Notice of Intention To Cancel Registrations of Certain Transfer Agents, 58590-58591 [2022-20815]

Download as PDF 58590 Federal Register / Vol. 87, No. 186 / Tuesday, September 27, 2022 / Notices Commission believes that these proposed changes will protect investors and the public interest by helping to ensure the clarity and accuracy of the Exchange’s rules. IV. Solicitation of Comments on Amendment No. 1 Interested persons are invited to submit written data, views, and arguments concerning whether Amendment No. 1 is consistent with the Act. Comments may be submitted by any of the following methods: jspears on DSK121TN23PROD with NOTICES Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– MRX–2022–10 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–MRX–2022–10. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–MRX–2022–10, and should be submitted on or before October 18, 2022. VerDate Sep<11>2014 17:51 Sep 26, 2022 Jkt 256001 V. Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 The Commission finds good cause to approve the proposed rule change, as modified by Amendment No. 1, prior to the thirtieth day after the date of publication of the notice of Amendment No. 1 in the Federal Register. As discussed more fully above, Amendment No. 1 revises MRX Options 3, Sections 7, 11, 12, and 13 to indicate that certain order types requiring stocktied functionality will be implemented at a later date as part of the Exchange’s technology migration. In addition, Amendment No. 1 corrects an error in the text of the proposed rules, replaces references to SR–MRX–2022–5P with references to SR–MRX–2022–16, and adds references to the ‘‘internal BBO’’ to the proposed Complex Preferenced Order rules and to the Qualified Contingent Cross Order and Complex Qualified Contingent Cross Order rules. The Commission believes that Amendment No. 1 raises no novel regulatory issues. Amending MRX’s rules to note the delayed implementation of certain order types will help to provide members with notice regarding the order types that will not be available immediately following MRX’s migration to its new trading platform. Adding references to the internal BBO to the Qualified Contingent Cross Order and Complex Qualified Contingent Cross Order rules will help to effectively maintain the existing pricing requirements currently applicable to the option leg(s) of those orders, and adding a reference to the internal BBO to the Complex Preferenced Order rules will provide consistency with MRX’s single-leg Preferenced Order rules. The correction in the proposed rule text will help to ensure the accuracy of the Exchange’s rules and the addition of references to SR–MRX–2022–16 will help to ensure the completeness and accuracy of the proposal. Accordingly, the Commission finds good cause for approving the proposed rule change, as modified by Amendment No. 1, on an accelerated basis. VI. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,132 that the proposed rule change (SR–MRX–2022– 10), as modified by Amendment No. 1, is approved on an accelerated basis. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.133 J. Matthew DeLesDernier, Deputy Secretary. [FR Doc. 2022–20816 Filed 9–26–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–95855] Notice of Intention To Cancel Registrations of Certain Transfer Agents Notice is hereby given that the Securities and Exchange Commission (‘‘Commission’’) intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 (‘‘Act’’),1 cancelling the registrations of the transfer agents whose names appear in the attached Appendix. FOR FURTHER INFORMATION CONTACT: Moshe Rothman, Assistant Director, or Catherine Whiting, Senior Counsel, at (202) 551–4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, 100 F Street NE, Washington, DC 20549 or by email at tradingandmarkets@sec.gov with the phrase ‘‘Notice of Intention to Cancel Transfer Agent Registration’’ in the subject line. Background: Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent’s registration. Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after November 1, 2022, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix. The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission by email within 30 days after the notice date. Email notifications must be sent to tradingandmarkets@sec.gov with the phrase ‘‘Notice of Intention to Cancel 133 17 132 15 PO 00000 U.S.C. 78s(b)(2). Frm 00118 Fmt 4703 1 15 Sfmt 4703 E:\FR\FM\27SEN1.SGM CFR 200.30–3(a)(12). U.S.C. 78q–1(c)(4)(B). 27SEN1 Federal Register / Vol. 87, No. 186 / Tuesday, September 27, 2022 / Notices Transfer Agent Registration’’ in the subject line. For the Commission by the Division of Trading and Markets, pursuant to delegated authority.2 58591 Dated: September 21, 2022. J. Matthew DeLesDernier, Deputy Secretary. APPENDIX Transfer agent name File No. Advanced Fund Administration, LLC ................................................................................................................................................... Ameritor Financial Corp ....................................................................................................................................................................... Andesa Services, Inc ........................................................................................................................................................................... Bank Of Commerce & Trust Co .......................................................................................................................................................... Colbent Corp ........................................................................................................................................................................................ Cronos Capital Corp ............................................................................................................................................................................ Donald Rivers Goolsby Whfit .............................................................................................................................................................. Dynamic Transfer Services Corp ........................................................................................................................................................ Fidelity Transfer Services, Inc ............................................................................................................................................................. Financial Data Services Inc ................................................................................................................................................................. First National Bank In Sioux Falls ....................................................................................................................................................... Foresight Asset Management LLC ...................................................................................................................................................... Gartmore Investors Services, Inc ........................................................................................................................................................ Grohe Aktiengesellschaft ..................................................................................................................................................................... Gulf Registrar And Transfer Corp ....................................................................................................................................................... Hartford Investor Services Co LLC ..................................................................................................................................................... Interstate Transfer Co .......................................................................................................................................................................... M & K Produce Inc .............................................................................................................................................................................. National Western Life Insurance Co ................................................................................................................................................... Orbitex Fund Services Inc ................................................................................................................................................................... Orion Share Transfer LLC ................................................................................................................................................................... Patriot Stock Transfer LLC .................................................................................................................................................................. Portfolios Inc ........................................................................................................................................................................................ Preferred Partnership Services Inc ..................................................................................................................................................... Presidential Life Corp .......................................................................................................................................................................... Pyxis Global Financial Services .......................................................................................................................................................... Republic Stock Transfer Inc ................................................................................................................................................................ Reserve Fund ...................................................................................................................................................................................... Reserve Management Corp ................................................................................................................................................................ Reserve Petroleum Co ........................................................................................................................................................................ Reserve Short-Term Investment Trust ................................................................................................................................................ Retirement System Consultants Inc .................................................................................................................................................... SCC Transfer, LLC .............................................................................................................................................................................. Seligman Common Stock Fund Inc ..................................................................................................................................................... Seligman Core Fixed Income Fund Inc ............................................................................................................................................... Seligman High Income Fund Series .................................................................................................................................................... Seligman New Jersey Municipal Fund Inc .......................................................................................................................................... Seligman Pennsylvania Municipal Fund Series Inc ............................................................................................................................ Seligman Select Municipal Fund Inc ................................................................................................................................................... Seligman Tax-Aware Fund, Inc ........................................................................................................................................................... Tass LLC ............................................................................................................................................................................................. The Provo Group, Inc .......................................................................................................................................................................... Travelers Rest Resort Inc .................................................................................................................................................................... Truman Stock Transfer LLC ................................................................................................................................................................ Universal Stock Transfer Co., Inc ....................................................................................................................................................... Wall Street Transfer Agents Inc .......................................................................................................................................................... West Coast Stock Transfer, Inc .......................................................................................................................................................... American Heritage Stock Transfer, Inc ............................................................................................................................................... Dominion Filing And Transfer Inc ........................................................................................................................................................ European Fund Services S.A .............................................................................................................................................................. Pioneer Global Investments Ltd .......................................................................................................................................................... Law Debenture Trust Co Of New York ............................................................................................................................................... [FR Doc. 2022–20815 Filed 9–26–22; 8:45 am] jspears on DSK121TN23PROD with NOTICES BILLING CODE 8011–01–P 2 17 CFR 200.30–3(a)(22). VerDate Sep<11>2014 17:51 Sep 26, 2022 Jkt 256001 PO 00000 Frm 00119 Fmt 4703 Sfmt 9990 E:\FR\FM\27SEN1.SGM 27SEN1 084–06396 084–00018 084–06233 084–06235 084–05927 084–00977 084–06560 084–06394 084–06405 084–01339 084–06228 084–06051 084–06229 084–06022 084–06136 084–05882 084–05573 084–06183 084–00693 084–01493 084–06295 084–06382 084–05551 084–05747 084–00816 084–06463 084–01124 084–00449 084–05838 084–00630 084–06156 084–01972 084–06579 084–00503 084–05921 084–01266 084–01686 084–01486 084–01896 084–05894 084–06115 084–05890 084–06056 084–06320 084–06308 084–06203 084–06138 084–06137 084–06514 084–06182 084–05682 084–06087

Agencies

[Federal Register Volume 87, Number 186 (Tuesday, September 27, 2022)]
[Notices]
[Pages 58590-58591]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-20815]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-95855]


Notice of Intention To Cancel Registrations of Certain Transfer 
Agents

    Notice is hereby given that the Securities and Exchange Commission 
(``Commission'') intends to issue an order, pursuant to Section 
17A(c)(4)(B) of the Securities Exchange Act of 1934 (``Act''),\1\ 
cancelling the registrations of the transfer agents whose names appear 
in the attached Appendix.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78q-1(c)(4)(B).

FOR FURTHER INFORMATION CONTACT: Moshe Rothman, Assistant Director, or 
Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. Securities 
and Exchange Commission, Division of Trading and Markets, 100 F Street 
NE, Washington, DC 20549 or by email at [email protected] with 
the phrase ``Notice of Intention to Cancel Transfer Agent 
Registration'' in the subject line.
    Background: Section 17A(c)(4)(B) of the Act provides that if the 
Commission finds that any transfer agent registered with the Commission 
is no longer in existence or has ceased to do business as a transfer 
agent, the Commission shall by order cancel that transfer agent's 
registration.
    Although the Commission has made efforts to locate and to determine 
the status of each of the transfer agents listed in the Appendix, based 
on the facts it has, the Commission believes that each of those 
transfer agents is no longer in existence or has ceased doing business 
as a transfer agent. Accordingly, at any time after November 1, 2022, 
the Commission intends to issue an order cancelling the registrations 
of the transfer agents listed in the Appendix.
    The representative of any transfer agent listed in the Appendix who 
believes the registration of the transfer agent should not be cancelled 
must notify the Commission by email within 30 days after the notice 
date. Email notifications must be sent to [email protected] 
with the phrase ``Notice of Intention to Cancel

[[Page 58591]]

Transfer Agent Registration'' in the subject line.

    For the Commission by the Division of Trading and Markets, 
pursuant to delegated authority.\2\
---------------------------------------------------------------------------

    \2\ 17 CFR 200.30-3(a)(22).
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    Dated: September 21, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.

                                Appendix
------------------------------------------------------------------------
                   Transfer agent name                       File No.
------------------------------------------------------------------------
Advanced Fund Administration, LLC.......................       084-06396
Ameritor Financial Corp.................................       084-00018
Andesa Services, Inc....................................       084-06233
Bank Of Commerce & Trust Co.............................       084-06235
Colbent Corp............................................       084-05927
Cronos Capital Corp.....................................       084-00977
Donald Rivers Goolsby Whfit.............................       084-06560
Dynamic Transfer Services Corp..........................       084-06394
Fidelity Transfer Services, Inc.........................       084-06405
Financial Data Services Inc.............................       084-01339
First National Bank In Sioux Falls......................       084-06228
Foresight Asset Management LLC..........................       084-06051
Gartmore Investors Services, Inc........................       084-06229
Grohe Aktiengesellschaft................................       084-06022
Gulf Registrar And Transfer Corp........................       084-06136
Hartford Investor Services Co LLC.......................       084-05882
Interstate Transfer Co..................................       084-05573
M & K Produce Inc.......................................       084-06183
National Western Life Insurance Co......................       084-00693
Orbitex Fund Services Inc...............................       084-01493
Orion Share Transfer LLC................................       084-06295
Patriot Stock Transfer LLC..............................       084-06382
Portfolios Inc..........................................       084-05551
Preferred Partnership Services Inc......................       084-05747
Presidential Life Corp..................................       084-00816
Pyxis Global Financial Services.........................       084-06463
Republic Stock Transfer Inc.............................       084-01124
Reserve Fund............................................       084-00449
Reserve Management Corp.................................       084-05838
Reserve Petroleum Co....................................       084-00630
Reserve Short-Term Investment Trust.....................       084-06156
Retirement System Consultants Inc.......................       084-01972
SCC Transfer, LLC.......................................       084-06579
Seligman Common Stock Fund Inc..........................       084-00503
Seligman Core Fixed Income Fund Inc.....................       084-05921
Seligman High Income Fund Series........................       084-01266
Seligman New Jersey Municipal Fund Inc..................       084-01686
Seligman Pennsylvania Municipal Fund Series Inc.........       084-01486
Seligman Select Municipal Fund Inc......................       084-01896
Seligman Tax-Aware Fund, Inc............................       084-05894
Tass LLC................................................       084-06115
The Provo Group, Inc....................................       084-05890
Travelers Rest Resort Inc...............................       084-06056
Truman Stock Transfer LLC...............................       084-06320
Universal Stock Transfer Co., Inc.......................       084-06308
Wall Street Transfer Agents Inc.........................       084-06203
West Coast Stock Transfer, Inc..........................       084-06138
American Heritage Stock Transfer, Inc...................       084-06137
Dominion Filing And Transfer Inc........................       084-06514
European Fund Services S.A..............................       084-06182
Pioneer Global Investments Ltd..........................       084-05682
Law Debenture Trust Co Of New York......................       084-06087
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[FR Doc. 2022-20815 Filed 9-26-22; 8:45 am]
BILLING CODE 8011-01-P
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