Daimler Trucks North America, LLC, Denial of Petition for Decision of Inconsequential Noncompliance, 48752-48756 [2022-17132]
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Federal Register / Vol. 87, No. 153 / Wednesday, August 10, 2022 / Notices
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
[Docket No. NHTSA–2020–0005; Notice 2]
Daimler Trucks North America, LLC,
Denial of Petition for Decision of
Inconsequential Noncompliance
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Denial of petition.
AGENCY:
Daimler Trucks North
America, LLC (DTNA) has determined
that certain model year (MY) 2011–2021
Thomas Built Saf-T-Liner HDX school
buses do not fully comply with Federal
Motor Vehicle Safety Standard (FMVSS)
No. 222, School Bus Passenger Seating
and Crash Protection. DTNA filed a
noncompliance report dated December
17, 2019, and later amended the report
on January 16, 2020. DTNA
subsequently petitioned NHTSA on
January 16, 2020, (DTNA incorrectly
dated their petition January 16, 2019)
for a decision that the subject
noncompliance is inconsequential as it
relates to motor vehicle safety. This
document announces and explains the
denial of DTNA’s petition.
FOR FURTHER INFORMATION CONTACT:
Daniel Lind, Office of Vehicle Safety
Compliance, the National Highway
Traffic Safety Administration (NHTSA),
telephone (202) 366–7235, facsimile
(202) 366–3081.
SUPPLEMENTARY INFORMATION:
I. Overview: Following notice from
NHTSA of a failed compliance test,
DTNA has determined that certain MY
2011–2021 Thomas Built Saf-T-Liner
HDX school buses do not fully comply
with the requirements of paragraph
S5.2.3 of FMVSS No. 222, School Bus
Passenger Seating and Crash Protection
(49 CFR 571.222). DTNA filed a
noncompliance report dated December
17, 2019, and later amended its report
on January 16, 2020, pursuant to 49 CFR
part 573, Defect and Noncompliance
Responsibility and Reports. DTNA
subsequently petitioned NHTSA on
January 16, 2020, for an exemption from
the notification and remedy
requirements of 49 U.S.C. Chapter 301
on the basis that this noncompliance is
inconsequential as it relates to motor
vehicle safety. See 49 U.S.C. 30118(d),
30120(h); 49 CFR part 556, Exemption
for Inconsequential Defect or
Noncompliance.
Notice of receipt of DTNA’s petition
was published with a 30-day public
comment period, on June 12, 2020, in
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SUMMARY:
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the Federal Register (85 FR 35992). One
comment was received. To view the
petition and all related documents,
members of the public can log onto the
Federal Docket Management System
(FDMS) website at https://
www.regulations.gov/ and then follow
the online search instructions to locate
docket number NHTSA–2020–0005.
II. Buses Involved: Approximately
7,601 MY 2011–2021 Thomas Built SafT-Liner HDX school buses
manufactured between October 21,
2009, and December 16, 2019 (the
subject buses), are potentially involved.
III. Noncompliance: DTNA explains
in its petition that the noncompliance at
issue is that the subject school buses are
equipped with a wall-mounted
restraining barrier that does not meet
the requirements specified in paragraph
S5.2.3 of FMVSS No. 222. Specifically,
when tested according to the specified
test procedure, the restraining barrier
did not meet the force/deflection curve
or deflection requirements. DTNA
contends that the restraining barrier
failed to meet these requirements
because the upper loading bar contacted
the trim panel on the front entry door
of the bus, which caused the upper
loading bar force to exceed the
allowable limit.
IV. Rule Requirements: Paragraph
S5.2.3(a) of FMVSS No. 222 includes
the requirement relevant to this petition.
This requirement states that, ‘‘[w]hen
force is applied to the restraining barrier
in the same manner as specified in
paragraphs S5.1.3.1 through S5.1.3.4 for
seating performance tests,’’ the
restraining barrier ‘‘[f]orce/deflection
curve shall fall within the zone
specified in Figure 1.’’
V. Summary of DTNA’s Petition: The
views and arguments described in this
section, ‘‘V. Summary of DTNA’s
Petition,’’ are the views and arguments
presented by DTNA and do not reflect
the views of the Agency. In its petition,
DTNA describes the subject
noncompliance and contends that the
noncompliance is inconsequential as it
relates to motor vehicle safety.
In its petition, DTNA submits the
following views and arguments:
1. Background and description of the
noncompliance: DTNA states that it
modified the restraining barrier design
for the subject buses in October 2009,
following an update to FMVSS No. 222,
that increased the seat back height
requirement to 24 inches. DTNA states
that, for aesthetic purposes and not for
functional or compliance reasons, it
similarly chose to adjust the profiles
(slope and angle) of the restraining
barrier to match the new higher seatback
height. To do so, DTNA added
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approximately 5⁄8 inch of foam padding
to each side of the restraining barrier.
The foam was added onto the outside of
the frame of the barrier, which did not
widen the frame structure itself. The
additional padding is used for cosmetic
purposes (to promote uniformity of
design of the seat profiles at that time)
and is not needed to provide protection
beyond the construction of the
restraining barrier itself.
2. Analysis: DTNA states that the
purpose of the restraining barrier is to
provide compartmentalization for
occupants of the first row of school bus
seats, where there is no seat back in a
forward seat to offer protection. FMVSS
No. 222 includes a series of performance
requirements for school bus frontal
barriers which include the distance
between the barrier and the seat
(S5.2.1), the barrier height and position
(S5.2.2), and barrier forward
performance (S5.2.3). The purpose of
the barrier forward performance
requirement at S5.2.3 is to ensure the
front barrier can withstand the impact of
certain set forces while, at the same
time, maintaining component integrity.
3. The forces measured in testing are
a product of the test apparatus that
would not occur in the real world.
DTNA states that the effect of the
additional foam outside the restraining
barrier frame was to slightly widen the
restraining barrier. With a wider
restraining barrier, the placement of the
upper restraining barrier is moved
outwards so that it now encounters the
door frame trim. Because the restraining
barrier is wider, based on its calculated
placement per the test procedure, the
corresponding length of the upper
loading bar becomes longer than that of
the prior design. When the upper
loading bar is deployed, it contacts the
front entrance door trim and causes the
upper loading bar to exceed the force
limits.
DTNA states that the behavior of the
upper loading bar is a product of the test
procedure and does not represent the
behavior of the barrier in actual use
conditions. Prior to the 2009 design
change, there was an approximately
two-inch gap at the height where the
upper loading arm was placed. This
prior design met the barrier forward
performance requirements. Following
the design change in 2009, that space
was filled in with soft foam, but the
effect of doing so did not have any
impact on the performance or integrity
of the barrier itself.
DTNA states that it has conducted its
own analysis of the restraining barrier
performance in the 2009 design tested
by the Agency as well as the prior
design. The results of that testing
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demonstrate that the additional foam
creates approximately 11 mm (.43
inches) of interference between the
upper loading bar on the right side of
the vehicle and the bus entrance door
frame. The additional foam was not
intended to and does not provide any
safety or functional benefit. Even though
the prior design of the restraining
barrier left a small gap between the bus
sidewall and the barrier itself, the
barrier was more than sufficient to meet
the performance forward requirements.
The addition of foam for cosmetic
purposes in 2009 does not deter from
the safety of the barrier.
DTNA states that removing the
additional 5⁄8 inches of foam padding
would eliminate the potential for any
interference with the upper loading bar
as it then cannot come into physical
contact with the doorframe. The
previous small gap in space did not
expose occupants to an increased risk of
harm (as demonstrated by the lack of
any reports from the field potentially
related to this issue), and the more
recent addition of the foam also does
not create any safety concerns beyond
the operation of the test itself.
4. The current restraining barrier
addresses the unreasonable risk to
safety identified by FMVSS No. 222.
DTNA states that the purpose of a
restraining barrier is to
compartmentalize and contain
passengers located in the first row of
seats in the event of a crash or sharp
deceleration. The forward performance
test evaluates the strength of the
restraining barrier in a forward impact
and to deflect in a controlled manner as
it absorbs the energy of the occupant
striking the barrier.
DTNA states that the restraining
barrier is intended to provide an
equivalent level of
compartmentalization as the seat back
for the rearward seats. The safety benefit
of compartmentalization is realized
through the height of the restraining
barrier (or seatback), and a restraining
barrier that is too low could increase the
likelihood that, in a forward crash, an
occupant could be thrown over the
barrier. This view is consistent with the
requirement that the height and position
of the restraining barrier match or
‘‘coincide’’ with that of the seatback.
Because FMVSS No. 222 defines the
unreasonable risk to safety as the
potential for being thrown over the
barrier, it is the height and position of
the barrier that mitigate against this risk.
DTNA additionally states that, while
the surface area of the barrier must at
least coincide with the surface area of
the seatback, any additional width of
the barrier that extends beyond the
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frame of the barrier is surplus material
that does not address the unreasonable
risk to safety addressed by the standard.
DTNA states that the Agency has
previously recognized that a
‘‘restraining barrier must therefore only
coincide with or lie outside of the
seatback surface required by S5.1.2. If a
seat back surface exceeds the size
required in Standard 222, the size of the
restraining barrier need not coincide.’’
(Ltr. from E. Jones, NHTSA, to L. Wort,
Ill. Dept. of Transp. (Aug. 11, 1987).) 1
The reverse also holds true. For the
subject buses, the surface area of the
barrier is larger than that of the seat
back and exceeds the area required by
S5.2.1. While the restraining barrier
surface area can be larger than the seat
back, the unreasonable risk to safety is
addressed by maximizing the effects of
compartmentalization by ensuring the
perimeter of the restraining barrier
coincides with the surface area of the
seatback.
DTNA states that the test procedure
considers the need to assess the portion
of the barrier that is intended to bear the
force of the loading. DTNA believes that
when creating the test procedure, the
Agency intentionally limited the length
of the loading bar to be approximately
4 inches shorter than the width of the
seat back or restraining barrier. DTNA
says NHTSA declined to reduce the size
of the range to two inches because it
wanted ‘‘to ensure loads would be
transferred to the seat structure without
collapse of the seat back’’ and to
discourage manufacturers from adding a
narrow structural member to meet the
requirements. See 39 FR 27585 (July 30,
1974). In other words, the objective of
the forward performance test is to
measure the operation and structural
integrity of the restraining barrier by
ensuring the loads are concentrated in
the core of the structure itself and not
the periphery of the structure which
could cause it to unnecessarily collapse.
Thus, the additional foam installed
outwards of the restraining barrier frame
has no bearing on the forward
performance of the restraining barrier.
5. DTNA states that it has corrected
this issue in production by adjusting the
location of the installation of the barrier
by moving it away from the wall by 3⁄4
inch. Doing so ensures that in any future
testing, the loading bar will not
encounter the door frame.
6. Finally, DTNA states that it has
used this seating design for over a
decade. It is not aware of any consumer
complaints or reports of accidents or
1 Available at: https://isearch.nhtsa.gov/gm/87/
nht87-2.66.html.
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injuries related to the forward
displacement of the restraining barrier.
DTNA concludes its petition by again
contending that the subject
noncompliance is inconsequential as it
relates to motor vehicle safety, and
requesting that its petition to be
exempted from providing notification of
the noncompliance, as required by 49
U.S.C. 30118, and a remedy for the
noncompliance, as required by 49
U.S.C. 30120, be granted.
VI. Public Comment: NHTSA received
one comment from the general public
concerning DTNA’s petition. The
commenter believed NHTSA should
deny DTNA’s request on the basis that
the subject vehicles failed to meet test
requirements. NHTSA appreciates the
commenter’s input and, for the reasons
described below, is denying DTNA’s
petition.
VII. NHTSA’s Analysis
A. General Principles
Congress passed the National Traffic
and Motor Vehicle Safety Act of 1966
(the ‘‘Safety Act’’) with the express
purpose of reducing motor vehicle
accidents, deaths, injuries, and property
damage. See 49 U.S.C. 30101. To this
end, the Safety Act empowers the
Secretary of Transportation to establish
and enforce mandatory Federal Motor
Vehicle Safety Standards (FMVSS). See
49 U.S.C. 30111. The Secretary has
delegated this authority to NHTSA. See
49 CFR 1.95.
NHTSA adopts an FMVSS only after
it has determined that the performance
requirements are objective, practicable,
and meet the need for motor vehicle
safety. See 49 U.S.C. 30111(a). Thus,
there is a general presumption that the
failure of a motor vehicle or item of
motor vehicle equipment to comply
with an FMVSS increases the risk to
motor vehicle safety beyond the level
deemed appropriate by NHTSA. To
protect the public from such risks,
manufacturers whose products fail to
comply with an FMVSS are normally
required to conduct a safety recall in
which they must notify owners,
purchasers, and dealers of the
noncompliance and provide a free
remedy. See 49 U.S.C. 30118–20.
However, Congress recognized that,
under some limited circumstances, a
noncompliance could be
‘‘inconsequential’’ to motor vehicle
safety. It therefore established a
procedure under which NHTSA may
consider whether it is appropriate to
exempt a manufacturer from its
notification and remedy (i.e., recall)
obligations. See 49 U.S.C. 30118(d),
30120(h). The Agency’s regulations
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governing the filing and consideration
of petitions for inconsequentiality
exemptions are set forth at 49 CFR part
556.
Under the Safety Act and Part 556,
inconsequentiality exemptions may be
granted only in response to a petition
from a manufacturer, and then only after
notice in the Federal Register and an
opportunity for interested members of
the public to present information,
views, and arguments regarding the
petition. In addition to considering
public comments, the Agency will draw
upon its own understanding of safetyrelated systems and its experience in
deciding the merits of a petition. An
absence of opposing argument and data
from the public does not require
NHTSA to grant a manufacturer’s
petition.
Neither the Safety Act nor part 556
define the term ‘‘inconsequential.’’
Rather, the Agency determines whether
a particular noncompliance is
inconsequential to motor vehicle safety
based upon the specific facts before it in
a particular petition. In some instances,
NHTSA has determined that a
manufacturer met its burden of
demonstrating that a noncompliance is
inconsequential to safety. For example,
a label intended to provide safety advice
to an owner or occupant may have a
misspelled word, or it may be printed in
the wrong format or the wrong type size.
Where a manufacturer has shown that
the discrepancy with the safety
requirement is unlikely to lead to any
misunderstanding, NHTSA has granted
an inconsequentiality exemption,
especially where other sources of
correct information are available. See,
e.g., General Motors, LLC., Grant of
Petition for Decision of Inconsequential
Noncompliance, 81 FR 92963 (Dec. 20,
2016).
The burden of establishing the
inconsequentiality of a failure to comply
with a performance requirement in a
standard—as opposed to a labeling
requirement—is more substantial and
difficult to meet. Accordingly, the
Agency has found very few
noncompliances with performance
requirements to be inconsequential.
Potential performance failures of safetycritical equipment, like seat belts or air
bags, are rarely, if ever, found to be
inconsequential.
An important issue to consider in
determining inconsequentiality based
upon NHTSA’s prior decisions on
noncompliance petitions is the safety
risk to individuals who experience the
type of event against which the recall
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would otherwise protect.2 NHTSA also
does not consider the absence of
complaints or injuries to be
demonstrative on the issue of whether
the noncompliance is inconsequential to
safety. The Agency has explained that
‘‘the absence of a complaint does not
mean there have not been any safety
issues, nor does it mean that there will
not be safety issues in the future.’’ 3
Likewise, ‘‘the fact that in past reported
cases good luck and swift reaction have
prevented many serious injuries does
not mean that good luck will continue
to work.’’ 4
Arguments that only a small number
of vehicles or items of motor vehicle
equipment are affected also have not
resulted in granting an
inconsequentiality petition.5 Similarly,
NHTSA has rejected petitions based on
the assertion that only a small
percentage of vehicles or items of
equipment are likely to actually exhibit
a noncompliance. The percentage of
potential occupants that could be
adversely affected by a noncompliance
does not determine the question of
inconsequentiality. Rather, the issue to
consider is the outcome to an occupant
who is exposed to the consequence of
that noncompliance.6
2 See Gen. Motors, LLC; Grant of Petition for
Decision of Inconsequential Noncompliance, 78 FR
35355 (June 12, 2013) (finding noncompliance had
no effect on occupant safety because it had no effect
on the proper operation of the occupant
classification system and the correct deployment of
an air bag); Osram Sylvania Prods. Inc.; Grant of
Petition for Decision of Inconsequential
Noncompliance, 78 FR 46000 (July 30, 2013)
(finding occupant using noncompliant light source
would not be exposed to significantly greater risk
than occupant using similar compliant light
source).
3 Morgan 3 Wheeler Limited; Denial of Petition for
Decision of Inconsequential Noncompliance, 81 FR
21663, 21666 (Apr. 12, 2016).
4 United States v. Gen. Motors Corp., 565 F.2d
754, 759 (D.C. Cir. 1977) (finding defect poses an
unreasonable risk when it ‘‘results in hazards as
potentially dangerous as sudden engine fire, and
where there is no dispute that at least some such
hazards, in this case fires, can definitely be
expected to occur in the future’’).
5 See Mercedes-Benz, U.S.A., L.L.C.; Denial of
Application for Decision of Inconsequential
Noncompliance, 66 FR 38342 (July 23, 2001)
(rejecting argument that noncompliance was
inconsequential because of the small number of
vehicles affected); Aston Martin Lagonda Ltd.;
Denial of Petition for Decision of Inconsequential
Noncompliance, 81 FR 41370 (June 24, 2016)
(noting that situations involving individuals
trapped in motor vehicles—while infrequent—are
consequential to safety); Morgan 3 Wheeler Ltd.;
Denial of Petition for Decision of Inconsequential
Noncompliance, 81 FR 21663, 21664 (Apr. 12,
2016) (rejecting argument that petition should be
granted because the vehicle was produced in very
low numbers and likely to be operated on a limited
basis).
6 See Gen. Motors Corp.; Ruling on Petition for
Determination of Inconsequential Noncompliance,
69 FR 19897, 19900 (Apr. 14, 2004); Cosco, Inc.;
Denial of Application for Decision of
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B. Response to DTNA’s Arguments
NHTSA has reviewed DTNA’s
arguments that the subject
noncompliance is inconsequential to
motor vehicle safety. DTNA contends
that the noncompliance of the passenger
side barrier on the subject buses with
the barrier forward performance
requirements specified in paragraph
S5.2.3 of FMVSS No. 222, poses little,
if any, risk to motor vehicle safety.
NHTSA does not agree. In reaching this
conclusion, NHTSA considered the
following:
The purpose of FMVSS No. 222 is to
reduce the number of deaths and the
severity of injuries that result from the
impact of school bus occupants against
structures within the vehicle during
crashes and sudden driving maneuvers
(49 CFR 571.222 S2). The requirements
of S5.2.3 Barrier Performance Forward
of FMVSS No. 222, at issue here are
specific to the energy a barrier can
absorb during an emergency event, and
the rate at which such energy can be
absorbed. These requirements are
threefold: (1) a barrier must be able to
absorb a minimum amount of energy
within the first 356 mm of deflection,7
(2) the rate of energy absorption must
fall within a specified Force vs
Deflection Zone,8 and (3) the barrier,
and its components, must not separate
at any attachment point from the
vehicle, nor interfere with normal door
operation. In the present case, during
NHTSA’s compliance test of the barrier
in question, the rate of energy
absorption exceeded the upper limit of
the Force vs Deflection Zone before
absorbing the minimum required
energy, thereby leading to a compliance
test failure.
NHTSA does not agree that the 2009
design change to the subject buses did
not have any impact on the barrier
performance. DTNA states that it
adjusted the profiles (slope and angle) of
the barrier to match the new higher
seatback height, in addition to adding
approximately 5⁄8 inch of foam padding
to each side of the barrier. DTNA did
not provide evidence demonstrating
that, when DTNA was considering the
new barrier design, it tested the design
or otherwise engaged in analyses to
ensure compliance to the existing
requirements of FMVSS No. 222.
Similarly, DTNA did not provide
evidence demonstrating that any testing
Inconsequential Noncompliance, 64 FR 29408,
29409 (June 1, 1999).
7 The minimum energy required to be absorbed by
the barrier is based on the number of designated
seating positions, W, of the seat immediately
behind the barrier. See 49 CFR 571.222 S5.1.3.4,
S4.1(a).
8 See 49 CFR 571.222 Figure 1.
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or analyses were ever performed that
took into account the obstruction
between the new barrier design and
front entrance door trim combination.9
As such, NHTSA is not persuaded by
DTNA’s argument that the design
change was only aesthetic and had no
impact on the performance of the
barrier, as no evidence was provided in
support of this claim.
NHTSA also does not agree that the
compliance test failure was caused by
the upper loading bar contacting the
front entrance door trim during the test.
The barrier foam thickness is 3.5 inches
(88 mm) and extends approximately 2
inches (51 mm) beyond the end of the
loading bar. For the loading bar to
contact the front entrance door trim, the
loading bar would have had to compress
3.5 inches of foam to 0 inches to directly
contact the front entrance door trim.
Further, the loading bar is mounted to
allow up to 30 degrees rotation in the
horizontal plane, so that, when the
barrier contacted the front entrance door
trim and the foam began to compress on
that side, the loading bar would rotate
about its pivot point and reduce or
eliminate any potential overlap between
the loading bar and front entrance door
trim. NHTSA therefore is not persuaded
by DTNA’s argument that the upper
loading bar made contact with the front
entrance door trim during the NHTSA
compliance test because DTNA
provided no evidence demonstrating
how the 3.5 inches of foam could be
compressed to 0 inches, and no analysis
that accounted for the rotation of the
loading bar away from the front
entrance door trim.
NHTSA also does not agree with
DTNA’s argument that ‘‘placement of
the [upper loading bar] should be
calculated based on the size of the
barrier from the frame inwards and not
include the surplus material that does
not provide structure to the barrier.’’
The NHTSA letter of interpretation
which DTNA referenced in support of
this argument 10 was responding to a
question about whether the height of a
barrier needed to match the height of
the seat immediately behind a barrier,
where the seat height was above the
minimum required seat height specified
in FMVSS No. 222. This letter of
interpretation does not support DTNA’s
9 Manufacturers and testing laboratories may
perform tests that are either ‘‘in-bus’’ or ‘‘outside of
bus’’ for barrier and seat tests to evaluate barrier/
seat performance. In the present case, the
interaction between the barrier and the front
entrance door trim is at issue, therefore only ‘‘inbus’’ testing with the same relative placement of the
barrier to the door trim would be appropriate for
comparative purposes.
10 Available at: https://isearch.nhtsa.gov/gm/87/
nht87-2.66.html.
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petition because energy absorption by
the barrier was not at issue in the letter
of interpretation. As such, NHTSA is
not persuaded by DTNA’s argument that
the loading bar width should be
calculated based on the barrier frame.
NHTSA does not agree with DTNA’s
argument regarding the length of the
loading bar or its contention that ‘‘the
objective of the forward performance
test is to measure the operation and
structural integrity of the restraining
barrier by ensuring the loads are
concentrated in the core of the structure
itself and not the periphery of the
structure which could cause it to
unnecessarily collapse.’’ The history of
FMVSS No. 222 and the requirements
for the length of the loading bar show
that FMVSS No. 222 was initially
proposed as a new vehicle safety
standard on February 22, 1973 (38 FR
4776). The preamble for this first
proposed rule did not include any
discussion on the length of the loading
bar, and the proposed regulatory text
stated that ‘‘[t]he length of a loading bar
is 4 inches less than the width of the
seat back in each test.’’ In response to
comments received on the first
proposed rule, a second proposed rule
was published on July 30, 1974 (39 FR
27585). The preamble for the second
proposed rule included a statement on
the length of the loading bar, explaining
that ‘‘[t]he specified loading bar remains
4 inches shorter than the seat back
width, despite several objections, to
ensure that loads will be transferred to
the seat structure without collapse of
the seat back.’’ The proposed regulatory
text was slightly revised to provide that
‘‘[t]he length of the loading bar is at
least 4 inches less than the width of the
seat back in each test.’’ In response to
comments received on the second
proposed rule, a third proposed rule
was published on April 23, 1975 (40 FR
17855). The preamble of the third
proposed rule included a statement on
the length of the loading bar, explaining
that ‘‘[t]he loading bar specifications
have been tightened to require the bar
to be 4 inches shorter than the seat back
width, rather than ‘at least 4 inches’
shorter.’ ’’ The proposed regulatory text
in the third proposed rule was
essentially reverted back to the text in
the first proposed rule and provided
that ‘‘[t]he length of the loading bar is
4 inches less than the width of the seat
back in each test.’’ 11 In response to
comments received on the third
proposed rule, a fourth proposed rule
was published on October 8, 1975 (40
11 The third proposed rule language matches the
modern-day requirements specified in FMVSS No.
222 S5.6 (albeit in English units).
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FR 47141). The preamble of the fourth
proposed rule included the following
discussion specifically related to the
loading bar length:
Manufacturers also requested tolerances in
positioning of the loading bar at 16 inches
above the seating reference point and in the
bar’s 4-inch length.12 As has often been
stated in NHTSA interpretations on similar
issues, such a request reflects a
misunderstanding of the legal nature of the
safety standards. They are not instructions,
but performance levels that vehicles are
required by law to be capable of meeting.
Any tolerance in this context would be
meaningless and misleading, since it would
merely have the effect of stating a
performance level that the product must meet
when tested by the government, at one end
or the other of the tolerance gap, but in a
confusing manner. Recognizing that no
measurement is perfectly precise, a
manufacturer’s testing should be designed to
show, using this case as an example, that if
the seat were tested with the loading bar at
precisely 16 inches above the seating
reference point, and with a bar exactly 4
inches long, the seat would meet the
applicable requirements. This may be done
in at least two different ways: (1) by using a
test procedure that conforms so closely to the
specified input measurements (16 inches, 4
inches, etc.)—that no significant differences
in results could occur as a result of the
differences between the actual input
measurements and the specified ones, or
(2)—by determining which ‘‘side’’ of the
specified measurements is adverse to the
product tested, and being sure that the actual
input measurements deviate from the
specified ones on the adverse side.
The proposed regulatory text was
unchanged from the third proposed
rule. Following public comment on the
fourth proposed rule, a final rule was
published on January 28, 1976 (41 FR
4018). The preamble of the final rule did
not include any further discussion on
the length of the loading bar, and the
regulatory text remained unchanged
from the third proposed rule. No
additional rulemakings have impacted
the requirement specified in paragraph
S5.6 of FMVSS No. 222 regarding the
length of the loading bar. Although
DTNA states that ‘‘NHTSA declined to
reduce the size of the range [from four
inches] to two inches because it wanted
‘to ensure loads would be transferred to
the seat structure without collapse of
the seat back’ and to discourage
manufacturers from adding a narrow
structural member to meet the
requirements,’’ the history of the
rulemaking relating to this standard
does not support this statement. This
12 In the preamble discussion of the fourth
proposed rule for FMVSS No. 222, references to the
loading bar being 4 inches long are actually in
reference to the length of the loading bar being 4
inches less than the barrier width at the loading bar
height.
E:\FR\FM\10AUN1.SGM
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48756
Federal Register / Vol. 87, No. 153 / Wednesday, August 10, 2022 / Notices
same history shows that the Agency, at
one time, contemplated increasing the
size of the range at issue in its second
proposed rule with the addition of the
phrase ‘‘at least,’’ 13 but does not suggest
that NHTSA ever contemplated
decreasing the size of the range.
Furthermore, although DTNA’s
argument implies that a longer loading
bar may not concentrate loads to the
barrier structure and may in fact lead to
unnecessary collapse at the periphery of
the barrier, DTNA provided no analysis
or data supporting this claim. As such,
NHTSA is not persuaded by DTNA’s
argument that ‘‘the objective of the
forward performance test is to measure
the operation and structural integrity of
the restraining barrier by ensuring the
loads are concentrated in the core of the
structure itself and not the periphery of
the structure which could cause it to
unnecessarily collapse.’’
NHTSA’s Decision: In consideration
of the foregoing, NHTSA has decided
that DTNA has not met its burden of
persuasion that the subject FMVSS No.
222 noncompliance is inconsequential
to motor vehicle safety. Accordingly,
DTNA’s petition is hereby denied, and
DTNA is consequently obligated to
provide notification of and free remedy
for that noncompliance under 49 U.S.C.
30118 and 30120.
(Authority: 49 U.S.C. 30118, 30120:
delegations of authority at 49 CFR 1.95 and
501.8)
Anne L. Collins,
Associate Administrator for Enforcement.
[FR Doc. 2022–17132 Filed 8–9–22; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
[Docket No. NHTSA–2020–0030; Notice 2]
Collins Bus Corporation, Denial of
Petition for Decision of
Inconsequential Noncompliance
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Denial of petition.
AGENCY:
Collins Bus Corporation
(Collins) has determined that certain
model year (MY) 2012 2020 Ford and
Chevrolet school buses do not fully
khammond on DSKJM1Z7X2PROD with NOTICES
SUMMARY:
13 For clarity, increasing the size of the range at
issue (which is the length of the loading bar relative
to the width of the barrier) would correspond to a
shorter loading bar. On the same note, decreasing
the size of the range, would correspond to a longer
loading bar.
VerDate Sep<11>2014
17:26 Aug 09, 2022
Jkt 256001
comply with Federal Motor Vehicle
Safety Standard (FMVSS) No. 217, Bus
Emergency Exits and Window Retention
and Release. Collins filed a
noncompliance report dated April 15,
2020. Collins subsequently petitioned
NHTSA on April 30, 2020, for a
decision that the subject noncompliance
is inconsequential as it relates to motor
vehicle safety. This notice announces
the denial of Collins’s petition.
FOR FURTHER INFORMATION CONTACT:
Daniel Lind, NHTSA, Office of Vehicle
Safety Compliance, telephone (202)
366–7235.
SUPPLEMENTARY INFORMATION:
I. Overview: Collins has determined
that certain MY 2012–2020 Ford and
Chevrolet school buses do not fully
comply with the requirements of
paragraph S5.5.3(b) of FMVSS No. 217,
Bus Emergency Exits and Window
Retention and Release (49 CFR 571.217).
Collins filed a noncompliance report
dated April 15, 2020, pursuant to 49
CFR part 573, Defect and
Noncompliance Responsibility and
Reports. Collins subsequently petitioned
NHTSA on April 30, 2020, for an
exemption from the notification and
remedy requirements of 49 U.S.C.
Chapter 301 on the basis that this
noncompliance is inconsequential as it
relates to motor vehicle safety, pursuant
to 49 U.S.C. 30118(d) and 30120(h) and
49 CFR part 556, Exemption for
Inconsequential Defect or
Noncompliance.
Notice of receipt of Collins’s petition
was published in the Federal Register
(85 FR 84463) with a 30-day public
comment period, on December 28, 2020.
No comments were received. To view
the petition and all supporting
documents, log onto the Federal Docket
Management System (FDMS) website at:
https://www.regulations.gov/. Then
follow the online search instructions to
locate docket number ‘‘NHTSA–2020–
0030.’’
II. Buses Involved: Approximately
11,079 MY 2012–2020 Ford and
Chevrolet school buses manufactured by
Collins, as the final stage manufacturer,
between February 2, 2012, and April 3,
2020, are potentially involved:
• Ford TH 400
• Ford Sh416, models SL, SH, DH, DE,
TH, and TL
• Chevrolet DE516
• Chevrolet DH516
• Chevrolet DH500
• Ford TL 400
• Ford T24
• Chevrolet DH400
III. Noncompliance: Collins explains
that the noncompliance is that the letter
height for the operating instructions
PO 00000
Frm 00138
Fmt 4703
Sfmt 4703
label describing the motions necessary
to unlatch and open the emergency exits
in the subject school buses does not
fully comply with the requirements set
forth in paragraph S5.5.3(b) of FMVSS
No. 217. Specifically, the operating
instructions describing the motions
necessary to unlatch and open the
emergency window exits are only eight
(8) millimeters in height rather than the
required one (1) centimeter.
IV. Rule Requirements: Paragraph
S5.5.3(b) of FMVSS No. 217 includes
the requirements relevant to this
petition. Paragraph S5.5.3(b) requires
that concise operating instructions
describing the motions necessary to
unlatch and open the emergency exit
shall be located within 15 centimeters of
the release mechanism on the inside
surface of the bus. These instructions
shall be in letters at least 1 centimeter
high and of a color that contrasts with
its background.
V. Summary of Collins’s Petition: The
following views and arguments
presented in this section, ‘‘V. Summary
of Collins’s Petition,’’ are the views and
arguments provided by Collins and do
not reflect the views of the Agency.
Collins describes the subject
noncompliance and contends that the
noncompliance is inconsequential as it
relates to motor vehicle safety.
In support of its petition, Collins
offers the following reasoning:
1. The Noncompliance is
Inconsequential to Motor Vehicle
Safety: Collins states that the 2millimeter deficiency in the letter height
is inconsequential to motor vehicle
safety. The actual height of the
emergency window exit operating
instructions letters—eight (8)
millimeters—is 80 percent of the height
required by FMVSS No. 217 (ten (10)
millimeters). NHTSA has previously
granted inconsequential noncompliance
petitions for labeling defects across
various motor vehicle safety standards,
including for more significant lettering
height deficiencies:
• Notice Granting Petition by Kia
Motors: Letters as little as 53.1 percent
of the minimum height requirement. See
69 FR 41333 (July 8, 2004) (Docket No.
NHTSA–2004–17439).
• Notice Granting Petition by General
Motors: Lettering height 76.3 percent of
the minimum height requirement. See
81 FR 92963 (Docket No. NHTSA–2016–
0093).
• Notice Granting Petition by
Hyundai: Letters as little as 78.1 percent
of the minimum height requirement. See
69 FR 41568 (Docket No. NHTSA–2004–
17439).
• Notice Granting Petition by
Mercedes-Benz: Letters ‘‘about
E:\FR\FM\10AUN1.SGM
10AUN1
Agencies
[Federal Register Volume 87, Number 153 (Wednesday, August 10, 2022)]
[Notices]
[Pages 48752-48756]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-17132]
[[Page 48752]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
[Docket No. NHTSA-2020-0005; Notice 2]
Daimler Trucks North America, LLC, Denial of Petition for
Decision of Inconsequential Noncompliance
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Denial of petition.
-----------------------------------------------------------------------
SUMMARY: Daimler Trucks North America, LLC (DTNA) has determined that
certain model year (MY) 2011-2021 Thomas Built Saf-T-Liner HDX school
buses do not fully comply with Federal Motor Vehicle Safety Standard
(FMVSS) No. 222, School Bus Passenger Seating and Crash Protection.
DTNA filed a noncompliance report dated December 17, 2019, and later
amended the report on January 16, 2020. DTNA subsequently petitioned
NHTSA on January 16, 2020, (DTNA incorrectly dated their petition
January 16, 2019) for a decision that the subject noncompliance is
inconsequential as it relates to motor vehicle safety. This document
announces and explains the denial of DTNA's petition.
FOR FURTHER INFORMATION CONTACT: Daniel Lind, Office of Vehicle Safety
Compliance, the National Highway Traffic Safety Administration (NHTSA),
telephone (202) 366-7235, facsimile (202) 366-3081.
SUPPLEMENTARY INFORMATION:
I. Overview: Following notice from NHTSA of a failed compliance
test, DTNA has determined that certain MY 2011-2021 Thomas Built Saf-T-
Liner HDX school buses do not fully comply with the requirements of
paragraph S5.2.3 of FMVSS No. 222, School Bus Passenger Seating and
Crash Protection (49 CFR 571.222). DTNA filed a noncompliance report
dated December 17, 2019, and later amended its report on January 16,
2020, pursuant to 49 CFR part 573, Defect and Noncompliance
Responsibility and Reports. DTNA subsequently petitioned NHTSA on
January 16, 2020, for an exemption from the notification and remedy
requirements of 49 U.S.C. Chapter 301 on the basis that this
noncompliance is inconsequential as it relates to motor vehicle safety.
See 49 U.S.C. 30118(d), 30120(h); 49 CFR part 556, Exemption for
Inconsequential Defect or Noncompliance.
Notice of receipt of DTNA's petition was published with a 30-day
public comment period, on June 12, 2020, in the Federal Register (85 FR
35992). One comment was received. To view the petition and all related
documents, members of the public can log onto the Federal Docket
Management System (FDMS) website at https://www.regulations.gov/ and
then follow the online search instructions to locate docket number
NHTSA-2020-0005.
II. Buses Involved: Approximately 7,601 MY 2011-2021 Thomas Built
Saf-T-Liner HDX school buses manufactured between October 21, 2009, and
December 16, 2019 (the subject buses), are potentially involved.
III. Noncompliance: DTNA explains in its petition that the
noncompliance at issue is that the subject school buses are equipped
with a wall-mounted restraining barrier that does not meet the
requirements specified in paragraph S5.2.3 of FMVSS No. 222.
Specifically, when tested according to the specified test procedure,
the restraining barrier did not meet the force/deflection curve or
deflection requirements. DTNA contends that the restraining barrier
failed to meet these requirements because the upper loading bar
contacted the trim panel on the front entry door of the bus, which
caused the upper loading bar force to exceed the allowable limit.
IV. Rule Requirements: Paragraph S5.2.3(a) of FMVSS No. 222
includes the requirement relevant to this petition. This requirement
states that, ``[w]hen force is applied to the restraining barrier in
the same manner as specified in paragraphs S5.1.3.1 through S5.1.3.4
for seating performance tests,'' the restraining barrier ``[f]orce/
deflection curve shall fall within the zone specified in Figure 1.''
V. Summary of DTNA's Petition: The views and arguments described in
this section, ``V. Summary of DTNA's Petition,'' are the views and
arguments presented by DTNA and do not reflect the views of the Agency.
In its petition, DTNA describes the subject noncompliance and contends
that the noncompliance is inconsequential as it relates to motor
vehicle safety.
In its petition, DTNA submits the following views and arguments:
1. Background and description of the noncompliance: DTNA states
that it modified the restraining barrier design for the subject buses
in October 2009, following an update to FMVSS No. 222, that increased
the seat back height requirement to 24 inches. DTNA states that, for
aesthetic purposes and not for functional or compliance reasons, it
similarly chose to adjust the profiles (slope and angle) of the
restraining barrier to match the new higher seatback height. To do so,
DTNA added approximately \5/8\ inch of foam padding to each side of the
restraining barrier. The foam was added onto the outside of the frame
of the barrier, which did not widen the frame structure itself. The
additional padding is used for cosmetic purposes (to promote uniformity
of design of the seat profiles at that time) and is not needed to
provide protection beyond the construction of the restraining barrier
itself.
2. Analysis: DTNA states that the purpose of the restraining
barrier is to provide compartmentalization for occupants of the first
row of school bus seats, where there is no seat back in a forward seat
to offer protection. FMVSS No. 222 includes a series of performance
requirements for school bus frontal barriers which include the distance
between the barrier and the seat (S5.2.1), the barrier height and
position (S5.2.2), and barrier forward performance (S5.2.3). The
purpose of the barrier forward performance requirement at S5.2.3 is to
ensure the front barrier can withstand the impact of certain set forces
while, at the same time, maintaining component integrity.
3. The forces measured in testing are a product of the test
apparatus that would not occur in the real world. DTNA states that the
effect of the additional foam outside the restraining barrier frame was
to slightly widen the restraining barrier. With a wider restraining
barrier, the placement of the upper restraining barrier is moved
outwards so that it now encounters the door frame trim. Because the
restraining barrier is wider, based on its calculated placement per the
test procedure, the corresponding length of the upper loading bar
becomes longer than that of the prior design. When the upper loading
bar is deployed, it contacts the front entrance door trim and causes
the upper loading bar to exceed the force limits.
DTNA states that the behavior of the upper loading bar is a product
of the test procedure and does not represent the behavior of the
barrier in actual use conditions. Prior to the 2009 design change,
there was an approximately two-inch gap at the height where the upper
loading arm was placed. This prior design met the barrier forward
performance requirements. Following the design change in 2009, that
space was filled in with soft foam, but the effect of doing so did not
have any impact on the performance or integrity of the barrier itself.
DTNA states that it has conducted its own analysis of the
restraining barrier performance in the 2009 design tested by the Agency
as well as the prior design. The results of that testing
[[Page 48753]]
demonstrate that the additional foam creates approximately 11 mm (.43
inches) of interference between the upper loading bar on the right side
of the vehicle and the bus entrance door frame. The additional foam was
not intended to and does not provide any safety or functional benefit.
Even though the prior design of the restraining barrier left a small
gap between the bus sidewall and the barrier itself, the barrier was
more than sufficient to meet the performance forward requirements. The
addition of foam for cosmetic purposes in 2009 does not deter from the
safety of the barrier.
DTNA states that removing the additional \5/8\ inches of foam
padding would eliminate the potential for any interference with the
upper loading bar as it then cannot come into physical contact with the
doorframe. The previous small gap in space did not expose occupants to
an increased risk of harm (as demonstrated by the lack of any reports
from the field potentially related to this issue), and the more recent
addition of the foam also does not create any safety concerns beyond
the operation of the test itself.
4. The current restraining barrier addresses the unreasonable risk
to safety identified by FMVSS No. 222. DTNA states that the purpose of
a restraining barrier is to compartmentalize and contain passengers
located in the first row of seats in the event of a crash or sharp
deceleration. The forward performance test evaluates the strength of
the restraining barrier in a forward impact and to deflect in a
controlled manner as it absorbs the energy of the occupant striking the
barrier.
DTNA states that the restraining barrier is intended to provide an
equivalent level of compartmentalization as the seat back for the
rearward seats. The safety benefit of compartmentalization is realized
through the height of the restraining barrier (or seatback), and a
restraining barrier that is too low could increase the likelihood that,
in a forward crash, an occupant could be thrown over the barrier. This
view is consistent with the requirement that the height and position of
the restraining barrier match or ``coincide'' with that of the
seatback. Because FMVSS No. 222 defines the unreasonable risk to safety
as the potential for being thrown over the barrier, it is the height
and position of the barrier that mitigate against this risk.
DTNA additionally states that, while the surface area of the
barrier must at least coincide with the surface area of the seatback,
any additional width of the barrier that extends beyond the frame of
the barrier is surplus material that does not address the unreasonable
risk to safety addressed by the standard. DTNA states that the Agency
has previously recognized that a ``restraining barrier must therefore
only coincide with or lie outside of the seatback surface required by
S5.1.2. If a seat back surface exceeds the size required in Standard
222, the size of the restraining barrier need not coincide.'' (Ltr.
from E. Jones, NHTSA, to L. Wort, Ill. Dept. of Transp. (Aug. 11,
1987).) \1\ The reverse also holds true. For the subject buses, the
surface area of the barrier is larger than that of the seat back and
exceeds the area required by S5.2.1. While the restraining barrier
surface area can be larger than the seat back, the unreasonable risk to
safety is addressed by maximizing the effects of compartmentalization
by ensuring the perimeter of the restraining barrier coincides with the
surface area of the seatback.
---------------------------------------------------------------------------
\1\ Available at: https://isearch.nhtsa.gov/gm/87/nht87-2.66.html.
---------------------------------------------------------------------------
DTNA states that the test procedure considers the need to assess
the portion of the barrier that is intended to bear the force of the
loading. DTNA believes that when creating the test procedure, the
Agency intentionally limited the length of the loading bar to be
approximately 4 inches shorter than the width of the seat back or
restraining barrier. DTNA says NHTSA declined to reduce the size of the
range to two inches because it wanted ``to ensure loads would be
transferred to the seat structure without collapse of the seat back''
and to discourage manufacturers from adding a narrow structural member
to meet the requirements. See 39 FR 27585 (July 30, 1974). In other
words, the objective of the forward performance test is to measure the
operation and structural integrity of the restraining barrier by
ensuring the loads are concentrated in the core of the structure itself
and not the periphery of the structure which could cause it to
unnecessarily collapse. Thus, the additional foam installed outwards of
the restraining barrier frame has no bearing on the forward performance
of the restraining barrier.
5. DTNA states that it has corrected this issue in production by
adjusting the location of the installation of the barrier by moving it
away from the wall by \3/4\ inch. Doing so ensures that in any future
testing, the loading bar will not encounter the door frame.
6. Finally, DTNA states that it has used this seating design for
over a decade. It is not aware of any consumer complaints or reports of
accidents or injuries related to the forward displacement of the
restraining barrier.
DTNA concludes its petition by again contending that the subject
noncompliance is inconsequential as it relates to motor vehicle safety,
and requesting that its petition to be exempted from providing
notification of the noncompliance, as required by 49 U.S.C. 30118, and
a remedy for the noncompliance, as required by 49 U.S.C. 30120, be
granted.
VI. Public Comment: NHTSA received one comment from the general
public concerning DTNA's petition. The commenter believed NHTSA should
deny DTNA's request on the basis that the subject vehicles failed to
meet test requirements. NHTSA appreciates the commenter's input and,
for the reasons described below, is denying DTNA's petition.
VII. NHTSA's Analysis
A. General Principles
Congress passed the National Traffic and Motor Vehicle Safety Act
of 1966 (the ``Safety Act'') with the express purpose of reducing motor
vehicle accidents, deaths, injuries, and property damage. See 49 U.S.C.
30101. To this end, the Safety Act empowers the Secretary of
Transportation to establish and enforce mandatory Federal Motor Vehicle
Safety Standards (FMVSS). See 49 U.S.C. 30111. The Secretary has
delegated this authority to NHTSA. See 49 CFR 1.95.
NHTSA adopts an FMVSS only after it has determined that the
performance requirements are objective, practicable, and meet the need
for motor vehicle safety. See 49 U.S.C. 30111(a). Thus, there is a
general presumption that the failure of a motor vehicle or item of
motor vehicle equipment to comply with an FMVSS increases the risk to
motor vehicle safety beyond the level deemed appropriate by NHTSA. To
protect the public from such risks, manufacturers whose products fail
to comply with an FMVSS are normally required to conduct a safety
recall in which they must notify owners, purchasers, and dealers of the
noncompliance and provide a free remedy. See 49 U.S.C. 30118-20.
However, Congress recognized that, under some limited circumstances, a
noncompliance could be ``inconsequential'' to motor vehicle safety. It
therefore established a procedure under which NHTSA may consider
whether it is appropriate to exempt a manufacturer from its
notification and remedy (i.e., recall) obligations. See 49 U.S.C.
30118(d), 30120(h). The Agency's regulations
[[Page 48754]]
governing the filing and consideration of petitions for
inconsequentiality exemptions are set forth at 49 CFR part 556.
Under the Safety Act and Part 556, inconsequentiality exemptions
may be granted only in response to a petition from a manufacturer, and
then only after notice in the Federal Register and an opportunity for
interested members of the public to present information, views, and
arguments regarding the petition. In addition to considering public
comments, the Agency will draw upon its own understanding of safety-
related systems and its experience in deciding the merits of a
petition. An absence of opposing argument and data from the public does
not require NHTSA to grant a manufacturer's petition.
Neither the Safety Act nor part 556 define the term
``inconsequential.'' Rather, the Agency determines whether a particular
noncompliance is inconsequential to motor vehicle safety based upon the
specific facts before it in a particular petition. In some instances,
NHTSA has determined that a manufacturer met its burden of
demonstrating that a noncompliance is inconsequential to safety. For
example, a label intended to provide safety advice to an owner or
occupant may have a misspelled word, or it may be printed in the wrong
format or the wrong type size. Where a manufacturer has shown that the
discrepancy with the safety requirement is unlikely to lead to any
misunderstanding, NHTSA has granted an inconsequentiality exemption,
especially where other sources of correct information are available.
See, e.g., General Motors, LLC., Grant of Petition for Decision of
Inconsequential Noncompliance, 81 FR 92963 (Dec. 20, 2016).
The burden of establishing the inconsequentiality of a failure to
comply with a performance requirement in a standard--as opposed to a
labeling requirement--is more substantial and difficult to meet.
Accordingly, the Agency has found very few noncompliances with
performance requirements to be inconsequential. Potential performance
failures of safety-critical equipment, like seat belts or air bags, are
rarely, if ever, found to be inconsequential.
An important issue to consider in determining inconsequentiality
based upon NHTSA's prior decisions on noncompliance petitions is the
safety risk to individuals who experience the type of event against
which the recall would otherwise protect.\2\ NHTSA also does not
consider the absence of complaints or injuries to be demonstrative on
the issue of whether the noncompliance is inconsequential to safety.
The Agency has explained that ``the absence of a complaint does not
mean there have not been any safety issues, nor does it mean that there
will not be safety issues in the future.'' \3\ Likewise, ``the fact
that in past reported cases good luck and swift reaction have prevented
many serious injuries does not mean that good luck will continue to
work.'' \4\
---------------------------------------------------------------------------
\2\ See Gen. Motors, LLC; Grant of Petition for Decision of
Inconsequential Noncompliance, 78 FR 35355 (June 12, 2013) (finding
noncompliance had no effect on occupant safety because it had no
effect on the proper operation of the occupant classification system
and the correct deployment of an air bag); Osram Sylvania Prods.
Inc.; Grant of Petition for Decision of Inconsequential
Noncompliance, 78 FR 46000 (July 30, 2013) (finding occupant using
noncompliant light source would not be exposed to significantly
greater risk than occupant using similar compliant light source).
\3\ Morgan 3 Wheeler Limited; Denial of Petition for Decision of
Inconsequential Noncompliance, 81 FR 21663, 21666 (Apr. 12, 2016).
\4\ United States v. Gen. Motors Corp., 565 F.2d 754, 759 (D.C.
Cir. 1977) (finding defect poses an unreasonable risk when it
``results in hazards as potentially dangerous as sudden engine fire,
and where there is no dispute that at least some such hazards, in
this case fires, can definitely be expected to occur in the
future'').
---------------------------------------------------------------------------
Arguments that only a small number of vehicles or items of motor
vehicle equipment are affected also have not resulted in granting an
inconsequentiality petition.\5\ Similarly, NHTSA has rejected petitions
based on the assertion that only a small percentage of vehicles or
items of equipment are likely to actually exhibit a noncompliance. The
percentage of potential occupants that could be adversely affected by a
noncompliance does not determine the question of inconsequentiality.
Rather, the issue to consider is the outcome to an occupant who is
exposed to the consequence of that noncompliance.\6\
---------------------------------------------------------------------------
\5\ See Mercedes-Benz, U.S.A., L.L.C.; Denial of Application for
Decision of Inconsequential Noncompliance, 66 FR 38342 (July 23,
2001) (rejecting argument that noncompliance was inconsequential
because of the small number of vehicles affected); Aston Martin
Lagonda Ltd.; Denial of Petition for Decision of Inconsequential
Noncompliance, 81 FR 41370 (June 24, 2016) (noting that situations
involving individuals trapped in motor vehicles--while infrequent--
are consequential to safety); Morgan 3 Wheeler Ltd.; Denial of
Petition for Decision of Inconsequential Noncompliance, 81 FR 21663,
21664 (Apr. 12, 2016) (rejecting argument that petition should be
granted because the vehicle was produced in very low numbers and
likely to be operated on a limited basis).
\6\ See Gen. Motors Corp.; Ruling on Petition for Determination
of Inconsequential Noncompliance, 69 FR 19897, 19900 (Apr. 14,
2004); Cosco, Inc.; Denial of Application for Decision of
Inconsequential Noncompliance, 64 FR 29408, 29409 (June 1, 1999).
---------------------------------------------------------------------------
B. Response to DTNA's Arguments
NHTSA has reviewed DTNA's arguments that the subject noncompliance
is inconsequential to motor vehicle safety. DTNA contends that the
noncompliance of the passenger side barrier on the subject buses with
the barrier forward performance requirements specified in paragraph
S5.2.3 of FMVSS No. 222, poses little, if any, risk to motor vehicle
safety. NHTSA does not agree. In reaching this conclusion, NHTSA
considered the following:
The purpose of FMVSS No. 222 is to reduce the number of deaths and
the severity of injuries that result from the impact of school bus
occupants against structures within the vehicle during crashes and
sudden driving maneuvers (49 CFR 571.222 S2). The requirements of
S5.2.3 Barrier Performance Forward of FMVSS No. 222, at issue here are
specific to the energy a barrier can absorb during an emergency event,
and the rate at which such energy can be absorbed. These requirements
are threefold: (1) a barrier must be able to absorb a minimum amount of
energy within the first 356 mm of deflection,\7\ (2) the rate of energy
absorption must fall within a specified Force vs Deflection Zone,\8\
and (3) the barrier, and its components, must not separate at any
attachment point from the vehicle, nor interfere with normal door
operation. In the present case, during NHTSA's compliance test of the
barrier in question, the rate of energy absorption exceeded the upper
limit of the Force vs Deflection Zone before absorbing the minimum
required energy, thereby leading to a compliance test failure.
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\7\ The minimum energy required to be absorbed by the barrier is
based on the number of designated seating positions, W, of the seat
immediately behind the barrier. See 49 CFR 571.222 S5.1.3.4,
S4.1(a).
\8\ See 49 CFR 571.222 Figure 1.
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NHTSA does not agree that the 2009 design change to the subject
buses did not have any impact on the barrier performance. DTNA states
that it adjusted the profiles (slope and angle) of the barrier to match
the new higher seatback height, in addition to adding approximately \5/
8\ inch of foam padding to each side of the barrier. DTNA did not
provide evidence demonstrating that, when DTNA was considering the new
barrier design, it tested the design or otherwise engaged in analyses
to ensure compliance to the existing requirements of FMVSS No. 222.
Similarly, DTNA did not provide evidence demonstrating that any testing
[[Page 48755]]
or analyses were ever performed that took into account the obstruction
between the new barrier design and front entrance door trim
combination.\9\ As such, NHTSA is not persuaded by DTNA's argument that
the design change was only aesthetic and had no impact on the
performance of the barrier, as no evidence was provided in support of
this claim.
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\9\ Manufacturers and testing laboratories may perform tests
that are either ``in-bus'' or ``outside of bus'' for barrier and
seat tests to evaluate barrier/seat performance. In the present
case, the interaction between the barrier and the front entrance
door trim is at issue, therefore only ``in-bus'' testing with the
same relative placement of the barrier to the door trim would be
appropriate for comparative purposes.
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NHTSA also does not agree that the compliance test failure was
caused by the upper loading bar contacting the front entrance door trim
during the test. The barrier foam thickness is 3.5 inches (88 mm) and
extends approximately 2 inches (51 mm) beyond the end of the loading
bar. For the loading bar to contact the front entrance door trim, the
loading bar would have had to compress 3.5 inches of foam to 0 inches
to directly contact the front entrance door trim. Further, the loading
bar is mounted to allow up to 30 degrees rotation in the horizontal
plane, so that, when the barrier contacted the front entrance door trim
and the foam began to compress on that side, the loading bar would
rotate about its pivot point and reduce or eliminate any potential
overlap between the loading bar and front entrance door trim. NHTSA
therefore is not persuaded by DTNA's argument that the upper loading
bar made contact with the front entrance door trim during the NHTSA
compliance test because DTNA provided no evidence demonstrating how the
3.5 inches of foam could be compressed to 0 inches, and no analysis
that accounted for the rotation of the loading bar away from the front
entrance door trim.
NHTSA also does not agree with DTNA's argument that ``placement of
the [upper loading bar] should be calculated based on the size of the
barrier from the frame inwards and not include the surplus material
that does not provide structure to the barrier.'' The NHTSA letter of
interpretation which DTNA referenced in support of this argument \10\
was responding to a question about whether the height of a barrier
needed to match the height of the seat immediately behind a barrier,
where the seat height was above the minimum required seat height
specified in FMVSS No. 222. This letter of interpretation does not
support DTNA's petition because energy absorption by the barrier was
not at issue in the letter of interpretation. As such, NHTSA is not
persuaded by DTNA's argument that the loading bar width should be
calculated based on the barrier frame.
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\10\ Available at: https://isearch.nhtsa.gov/gm/87/nht87-2.66.html.
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NHTSA does not agree with DTNA's argument regarding the length of
the loading bar or its contention that ``the objective of the forward
performance test is to measure the operation and structural integrity
of the restraining barrier by ensuring the loads are concentrated in
the core of the structure itself and not the periphery of the structure
which could cause it to unnecessarily collapse.'' The history of FMVSS
No. 222 and the requirements for the length of the loading bar show
that FMVSS No. 222 was initially proposed as a new vehicle safety
standard on February 22, 1973 (38 FR 4776). The preamble for this first
proposed rule did not include any discussion on the length of the
loading bar, and the proposed regulatory text stated that ``[t]he
length of a loading bar is 4 inches less than the width of the seat
back in each test.'' In response to comments received on the first
proposed rule, a second proposed rule was published on July 30, 1974
(39 FR 27585). The preamble for the second proposed rule included a
statement on the length of the loading bar, explaining that ``[t]he
specified loading bar remains 4 inches shorter than the seat back
width, despite several objections, to ensure that loads will be
transferred to the seat structure without collapse of the seat back.''
The proposed regulatory text was slightly revised to provide that
``[t]he length of the loading bar is at least 4 inches less than the
width of the seat back in each test.'' In response to comments received
on the second proposed rule, a third proposed rule was published on
April 23, 1975 (40 FR 17855). The preamble of the third proposed rule
included a statement on the length of the loading bar, explaining that
``[t]he loading bar specifications have been tightened to require the
bar to be 4 inches shorter than the seat back width, rather than `at
least 4 inches' shorter.' '' The proposed regulatory text in the third
proposed rule was essentially reverted back to the text in the first
proposed rule and provided that ``[t]he length of the loading bar is 4
inches less than the width of the seat back in each test.'' \11\ In
response to comments received on the third proposed rule, a fourth
proposed rule was published on October 8, 1975 (40 FR 47141). The
preamble of the fourth proposed rule included the following discussion
specifically related to the loading bar length:
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\11\ The third proposed rule language matches the modern-day
requirements specified in FMVSS No. 222 S5.6 (albeit in English
units).
Manufacturers also requested tolerances in positioning of the
loading bar at 16 inches above the seating reference point and in
the bar's 4-inch length.\12\ As has often been stated in NHTSA
interpretations on similar issues, such a request reflects a
misunderstanding of the legal nature of the safety standards. They
are not instructions, but performance levels that vehicles are
required by law to be capable of meeting. Any tolerance in this
context would be meaningless and misleading, since it would merely
have the effect of stating a performance level that the product must
meet when tested by the government, at one end or the other of the
tolerance gap, but in a confusing manner. Recognizing that no
measurement is perfectly precise, a manufacturer's testing should be
designed to show, using this case as an example, that if the seat
were tested with the loading bar at precisely 16 inches above the
seating reference point, and with a bar exactly 4 inches long, the
seat would meet the applicable requirements. This may be done in at
least two different ways: (1) by using a test procedure that
conforms so closely to the specified input measurements (16 inches,
4 inches, etc.)--that no significant differences in results could
occur as a result of the differences between the actual input
measurements and the specified ones, or (2)--by determining which
``side'' of the specified measurements is adverse to the product
tested, and being sure that the actual input measurements deviate
from the specified ones on the adverse side.
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\12\ In the preamble discussion of the fourth proposed rule for
FMVSS No. 222, references to the loading bar being 4 inches long are
actually in reference to the length of the loading bar being 4
inches less than the barrier width at the loading bar height.
The proposed regulatory text was unchanged from the third proposed
rule. Following public comment on the fourth proposed rule, a final
rule was published on January 28, 1976 (41 FR 4018). The preamble of
the final rule did not include any further discussion on the length of
the loading bar, and the regulatory text remained unchanged from the
third proposed rule. No additional rulemakings have impacted the
requirement specified in paragraph S5.6 of FMVSS No. 222 regarding the
length of the loading bar. Although DTNA states that ``NHTSA declined
to reduce the size of the range [from four inches] to two inches
because it wanted `to ensure loads would be transferred to the seat
structure without collapse of the seat back' and to discourage
manufacturers from adding a narrow structural member to meet the
requirements,'' the history of the rulemaking relating to this standard
does not support this statement. This
[[Page 48756]]
same history shows that the Agency, at one time, contemplated
increasing the size of the range at issue in its second proposed rule
with the addition of the phrase ``at least,'' \13\ but does not suggest
that NHTSA ever contemplated decreasing the size of the range.
Furthermore, although DTNA's argument implies that a longer loading bar
may not concentrate loads to the barrier structure and may in fact lead
to unnecessary collapse at the periphery of the barrier, DTNA provided
no analysis or data supporting this claim. As such, NHTSA is not
persuaded by DTNA's argument that ``the objective of the forward
performance test is to measure the operation and structural integrity
of the restraining barrier by ensuring the loads are concentrated in
the core of the structure itself and not the periphery of the structure
which could cause it to unnecessarily collapse.''
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\13\ For clarity, increasing the size of the range at issue
(which is the length of the loading bar relative to the width of the
barrier) would correspond to a shorter loading bar. On the same
note, decreasing the size of the range, would correspond to a longer
loading bar.
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NHTSA's Decision: In consideration of the foregoing, NHTSA has
decided that DTNA has not met its burden of persuasion that the subject
FMVSS No. 222 noncompliance is inconsequential to motor vehicle safety.
Accordingly, DTNA's petition is hereby denied, and DTNA is consequently
obligated to provide notification of and free remedy for that
noncompliance under 49 U.S.C. 30118 and 30120.
(Authority: 49 U.S.C. 30118, 30120: delegations of authority at 49
CFR 1.95 and 501.8)
Anne L. Collins,
Associate Administrator for Enforcement.
[FR Doc. 2022-17132 Filed 8-9-22; 8:45 am]
BILLING CODE 4910-59-P