Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5, 77152 [2022-27255]

Download as PDF 77152 Federal Register / Vol. 87, No. 241 / Friday, December 16, 2022 / Notices SECURITIES AND EXCHANGE COMMISSION [Release No. 34–96475; File No. SR– NYSECHX–2022–29] Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5 December 12, 2022. On December 1, 2022, the NYSE Chicago, Inc. (‘‘NYSE Chicago’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Article 17, Rule 5 of the Exchange’s rules to (1) change how Qualified Contingent Trade Cross Orders are handled in the Exchange’s Brokerplex® order management system, and (2) make certain non-substantive conforming changes. The proposed rule change was effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act.3 The proposed rule change was published for comment in the Federal Register on December 9, 2022.4 On December 9, 2022, the Exchange withdrew the proposed rule change (SR–NYSECHX–2022–29), which had not yet become operative pursuant to Rule 19b–4(f)(6)(iii).5 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2022–27255 Filed 12–15–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34771; File No. 812–15339] Silver Spike Investment Corp., et al. December 12, 2022. Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). ACTION: Notice. AGENCY: lotter on DSK11XQN23PROD with NOTICES1 Notice of application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 4 See Securities Exchange Act Release No. 96448 (Dec. 5, 2022), 87 FR 75683 (Dec. 9, 2022). 5 17 CFR 240.19b–4(f)(6)(iii). 6 17 CFR 200.30–3(a)(12). 2 17 VerDate Sep<11>2014 20:05 Dec 15, 2022 Jkt 259001 ‘‘Act’’) and rule 17d–1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d–1 under the Act. SUMMARY OF APPLICATION: Applicants request an order to permit certain business development companies (‘‘BDCs’’) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities. APPLICANTS: Silver Spike Investment Corp., Silver Spike Capital, LLC, and Silver Spike Private Credit II, LP. FILING DATES: The application was filed on May 19, 2022, and amended on October 7, 2022 and December 9, 2022. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on January 6, 2023, and should be accompanied by proof of service on the Applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0– 5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: greg@silverspikecap.com and gregory.rowland@davispolk.com. FOR FURTHER INFORMATION CONTACT: Barbara T. Heussler, Senior Counsel, or Lisa Reid Ragen, Branch Chief, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ second amended and restated application, dated December 9, 2022, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 EDGAR system may be searched at, https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. For the Commission, by the Division of Investment Management, under delegated authority. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2022–27266 Filed 12–15–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–96473); File No. SR–IEX– 2022–11] Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 (Registration Requirements and Restrictions on Membership) December 9, 2022. Pursuant to section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that, on November 28, 2022, the Investors Exchange LLC (‘‘IEX’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change Pursuant to the provisions of section 19(b)(1) under the Act,4 and Rule 19b– 4 thereunder,5 the Exchange is filing with the Commission a proposed rule change to amend IEX Rule 2.160. The Exchange has designated this proposal as non-controversial pursuant to Section 19(b)(3)(A)(iii) of the Act 6 and provided the Commission with the notice required by Rule 19b–4(f)(6)(iii) thereunder.7 The text of the proposed rule change is available at the Exchange’s website at www.iextrading.com, at the principal 1 15 U.S.C. 78S(B)(1). U.S.C. 78A. 3 17 CFR 240.19B–4. 4 15 U.S.C. 78S(B)(1). 5 17 CFR 240.19B–4. 6 15 U.S.C. 78S(B)(3)(A). 7 17 CFR 240.19B–4(F)(6)(III). 2 15 E:\FR\FM\16DEN1.SGM 16DEN1

Agencies

[Federal Register Volume 87, Number 241 (Friday, December 16, 2022)]
[Notices]
[Page 77152]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-27255]



[[Page 77152]]

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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-96475; File No. SR-NYSECHX-2022-29]


Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of 
Withdrawal of a Proposed Rule Change To Amend Article 17, Rule 5

December 12, 2022.
    On December 1, 2022, the NYSE Chicago, Inc. (``NYSE Chicago'' or 
the ``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to amend Article 17, Rule 5 of the Exchange's 
rules to (1) change how Qualified Contingent Trade Cross Orders are 
handled in the Exchange's Brokerplex[supreg] order management system, 
and (2) make certain non-substantive conforming changes. The proposed 
rule change was effective upon filing with the Commission pursuant to 
Section 19(b)(3)(A) of the Act.\3\ The proposed rule change was 
published for comment in the Federal Register on December 9, 2022.\4\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ 15 U.S.C. 78s(b)(3)(A).
    \4\ See Securities Exchange Act Release No. 96448 (Dec. 5, 
2022), 87 FR 75683 (Dec. 9, 2022).
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    On December 9, 2022, the Exchange withdrew the proposed rule change 
(SR-NYSECHX-2022-29), which had not yet become operative pursuant to 
Rule 19b-4(f)(6)(iii).\5\
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    \5\ 17 CFR 240.19b-4(f)(6)(iii).
    \6\ 17 CFR 200.30-3(a)(12).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2022-27255 Filed 12-15-22; 8:45 am]
BILLING CODE 8011-01-P
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