Sunshine Act Meeting, 17359 [2022-06533]
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Federal Register / Vol. 87, No. 59 / Monday, March 28, 2022 / Notices
supervised persons to acknowledge, in
writing, their receipt of these copies.
The purposes of the information
collection requirements are to: (i)
Ensure that advisers maintain codes of
ethics applicable to their supervised
persons; (ii) provide advisers with
information about the personal
securities transactions of their access
persons for purposes of monitoring such
transactions; (iii) provide advisory
clients with information with which to
evaluate advisers’ codes of ethics; and
(iv) assist the Commission’s
examination staff in assessing the
adequacy of advisers’ codes of ethics
and assessing personal trading activity
by advisers’ supervised persons.
The respondents to this information
collection are investment advisers
registered with the Commission. The
Commission has estimated that
compliance with rule 204A–1 imposes a
burden of approximately 87 hours per
adviser annually for an estimated total
annual burden of 1,275,659 hours.
An agency may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication by May 27, 2022.
Please direct your written comments
to David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O John
Pezzullo, 100 F Street NE, Washington,
DC 20549; or send an email to: PRA_
Mailbox@sec.gov.
Dated: March 23, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, the Securities and
Exchange Commission will hold an
Open Meeting on Wednesday, March
30, 2022 at 11:30 a.m.
PLACE: The meeting will be webcast on
the Commission’s website at
www.sec.gov.
STATUS: This meeting will begin at 11:30
a.m. (ET) and will be open to the public
via webcast on the Commission’s
website at www.sec.gov.
MATTERS TO BE CONSIDERED: 1. The
Commission will consider whether to
propose amendments regarding special
purpose acquisition companies, shell
companies, the use of projections in
Commission filings and a rule
addressing the status of special purpose
acquisition companies under the
Investment Company Act of 1940.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
TIME AND DATE:
(Authority: 5 U.S.C. 552b.)
Dated: March 23, 2022.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2022–06533 Filed 3–24–22; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94484; File No. SR–CBOE–
2021–071]
March 22, 2022.
I. Introduction
On December 15, 2021, Cboe
Exchange, Inc. (‘‘Exchange’’ or ‘‘CBOE’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and
[FR Doc. 2022–06421 Filed 3–25–22; 8:45 am]
1 15
BILLING CODE 8011–01–P
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17:30 Mar 25, 2022
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Rule 19b–4 thereunder,2 a proposed rule
change to adopt a new forty-five-minute
trading session that will operate after
the close of the Regular Trading Hours
session. The proposed rule change was
published for comment in the Federal
Register on December 23, 2021.3 On
January 12, 2022, the Commission
designated a longer period for
Commission action on the proposed rule
change, until March 23, 2022.4 On
February 14, 2022, the Exchange filed
Amendment No. 1 to the proposed rule
change, which replaced and superseded
the proposed rule change.5 On March 4,
2022, the Exchange filed Amendment
No. 2 to the proposed rule change,
which replaced and superseded the
proposed rule change.6 The Commission
has received no comment letters on the
proposal. The Commission is publishing
this notice to solicit comments on the
proposed rule change, as modified by
Amendment No. 2, from interested
persons and is approving the proposed
rule change, as modified by Amendment
No. 2, on an accelerated basis.
II. The Exchange’s Description of the
Proposed Rule Change, as Modified by
Amendment No. 2
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
2 17
CFR 240.19b–4.
Securities Exchange Act Release No. 93819
(December 23, 2021), 86 FR 73038 (‘‘Notice’’).
4 See Securities Exchange Act Release No. 94082,
87 FR 5878 (January 27, 2022).
5 On March 4, 2022, the Exchange withdrew
Amendment No. 1 to the proposed rule change.
6 In Amendment No. 2, the Exchange revised the
proposal to: (i) Reflect recently adopted CBOE rules
relating a modified trading schedule for U.S.
domestic holidays, held order instructions, and a
new domestic holiday; (ii) provide additional
description of several aspects of the proposal,
including the impact of the modified trading
schedule for U.S. domestic holidays on the
proposed Curb session and notifications relating to
catastrophic error reviews; and (iii) make technical
and conforming changes. The Exchange also further
discussed why it is appropriate to resume trading
during GTH and Curb after a trading halt and
clarified the application of CBOE Rule 5.22 during
Curb. Amendment No. 2 is available on the
Commission’s website at: https://www.sec.gov/
comments/sr-cboe-2021-071/srcboe202107120118875-271696.pdf.
3 See
Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing of
Amendment No. 2 and Order Granting
Accelerated Approval of a Proposed
Rule Change, as Modified by
Amendment No. 2, To Adopt a New
Trading Session That Will Operate
After the Close of the Regular Trading
Hours Session
PO 00000
U.S.C. 78s(b)(1).
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Agencies
[Federal Register Volume 87, Number 59 (Monday, March 28, 2022)]
[Notices]
[Page 17359]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-06533]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, the Securities
and Exchange Commission will hold an Open Meeting on Wednesday, March
30, 2022 at 11:30 a.m.
PLACE: The meeting will be webcast on the Commission's website at
www.sec.gov.
STATUS: This meeting will begin at 11:30 a.m. (ET) and will be open to
the public via webcast on the Commission's website at www.sec.gov.
MATTERS TO BE CONSIDERED: 1. The Commission will consider whether to
propose amendments regarding special purpose acquisition companies,
shell companies, the use of projections in Commission filings and a
rule addressing the status of special purpose acquisition companies
under the Investment Company Act of 1940.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
(Authority: 5 U.S.C. 552b.)
Dated: March 23, 2022.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2022-06533 Filed 3-24-22; 11:15 am]
BILLING CODE 8011-01-P