Proposed Collection; Comment Request, 11763 [2022-04386]
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Federal Register / Vol. 87, No. 41 / Wednesday, March 2, 2022 / Notices
investment company. The applicant has
transferred its assets to Hartford
Schroders Sustainable Core Bond Fund,
a series of The Hartford Mutual Funds
II, Inc., and on November 12, 2021 made
a final distribution to its shareholders
based on net asset value. Expenses of
approximately $381,043.32 incurred in
connection with the reorganization were
paid by the applicant, the applicant’s
investment adviser and the acquiring
fund’s investment adviser.
Filing Date: The application was filed
on February 2, 2022.
Applicant’s Address: sean.graber@
morganlewis.com.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Dated: February 25, 2022.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022–04385 Filed 3–1–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–247, OMB Control No.
3235–0259]
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
lotter on DSK11XQN23PROD with NOTICES1
Extension:
Rule 19h–1
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 19h–1 (17 CFR
240.19h–1), under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.). The Commission plans to submit
this existing collection of information to
the Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 19h–1 prescribes the form and
content of notices and applications by
self-regulatory organizations (‘‘SROs’’)
regarding proposed admissions to, or
continuances in, membership,
participation or association with a
member of any person subject to a
statutory disqualification.
The Commission uses the information
provided in the submissions filed
pursuant to Rule 19h–1 to review
decisions by SROs to permit the entry
into or continuance in the securities
VerDate Sep<11>2014
17:34 Mar 01, 2022
Jkt 256001
business of persons who have
committed serious misconduct. The
filings submitted pursuant to the Rule
also permit inclusion of an application
to the Commission for consent to
associate with a member of an SRO
notwithstanding a Commission order
barring such association.
The Commission reviews filings made
pursuant to the Rule to ascertain
whether it is in the public interest to
permit the employment in the securities
business of persons subject to statutory
disqualification. The filings contain
information that is essential to the staff’s
review and ultimate determination on
whether an association or employment
is in the public interest and consistent
with investor protection.
It is estimated that approximately 20
respondents will make submissions
pursuant to this Rule annually. With
respect to submissions for Rule 19h–1(a)
notices, and based upon past
submissions, the staff estimates that
respondents will make a total of 11
submissions per year. The staff
estimates that the average number of
hours necessary to complete a
submission pursuant to Rule 19h–1(a)
notices is 80 hours (for a total annual
burden for all respondents in the
amount of 17,600 hours). With respect
to submissions for Rule 19h–1(a)(4)
notifications, and based upon past
submissions, the staff estimates that
respondents will make a total of 9
submissions per year. The staff
estimates that the average number of
hours necessary to complete a
submission pursuant to Rule 19h–1(a)(4)
notifications is 80 hours (for a total
annual burden for all respondents in the
amount of 14,400 hours). With respect
to submissions for Rule 19h–1(b), and
based upon past submissions, the staff
estimates that respondents will make a
total of 28 submissions per year. The
staff estimates that the average number
of hours necessary to complete a
submission pursuant to Rule 19h–1(b) is
13 hours (for a total annual burden for
all respondents in the amount of 7,280
hours). With respect to submissions for
Rule 19h–1(d), and based upon past
submissions, the staff estimates that
respondents will make a total of 5
submissions per year. The staff
estimates that the average number of
hours necessary to complete a
submission pursuant to Rule 19h–1(d) is
80 hours (for a total annual burden for
all respondents in the amount of 8,000
hours). The aggregate annual burden for
all respondents is thus approximately
47,280 hours (17,600 + 14,400 + 7,280
+ 8,000).
Written comments are invited on: (a)
Whether the proposed collection of
PO 00000
Frm 00078
Fmt 4703
Sfmt 4703
11763
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication May 2, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: February 25, 2022.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022–04386 Filed 3–1–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94309; File No. SR–CTA/
CQ–2021–03]
Consolidated Tape Association; Order
Instituting Proceedings To Determine
Whether To Approve or Disapprove the
Twenty-Fifth Charges Amendment to
the Second Restatement of the CTA
Plan and Sixteenth Charges
Amendment to the Restated CQ Plan
February 24, 2022.
I. Introduction
On November 5, 2021,1 certain
participants in the Second Restatement
of the Consolidated Tape Association
(‘‘CTA’’) Plan and Restated
Consolidated Quotation (‘‘CQ’’) Plan
(collectively ‘‘CTA/CQ Plans’’ or
‘‘Plans’’) 2 filed with the Securities and
1 See Letter from Robert Books, Chair, CTA/CQ
Operating Committee, to Vanessa Countryman,
Secretary, Commission (Nov. 5, 2021) (‘‘Cover
Letter’’).
2 The CTA Plan, pursuant to which markets
collect and disseminate last-sale price information
for non-Nasdaq-listed securities, is a ‘‘transaction
reporting plan’’ under Rule 601 of Regulation NMS,
E:\FR\FM\02MRN1.SGM
Continued
02MRN1
]]>Agencies
[Federal Register Volume 87, Number 41 (Wednesday, March 2, 2022)]
[Notices]
[Page 11763]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-04386]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-247, OMB Control No. 3235-0259]
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC
20549-2736
Extension:
Rule 19h-1
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the existing
collection of information provided for in Rule 19h-1 (17 CFR 240.19h-
1), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.).
The Commission plans to submit this existing collection of information
to the Office of Management and Budget (``OMB'') for extension and
approval.
Rule 19h-1 prescribes the form and content of notices and
applications by self-regulatory organizations (``SROs'') regarding
proposed admissions to, or continuances in, membership, participation
or association with a member of any person subject to a statutory
disqualification.
The Commission uses the information provided in the submissions
filed pursuant to Rule 19h-1 to review decisions by SROs to permit the
entry into or continuance in the securities business of persons who
have committed serious misconduct. The filings submitted pursuant to
the Rule also permit inclusion of an application to the Commission for
consent to associate with a member of an SRO notwithstanding a
Commission order barring such association.
The Commission reviews filings made pursuant to the Rule to
ascertain whether it is in the public interest to permit the employment
in the securities business of persons subject to statutory
disqualification. The filings contain information that is essential to
the staff's review and ultimate determination on whether an association
or employment is in the public interest and consistent with investor
protection.
It is estimated that approximately 20 respondents will make
submissions pursuant to this Rule annually. With respect to submissions
for Rule 19h-1(a) notices, and based upon past submissions, the staff
estimates that respondents will make a total of 11 submissions per
year. The staff estimates that the average number of hours necessary to
complete a submission pursuant to Rule 19h-1(a) notices is 80 hours
(for a total annual burden for all respondents in the amount of 17,600
hours). With respect to submissions for Rule 19h-1(a)(4) notifications,
and based upon past submissions, the staff estimates that respondents
will make a total of 9 submissions per year. The staff estimates that
the average number of hours necessary to complete a submission pursuant
to Rule 19h-1(a)(4) notifications is 80 hours (for a total annual
burden for all respondents in the amount of 14,400 hours). With respect
to submissions for Rule 19h-1(b), and based upon past submissions, the
staff estimates that respondents will make a total of 28 submissions
per year. The staff estimates that the average number of hours
necessary to complete a submission pursuant to Rule 19h-1(b) is 13
hours (for a total annual burden for all respondents in the amount of
7,280 hours). With respect to submissions for Rule 19h-1(d), and based
upon past submissions, the staff estimates that respondents will make a
total of 5 submissions per year. The staff estimates that the average
number of hours necessary to complete a submission pursuant to Rule
19h-1(d) is 80 hours (for a total annual burden for all respondents in
the amount of 8,000 hours). The aggregate annual burden for all
respondents is thus approximately 47,280 hours (17,600 + 14,400 + 7,280
+ 8,000).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication May 2, 2022.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
Please direct your written comments to: David Bottom, Director/
Chief Information Officer, Securities and Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington, DC 20549, or send an email to:
[email protected].
Dated: February 25, 2022.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022-04386 Filed 3-1-22; 8:45 am]
BILLING CODE 8011-01-P
