Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515 to Make a Minor, Non-Substantive Edit, 73059-73060 [2022-25786]
Download as PDF
Federal Register / Vol. 87, No. 227 / Monday, November 28, 2022 / Notices
Dated: November 23, 2022.
J. Lynn Taylor,
Assistant Secretary.
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
[FR Doc. 2022–26014 Filed 11–23–22; 4:15 pm]
A. Self–Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–96368; File No. SR–
EMERALD–2022–32]
Self–Regulatory Organizations; MIAX
Emerald, LLC; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change to Amend Exchange Rule
515 to Make a Minor, Non–Substantive
Edit
November 21, 2022.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on November
10, 2022, MIAX Emerald, LLC (‘‘MIAX
Emerald’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange filed the
proposal as a ‘‘non–controversial’’
proposed rule change pursuant to
Section 19(b)(3)(A)(iii) of the Act 3 and
Rule 19b–4(f)(6) thereunder. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
khammond on DSKJM1Z7X2PROD with NOTICES
I. Self–Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to make a
minor, non–substantive edit to
Exchange Rule 515, Execution of Orders
and Quotes.
The text of the proposed rule change
is available on the Exchange’s website at
https://www.miaxoptions.com/rule–
filings/emerald, at MIAX Emerald’s
principal office, and at the
Commission’s Public Reference Room.
II. Self–Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
2 17
VerDate Sep<11>2014
19:33 Nov 25, 2022
Jkt 259001
1. Purpose
The Exchange proposes to amend
Exchange Rule 515 to make a minor,
non–substantive edit to the numbering
convention used in the rule to provide
accuracy, precision, and ease of
reference within the rule text.
Specifically, the Exchange proposes to
amend Rule 515(h)(4)(D) to change the
reference from subparagraph ‘‘(D)’’ to
subparagraph ‘‘(iv).’’ On July 1, 2022,
the Exchange submitted a substantive
proposal to adopt new paragraph (D) to
Exchange Rule 515(h)(4).4 Concurrently,
the Exchange filed a proposal to make
a number of non–substantive edits
within rule 515 to, among other things,
harmonize the numbering hierarchy
within the rule to that used throughout
the Exchange’s Rulebook.5 However,
this proposal did not include paragraph
(D) to Rule 515(h)(4) as that provision
had not yet become operative on the
Exchange.
The Exchange recently implemented
its proposal that includes new
subparagraph (D) to Rule 515(h)(4) 6 and
now proposes to amend subparagraph
(D) to renumber as subparagraph (iv) to
conform with the numbering convention
used throughout Rule 515. No other
changes to the rule are proposed.
2. Statutory Basis
The Exchange believes that the
proposed rule changes are consistent
with Section 6(b) of the Act 7 in general,
and furthers the objectives of Section
6(b)(5) of the Act 8 in particular, in that
they are designed to prevent fraudulent
and manipulative acts and practices,
promote just and equitable principles of
trade, foster cooperation and
coordination with persons engaged in
regulating, clearing, settling, processing
information with respect to, and
facilitating transactions in securities,
4 See Securities Exchange Act Release No. 95272
(July 13, 2022), 87 FR 43065 (July 20, 2022) (SR–
EMERALD–2022–23).
5 See Securities Exchange Act Release No. 95343
(July 20, 2022), 87 FR 44475 (July 26, 2022) (SR–
EMERALD–2022–24).
6 See MIAX Emerald Regulatory Circular 2022–
59, Four Decimal Precision for Pricing Stock–
Option Complex Strategies (October 18, 2022)
available at https://www.miaxoptions.com/sites/
default/files/circular–files/MIAX_Emerald_
Options_RC_2022_59.pdf.
7 15 U.S.C. 78f(b).
8 15 U.S.C. 78f(b)(5).
PO 00000
Frm 00100
Fmt 4703
Sfmt 4703
73059
remove impediments to and perfect the
mechanisms of a free and open market
and a national market system and, in
general, protect investors and the public
interest.
The Exchange believes that the
proposed change to Exchange Rule 515
promotes just and equitable principles
of trade and removes impediments to
and perfects the mechanism of a free
and open market and a national market
system because the proposed rule
change will provide greater clarity to
Members 9 and the public regarding the
Exchange’s Rules by conforming the
numbering in Exchange Rule 515 to the
existing identification scheme in the
Exchange’s Rulebook. It is in the public
interest for rules to be accurate and
concise so as to eliminate the potential
for confusion.
B. Self–Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act. Specifically,
the Exchange believes the proposed
change will not impose any burden on
intra–market competition as there is no
functional change to the Exchange’s
System 10 and because the rules of the
Exchange apply to all MIAX Emerald
participants equally. The Exchange
believes the proposed rule change will
not impose any burden on intra–market
competition as the proposed change is
not designed to address any competitive
issue but rather is designed to remedy
a minor non–substantive issue and
provide added precision and accuracy
to the rule text of Exchange Rule 515.
In addition, the Exchange does not
believe the proposal will impose any
burden on inter–market competition as
the proposal does not address any
competitive issues and is intended to
protect investors by providing further
transparency and precision for
referencing the Exchange’s Rules.
C. Self–Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
9 The term ‘‘Member’’ means an individual or
organization approved to exercise the trading rights
associated with a Trading Permit. Members are
deemed ‘‘members’’ under the Exchange Act. See
Exchange Rule 100.
10 The term ‘‘System’’ means the automated
trading system used by the Exchange for the trading
of securities. See Exchange Rule 100.
E:\FR\FM\28NON1.SGM
28NON1
73060
Federal Register / Vol. 87, No. 227 / Monday, November 28, 2022 / Notices
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act 11 and Rule 19b–4(f)(6) 12
thereunder because the proposal does
not: (i) significantly affect the protection
of investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) by its terms,
become operative for 30 days from the
date on which it was filed, or such
shorter time as the Commission may
designate if consistent with the
protection of investors and the public
interest.13
A proposed rule change filed
pursuant to Rule 19b–4(f)(6) under the
Act 14 normally does not become
operative for 30 days after the date of its
filing. However, Rule 19b–4(f)(6)(iii) 15
permits the Commission to designate a
shorter time if such action is consistent
with the protection of investors and the
public interest. The Exchange has asked
the Commission to waive the 30-day
operative delay so that the proposal may
become operative immediately upon
filing.
The Exchange states that waiver of the
30-day operative delay would permit
the Exchange to update the
subparagraph numbering in Exchange
Rule 515 immediately, thereby avoiding
any potential investor confusion during
the operative delay period. The
Commission believes that waiver of the
30-day operative delay is consistent
with the protection of investors and the
public interest because the proposed
rule change does not raise any new or
novel issues. Accordingly, the
Commission hereby waives the
operative delay and designates the
proposal operative upon filing.16
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
11 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6).
13 In addition, Rule 19b–4(f)(6)(iii) requires the
Exchange to give the Commission written notice of
the Exchange’s intent to file the proposed rule
change, along with a brief description and text of
the proposed rule change, at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
14 17 CFR 240.19b–4(f)(6).
15 17 CFR 240.19b–4(f)(6)(iii).
16 For purposes only of waiving the 30-day
operative delay, the Commission has also
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
khammond on DSKJM1Z7X2PROD with NOTICES
12 17
VerDate Sep<11>2014
19:33 Nov 25, 2022
Jkt 259001
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.17
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
EMERALD–2022–32.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–EMERALD–2022–32. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–EMERALD–2022–32, and
should be submitted on or before
December 19, 2022.
17 15
PO 00000
U.S.C. 78s(b)(3)(C).
Frm 00101
Fmt 4703
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–25786 Filed 11–25–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34755; File No. 812–15393]
Prospect Floating Rate and Alternative
Income Fund, Inc. and Prospect
Capital Management L.P.
November 21, 2022.
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (the ‘‘Act’’) for an exemption from
sections 18(a)(2), 18(c) and 18(i) and
section 61(a) of the Act.
SUMMARY OF APPLICATION: Applicants
request an order to permit certain
closed-end management investment
companies that have elected to be
regulated as business development
companies (‘‘BDCs’’) to issue multiple
classes of shares with varying sales
loads and asset-based service and/or
distribution fees.
APPLICANTS: Prospect Floating Rate and
Alternative Income Fund, Inc. and
Prospect Capital Management L.P.
FILING DATES: The application was filed
on October 5, 2022.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing on any application by
emailing the Commission’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on December 12, 2022, and
should be accompanied by proof of
service on the Applicants, in the form
of an affidavit or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
18 17
Sfmt 4703
E:\FR\FM\28NON1.SGM
CFR 200.30–3(a)(12).
28NON1
Agencies
[Federal Register Volume 87, Number 227 (Monday, November 28, 2022)]
[Notices]
[Pages 73059-73060]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-25786]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-96368; File No. SR-EMERALD-2022-32]
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of
Filing and Immediate Effectiveness of a Proposed Rule Change to Amend
Exchange Rule 515 to Make a Minor, Non-Substantive Edit
November 21, 2022.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on November 10, 2022, MIAX Emerald, LLC (``MIAX Emerald'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I and
II below, which Items have been prepared by the Exchange. The Exchange
filed the proposal as a ``non-controversial'' proposed rule change
pursuant to Section 19(b)(3)(A)(iii) of the Act \3\ and Rule 19b-
4(f)(6) thereunder. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A)(iii).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to make a minor, non-substantive edit to
Exchange Rule 515, Execution of Orders and Quotes.
The text of the proposed rule change is available on the Exchange's
website at https://www.miaxoptions.com/rule-filings/emerald, at MIAX
Emerald's principal office, and at the Commission's Public Reference
Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The Exchange proposes to amend Exchange Rule 515 to make a minor,
non-substantive edit to the numbering convention used in the rule to
provide accuracy, precision, and ease of reference within the rule
text.
Specifically, the Exchange proposes to amend Rule 515(h)(4)(D) to
change the reference from subparagraph ``(D)'' to subparagraph
``(iv).'' On July 1, 2022, the Exchange submitted a substantive
proposal to adopt new paragraph (D) to Exchange Rule 515(h)(4).\4\
Concurrently, the Exchange filed a proposal to make a number of non-
substantive edits within rule 515 to, among other things, harmonize the
numbering hierarchy within the rule to that used throughout the
Exchange's Rulebook.\5\ However, this proposal did not include
paragraph (D) to Rule 515(h)(4) as that provision had not yet become
operative on the Exchange.
---------------------------------------------------------------------------
\4\ See Securities Exchange Act Release No. 95272 (July 13,
2022), 87 FR 43065 (July 20, 2022) (SR-EMERALD-2022-23).
\5\ See Securities Exchange Act Release No. 95343 (July 20,
2022), 87 FR 44475 (July 26, 2022) (SR-EMERALD-2022-24).
---------------------------------------------------------------------------
The Exchange recently implemented its proposal that includes new
subparagraph (D) to Rule 515(h)(4) \6\ and now proposes to amend
subparagraph (D) to renumber as subparagraph (iv) to conform with the
numbering convention used throughout Rule 515. No other changes to the
rule are proposed.
---------------------------------------------------------------------------
\6\ See MIAX Emerald Regulatory Circular 2022-59, Four Decimal
Precision for Pricing Stock-Option Complex Strategies (October 18,
2022) available at https://www.miaxoptions.com/sites/default/files/circular-files/MIAX_Emerald_Options_RC_2022_59.pdf.
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule changes are consistent
with Section 6(b) of the Act \7\ in general, and furthers the
objectives of Section 6(b)(5) of the Act \8\ in particular, in that
they are designed to prevent fraudulent and manipulative acts and
practices, promote just and equitable principles of trade, foster
cooperation and coordination with persons engaged in regulating,
clearing, settling, processing information with respect to, and
facilitating transactions in securities, remove impediments to and
perfect the mechanisms of a free and open market and a national market
system and, in general, protect investors and the public interest.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78f(b).
\8\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
The Exchange believes that the proposed change to Exchange Rule 515
promotes just and equitable principles of trade and removes impediments
to and perfects the mechanism of a free and open market and a national
market system because the proposed rule change will provide greater
clarity to Members \9\ and the public regarding the Exchange's Rules by
conforming the numbering in Exchange Rule 515 to the existing
identification scheme in the Exchange's Rulebook. It is in the public
interest for rules to be accurate and concise so as to eliminate the
potential for confusion.
---------------------------------------------------------------------------
\9\ The term ``Member'' means an individual or organization
approved to exercise the trading rights associated with a Trading
Permit. Members are deemed ``members'' under the Exchange Act. See
Exchange Rule 100.
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. Specifically, the Exchange
believes the proposed change will not impose any burden on intra-market
competition as there is no functional change to the Exchange's System
\10\ and because the rules of the Exchange apply to all MIAX Emerald
participants equally. The Exchange believes the proposed rule change
will not impose any burden on intra-market competition as the proposed
change is not designed to address any competitive issue but rather is
designed to remedy a minor non-substantive issue and provide added
precision and accuracy to the rule text of Exchange Rule 515. In
addition, the Exchange does not believe the proposal will impose any
burden on inter-market competition as the proposal does not address any
competitive issues and is intended to protect investors by providing
further transparency and precision for referencing the Exchange's
Rules.
---------------------------------------------------------------------------
\10\ The term ``System'' means the automated trading system used
by the Exchange for the trading of securities. See Exchange Rule
100.
---------------------------------------------------------------------------
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
Written comments were neither solicited nor received.
[[Page 73060]]
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A) of the Act \11\ and Rule 19b-4(f)(6) \12\ thereunder
because the proposal does not: (i) significantly affect the protection
of investors or the public interest; (ii) impose any significant burden
on competition; and (iii) by its terms, become operative for 30 days
from the date on which it was filed, or such shorter time as the
Commission may designate if consistent with the protection of investors
and the public interest.\13\
---------------------------------------------------------------------------
\11\ 15 U.S.C. 78s(b)(3)(A).
\12\ 17 CFR 240.19b-4(f)(6).
\13\ In addition, Rule 19b-4(f)(6)(iii) requires the Exchange to
give the Commission written notice of the Exchange's intent to file
the proposed rule change, along with a brief description and text of
the proposed rule change, at least five business days prior to the
date of filing of the proposed rule change, or such shorter time as
designated by the Commission. The Exchange has satisfied this
requirement.
---------------------------------------------------------------------------
A proposed rule change filed pursuant to Rule 19b-4(f)(6) under the
Act \14\ normally does not become operative for 30 days after the date
of its filing. However, Rule 19b-4(f)(6)(iii) \15\ permits the
Commission to designate a shorter time if such action is consistent
with the protection of investors and the public interest. The Exchange
has asked the Commission to waive the 30-day operative delay so that
the proposal may become operative immediately upon filing.
---------------------------------------------------------------------------
\14\ 17 CFR 240.19b-4(f)(6).
\15\ 17 CFR 240.19b-4(f)(6)(iii).
---------------------------------------------------------------------------
The Exchange states that waiver of the 30-day operative delay would
permit the Exchange to update the subparagraph numbering in Exchange
Rule 515 immediately, thereby avoiding any potential investor confusion
during the operative delay period. The Commission believes that waiver
of the 30-day operative delay is consistent with the protection of
investors and the public interest because the proposed rule change does
not raise any new or novel issues. Accordingly, the Commission hereby
waives the operative delay and designates the proposal operative upon
filing.\16\
---------------------------------------------------------------------------
\16\ For purposes only of waiving the 30-day operative delay,
the Commission has also considered the proposed rule's impact on
efficiency, competition, and capital formation. See 15 U.S.C.
78c(f).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act.\17\
---------------------------------------------------------------------------
\17\ 15 U.S.C. 78s(b)(3)(C).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to [email protected]. Please include
File Number SR-EMERALD-2022-32.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.
All submissions should refer to File Number SR-EMERALD-2022-32. This
file number should be included on the subject line if email is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's internet website (https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the proposed rule change that are filed with
the Commission, and all written communications relating to the proposed
rule change between the Commission and any person, other than those
that may be withheld from the public in accordance with the provisions
of 5 U.S.C. 552, will be available for website viewing and printing in
the Commission's Public Reference Room, 100 F Street NE, Washington, DC
20549, on official business days between the hours of 10:00 a.m. and
3:00 p.m. Copies of the filing also will be available for inspection
and copying at the principal office of the Exchange. All comments
received will be posted without change. Persons submitting comments are
cautioned that we do not redact or edit personal identifying
information from comment submissions. You should submit only
information that you wish to make available publicly. All submissions
should refer to File Number SR-EMERALD-2022-32, and should be submitted
on or before December 19, 2022.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\18\
---------------------------------------------------------------------------
\18\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-25786 Filed 11-25-22; 8:45 am]
BILLING CODE 8011-01-P