Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares), 11761-11762 [2022-04212]
Download as PDF
lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 87, No. 41 / Wednesday, March 2, 2022 / Notices
Transaction Reports to it as soon as the
condition or event is terminated’’
should be modified to require the
Participant to resume collecting and
transmitting Quotation Information and
Transaction Reports to competing
consolidators and self-aggregators as
soon as the condition or event is
terminated? Do commenters believe that
the statement in the section that ‘‘[u]pon
receiving such notification, the
Processor shall take appropriate action,
including either closing the quotation or
purging the system of the affected
quotations’’ should be modified to
reference competing consolidators and
self-aggregators?
10. Do commenters believe that the
Proposed Amendment should be
modified to replace a reference to
‘‘Primary Listing Market’’ with ‘‘Primary
Listing Exchange’’ in the definition of
‘‘Regulatory Halt’’ in Section XI.A.?
11. What are commenters’ views on
the Proposed Amendment in light of the
decentralized consolidation model with
respect to (i) references to the Processor
and Subscribers; (ii) the dissemination
of Regulatory Halts; (iii) the authority of
the Operating Committee under Section
IV.B. of the Plan with respect to
competing consolidators, selfaggregators, Vendors, Subscribers, News
Services, and others; and (iv) references
to contracts with Vendors, Subscribers,
News Services and others. Do
commenters believe that the Proposed
Amendment should be modified with
respect to any of these provisions to
conform to the decentralized
consolidation model required by the
MDI Rules?
12. What are commenters’ views on
the following sections of the Proposed
Amendment in light of the
decentralized consolidation model:
Administration of the Plan, Potential
Conflicts of Interest, Selection and
Evaluation of the Processor, Functions
of the Processor, Market Access,
Regulatory and Operational Halts, Hours
of Operation, Financial Matters,
Indemnification, Applicability of
Securities Exchange Act of 1934, and
Operational Issues. Do commenters
believe that the Proposed Amendment
should be modified with respect to any
of these provisions to conform to the
decentralized consolidation model
required by the MDI Rules? If so, please
describe how the Proposed Amendment
should be modified to conform the Plan
to the decentralized consolidation
model required by the MDI Rules.
13. Do commenters have views about
any other aspect of the Proposed
Amendment? Do commenters believe
that the Proposed Amendment should
be modified in any other way to be
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17:34 Mar 01, 2022
Jkt 256001
consistent with the MDI Rules or the
MDI Rules Release?
Interested persons are invited to
submit written data, views, and
arguments regarding whether the
proposal should be approved or
disapproved by March 23, 2022. Any
person who wishes to file a rebuttal to
any other person’s submission must file
that rebuttal by April 6, 2022.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File No. S7–24–
89 on the subject line.
Paper Comments
• Send paper comments in triplicate
to: Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File No.
S7–24–89. This file number should be
included on the subject line if email is
used. To help the Commission process
and review your comments more
efficiently, please use only one method.
The Commission will post all comments
on the Commission’s internet website
(https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the
Participants’ principal offices. All
comments received will be posted
without change. Persons submitting
comments are cautioned that we do not
redact or edit personal identifying
information from comment submissions.
You should submit only information
that you wish to make available
publicly. All submissions should refer
to File Number File No. S7–24–89 and
should be submitted on or before March
23, 2022.
53 17
PO 00000
CFR 200.30–3(a)(85).
Frm 00076
Fmt 4703
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11761
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.53
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2022–04333 Filed 3–1–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94302; File No. SR–
NYSEArca–2021–73]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on Proceedings To Determine Whether
To Approve or Disapprove a Proposed
Rule Change To List and Trade Shares
of the Franklin Responsibly Sourced
Gold ETF Under NYSE Arca Rule
8.201–E (Commodity-Based Trust
Shares)
February 23, 2022.
On August 23, 2021, NYSE Arca, Inc.
(‘‘NYSE Arca’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade shares of the Franklin
Responsibly Sourced Gold ETF under
NYSE Arca Rule 8.201–E (CommodityBased Trust Shares). The proposed rule
change was published for comment in
the Federal Register on September 8,
2021.3 On September 29, 2021, pursuant
to Section 19(b)(2) of the Act,4 the
Commission designated a longer period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
determine whether to approve or
disapprove the proposed rule change.5
On December 6, 2021, the Commission
instituted proceedings pursuant to
Section 19(b)(2)(B) of the Act 6 to
determine whether to approve or
disapprove the proposed rule change.7
The Commission has received no
comment letters on the proposed rule
change.
Section 19(b)(2) of the Act 8 provides
that, after initiating disapproval
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 92840
(September 1, 2021), 86 FR 50385.
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 93179,
86 FR 55033 (October 5, 2021).
6 15 U.S.C. 78s(b)(2)(B).
7 See Securities Exchange Act Release No. 93720,
86 FR 70555 (December 10, 2021).
8 15 U.S.C. 78s(b)(2).
2 17
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11762
Federal Register / Vol. 87, No. 41 / Wednesday, March 2, 2022 / Notices
proceedings, the Commission shall issue
an order approving or disapproving the
proposed rule change not later than 180
days after the date of publication of
notice of filing of the proposed rule
change. The Commission may extend
the period for issuing an order
approving or disapproving the proposed
rule change, however, by not more than
60 days if the Commission determines
that a longer period is appropriate and
publishes the reasons for such
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
September 8, 2021. March 7, 2022 is 180
days from that date, and May 6, 2022 is
240 days from that date.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
the proposed rule change. Accordingly,
the Commission, pursuant to Section
19(b)(2) of the Act,9 designates May 6,
2022 as the date by which the
Commission shall either approve or
disapprove the proposed rule change
(File No. SR–NYSEArca–2021–73).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2022–04212 Filed 3–1–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Blackstone Real Estate Income Fund
[File No. 811–22900]
[Investment Company Act Release No.
34517]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 22,
2021, April 26, 2021, August 23, 2021,
and November 29, 2021, applicant made
liquidating distributions to its
shareholders based on net asset value.
Expenses of $2,636.80 incurred in
connection with the liquidation were
paid by the applicant.
Filing Dates: The application was
filed on December 16, 2021, and
amended on February 22, 2022.
Applicant’s Address: Leon.Volchyok@
Blackstone.com.
Application: Deregistration Under the
Investment Company Act
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice of Applications for
Deregistration under Section 8(f) of the
Investment Company Act of 1940.
AGENCY:
lotter on DSK11XQN23PROD with NOTICES1
also call the SEC’s Public Reference
Room at (202) 551–8090. An order
granting each application will be issued
unless the SEC orders a hearing.
Interested persons may request a
hearing on any application by emailing
the SEC’s Secretary at SecretarysOffice@sec.gov and serving the relevant
applicant with a copy of the request by
email, if an email address is listed for
the relevant applicant below, or
personally or by mail, if a physical
address is listed for the relevant
applicant below. Hearing requests
should be received by the SEC by 5:30
p.m. on March 22, 2022, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary at SecretarysOffice@sec.gov.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov.
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of February
2022. A copy of each application may be
obtained via the Commission’s website
by searching for the applicable file
number listed below, or for an applicant
using the Company name search field,
on the SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at
https://www.sec.gov/edgar/searchedgar/
legacy/companysearch.html. You may
9 Id.
10 17
CFR 200.30–3(a)(57).
VerDate Sep<11>2014
17:34 Mar 01, 2022
Jkt 256001
Blackstone Real Estate Income Fund II
[File No. 811–22907]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 22,
2021, April 26, 2021, August 23, 2021,
and November 29, 2021, applicant made
liquidating distributions to its
shareholders based on net asset value.
PO 00000
Frm 00077
Fmt 4703
Sfmt 4703
Expenses of $3,336.80 incurred in
connection with the liquidation were
paid by the applicant.
Filing Dates: The application was
filed on December 16, 2021, and
amended on February 22, 2022.
Applicant’s Address: Leon.Volchyok@
Blackstone.com.
Blackstone Real Estate Income Master
Fund [File No. 811–22908]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 22,
2021, April 26, 2021, August 23, 2021,
and November 29, 2021, applicant made
liquidating distributions to its
shareholders based on net asset value.
Expenses of $753,832.95 incurred in
connection with the liquidation were
paid by the applicant.
Filing Dates: The application was
filed on December 16, 2021, and
amended on February 22, 2022.
Applicant’s Address: Leon.Volchyok@
Blackstone.com.
Duff & Phelps Select MLP & Midstream
Energy Fund Inc. [File No. 811–22958]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Virtus Duff &
Phelps Select MLP and Energy Fund, a
series of Virtus Alternative Solutions
Trust and on June 25, 2021 made a final
distribution to its shareholders based on
net asset value. Expenses of $250,000
incurred in connection with the
reorganization were paid by the
applicant.
Filing Date: The application was filed
on January 25, 2022.
Applicant’s Address: dmahaffey@
sullivanlaw.com.
Putnam Mortgage Recovery Fund [File
No. 811–22654]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On December 16,
2021, applicant made liquidating
distributions to its shareholders based
on net asset value. Expenses of $9,000
incurred in connection with the
liquidation were paid by the applicant’s
investment adviser.
Filing Date: The application was filed
on January 27, 2022.
Applicant’s Address:
Bryan.Chegwidden@ropesgray.com.
Schroder Series Trust [File No. 811–
07840]
Summary: Applicant seeks an order
declaring that it has ceased to be an
E:\FR\FM\02MRN1.SGM
02MRN1
Agencies
[Federal Register Volume 87, Number 41 (Wednesday, March 2, 2022)]
[Notices]
[Pages 11761-11762]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-04212]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-94302; File No. SR-NYSEArca-2021-73]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on Proceedings To
Determine Whether To Approve or Disapprove a Proposed Rule Change To
List and Trade Shares of the Franklin Responsibly Sourced Gold ETF
Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
February 23, 2022.
On August 23, 2021, NYSE Arca, Inc. (``NYSE Arca'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to list and trade
shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca
Rule 8.201-E (Commodity-Based Trust Shares). The proposed rule change
was published for comment in the Federal Register on September 8,
2021.\3\ On September 29, 2021, pursuant to Section 19(b)(2) of the
Act,\4\ the Commission designated a longer period within which to
approve the proposed rule change, disapprove the proposed rule change,
or institute proceedings to determine whether to approve or disapprove
the proposed rule change.\5\ On December 6, 2021, the Commission
instituted proceedings pursuant to Section 19(b)(2)(B) of the Act \6\
to determine whether to approve or disapprove the proposed rule
change.\7\ The Commission has received no comment letters on the
proposed rule change.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 92840 (September 1,
2021), 86 FR 50385.
\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 93179, 86 FR 55033
(October 5, 2021).
\6\ 15 U.S.C. 78s(b)(2)(B).
\7\ See Securities Exchange Act Release No. 93720, 86 FR 70555
(December 10, 2021).
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \8\ provides that, after initiating
disapproval
[[Page 11762]]
proceedings, the Commission shall issue an order approving or
disapproving the proposed rule change not later than 180 days after the
date of publication of notice of filing of the proposed rule change.
The Commission may extend the period for issuing an order approving or
disapproving the proposed rule change, however, by not more than 60
days if the Commission determines that a longer period is appropriate
and publishes the reasons for such determination. The proposed rule
change was published for notice and comment in the Federal Register on
September 8, 2021. March 7, 2022 is 180 days from that date, and May 6,
2022 is 240 days from that date.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to issue an order approving or disapproving the proposed
rule change so that it has sufficient time to consider the proposed
rule change. Accordingly, the Commission, pursuant to Section 19(b)(2)
of the Act,\9\ designates May 6, 2022 as the date by which the
Commission shall either approve or disapprove the proposed rule change
(File No. SR-NYSEArca-2021-73).
---------------------------------------------------------------------------
\9\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
---------------------------------------------------------------------------
\10\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2022-04212 Filed 3-1-22; 8:45 am]
BILLING CODE 8011-01-P