CION Investment Corporation, et al, 48721 [2022-17114]
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Federal Register / Vol. 87, No. 153 / Wednesday, August 10, 2022 / Notices
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSENAT–2022–06 and
should be submitted on or before
August 31, 2022.
V. Accelerated Approval of
Amendment No. 1
As noted above,19 in Amendment No.
1, as compared to the original
proposal,20 the Exchange: (i) represents
that Directed Orders will not be routed
to an ATS with which the Exchange has
a financial arrangement; and (ii) updates
the anticipated implementation date of
the proposed rule change from the
second quarter to the third quarter of
2022. The Commission finds that
Amendment No. 1 to the proposal raises
no novel regulatory issues, that it is
reasonably designed to protect investors
and the public interest, and that it is
consistent with the requirements of the
Act. Accordingly, the Commission finds
good cause, pursuant to Section 19(b)(2)
of the Act,21 to approve the proposed
rule change, as modified by Amendment
No. 1, on an accelerated basis.
khammond on DSKJM1Z7X2PROD with NOTICES
VI. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,22 that the
proposed rule change (SR–NYSENAT–
2022–06), as modified by Amendment
No. 1, be, and hereby is, approved on an
accelerated basis.
19 See
supra note 5.
Notice, supra note 3.
21 15 U.S.C. 78s(b)(2).
22 15 U.S.C. 78s(b)(2).
23 17 CFR 200.30–3(a)(12).
20 See
VerDate Sep<11>2014
17:26 Aug 09, 2022
Jkt 256001
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.23
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–17102 Filed 8–9–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34662; File No. 812–14387]
CION Investment Corporation, et al
August 4, 2022.
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
Notice of application for an order
(‘‘Order’’) under sections 17(d) and 57(i)
of the Investment Company Act of 1940
(the ‘‘Act’’) and rule 17d–1 under the
Act to permit certain joint transactions
otherwise prohibited by sections 17(d)
and 57(a)(4) of the Act and rule 17d–1
under the Act.
SUMMARY OF APPLICATION: Applicants
request an order to permit certain
business development companies
(‘‘BDCs’’) and closed-end management
investment companies to co-invest in
portfolio companies with each other and
with certain affiliated investment
entities.
APPLICANTS: CION Investment
Corporation, CION Investment
Management, LLC, CION Investment
Partners I, L.P. and CION Management,
LLC.
FILING DATES: The application was filed
on November 14, 2014, and amended on
June 9, 2015, September 23, 2015,
January 22, 2016, April 26, 2016,
February 27, 2019, July 24, 2019,
October 23, 2019, January 27, 2020, May
29, 2020, September 24, 2020, February
18, 2022, May 19, 2022 and July 13,
2022.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below.
Hearing requests should be received
by the Commission by 5:30 p.m. on
August 29, 2022, and should be
accompanied by proof of service on
PO 00000
Frm 00103
Fmt 4703
Sfmt 4703
48721
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by emailing the
Commission’s Secretary at SecretarysOffice@sec.gov.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Legal@cioninvestments.com.
FOR FURTHER INFORMATION CONTACT:
Asen Parachkevov, Senior Counsel, or
Trace Rakestraw, Branch Chief, at (202)
551–6825 (Division of Investment
Management, Chief Counsel’s Office).
SUPPLEMENTARY INFORMATION: For
Applicants’ representations, legal
analysis, and conditions, please refer to
Applicants’ thirteenth amended and
restated application, dated July 13,
2022, which may be obtained via the
Commission’s website by searching for
the file number at the top of this
document, or for an Applicant using the
Company name search field, on the
SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at, at
https://www.sec.gov/edgar/searchedgar/
legacy/companysearch.html. You may
also call the SEC’s Public Reference
Room at (202) 551–8090.
For the Commission, by the Division of
Investment Management, under delegated
authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–17114 Filed 8–9–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–95420; File No. SR–MEMX–
2022–19]
Self-Regulatory Organizations; MEMX
LLC; Notice of Filing and Immediate
Effectiveness of a Proposed Rule
Change To Amend the Exchange’s Fee
Schedule To Adopt Market Data Fees
August 4, 2022.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on July 22,
2022, MEMX LLC (‘‘MEMX’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission (the
‘‘Commission’’) the proposed rule
1 15
2 17
E:\FR\FM\10AUN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
10AUN1
]]>Agencies
[Federal Register Volume 87, Number 153 (Wednesday, August 10, 2022)]
[Notices]
[Page 48721]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-17114]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34662; File No. 812-14387]
CION Investment Corporation, et al
August 4, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
-----------------------------------------------------------------------
Notice of application for an order (``Order'') under sections 17(d)
and 57(i) of the Investment Company Act of 1940 (the ``Act'') and rule
17d-1 under the Act to permit certain joint transactions otherwise
prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d-1
under the Act.
Summary of Application: Applicants request an order to permit certain
business development companies (``BDCs'') and closed-end management
investment companies to co-invest in portfolio companies with each
other and with certain affiliated investment entities.
Applicants: CION Investment Corporation, CION Investment Management,
LLC, CION Investment Partners I, L.P. and CION Management, LLC.
Filing Dates: The application was filed on November 14, 2014, and
amended on June 9, 2015, September 23, 2015, January 22, 2016, April
26, 2016, February 27, 2019, July 24, 2019, October 23, 2019, January
27, 2020, May 29, 2020, September 24, 2020, February 18, 2022, May 19,
2022 and July 13, 2022.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at [email protected] and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below.
Hearing requests should be received by the Commission by 5:30 p.m.
on August 29, 2022, and should be accompanied by proof of service on
applicants, in the form of an affidavit or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary at
[email protected].
ADDRESSES: The Commission: [email protected]. Applicants:
[email protected].
FOR FURTHER INFORMATION CONTACT: Asen Parachkevov, Senior Counsel, or
Trace Rakestraw, Branch Chief, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' thirteenth
amended and restated application, dated July 13, 2022, which may be
obtained via the Commission's website by searching for the file number
at the top of this document, or for an Applicant using the Company name
search field, on the SEC's EDGAR system. The SEC's EDGAR system may be
searched at, at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's Public Reference Room
at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-17114 Filed 8-9-22; 8:45 am]
BILLING CODE 8011-01-P
