022, SharkNinja and
iRobot each petitioned for review of
certain aspects of the final ID. On
November 1, 2022, SharkNinja and
iRobot each filed a response in
opposition to each other’s petition for
review.
On November 16, 2022, SharkNinja
filed a motion to submit notice that the
U.S. Patent Trial and Appeal Board
(‘‘PTAB’’) issued a Final Written
Decision (‘‘FWD’’) (Nov. 14, 2022)
finding, inter alia, asserted claims 12
and 23 of the ’423 patent unpatentable.
On November 18, 2022, iRobot filed a
response in opposition to the motion.
On December 1, 2022, SharkNinja filed
a motion to submit information
regarding iRobot’s failure to appeal a
PTAB FWD rendering the asserted
claims of the ’511 patent unpatentable.
The Commission has determined to
grant both motions.
The Commission received no public
interest comments from the public in
response to the Commission’s Federal
Register notice seeking comment on the
public interest. 87 FR 62451–52 (Oct.
14, 2022). iRobot submitted public
interest comments pursuant to
Commission Rule 210.50(a)(4) (19 CFR
210.50(a)(4)).
Having reviewed the record of the
investigation, including the final ID, the
parties’ submissions to the ALJ, and the
parties’ briefing to the Commission, the
Commission has determined to review
the final ID in part. Specifically, the
Commission has determined to review
the ID’s findings that: (1) for the ’511
patent, estoppel applies to the Trilobite
prior art device and claims 1, 10, 12,
and 23 are invalid based on the PTAB’s
finding that the claims are unpatentable;
(2) for the ’423 patent, (i) claim 9 of the
’423 patent is practiced by the domestic
industry products; (ii) SharkNinja’s
accused robots with forward-docking,
i.e., the IQ, AI, and AI–WD products, do
not infringe claim 23 of the ’423 patent;
(iii) the prior art Dottie robot does not
anticipate claim 23 of the ’423 patent;
(iv) the prior art combination of Dottie
and Everett and the prior art
combination of Dottie and Kim do not
render claims 12 or 23, respectively, of
the ‘423 patent obvious under 35 U.S.C.
103; (v) iRobot presented insufficient
evidence of secondary considerations of
non-obviousness with respect to claim
23; and (vi) claim 23 of the ’423 patent
is directed to patent-eligible subject
matter under 35 U.S.C. 101; (3) for the
’517 patent, (i) the ‘‘receiving system’’
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17:32 Jan 09, 2023
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for claims 1 and 9 is not means-plusfunction; (ii) claims 1 and 9 are
infringed by SharkNinja’s accused
products; (iii) claims 1 and 9 are
practiced by iRobot’s domestic industry
products; and (iv) claims 1 and 9 are not
anticipated by the asserted prior art
(Kawakami); and (4) for all remaining
asserted patents, i.e., the ’511, ’423,
’517, and ’096 patents, iRobot satisfied
the economic prong of the domestic
industry requirement.
The Commission has determined not
to review the remainder of the final ID,
including the final ID’s finding of no
violation as to the ’096 patent.
The Commission has also determined
to extend the target date for completion
of the investigation to March 6, 2023.
In connection with its review,
Commission requests responses to the
following questions. The parties are
requested to brief their positions with
reference to the applicable law and the
existing evidentiary record.
1. With respect to claim 12 of the ’423
patent, assuming that a person of
ordinary skill in the art would have
been familiar with the
interchangeability of sonar and infrared
signals, is there evidence in the record
(please cite specifically) that suggests
that a person of ordinary skill in the art
would have been motivated to combine
the Dottie robot with the left and right
signal docking system disclosed in
Everett? Please also include (by citing
specifically to the record) any relevant
evidence of secondary considerations of
non-obviousness with respect to claim
12.
2. If the Commission were to agree
with SharkNinja’s argument in its
petition for review that the ‘‘receiving
system’’ term of the asserted claims of
the ’517 patent should be construed as
means-plus-function, (i) what would be
the function and the corresponding
structure (and equivalents thereof)
described in the specification, and (ii)
what is the impact on infringement, the
technical prong of the domestic industry
requirement, and invalidity (i.e.,
anticipation by Kawakami)?
The parties are invited to brief only
the discrete issues requested above. The
parties are not to brief other issues on
review, which are adequately presented
in the parties’ existing filings.
In connection with the final
disposition of this investigation, the
Commission may (1) issue an order that
results in the exclusion of the subject
articles from entry into the United
States, and/or (2) issue a cease and
desist order that could result in the
respondent being required to cease and
desist from engaging in unfair acts in
the importation and sale of such
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Fmt 4703
Sfmt 4703
articles. Accordingly, the Commission is
interested in receiving written
submissions that address the form of
remedy, if any, that should be ordered.
If a party seeks exclusion of an article
from entry into the United States for
purposes other than entry for
consumption, the party should so
indicate and provide information
establishing that activities involving
other types of entry either are adversely
affecting it or likely to do so. For
background, see Certain Devices for
Connecting Computers via Telephone
Lines, Inv. No. 337–TA–360, USITC
Pub. No. 2843, Comm’n Op. at 7–10
(December 1994).
When the Commission contemplates
some form of remedy, it must consider
the effects of that remedy upon the
public interest. The factors the
Commission will consider include the
effect that an exclusion order and/or
cease and desist orders would have on
(1) the public health and welfare, (2)
competitive conditions in the U.S.
economy, (3) U.S. production of articles
that are like or directly competitive with
those that are subject to investigation,
and (4) U.S. consumers. The
Commission is therefore interested in
receiving written submissions that
address the aforementioned public
interest factors in the context of this
investigation.
When the Commission orders some
form of remedy, the U.S. Trade
Representative, as delegated by the
President, has 60 days to approve,
disapprove, or take no action on the
Commission’s determination. See
section 337(j), 19 U.S.C. 1337(j) and the
Presidential Memorandum of July 21,
2005. 70 FR 43251 (July 26, 2005).
During this period, the subject articles
would be entitled to enter the United
States under bond, in an amount
determined by the Commission. The
Commission is therefore interested in
receiving submissions concerning the
amount of the bond that should be
imposed if a remedy is ordered.
Written Submissions: The parties to
the investigation are requested to file
written submissions on the issues
identified in this notice. Parties to the
investigation, interested government
agencies, and any other interested
parties are encouraged to file written
submissions on the issues of remedy,
the public interest, and bonding. Such
submissions should address the
recommended determination by the ALJ
on remedy and bonding.
In its initial submission, Complainant
is also requested to identify the remedy
sought and is requested to submit
proposed remedial orders for the
Commission’s consideration.
E:\FR\FM\10JAN1.SGM
10JAN1
khammond on DSKJM1Z7X2PROD with NOTICES
Federal Register / Vol. 88, No. 6 / Tuesday, January 10, 2023 / Notices
Complainant is further requested to
provide the HTSUS subheadings under
which the accused products are
imported and to supply the
identification information for all known
importers of the products at issue in this
investigation. The initial written
submissions and proposed remedial
orders must be filed no later than close
of business on January 18, 2023. Reply
submissions must be filed no later than
the close of business on January 25,
2023. No further submissions on these
issues will be permitted unless
otherwise ordered by the Commission.
Opening submissions are limited to 30
pages. Reply submissions are limited to
20 pages. No further submissions on any
of these issues will be permitted unless
otherwise ordered by the Commission.
Persons filing written submissions
must file the original document
electronically on or before the deadlines
stated above. The Commission’s paper
filing requirements in 19 CFR 210.4(f)
are currently waived. 85 FR 15798
(March 19, 2020). Submissions should
refer to the investigation number (Inv.
No. 337–TA–1252) in a prominent place
on the cover page and/or the first page.
(See Handbook for Electronic Filing
Procedures, https://www.usitc.gov/
documents/handbook_on_filing_
procedures.pdf). Persons with questions
regarding filing should contact the
Secretary, (202) 205–2000.
Any person desiring to submit a
document to the Commission in
confidence must request confidential
treatment by marking each document
with a header indicating that the
document contains confidential
information. This marking will be
deemed to satisfy the request procedure
set forth in Rules 201.6(b) and
210.5(e)(2) (19 CFR 201.6(b) &
210.5(e)(2)). Documents for which
confidential treatment by the
Commission is properly sought will be
treated accordingly. Any non-party
wishing to submit comments containing
confidential information must serve
those comments on the parties to the
investigation pursuant to the applicable
Administrative Protective Order. A
redacted non-confidential version of the
document must also be filed with the
Commission and served on any parties
to the investigation within two business
days of any confidential filing. All
information, including confidential
business information and documents for
which confidential treatment is properly
sought, submitted to the Commission for
purposes of this investigation may be
disclosed to and used: (i) by the
Commission, its employees and Offices,
and contract personnel (a) for
developing or maintaining the records
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17:32 Jan 09, 2023
Jkt 259001
of this or a related proceeding, or (b) in
internal investigations, audits, reviews,
and evaluations relating to the
programs, personnel, and operations of
the Commission including under 5
U.S.C. Appendix 3; or (ii) by U.S.
government employees and contract
personnel, solely for cybersecurity
purposes. All contract personnel will
sign appropriate nondisclosure
agreements. All nonconfidential written
submissions will be available for public
inspection on EDIS.
The Commission vote for this
determination took place on January 4,
2023.
The authority for the Commission’s
determination is contained in section
337 of the Tariff Act of 1930, as
amended, 19 U.S.C. 1337, and in Part
210 of the Commission’s Rules of
Practice and Procedure, 19 CFR part
210.
By order of the Commission.
Issued: January 4, 2023.
Katherine Hiner,
Acting Secretary to the Commission.
[FR Doc. 2023–00236 Filed 1–9–23; 8:45 am]
BILLING CODE 7020–02–P
INTERNATIONAL TRADE
COMMISSION
[USITC SE–23–002]
Sunshine Act Meetings
United
States International Trade Commission.
TIME AND DATE: January 13, 2023 at 11
a.m.
PLACE: Room 101, 500 E Street SW,
Washington, DC 20436, Telephone:
(202) 205–2000.
STATUS: Open to the public.
MATTERS TO BE CONSIDERED:
1. Agendas for future meetings: none.
2. Minutes.
3. Ratification List.
4. Commission vote on Inv. Nos. 701–
TA–564 and 731–TA–1338–1340
(Review) (Steel Concrete Reinforcing
Bar from Japan, Taiwan, and Turkey).
The Commission currently is scheduled
to complete and file its determinations
and views of the Commission on
January 24, 2023.
5. Outstanding action jackets: none.
CONTACT PERSON FOR MORE INFORMATION:
Tyrell Burch, Management Analyst,
202–205–2595.
The Commission is holding the
meeting under the Government in the
Sunshine Act, 5 U.S.C. 552(b). In
accordance with Commission policy,
subject matter listed above, not disposed
of at the scheduled meeting, may be
AGENCY HOLDING THE MEETING:
PO 00000
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Fmt 4703
Sfmt 4703
1407
carried over to the agenda of the
following meeting.
By order of the Commission:
Issued: January 6, 2023.
Katherine Hiner,
Acting Secretary to the Commission.
[FR Doc. 2023–00409 Filed 1–6–23; 4:15 pm]
BILLING CODE 7020–02–P
DEPARTMENT OF JUSTICE
Office of Justice Programs
[OJP (BJA) Docket No. 1809]
Meeting of the Global Justice
Information Sharing Initiative Federal
Advisory Committee
Office of Justice Programs
(OJP), Justice.
ACTION: Notice of meeting.
AGENCY:
This is an announcement of a
meeting of the Global Justice
Information Sharing Initiative (Global)
Federal Advisory Committee (GAC) to
discuss the Global Initiative, as
described at https://bja.ojp.gov/
program/it/global. This meeting will be
held virtually. Approved observers will
receive the log-information prior to the
meeting.
DATES: The meeting will take place on
Wednesday, February 1, 2022, from 3
p.m. to 4 p.m. ET.
ADDRESSES: The meeting will be held
virtually via Zoom for Government.
Approved observers will receive the
login/sign-in information via email prior
to the meeting.
FOR FURTHER INFORMATION CONTACT: Mr.
David P. Lewis, Global Designated
Federal Official (DFO), Bureau of Justice
Assistance, Office of Justice Programs,
810 7th Street, Washington, DC 20531;
Phone (202) 616–7829 [note: this is not
a toll-free number]; Email:
david.p.lewis@usdoj.gov.
SUPPLEMENTARY INFORMATION: This
meeting is open to the public, however,
members of the public who wish to
attend this meeting must register with
Mr. David P. Lewis at least (7) days in
advance of the meeting. Access to the
virtual meeting room will not be
allowed without prior authorization. All
attendees will be required to virtually
sign-in via Zoom before they will be
admitted to the virtual meeting.
Anyone requiring special
accommodations should notify Mr.
Lewis at least seven (7) days in advance
of the meeting.
Purpose: The GAC will act as the focal
point for justice information systems
integration activities in order to
SUMMARY:
E:\FR\FM\10JAN1.SGM
10JAN1
Agencies
[Federal Register Volume 88, Number 6 (Tuesday, January 10, 2023)]
[Notices]
[Pages 1405-1407]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-00236]
-----------------------------------------------------------------------
INTERNATIONAL TRADE COMMISSION
[Investigation No. 337-TA-1252]
Certain Robotic Floor Cleaning Devices and Components Thereof;
Notice of a Commission Determination To Review in Part a Final Initial
Determination Finding a Violation of Section 337; Request for Written
Submissions on the Issues Under Review and on Remedy, the Public
Interest, and Bonding; and Extension of the Target Date for Completion
of the Investigation
AGENCY: U.S. International Trade Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: Notice is hereby given that the U.S. International Trade
Commission has determined to review in part a final initial
determination (``ID'') of the presiding administrative law judge
(``ALJ'') finding a violation of section 337 by the accused products of
respondents. The Commission requests written submissions from the
parties on the issues under review and from the parties, interested
government agencies, and other interested persons on the issues of
remedy, the public interest, and bonding, under the schedule set forth
below. The Commission has also extended the target date for completion
of the investigation to March 6, 2023.
FOR FURTHER INFORMATION CONTACT: Clint Gerdine, Esq., Office of the
General Counsel, U.S. International Trade Commission, 500 E Street SW,
Washington, DC 20436, telephone (202) 708-2310. Copies of non-
confidential documents filed in connection with this investigation may
be viewed on the Commission's electronic docket (EDIS) at https://edis.usitc.gov. For help accessing EDIS, please email
[email protected]. General information concerning the Commission may
also be obtained by accessing its internet server at https://www.usitc.gov. Hearing-impaired persons are advised that information on
this matter can be obtained by contacting the Commission's TDD
terminal, telephone 202-205-1810.
SUPPLEMENTARY INFORMATION: The Commission instituted this investigation
on March 2, 2021, based on a complaint filed on behalf of iRobot
Corporation (``iRobot'') of Bedford, Massachusetts. 86 FR 12206-07
(Mar. 2, 2021). The complaint alleged violations of section 337 of the
Tariff Act of 1930, as amended, 19 U.S.C. 1337, based upon the
importation into the United States, the sale for importation, and the
sale within the United States after importation of certain robotic
floor cleaning devices and components thereof based on the infringement
of certain claims of U.S. Patent Nos. 9,884,423 (``the '423 patent'');
7,571,511 (``the '511 patent''); 10,813,517 (``the '517 patent'');
10,835,096 (``the '096 patent''); and 10,296,007 (``the '007 patent'').
The Commission's notice of investigation named SharkNinja Operating
LLC, SharkNinja Management LLC, SharkNinja Management Co., SharkNinja
Sales Co., and EP Midco LLC, all of Needham, Massachusetts; and
SharkNinja Hong Kong Co. Ltd. of Hong Kong Island, Hong Kong as
respondents (collectively, the ``Respondents'' or ``SharkNinja''). The
Office of Unfair Import Investigations is not participating in the
investigation.
The '007 patent has been terminated from the investigation. See
Order No. 23 (Sept. 13, 2021), unreviewed by Comm'n Notice (Oct. 5,
2021); Order No. 38 (Jan. 4, 2022), unreviewed by Comm'n Notice (Jan.
25, 2022). Accordingly, at the ALJ's evidentiary hearing, claims 9, 12,
and 23 of the '423 patent; claims 12 and 23 of the '511 patent; claims
1 and 9 of the '517 patent; and claims 17 and 26 of the '096 patent
were still pending.
On December 30, 2021, the ALJ issued a Markman Order (Order No. 37)
construing the terms in dispute for all asserted patents.
On October 7, 2022, the ALJ issued the final ID finding: (1) a
violation of section 337 based on infringement (i.e., direct and
induced) of asserted claims 9 and 12 of the '423 patent and direct
infringement of asserted claims 1 and 9 of the '517 patent; (2) no
infringement of claim 23 of the '423 patent; (3) no violation as to
claims 17 and 26 of the '096 patent; and (4) no violation as to claims
12 and 23 of the '511 patent. The ID further found that: (1) the second
category of SharkNinja's Series 3 redesigned products is not subject to
adjudication; (2) iRobot has satisfied the domestic industry
requirement with respect to all remaining patents in the investigation;
(3) SharkNinja failed to prove, by clear and convincing evidence, that
asserted claims 9, 12, and 23 of the '423 patent are invalid under 35
U.S.C. 101, 102, or 103. The ALJ recommended, should the Commission
find a violation, issuing a limited exclusion order directed to
SharkNinja's infringing products and a cease and
[[Page 1406]]
desist order directed to SharkNinja and requiring a bond in the amount
of twenty percent (20%) for importation of infringing articles during
the period of Presidential review.
On October 24, 2022, SharkNinja and iRobot each petitioned for
review of certain aspects of the final ID. On November 1, 2022,
SharkNinja and iRobot each filed a response in opposition to each
other's petition for review.
On November 16, 2022, SharkNinja filed a motion to submit notice
that the U.S. Patent Trial and Appeal Board (``PTAB'') issued a Final
Written Decision (``FWD'') (Nov. 14, 2022) finding, inter alia,
asserted claims 12 and 23 of the '423 patent unpatentable. On November
18, 2022, iRobot filed a response in opposition to the motion. On
December 1, 2022, SharkNinja filed a motion to submit information
regarding iRobot's failure to appeal a PTAB FWD rendering the asserted
claims of the '511 patent unpatentable. The Commission has determined
to grant both motions.
The Commission received no public interest comments from the public
in response to the Commission's Federal Register notice seeking comment
on the public interest. 87 FR 62451-52 (Oct. 14, 2022). iRobot
submitted public interest comments pursuant to Commission Rule
210.50(a)(4) (19 CFR 210.50(a)(4)).
Having reviewed the record of the investigation, including the
final ID, the parties' submissions to the ALJ, and the parties'
briefing to the Commission, the Commission has determined to review the
final ID in part. Specifically, the Commission has determined to review
the ID's findings that: (1) for the '511 patent, estoppel applies to
the Trilobite prior art device and claims 1, 10, 12, and 23 are invalid
based on the PTAB's finding that the claims are unpatentable; (2) for
the '423 patent, (i) claim 9 of the '423 patent is practiced by the
domestic industry products; (ii) SharkNinja's accused robots with
forward-docking, i.e., the IQ, AI, and AI-WD products, do not infringe
claim 23 of the '423 patent; (iii) the prior art Dottie robot does not
anticipate claim 23 of the '423 patent; (iv) the prior art combination
of Dottie and Everett and the prior art combination of Dottie and Kim
do not render claims 12 or 23, respectively, of the `423 patent obvious
under 35 U.S.C. 103; (v) iRobot presented insufficient evidence of
secondary considerations of non-obviousness with respect to claim 23;
and (vi) claim 23 of the '423 patent is directed to patent-eligible
subject matter under 35 U.S.C. 101; (3) for the '517 patent, (i) the
``receiving system'' for claims 1 and 9 is not means-plus-function;
(ii) claims 1 and 9 are infringed by SharkNinja's accused products;
(iii) claims 1 and 9 are practiced by iRobot's domestic industry
products; and (iv) claims 1 and 9 are not anticipated by the asserted
prior art (Kawakami); and (4) for all remaining asserted patents, i.e.,
the '511, '423, '517, and '096 patents, iRobot satisfied the economic
prong of the domestic industry requirement.
The Commission has determined not to review the remainder of the
final ID, including the final ID's finding of no violation as to the
'096 patent.
The Commission has also determined to extend the target date for
completion of the investigation to March 6, 2023.
In connection with its review, Commission requests responses to the
following questions. The parties are requested to brief their positions
with reference to the applicable law and the existing evidentiary
record.
1. With respect to claim 12 of the '423 patent, assuming that a
person of ordinary skill in the art would have been familiar with the
interchangeability of sonar and infrared signals, is there evidence in
the record (please cite specifically) that suggests that a person of
ordinary skill in the art would have been motivated to combine the
Dottie robot with the left and right signal docking system disclosed in
Everett? Please also include (by citing specifically to the record) any
relevant evidence of secondary considerations of non-obviousness with
respect to claim 12.
2. If the Commission were to agree with SharkNinja's argument in
its petition for review that the ``receiving system'' term of the
asserted claims of the '517 patent should be construed as means-plus-
function, (i) what would be the function and the corresponding
structure (and equivalents thereof) described in the specification, and
(ii) what is the impact on infringement, the technical prong of the
domestic industry requirement, and invalidity (i.e., anticipation by
Kawakami)?
The parties are invited to brief only the discrete issues requested
above. The parties are not to brief other issues on review, which are
adequately presented in the parties' existing filings.
In connection with the final disposition of this investigation, the
Commission may (1) issue an order that results in the exclusion of the
subject articles from entry into the United States, and/or (2) issue a
cease and desist order that could result in the respondent being
required to cease and desist from engaging in unfair acts in the
importation and sale of such articles. Accordingly, the Commission is
interested in receiving written submissions that address the form of
remedy, if any, that should be ordered. If a party seeks exclusion of
an article from entry into the United States for purposes other than
entry for consumption, the party should so indicate and provide
information establishing that activities involving other types of entry
either are adversely affecting it or likely to do so. For background,
see Certain Devices for Connecting Computers via Telephone Lines, Inv.
No. 337-TA-360, USITC Pub. No. 2843, Comm'n Op. at 7-10 (December
1994).
When the Commission contemplates some form of remedy, it must
consider the effects of that remedy upon the public interest. The
factors the Commission will consider include the effect that an
exclusion order and/or cease and desist orders would have on (1) the
public health and welfare, (2) competitive conditions in the U.S.
economy, (3) U.S. production of articles that are like or directly
competitive with those that are subject to investigation, and (4) U.S.
consumers. The Commission is therefore interested in receiving written
submissions that address the aforementioned public interest factors in
the context of this investigation.
When the Commission orders some form of remedy, the U.S. Trade
Representative, as delegated by the President, has 60 days to approve,
disapprove, or take no action on the Commission's determination. See
section 337(j), 19 U.S.C. 1337(j) and the Presidential Memorandum of
July 21, 2005. 70 FR 43251 (July 26, 2005). During this period, the
subject articles would be entitled to enter the United States under
bond, in an amount determined by the Commission. The Commission is
therefore interested in receiving submissions concerning the amount of
the bond that should be imposed if a remedy is ordered.
Written Submissions: The parties to the investigation are requested
to file written submissions on the issues identified in this notice.
Parties to the investigation, interested government agencies, and any
other interested parties are encouraged to file written submissions on
the issues of remedy, the public interest, and bonding. Such
submissions should address the recommended determination by the ALJ on
remedy and bonding.
In its initial submission, Complainant is also requested to
identify the remedy sought and is requested to submit proposed remedial
orders for the Commission's consideration.
[[Page 1407]]
Complainant is further requested to provide the HTSUS subheadings under
which the accused products are imported and to supply the
identification information for all known importers of the products at
issue in this investigation. The initial written submissions and
proposed remedial orders must be filed no later than close of business
on January 18, 2023. Reply submissions must be filed no later than the
close of business on January 25, 2023. No further submissions on these
issues will be permitted unless otherwise ordered by the Commission.
Opening submissions are limited to 30 pages. Reply submissions are
limited to 20 pages. No further submissions on any of these issues will
be permitted unless otherwise ordered by the Commission.
Persons filing written submissions must file the original document
electronically on or before the deadlines stated above. The
Commission's paper filing requirements in 19 CFR 210.4(f) are currently
waived. 85 FR 15798 (March 19, 2020). Submissions should refer to the
investigation number (Inv. No. 337-TA-1252) in a prominent place on the
cover page and/or the first page. (See Handbook for Electronic Filing
Procedures, https://www.usitc.gov/documents/handbook_on_filing_procedures.pdf). Persons with questions regarding
filing should contact the Secretary, (202) 205-2000.
Any person desiring to submit a document to the Commission in
confidence must request confidential treatment by marking each document
with a header indicating that the document contains confidential
information. This marking will be deemed to satisfy the request
procedure set forth in Rules 201.6(b) and 210.5(e)(2) (19 CFR 201.6(b)
& 210.5(e)(2)). Documents for which confidential treatment by the
Commission is properly sought will be treated accordingly. Any non-
party wishing to submit comments containing confidential information
must serve those comments on the parties to the investigation pursuant
to the applicable Administrative Protective Order. A redacted non-
confidential version of the document must also be filed with the
Commission and served on any parties to the investigation within two
business days of any confidential filing. All information, including
confidential business information and documents for which confidential
treatment is properly sought, submitted to the Commission for purposes
of this investigation may be disclosed to and used: (i) by the
Commission, its employees and Offices, and contract personnel (a) for
developing or maintaining the records of this or a related proceeding,
or (b) in internal investigations, audits, reviews, and evaluations
relating to the programs, personnel, and operations of the Commission
including under 5 U.S.C. Appendix 3; or (ii) by U.S. government
employees and contract personnel, solely for cybersecurity purposes.
All contract personnel will sign appropriate nondisclosure agreements.
All nonconfidential written submissions will be available for public
inspection on EDIS.
The Commission vote for this determination took place on January 4,
2023.
The authority for the Commission's determination is contained in
section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, and
in Part 210 of the Commission's Rules of Practice and Procedure, 19 CFR
part 210.
By order of the Commission.
Issued: January 4, 2023.
Katherine Hiner,
Acting Secretary to the Commission.
[FR Doc. 2023-00236 Filed 1-9-23; 8:45 am]
BILLING CODE 7020-02-P