Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees, 79912 [2022-28202]
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Federal Register / Vol. 87, No. 248 / Wednesday, December 28, 2022 / Notices
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Competitive product(s), applicable
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Representative: Arif Hafiz; Comments
Due: December 30, 2022.
This Notice will be published in the
Federal Register.
Erica A. Barker,
Secretary.
[FR Doc. 2022–28231 Filed 12–27–22; 8:45 am]
BILLING CODE 7710–FW–P
[Release No. 34–96565; File No. SR–MRX–
2022–27]
Self-Regulatory Organizations; Nasdaq
MRX, LLC; Notice of Withdrawal of
Proposed Rule Change To Amend
Options 7, Section 7 To Add Market
Data Fees
December 21, 2022.
ddrumheller on DSK6VXHR33PROD with NOTICES
On December 8, 2022, Nasdaq MRX,
LLC (‘‘MRX’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 1 and Rule 19b–4 thereunder,2 a
proposed rule change to assess market
data fees.
On December 19, 2022, MRX
withdrew the proposed rule change
(SR–MRX–2022–27).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.3
Sherry R. Haywood,
Assistant Secretary.
BILLING CODE 8011–01–P
[Release No. 34–96556; File No. SR–NYSE–
2022–57]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Increase
Certain Annual Listing Fee Set Forth in
Section 902.03 of the NYSE Listed
Company Manual
December 21, 2022.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on December
16, 2022, New York Stock Exchange
LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
SECURITIES AND EXCHANGE
COMMISSION
[FR Doc. 2022–28202 Filed 12–27–22; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
The Exchange proposes to amend
Section 902.03 of the NYSE Listed
Company Manual (the ‘‘Manual’’) to
amend certain of its annual fees charged
to listed issuers. The proposed rule
change is available on the Exchange’s
website at www.nyse.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
1 15
1 15
2 17
2 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 17 CFR 200.30–3(a)(12).
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A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend
certain of its annual fees charged to
listed issuers as set forth in Section
902.03 of the Manual. The proposed
changes will take effect from the
beginning of the calendar year
commencing on January 1, 2023. The
proposed increases in the annual fees
reflect increases in the costs the
Exchange incurs in providing services to
listed companies on an ongoing basis, as
well as increases in the costs of
conducting its related regulatory
activities. As described below, the
Exchange proposes to make the
proposed fee increases to better reflect
the Exchange’s costs related to listing
equity securities and the corresponding
value of such listing to companies.
The annual fee for each class of equity
security listed on the Exchange is equal
to the greater of the minimum fee or the
fee calculated on a per share basis.
The Exchange currently charges an
annual fee of $0.00117 per share for
each of the following: a primary class of
common shares (including Equity
Investment Tracking Stocks); each
additional class of common shares
(including tracking stock); a primary
class of preferred stock (if no class of
common shares is listed); each
additional class of preferred stock
(whether primary class is common or
preferred shares); and each class of
warrants or rights. The Exchange
proposes to change the per share annual
fee for the foregoing classes of securities
from $0.00117 per share to $0.001215
per share.
The current minimum annual fee for
a primary class of common shares
(including Equity Investment Tracking
Stocks) or a primary class of preferred
stock (if no class of common shares is
listed) is $74,000. The Exchange
proposes to change this minimum
annual fee from $74,000 to $80,000.
Notwithstanding the fact that the
Exchange proposes to increase the per
share fee rate applicable to all classes of
equity securities set forth in Section
902.03, the Exchange does not propose
to increase the minimum annual fees
charged for additional classes of
common shares (including tracking
stocks), preferred stocks that are not the
primary listed equity security, or
warrants or rights. The Exchange
believes that the benefits issuers receive
in connection with those listings are
consistent with the current minimum
fee levels, as those types of listings do
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[Federal Register Volume 87, Number 248 (Wednesday, December 28, 2022)]
[Notices]
[Page 79912]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-28202]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-96565; File No. SR-MRX-2022-27]
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of
Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add
Market Data Fees
December 21, 2022.
On December 8, 2022, Nasdaq MRX, LLC (``MRX'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 \1\ and Rule
19b-4 thereunder,\2\ a proposed rule change to assess market data fees.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
On December 19, 2022, MRX withdrew the proposed rule change (SR-
MRX-2022-27).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\3\
---------------------------------------------------------------------------
\3\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2022-28202 Filed 12-27-22; 8:45 am]
BILLING CODE 8011-01-P
