Submission for OMB Review; Comment Request; Extension: Rule 6a-4, Form 1-N, 396-397 [2022-28541]

Download as PDF 396 Federal Register / Vol. 88, No. 2 / Wednesday, January 4, 2023 / Notices relief from section 22(e) of the Act is granted with respect to each Fund until it has liquidated, or until the Commission rescinds the order granted herein. This order shall be in effect as of December 28, 2022, with suspension of redemption rights as requested by the Applicants to be effective as of December 28, 2022 and the postponement of payment of redemption proceeds to apply to redemption orders received on or after December 23, 2022 but not yet paid as of December 28, 2022. By the Commission. J. Matthew DeLesDernier, Deputy Secretary. [FR Doc. 2022–28538 Filed 1–3–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No.34792; File No. 812–15247] Monachil Credit Income Fund, et al. December 28, 2022. Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). ACTION: Notice. khammond on DSKJM1Z7X2PROD with NOTICES AGENCY: Notice of an application for an order pursuant to section 6(c) of the Investment Company Act of 1940 (the ‘‘Act’’) for an exemption from sections 18(a)(2), 18(c), and 18(i) of the Act, pursuant to sections 6(c) and 23(c) of the Act for certain exemptions from rule 23c–3 under the Act, and pursuant to section 17(d) of the Act and rule 17d– 1 thereunder. SUMMARY OF APPLICATION: Applicants request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose early withdrawal charges and asset-based distribution and/or service fees. APPLICANTS: Monachil Credit Income Fund, Monachil Capital Partners LP, and Foreside Financial Services, LLC. FILING DATES: The application was filed on July 20, 2021, and amended on February 10, 2022, June 9, 2022, and October 6, 2022. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, VerDate Sep<11>2014 16:55 Jan 03, 2023 Jkt 259001 or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on January 23, 2023, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: David Baum, Esq., David.Baum@ alston.com. FOR FURTHER INFORMATION CONTACT: Christine Y. Greenlees, Senior Counsel, or Lisa Reid Ragen, Branch Chief, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ third amended and restated application, dated October 6, 2022, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at, at https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. For the Commission, by the Division of Investment Management, under delegated authority. J. Matthew DeLesDernier, Deputy Secretary. [FR Doc. 2022–28543 Filed 1–3–23; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–496, OMB Control No. 3235–0554] Submission for OMB Review; Comment Request; Extension: Rule 6a–4, Form 1–N Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 PO 00000 Frm 00059 Fmt 4703 Sfmt 4703 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for extension of the previously approved collection of information provided for in Rule 6a–4 and Form 1–N, as discussed below. The Code of Federal Regulation citation to this collection of information is 17 CFR 240.6a–4 and 17 CFR 249.10 under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (the ‘‘Act’’). Section 6 of the Act 1 sets out a framework for the registration and regulation of national securities exchanges. Under the Commodity Futures Modernization Act of 2000, a futures market may trade security futures products by registering as a national securities exchange. Rule 6a– 4 2 sets forth these registration procedures and directs futures markets to submit a notice registration on Form 1–N.3 Form 1–N calls for information regarding how the futures market operates, its rules and procedures, corporate governance, its criteria for membership, its subsidiaries and affiliates, and the security futures products it intends to trade. Rule 6a–4 also requires entities that have submitted an initial Form 1–N to file: (1) amendments to Form 1–N in the event of material changes to the information provided in the initial Form 1–N; (2) periodic updates of certain information provided in the initial Form 1–N; (3) certain information that is provided to the futures market’s members; and (4) a monthly report summarizing the futures market’s trading of security futures products. The information required to be filed with the Commission pursuant to Rule 6a–4 is designed to enable the Commission to carry out its statutorily mandated oversight functions and to ensure that registered and exempt exchanges continue to be in compliance with the Act. The respondents to the collection of information are futures markets. The Commission estimates that the total annual burden for all respondents to provide periodic amendments 4 to keep the Form 1–N accurate and up to date as required under Rule 6a–4(b)(1) would be 30 hours (15 hours/ respondent per year × 2 respondents 5) and $200 of miscellaneous clerical expenses. The Commission estimates that the total annual burden for all 1 15 U.S.C. 78f. CFR 240.6a–4. CFR 249.10. 4 17 CFR 240.6a–4(b)(1). 5 The Commission estimates that four exchanges will file amendments with the Commission in order to keep their Form 1–N current. 2 17 3 17 E:\FR\FM\04JAN1.SGM 04JAN1 Federal Register / Vol. 88, No. 2 / Wednesday, January 4, 2023 / Notices respondents to provide annual amendments under Rule 6a–4(b)(3) would be 30 hours (15 hours/ respondent/year × 2 respondents) and $200 of miscellaneous clerical expenses. The Commission estimates that the total annual burden for all respondents to provide three-year amendments 6 under Rule 6a–4(b)(4) would be 14 hours (20 hours/respondent × 0.67 respondents per year) and $88 in miscellaneous clerical expenses. The Commission estimates that the total annual burden for the filing of the supplemental information 7 and the monthly reports required under Rule 6a–4(c) would be 12 hours (6 hours/respondent per year × 2 respondents 8) and $120 of miscellaneous clerical expenses. Thus, the Commission estimates the total annual burden for complying with Rule 6a–4 is 86 hours and $608 in miscellaneous clerical expenses. Compliance with Rule 6a–4 is mandatory. Information received in response to Rule 6a–4 shall not be kept confidential; the information collected is public information. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The public may view background documentation for this information collection at the following website: >www.reginfo.gov<. Find this particular information collection by selecting ‘‘Currently under 30-day Review—Open for Public Comments’’ or by using the search function. Written comments and recommendations for the proposed information collection should be sent by February 3, 2023 to (i) >MBX.OMB.OIRA.SEC_desk_officer@ omb.eop.gov< and (ii) David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/ o John Pezzullo, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov. Dated: December 28, 2022. J. Matthew DeLesDernier, Deputy Secretary. [FR Doc. 2022–28541 Filed 1–3–23; 8:45 am] khammond on DSKJM1Z7X2PROD with NOTICES BILLING CODE 8011–01–P 6 17 CFR 240.6a–4(b)(3) and (4). CFR 240.6a–4(c) 8 See supra footnote 7. 7 17 VerDate Sep<11>2014 16:55 Jan 03, 2023 Jkt 259001 DEPARTMENT OF STATE [Public Notice: 11944] 30-Day Notice of Proposed Information Collection: Request To Change EndUser, End-Use and/or Destination of Hardware and Open General Licenses Department of State. Notice of request for public comment and submission to OMB of proposed collection of information. AGENCY: ACTION: The Department of State has submitted the information collection described below to the Office of Management and Budget (OMB) for approval. In accordance with the Paperwork Reduction Act of 1995, we are requesting comments on this collection from all interested individuals and organizations. The purpose of this notice is to allow 30 days for public comment. DATES: Submit comments up to February 3, 2023. ADDRESSES: Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to www.reginfo.gov/public/do/ PRAMain. Find this particular information collection by selecting ‘‘Currently under 30-day Review—Open for Public Comments’’ or by using the search function. FOR FURTHER INFORMATION CONTACT: Mr. Dilan Wickrema, Office of Defense Trade Controls Policy, Department of State, telephone (202) 634–4981; email DDTCCustomerService@state.gov. SUBJECT: 30-Day Notice of Proposed Information Collection—Request to Change End-user, End-use and/or Destination and Open General Licenses. SUPPLEMENTARY INFORMATION: • Title of Information Collection: Request to Change End-User, End-Use and/or Destination of Hardware and Open General Licenses. • OMB Control Number: 1405–0173. • Type of Request: Revision and extension of a currently approved collection. • Originating Office: Directorate of Defense Trade Controls (DDTC). • Form Number: DS–6004. • Respondents: Individuals, businesses, or organizations engaged in the business of exporting or temporarily importing defense articles or defense services or those involved in with reexport or retransfer of unclassified defense articles otherwise authorized under the International Traffic in Arms Regulations (ITAR). • Estimated Number of Respondents: 1,695. SUMMARY: PO 00000 Frm 00060 Fmt 4703 Sfmt 4703 397 • Estimated Number of Responses: 2,234. • Average Time per Response: 1 hour. • Total Estimated Burden: 2,234 hours. • Frequency: On occasion. • Obligation to respond: Mandatory. We are soliciting public comments to permit the Department to: D Evaluate whether the proposed information is necessary for the proper functions of the Department. D Evaluate the accuracy of our estimate of the time and cost burden for this proposed collection, including the validity of the methodology and assumptions used. D Enhance the quality, utility, and clarity of the information to be collected. D Minimize the reporting burden on those who are to respond, including the use of automated collection techniques or other forms of information technology. Please note, comments submitted in response to this Notice are public record. Before including any detailed personal information, you should be aware your comments as submitted, including your personal information, will be available for public review. Abstract of Proposed Collection This information collection is used for two main purposes: (1) the collection and submission of information required for DDTC approval of a reexport or retransfer; and (2) the collection and retention of certain information for authorizations and other approvals, including for reexports and retransfers under an Open General License (OGL) program. Under § 123.9(a) of the ITAR, unless an exemption applies, DDTC’s written approval must be obtained before reselling, transferring, reexporting, retransferring, transshipping, or disposing of a defense article to any end-user, end-use, or destination other than as stated on the export license or in the Electronic Export Information filing in cases where an exemption was claimed. Such approval is normally granted through case-by-case review of requests to authorize specific transfers. In addition, ITAR § 120.22(b) allows DDTC to provide export authorization for DDTC’s own initiatives, including pilot programs and other specifically anticipated circumstances for which DDTC considers special authorizations appropriate. DDTC has launched a pilot program pursuant to its authorities in ITAR § 120.22(b) in order to assess the concept of an OGL mechanism by which it may authorize certain transfers of defense articles to predetermined E:\FR\FM\04JAN1.SGM 04JAN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 88, Number 2 (Wednesday, January 4, 2023)]
[Notices]
[Pages 396-397]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-28541]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-496, OMB Control No. 3235-0554]


Submission for OMB Review; Comment Request; Extension: Rule 6a-4, 
Form 1-N

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for extension of the previously approved 
collection of information provided for in Rule 6a-4 and Form 1-N, as 
discussed below. The Code of Federal Regulation citation to this 
collection of information is 17 CFR 240.6a-4 and 17 CFR 249.10 under 
the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (the 
``Act'').
    Section 6 of the Act \1\ sets out a framework for the registration 
and regulation of national securities exchanges. Under the Commodity 
Futures Modernization Act of 2000, a futures market may trade security 
futures products by registering as a national securities exchange. Rule 
6a-4 \2\ sets forth these registration procedures and directs futures 
markets to submit a notice registration on Form 1-N.\3\ Form 1-N calls 
for information regarding how the futures market operates, its rules 
and procedures, corporate governance, its criteria for membership, its 
subsidiaries and affiliates, and the security futures products it 
intends to trade. Rule 6a-4 also requires entities that have submitted 
an initial Form 1-N to file: (1) amendments to Form 1-N in the event of 
material changes to the information provided in the initial Form 1-N; 
(2) periodic updates of certain information provided in the initial 
Form 1-N; (3) certain information that is provided to the futures 
market's members; and (4) a monthly report summarizing the futures 
market's trading of security futures products. The information required 
to be filed with the Commission pursuant to Rule 6a-4 is designed to 
enable the Commission to carry out its statutorily mandated oversight 
functions and to ensure that registered and exempt exchanges continue 
to be in compliance with the Act.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78f.
    \2\ 17 CFR 240.6a-4.
    \3\ 17 CFR 249.10.
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    The respondents to the collection of information are futures 
markets.
    The Commission estimates that the total annual burden for all 
respondents to provide periodic amendments \4\ to keep the Form 1-N 
accurate and up to date as required under Rule 6a-4(b)(1) would be 30 
hours (15 hours/respondent per year x 2 respondents \5\) and $200 of 
miscellaneous clerical expenses. The Commission estimates that the 
total annual burden for all

[[Page 397]]

respondents to provide annual amendments under Rule 6a-4(b)(3) would be 
30 hours (15 hours/respondent/year x 2 respondents) and $200 of 
miscellaneous clerical expenses. The Commission estimates that the 
total annual burden for all respondents to provide three-year 
amendments \6\ under Rule 6a-4(b)(4) would be 14 hours (20 hours/
respondent x 0.67 respondents per year) and $88 in miscellaneous 
clerical expenses. The Commission estimates that the total annual 
burden for the filing of the supplemental information \7\ and the 
monthly reports required under Rule 6a-4(c) would be 12 hours (6 hours/
respondent per year x 2 respondents \8\) and $120 of miscellaneous 
clerical expenses. Thus, the Commission estimates the total annual 
burden for complying with Rule 6a-4 is 86 hours and $608 in 
miscellaneous clerical expenses.
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    \4\ 17 CFR 240.6a-4(b)(1).
    \5\ The Commission estimates that four exchanges will file 
amendments with the Commission in order to keep their Form 1-N 
current.
    \6\ 17 CFR 240.6a-4(b)(3) and (4).
    \7\ 17 CFR 240.6a-4(c)
    \8\ See supra footnote 7.
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    Compliance with Rule 6a-4 is mandatory. Information received in 
response to Rule 6a-4 shall not be kept confidential; the information 
collected is public information.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following website: >www.reginfo.gov<. Find this 
particular information collection by selecting ``Currently under 30-day 
Review--Open for Public Comments'' or by using the search function. 
Written comments and recommendations for the proposed information 
collection should be sent by February 3, 2023 to (i) 
>[email protected]< and (ii) David Bottom, 
Director/Chief Information Officer, Securities and Exchange Commission, 
c/o John Pezzullo, 100 F Street NE, Washington, DC 20549, or by sending 
an email to: [email protected].

    Dated: December 28, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-28541 Filed 1-3-23; 8:45 am]
BILLING CODE 8011-01-P

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