Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13, 47485 [2022-16547]

Download as PDF Federal Register / Vol. 87, No. 148 / Wednesday, August 3, 2022 / Notices NYSEAMER–2022–33 on the subject line. SECURITIES AND EXCHANGE COMMISSION Paper Comments [Release No. 34–95380; File No. SR–MSRB– 2022–03] • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSEAMER–2022–33. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NYSEAMER–2022–33 and should be submitted on or before August 24,2022. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.23 J. Matthew DeLesDernier, Deputy Secretary. Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A–11 and A–13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A–11, A–12, and A–13 July 28, 2022. On June 2, 2022, the Municipal Securities Rulemaking Board (‘‘MSRB’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 1 (‘‘Exchange Act’’) and Rule 19b–4 thereunder,2 a proposed rule change to amend MSRB Rules A–11, A–12, and A–13. The proposed rule change was published for comment in the Federal Register on June 15, 2022.3 On July 21, 2022, MSRB withdrew the proposed rule change (SR–MSRB–2022– 03). For the Commission, pursuant to delegated authority.4 J. Matthew DeLesDernier, Deputy Secretary. [FR Doc. 2022–16547 Filed 8–2–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–95386; File No. SR– NYSEArca–2022–43] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4–O July 28, 2022. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that, on July 21, 2022, NYSE Arca, Inc. (‘‘NYSE Arca’’ or the ‘‘Exchange’’) filed with the [FR Doc. 2022–16553 Filed 8–2–22; 8:45 am] 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Exchange Act Release No. 95075 (June 9, 2022), 87 FR 36164 (June 15, 2022). Comments on the proposed rule change can be found at: https:// www.sec.gov/comments/sr-msrb-2022-03/ srmsrb202203.htm. 4 17 CFR 200.30–3(a)(12). 1 15 U.S.C. 78s(b)(1). 2 15 U.S.C. 78a. 3 17 CFR 240.19b–4. BILLING CODE 8011–01–P lotter on DSK11XQN23PROD with NOTICES1 2 17 23 17 CFR 200.30–3(a)(12), (59). VerDate Sep<11>2014 18:39 Aug 02, 2022 Jkt 256001 PO 00000 Frm 00102 Fmt 4703 Sfmt 4703 47485 Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Rule 6.4–O (Series of Options Open for Trading), Commentary .07 regarding the Short Term Option Series Program. The proposed rule change is available on the Exchange’s website at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend Rule 6.4–O (Series of Options Open for Trading). Specifically, the Exchange proposes to amend Commentary .07 to Rule 6.4–O to account for conflicts between different provisions within the Short Term Option Series (‘‘STOS’’) rule. The Exchange notes that this proposal is substantively identical to the strike interval proposal recently submitted by Nasdaq ISE, LLC (‘‘Nasdaq ISE’’) and approved by the Securities and Exchange Commission (‘‘Commission’’).4 In 2021, the Exchange amended Rule 6.4–O, Commentary .07 (‘‘Commentary .07’’) to limit the intervals between strikes in equity options listed as part of 4 See Securities Exchange Act Release No. 95085 (June 10, 2022), 87 FR 36353 (June 16, 2022) (SR– ISE–2022–10) (approval order) (‘‘ISE Strike Interval Clarification’’). The Exchange notes that the rule change set forth in the ISE Strike Interval Clarification will be implemented on August 1, 2022. E:\FR\FM\03AUN1.SGM 03AUN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 87, Number 148 (Wednesday, August 3, 2022)]
[Notices]
[Page 47485]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-16547]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-95380; File No. SR-MSRB-2022-03]


Self-Regulatory Organizations; Municipal Securities Rulemaking 
Board; Notice of Withdrawal of Proposed Rule Change To Amend Certain 
Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, 
Institute an Annual Rate Card Process for Future Rate Amendments, and 
Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and 
A-13

July 28, 2022.
    On June 2, 2022, the Municipal Securities Rulemaking Board 
(``MSRB'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 \1\ (``Exchange Act'') and Rule 19b-4 
thereunder,\2\ a proposed rule change to amend MSRB Rules A-11, A-12, 
and A-13. The proposed rule change was published for comment in the 
Federal Register on June 15, 2022.\3\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Exchange Act Release No. 95075 (June 9, 2022), 87 FR 
36164 (June 15, 2022). Comments on the proposed rule change can be 
found at: https://www.sec.gov/comments/sr-msrb-2022-03/srmsrb202203.htm.
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    On July 21, 2022, MSRB withdrew the proposed rule change (SR-MSRB-
2022-03).

    For the Commission, pursuant to delegated authority.\4\
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    \4\ 17 CFR 200.30-3(a)(12).
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J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-16547 Filed 8-2-22; 8:45 am]
BILLING CODE 8011-01-P

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