Proposed Collection; Comment Request; Extension: Form N-8F, 13022-13023 [2022-04892]

Download as PDF 13022 Federal Register / Vol. 87, No. 45 / Tuesday, March 8, 2022 / Notices 240.17Ad–11), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). The Commission plans to submit this existing collection of information to the Office of Management and Budget (‘‘OMB’’) for extension and approval. Rule 17Ad–11 requires every Issued in Washington, DC. registered recordkeeping transfer agent Hilary Duke, to report certain information to issuers Assistant General Counsel for Regulatory and its appropriate regulatory agency in Affairs, Pension Benefit Guaranty the event that the aggregate market Corporation. value of an ‘‘aged record difference’’ [FR Doc. 2022–04784 Filed 3–7–22; 8:45 am] exceeds certain thresholds. A ‘‘record BILLING CODE 7709–02–P difference’’ occurs when the number of shares or principal dollar amount of securities in an issuer’s records do not RAILROAD RETIREMENT BOARD equal those in the master securityholder file as indicated, for instance, on Sunshine Act Meetings certificates presented to the transfer agent for purchase, redemption or TIME AND DATE: 10:00 a.m., March 23, transfer. An ‘‘aged record difference’’ is 2022. a record difference that has existed for PLACE: Members of the public wishing more than 30 calendar days. In addition, to attend the meeting must submit a the rule requires every registered written request at least 24 hours prior to recordkeeping transfer agent to report the meeting to receive dial-in certain information to issuers and its information. All requests must be sent appropriate regulatory agency to SecretarytotheBoard@rrb.gov. concerning buy-ins of all issues for STATUS: This meeting will be open to the which it acts as recordkeeping transfer public. agent. Further, the rule requires every registered recordkeeping transfer agent MATTERS TO BE CONSIDERED: to report to its appropriate regulatory (1) Re-Entry Committee Briefing: Reagency when it has failed to post entry updates, Testing updates certificate detail to the master (2) SCOTUS Wisconsin Central Update securityholder file within five business CONTACT PERSON FOR MORE INFORMATION: days of the time required by Rule 17Ad– Stephanie Hillyard, Secretary to the 10 (17 CFR 240.17Ad–10). Transfer Board, (312) 751–4920. agents must also maintain a copy of any Authority 5 U.S.C. 552b. report required under Rule 17Ad–11 for Dated: March 4, 2022. a period of not less than three years Stephanie Hillyard, following the date of the report, the first Secretary to the Board. year in an easily accessible place. Because the information required by [FR Doc. 2022–05007 Filed 3–4–22; 4:15 pm] Rule 17Ad–11 is already available to BILLING CODE 7905–01–P transfer agents, any collection burden for small transfer agents is minimal. Based on a review of the number of Rule SECURITIES AND EXCHANGE 17Ad–11 reports the Commission, the COMMISSION Comptroller of the Currency, the Board [SEC File No. 270–261, OMB Control No. of Governors of the Federal Reserve 3235–0274] System, and the Federal Deposit Insurance Corporation (collectively, the Proposed Collection; Comment ‘‘appropriate regulatory agencies’’) Request received since 2015, the Commission Upon Written Request, Copies Available staff estimates that 8 respondents will file a total of approximately 10 reports From: Securities and Exchange Commission, Office of FOIA Services, annually. The Commission staff estimates that, on average, each report 100 F Street NE, Washington, DC can be completed in 30 minutes. 20549–2736 Therefore, the total annual time burden Extension: for the entire transfer agent industry is Rule 17Ad–11 approximately 5 hours (0.5 hours × 10 Notice is hereby given that pursuant reports). Assuming an average hourly to the Paperwork Reduction Act of 1995 rate of $72 for a compliance staff (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the employee at a transfer agent, the average Securities and Exchange Commission total internal cost of compliance for each report is $36. The total annual (‘‘Commission’’) is soliciting comments on the existing collection of information internal cost of compliance for the estimated 8 respondents is thus provided for in Rule 17Ad–11 (17 CFR lotter on DSK11XQN23PROD with NOTICES1 will file initial requests for financial assistance for 10 plans and will submit 425 non-initial applications for financial assistance. The estimated annual burden of the collection of information is 241 hours and $420,400. VerDate Sep<11>2014 17:25 Mar 07, 2022 Jkt 256001 PO 00000 Frm 00099 Fmt 4703 Sfmt 4703 approximately $360 ($36 per report × 10 reports). The retention period for the recordkeeping requirement under Rule 17Ad–11 is not less than three years following the date of a report prepared pursuant to the rule. The recordkeeping requirement under Rule 17Ad–11 is mandatory to assist the Commission and other regulatory agencies in monitoring transfer agents who are not performing their functions promptly and accurately. This rule does not involve the collection of confidential information. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing by May 9, 2022. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. Please direct your written comments to: David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC 20549, or send an email to: PRA_ Mailbox@sec.gov. Dated: March 2, 2022. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–04792 Filed 3–7–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–136, OMB Control No. 3235–0157] Proposed Collection; Comment Request; Extension: Form N–8F Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities E:\FR\FM\08MRN1.SGM 08MRN1 lotter on DSK11XQN23PROD with NOTICES1 Federal Register / Vol. 87, No. 45 / Tuesday, March 8, 2022 / Notices and Exchange Commission (the ‘‘Commission’’) is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval. Form N–8F (17 CFR 274.218) is the form prescribed for use by registered investment companies in certain circumstances to request orders of the Commission declaring that the registration of that investment company cease to be in effect. The form requests information about: (i) The investment company’s identity, (ii) the investment company’s distributions, (iii) the investment company’s assets and liabilities, (iv) the events leading to the request to deregister, and (v) the conclusion of the investment company’s business. The information is needed by the Commission to determine whether an order of deregistration is appropriate. The Form takes approximately 5.2 hours on average to complete. It is estimated that approximately 143 investment companies file Form N–8F annually, so the total annual burden for the form is estimated to be approximately 744 hours. The estimate of average burden hours is made solely for the purposes of the Paperwork Reduction Act and is not derived from a comprehensive or even a representative survey or study. The collection of information on Form N–8F is not mandatory. The information provided on Form N–8F is not kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently-valid OMB control number. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication by May 9, 2022. Please direct your written comments to David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, C/O John VerDate Sep<11>2014 17:25 Mar 07, 2022 Jkt 256001 Pezzullo, 100 F Street NE, Washington, DC 20549; or send an email to: PRA_ Mailbox@sec.gov. Dated: March 3, 2022. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–04892 Filed 3–7–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34523; File No. 812–15234] Onex Falcon Direct Lending BDC Fund, et al. March 2, 2022. Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). ACTION: Notice. AGENCY: Notice of application for an order (‘‘Order’’) under sections 17(d) and 57(i) of the Investment Company Act of 1940 (the ‘‘Act’’) and rule 17d–1 under the Act to permit certain joint transactions otherwise prohibited by sections 17(d) and 57(a)(4) of the Act and rule 17d–1 under the Act. Summary of Application: Applicants request an order to permit certain business development companies (‘‘BDCs’’) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities. Applicants: Onex Falcon Direct Lending BDC Fund, Onex Credit Lending Partners I LP, Onex Senior Credit Fund, L.P., Onex Senior Credit II, LP, Onex Capital Solutions (Luxembourg), SCSp, Onex Capital Solutions, LP, Onex Credit High Yield Bond Fund, LP, Onex Credit HY LP, Onex Credit Proprietary Fund LP, Onex Senior Loan Opportunity Fund I, LP, Onex Structured Credit Opportunities Fund I, LP, P–O Senior Loan Opportunity Fund, LP, OCP CLO 2013– 4, Ltd., OCP CLO 2014–5, Ltd., OCP CLO 2014–6, Ltd., OCP CLO 2014–7, Ltd., OCP CLO 2015–9, Ltd., OCP CLO 2015–10, Ltd., OCP CLO 2016–11, Ltd., OCP CLO 2016–12, Ltd., OCP CLO 2017–13, Ltd., OCP CLO 2017–14, Ltd., OCP CLO 2018–15, Ltd., OCP CLO 2019–16, Ltd., OCP CLO 2019–17, Ltd., OCP CLO 2020–8R, Ltd., OCP CLO 2020–18, Ltd., OCP CLO 2020–19, Ltd., OCP CLO 2020–20, Ltd., OCP CLO 2021–21, Ltd., OCP EURO CLO 2017–1 Designated Activity Company, OCP EURO CLO 2017–2 Designated Activity Company, OCP EURO CLO 2019–3 Designated Activity Company, OCP PO 00000 Frm 00100 Fmt 4703 Sfmt 4703 13023 EURO CLO 2020–4 Designated Activity Company, Falcon Strategic Partners IV, LP, Falcon Strategic Partners V, LP, Falcon Structured Equity Partners, LP, Falcon Private Credit Opportunities VI, LP, Onex Falcon Senior Credit Solutions (Luxembourg), SCSp, Onex Credit Partners, LLC, Onex Falcon Investment Advisors, LLC, Onex Credit Management LLC, Onex Credit Partners Europe LLP, Onex Credit Finance Corporation, and Onex Credit Finance II Corporation. Filing Dates: The application was filed on June 2, 2021, and amended on October 5, 2021, and January 4, 2022. Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on, March 28, 2022, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary at Secretarys-Office@sec.gov. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: William J. Kennedy, wkennedy@ falconinvestments.com, Rajib Chanda, Rajib.Chanda@stblaw.com, and Steven Grigoriou, Steven.Grigoriou@ stblaw.com. FOR FURTHER INFORMATION CONTACT: Jessica D. Leonardo, Senior Counsel, or Lisa Reid Ragen, Branch Chief, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ second amended and restated application, dated January 4, 2022, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at, at E:\FR\FM\08MRN1.SGM 08MRN1

Agencies

[Federal Register Volume 87, Number 45 (Tuesday, March 8, 2022)]
[Notices]
[Pages 13022-13023]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-04892]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-136, OMB Control No. 3235-0157]


Proposed Collection; Comment Request; Extension: Form N-8F

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities

[[Page 13023]]

and Exchange Commission (the ``Commission'') is soliciting comments on 
the collection of information summarized below. The Commission plans to 
submit this existing collection of information to the Office of 
Management and Budget for extension and approval.
    Form N-8F (17 CFR 274.218) is the form prescribed for use by 
registered investment companies in certain circumstances to request 
orders of the Commission declaring that the registration of that 
investment company cease to be in effect. The form requests information 
about: (i) The investment company's identity, (ii) the investment 
company's distributions, (iii) the investment company's assets and 
liabilities, (iv) the events leading to the request to deregister, and 
(v) the conclusion of the investment company's business. The 
information is needed by the Commission to determine whether an order 
of deregistration is appropriate.
    The Form takes approximately 5.2 hours on average to complete. It 
is estimated that approximately 143 investment companies file Form N-8F 
annually, so the total annual burden for the form is estimated to be 
approximately 744 hours. The estimate of average burden hours is made 
solely for the purposes of the Paperwork Reduction Act and is not 
derived from a comprehensive or even a representative survey or study.
    The collection of information on Form N-8F is not mandatory. The 
information provided on Form N-8F is not kept confidential. An agency 
may not conduct or sponsor, and a person is not required to respond to, 
a collection of information unless it displays a currently-valid OMB 
control number.
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the Commission, including whether the information 
shall have practical utility; (b) the accuracy of the Commission's 
estimates of the burden of the proposed collection of information; (c) 
ways to enhance the quality, utility, and clarity of the information 
collected; and (d) ways to minimize the burden of the collection of 
information on respondents, including through the use of automated 
collection techniques or other forms of information technology. 
Consideration will be given to comments and suggestions submitted in 
writing within 60 days of this publication by May 9, 2022.
    Please direct your written comments to David Bottom, Director/Chief 
Information Officer, Securities and Exchange Commission, C/O John 
Pezzullo, 100 F Street NE, Washington, DC 20549; or send an email to: 
[email protected].

    Dated: March 3, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-04892 Filed 3-7-22; 8:45 am]
BILLING CODE 8011-01-P
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