Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction, 16539 [2022-06105]
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Federal Register / Vol. 87, No. 56 / Wednesday, March 23, 2022 / Notices
annual burden associated with Rule
15c3–4 for the 16 respondents (nine
OTC derivatives dealers, six ANC firms,
and five SBSDs) will be approximately
6,533 hours per year.
The records required to be made
pursuant to the Rule and the results of
the periodic reviews conducted under
paragraph (d) of Rule 15c3–4 must be
preserved under Rule 17a–4 of the
Exchange Act (17 CFR 240.17a–4) for a
period of not less than three years, the
first two years in an easily accessible
place. The Commission will not
generally publish or make available to
any person notices or reports received
pursuant to the Rule. The statutory basis
for the Commission’s refusal to disclose
such information to the public is the
exemption contained in section (b)(4) of
the Freedom of Information Act (5
U.S.C. 552), which essentially provides
that the requirement of public
dissemination does not apply to
commercial or financial information
which is privileged or confidential.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o John Pezzullo, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.
Dated: March 18, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
jspears on DSK121TN23PROD with NOTICES1
BILLING CODE 8011–01–P
20:07 Mar 22, 2022
[Release No. 34–94457; File No. SR–NYSE–
2021–44]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Designation of a Longer Period for
Commission Action on Proceedings To
Determine Whether To Approve or
Disapprove a Proposed Rule Change
To Amend Rules 7.31, 7.35, 7.35B,
7.35C, 98, and 104 Relating to the
Closing Auction
March 17, 2022.
On September 3, 2021, New York
Stock Exchange LLC (‘‘NYSE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend Rules 7.31 (Orders and
Modifiers), 7.35 (General), 7.35B (DMMFacilitated Closing Auctions), 7.35C
(Exchange-Facilitated Auctions), 98
(Operation of a DMM Unit), and 104
(Dealings and Responsibilities of
DMMs) relating to the Closing Auction.
The proposed rule change was
published for comment in the Federal
Register on September 22, 2021.3 On
November 1, 2021, pursuant to Section
19(b)(2) of the Act,4 the Commission
extended the time period within which
to approve the proposed rule change,
disapprove the proposed rule change, or
institute proceedings to determine
whether to approve or disapprove the
proposed rule change to December 21,
2021.5 The Commission has received
two comment letters on the proposal.6
On December 17, 2021, the Commission
instituted proceedings under Section
19(b)(2)(B) of the Act 7 to determine
whether to approve or disapprove the
proposed rule change.8
Section 19(b)(2) of the Act 9 provides
that, after initiating proceedings, the
Commission shall issue an order
approving or disapproving the proposed
rule change not later than 180 days after
1 15
[FR Doc. 2022–06151 Filed 3–22–22; 8:45 am]
VerDate Sep<11>2014
SECURITIES AND EXCHANGE
COMMISSION
Jkt 256001
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 93037
(Sept. 16, 2021), 86 FR 52719 (Sept. 22, 2021) (SR–
NYSE–2021–44) (‘‘Notice’’).
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 93488
(Nov. 1, 2021), 86 FR 61352 (Nov. 5, 2021).
6 See Anonymous Letter (Sept. 27, 2021); Letter
to J. Matthew DeLesDernier, Assistant Secretary,
Commission, from Richard Grant, General Counsel,
GTS Securities, LLC (Mar. 16, 2022).
7 15 U.S.C. 78s(b)(2)(B).
8 See Securities Exchange Act Release No. 93809
(Dec. 17, 2021), 86 FR 73060 (Dec. 23, 2021).
9 15 U.S.C. 78s(b)(2).
PO 00000
Frm 00087
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Sfmt 4703
16539
the date of publication of notice of filing
of the proposed rule change. The
Commission may, however, extend the
period for issuing an order approving or
disapproving the proposed rule change
by not more than 60 days if the
Commission determines that a longer
period is appropriate and publishes the
reasons for such determination. The
proposed rule change was published for
comment in the Federal Register on
September 22, 2021.10 The 180th day
after publication of the proposed rule
change is March 21, 2022.
The Commission finds that it is
appropriate to designate a longer period
within which to issue an order
approving or disapproving the proposed
rule change so that it has sufficient time
to consider the proposed rule change.
The Commission is extending the time
period for approving or disapproving
the proposed rule change for an
additional 60 days.
Accordingly, the Commission,
pursuant to Section 19(b)(2) of the
Act,11 designates May 20, 2022, as the
date by which the Commission shall
either approve or disapprove the
proposed rule change (File Number SR–
NYSE–2021–44).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–06105 Filed 3–22–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94445; File No. SR–ISE–
2022–08]
Self-Regulatory Organizations; Nasdaq
ISE, LLC; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Harmonize Various
Processes Under Options 3, Section 20
Across the Affiliated Nasdaq Options
Exchanges
March 17, 2022.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 8,
2022, Nasdaq ISE, LLC (‘‘ISE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
10 See
Notice, supra note 3.
U.S.C. 78s(b)(2).
12 17 CFR 200.30–3(a)(57).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
11 15
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[Federal Register Volume 87, Number 56 (Wednesday, March 23, 2022)]
[Notices]
[Page 16539]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-06105]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-94457; File No. SR-NYSE-2021-44]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Designation of a Longer Period for Commission Action on
Proceedings To Determine Whether To Approve or Disapprove a Proposed
Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104
Relating to the Closing Auction
March 17, 2022.
On September 3, 2021, New York Stock Exchange LLC (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to amend Rules 7.31 (Orders and Modifiers), 7.35
(General), 7.35B (DMM-Facilitated Closing Auctions), 7.35C (Exchange-
Facilitated Auctions), 98 (Operation of a DMM Unit), and 104 (Dealings
and Responsibilities of DMMs) relating to the Closing Auction. The
proposed rule change was published for comment in the Federal Register
on September 22, 2021.\3\ On November 1, 2021, pursuant to Section
19(b)(2) of the Act,\4\ the Commission extended the time period within
which to approve the proposed rule change, disapprove the proposed rule
change, or institute proceedings to determine whether to approve or
disapprove the proposed rule change to December 21, 2021.\5\ The
Commission has received two comment letters on the proposal.\6\ On
December 17, 2021, the Commission instituted proceedings under Section
19(b)(2)(B) of the Act \7\ to determine whether to approve or
disapprove the proposed rule change.\8\
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 93037 (Sept. 16,
2021), 86 FR 52719 (Sept. 22, 2021) (SR-NYSE-2021-44) (``Notice'').
\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 93488 (Nov. 1,
2021), 86 FR 61352 (Nov. 5, 2021).
\6\ See Anonymous Letter (Sept. 27, 2021); Letter to J. Matthew
DeLesDernier, Assistant Secretary, Commission, from Richard Grant,
General Counsel, GTS Securities, LLC (Mar. 16, 2022).
\7\ 15 U.S.C. 78s(b)(2)(B).
\8\ See Securities Exchange Act Release No. 93809 (Dec. 17,
2021), 86 FR 73060 (Dec. 23, 2021).
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Section 19(b)(2) of the Act \9\ provides that, after initiating
proceedings, the Commission shall issue an order approving or
disapproving the proposed rule change not later than 180 days after the
date of publication of notice of filing of the proposed rule change.
The Commission may, however, extend the period for issuing an order
approving or disapproving the proposed rule change by not more than 60
days if the Commission determines that a longer period is appropriate
and publishes the reasons for such determination. The proposed rule
change was published for comment in the Federal Register on September
22, 2021.\10\ The 180th day after publication of the proposed rule
change is March 21, 2022.
---------------------------------------------------------------------------
\9\ 15 U.S.C. 78s(b)(2).
\10\ See Notice, supra note 3.
---------------------------------------------------------------------------
The Commission finds that it is appropriate to designate a longer
period within which to issue an order approving or disapproving the
proposed rule change so that it has sufficient time to consider the
proposed rule change. The Commission is extending the time period for
approving or disapproving the proposed rule change for an additional 60
days.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the
Act,\11\ designates May 20, 2022, as the date by which the Commission
shall either approve or disapprove the proposed rule change (File
Number SR-NYSE-2021-44).
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\11\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\12\
---------------------------------------------------------------------------
\12\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-06105 Filed 3-22-22; 8:45 am]
BILLING CODE 8011-01-P
