Submission for OMB Review; Comment Request; Extension: Form F-8, 51469-51470 [2022-17982]
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Federal Register / Vol. 87, No. 161 / Monday, August 22, 2022 / Notices
liquidity by maintaining sufficient
liquid resources at the minimum in all
relevant currencies to effect same-day
and, where appropriate, intraday and
multiday settlement of payment
obligations with a high degree of
confidence under a wide range of
foreseeable stress scenarios that
includes, but is not limited to, the
default of the participant family that
would generate the largest aggregate
payment obligation for ICC in extreme
but plausible market conditions.16 Rule
17Ad–22(e)(7)(vi) 17 requires ICC to
establish, implement, maintain, and
enforce written policies and procedures
reasonably designed, as applicable, to
effectively measure, monitor, and
manage the liquidity risk that arises in
or is borne by it, including determining
the amount and regularly testing the
sufficiency of the liquid resources held
for purposes of meeting the minimum
liquid resource requirement under Rule
17Ad–22(e)(7)(i).18
The Commission believes that the
proposed changes noted above provide
further clarity and transparency
regarding ICC’s liquidity stress testing
practices to strengthen the
documentation surrounding ICC’s
liquidity stress testing and liquidity risk
management, including by providing
additional scenario descriptions. The
Commission believes that the
introduction of the COVID–19/Oil Crisis
Spread Scenarios would complement
the current scenarios and, in turn,
widen the range of stress scenarios that
ICC employs to monitor and manage its
liquidity risks. The Commission further
believes that introduction of the
COVID–19/Oil Crisis Spread Scenarios
would improve ICC’s testing of the
sufficiency of its liquid resources, by
providing additional insights and
information using spread-based
scenarios.
The Commission believes that the
proposed clarification and clean-up
changes provide further clarity and
transparency regarding ICC’s liquidity
risk management practices in the LRMF,
including by promoting uniformity with
the STF, ensuring consistency between
the LRMF and the ICC Rules regarding
the client-related liquidity
requirements, and ensuring that
information and references are current,
including in Table 1 which sets out the
liquidity stress testing scenarios. The
Commission believes that these
proposed changes would strengthen
ICC’s STF and LRMF and aid users of
16 17
CFR 240.17Ad–22(e)(7)(i).
CFR 240.17Ad–22(e)(7)(vi).
18 17 CFR 240.17Ad–22(e)(7)(i).
17 17
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the documentation in managing ICC’s
liquid resources.
For the reasons stated above, the
Commission believes that the proposed
rule changes are consistent with Rules
17Ad–22(e)(7)(i) and (vi).19
IV. Conclusion
On the basis of the foregoing, the
Commission finds that the proposed
rule change is consistent with the
requirements of the Act, and in
particular, with the requirements of
Section 17A(b)(3)(F) of the Act 20 and
Rule 17Ad–22(e)(4)(ii) and (vi), and
Rule 17Ad–22 (e)(7)(i) and (vi)
thereunder.21
It is therefore ordered pursuant to
Section 19(b)(2) of the Act 22 that the
proposed rule change (SR–ICC–2022–
008), be, and hereby is, approved.23
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.24
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022–17947 Filed 8–19–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–339, OMB Control No.
3235–0382]
Submission for OMB Review;
Comment Request; Extension:
Schedule 14D–9F
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Schedule 14D–9F (17 CFR 240.14d–
103) under the Securities Exchange Act
of 1934 (15 U.S.C. 78 et seq.) is used by
any foreign private issuer incorporated
or organized under the laws of Canada
or by any director or officer of such
19 17
CFR 240.17Ad–22(e)(7)(i) and (vi).
U.S.C. 78q–1(b)(3)(F).
21 17 CFR 240.17Ad–22(e)(4)(ii) and (vi) and
(e)(7)(i) and (vi).
22 15 U.S.C. 78s(b)(2).
23 In approving the proposed rule change, the
Commission considered the proposal’s impact on
efficiency, competition, and capital formation. 15
U.S.C. 78c(f).
24 17 CFR 200.30–3(a)(12).
20 15
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51469
issuer, where the issuer is the subject of
a cash tender or exchange offer for a
class of securities filed on Schedule
14D–1F. The information required to be
filed with the Commission is intended
to permit verification of compliance
with the securities law requirements
and assures the public availability of
such information. The information
provided is mandatory and all
information is made available to the
public upon request. We estimate that
Schedule 14D–9F takes approximately 2
hours per response to prepare and is
filed by approximately 2 respondents
annually for a total reporting burden of
4 hours (2 hours per response × 2
responses).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by September 21, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
PRA_Mailbox@sec.gov.
Dated: August 16, 2022.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022–17983 Filed 8–19–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–332, OMB Control No.
3235–0378]
Submission for OMB Review;
Comment Request; Extension: Form
F–8
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
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51470
Federal Register / Vol. 87, No. 161 / Monday, August 22, 2022 / Notices
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Form F–8 (17 CFR 239.38) may be
used to register securities of certain
Canadian issuers under the Securities
Act of 1933 (15 U.S.C. 77a et seq.) that
will be used in an exchange offer or
business combination. The information
collected is intended to ensure that the
information required to be filed by the
Commission permits verification of
compliance with securities law
requirements and assures the public
availability of such information. The
information provided is mandatory and
all information is made available to the
public upon request. We estimate that
Form F–8 takes approximately one hour
per response to prepare and is filed by
approximately 5 respondents. We
estimate that 25% of one hour per
response (15 minutes) is prepared by the
company for a total annual reporting
burden of one hour (15 minutes/60
minutes per response × 5 responses =
1.25 hours rounded to nearest whole
number).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by September 21, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
PRA_Mailbox@sec.gov.
Dated: August 16, 2022.
Jill M. Peterson,
Assistant Secretary.
jspears on DSK121TN23PROD with NOTICES
[FR Doc. 2022–17982 Filed 8–19–22; 8:45 am]
BILLING CODE 8011–01–P
VerDate Sep<11>2014
18:17 Aug 19, 2022
Jkt 256001
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–306, OMB Control No.
3235–0522]
Submission for OMB Review;
Comment Request; Extension: Rule
701
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Rule 701(17 CFR 230.701) under the
Securities Act of 1933 (‘‘Securities Act’’)
(15 U.S.C. 77a et seq.) provides an
exemption for certain issuers from the
registration requirements of the
Securities Act for limited offerings and
sales of securities issued under
compensatory benefit plans or contracts.
The purpose of Rule 701 is to ensure
that a basic level of information is
available to employees and others when
substantial amounts of securities are
issued in compensatory arrangements.
Information provided under Rule 701 is
mandatory. We estimate that
approximately 800 companies annually
rely on the Rule 701 exemption and that
it takes 2 hours to prepare each
response. We estimate that 25% of the
2 hours per response (0.5 hours) is
prepared by the company for a total
annual reporting burden of 400 hours
(0.5 hours per response × 800
responses).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by September 21, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
PO 00000
Frm 00141
Fmt 4703
Sfmt 4703
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
PRA_Mailbox@sec.gov.
Dated: August 16, 2022.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022–17980 Filed 8–19–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–127, OMB Control No.
3235–0108]
Submission for OMB Review;
Comment Request; Extension: Rule
14f–1
Upon Written Request Copies
Available From: Securities and
Exchange Commission, Office of FOIA
Services, 100 F Street NE, Washington,
DC 20549–2736.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information.
Under Exchange Act Rule 14f–1 (17
CFR 240.14f–1), if a person or persons
have acquired securities of an issuer in
a transaction subject to Sections 13(d) or
14(d) of the Exchange Act, and changes
a majority of the directors of the issuer
otherwise than at a meeting of security
holders, then the issuer must file with
the Commission and transmit to security
holders information related to the
change in directors within 10 days prior
to the date the new majority takes office
as directors. We estimate that it takes
approximately 18 burden hours to
provide the information required under
Rule 14f–1 and that the information is
filed by approximately 30 respondents
for a total annual burden of 540 hours
(18 hours per response x 30 responses).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by September 21, 2022 to (i)
E:\FR\FM\22AUN1.SGM
22AUN1
Agencies
[Federal Register Volume 87, Number 161 (Monday, August 22, 2022)]
[Notices]
[Pages 51469-51470]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-17982]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-332, OMB Control No. 3235-0378]
Submission for OMB Review; Comment Request; Extension: Form F-8
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the
[[Page 51470]]
Office of Management and Budget this request for extension of the
previously approved collection of information discussed below.
Form F-8 (17 CFR 239.38) may be used to register securities of
certain Canadian issuers under the Securities Act of 1933 (15 U.S.C.
77a et seq.) that will be used in an exchange offer or business
combination. The information collected is intended to ensure that the
information required to be filed by the Commission permits verification
of compliance with securities law requirements and assures the public
availability of such information. The information provided is mandatory
and all information is made available to the public upon request. We
estimate that Form F-8 takes approximately one hour per response to
prepare and is filed by approximately 5 respondents. We estimate that
25% of one hour per response (15 minutes) is prepared by the company
for a total annual reporting burden of one hour (15 minutes/60 minutes
per response x 5 responses = 1.25 hours rounded to nearest whole
number).
An agency may conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid control number.
The public may view background documentation for this information
collection at the following website: www.reginfo.gov. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
Written comments and recommendations for the proposed information
collection should be sent within 30 days of publication of this notice
by September 21, 2022 to (i) www.reginfo.gov/public/do/PRAMain and (ii)
David Bottom, Director/Chief Information Officer, Securities and
Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC
20549, or by sending an email to: [email protected].
Dated: August 16, 2022.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022-17982 Filed 8-19-22; 8:45 am]
BILLING CODE 8011-01-P