Sunshine Act Meetings, 11493-11494 [2022-04325]
Download as PDF
jspears on DSK121TN23PROD with NOTICES1
Federal Register / Vol. 87, No. 40 / Tuesday, March 1, 2022 / Notices
information for which disclosure is
restricted by statute, such as trade
secrets and commercial or financial
information (‘‘confidential business
information’’). Submission of
confidential business information
without a request for protected
treatment constitutes a waiver of any
claims of confidentiality.
Copies of the collection of
information may be obtained by writing
to Disclosure Division, Office of the
General Counsel, Pension Benefit
Guaranty Corporation, 1200 K Street
NW, Washington, DC 20005–4026, or
calling 202–229–4040 during normal
business hours. If you are deaf, hard of
hearing, or have a speech disability,
please dial 7–1–1 to access
telecommunications relay services.
FOR FURTHER INFORMATION CONTACT:
Melissa Rifkin (rifkin.melissa@
pbgc.gov), Attorney, Regulatory Affairs
Division, Office of the General Counsel,
Pension Benefit Guaranty Corporation,
1200 K Street NW, Washington DC
20005–4026; 202–229–6563. (If you are
deaf, hard of hearing, or have a speech
disability, please dial 7–1–1 to access
telecommunications relay services.)
SUPPLEMENTARY INFORMATION: The
Pension Benefit Guaranty Corporation
(PBGC) intends to request that the Office
of Management and Budget (OMB)
extend approval, under the Paperwork
Reduction Act, of a collection of
information that filers use to request
that PBGC determine whether a defined
benefit pension plan is covered under
title IV of the Employee Retirement
Income Security Act of 1974 (ERISA).
(OMB control number 1212–0072;
expires June 30, 2022). This notice
informs the public of PBGC’s intent and
solicits public comment on the
collection of information.
A plan is covered under title IV, and
thereby insured by PBGC, if it is
described in section 4021(a) of ERISA
and does not meet one of the
exemptions from coverage listed in
section 4021(b)(1)–(13). If a question
arises about whether a plan is covered
under title IV, a plan may submit the
Request for Coverage Determination
form to PBGC.
The Request for Coverage
Determination form and corresponding
instructions are suitable for all types of
requests, but they highlight the four
plan types for which coverage
determinations are most frequently
requested: (1) Church plans as listed in
section 4021(b)(3) of ERISA; (2) plans
that are established and maintained
exclusively for the benefit of plan
sponsors’ substantial owners as listed in
section 4021(b)(9); (3) plans covering,
VerDate Sep<11>2014
19:01 Feb 28, 2022
Jkt 256001
since September 2, 1974, no more than
25 active participants that are
established and maintained by
professional services employers as listed
in section 4021(b)(13); and (4) Puerto
Rico-based plans within the meaning of
section 1022(i)(1) of ERISA. PBGC needs
the information requested to determine
whether a plan is covered or not
covered under title IV of ERISA.
PBGC is proposing editorial and
formatting changes to question 1 and 2
of Part II of the form. These revisions are
intended to provide greater clarity to
filers. In addition, PBGC is proposing to
add a new question to Part II inquiring
about the number of eligible
participants with no accrued benefit.
This addition is intended to garner a
more accurate count of a plan’s
participants. Finally, PBGC is amending
Question 4 of Part III applicable to a
plan seeking a determination as a
substantial owners plan. Under the
amendment, a plan will need to provide
the dates when participants separated
from service, in addition to dates and
amounts of payment to them. This
addition is intended to allow PBGC to
properly count payees who may still be
participants in a plan even after
distributions have occurred.
The collection of information has
been approved under OMB control
number 1212–0072 (expires June 31,
2022). PBGC intends to request that
OMB extend its approval, with
modifications, for another 3 years. An
agency may not conduct or sponsor, and
a person is not required to respond to,
a collection of information unless it
displays a currently valid OMB control
number.
PBGC estimates that each year there
will be 310 Request for Coverage
Determination forms submitted to
PBGC. PBGC further estimates the
average hour burden is 1.5 hours and
average cost burden is $300. The total
estimated annual burden of the
collection of information is 465 hours
and $93,000.
PBGC is soliciting public comments
to—
• Evaluate whether the proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility;
• Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodologies and assumptions used;
• Enhance the quality, utility, and
clarity of the information to be
collected; and
PO 00000
Frm 00099
Fmt 4703
Sfmt 4703
11493
• Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g. permitting electronic submission of
responses.
Issued in Washington, DC, by:
Hilary Duke,
Assistant General Counsel for Regulatory
Affairs, Pension Benefit Guaranty
Corporation.
[FR Doc. 2022–04289 Filed 2–28–22; 8:45 am]
BILLING CODE 7709–02–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
2:00 p.m. on Thursday,
March 3, 2022.
PLACE: The meeting will be held via
remote means and/or at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an
announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topics:
TIME AND DATE:
Institution and settlement of injunctive
actions;
Institution and settlement of administrative
proceedings;
Resolution of litigation claims; and
Other matters relating to examinations and
enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
E:\FR\FM\01MRN1.SGM
01MRN1
11494
Federal Register / Vol. 87, No. 40 / Tuesday, March 1, 2022 / Notices
examination, litigation, or regulatory
matters.
SMALL BUSINESS ADMINISTRATION
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
(Authority: 5 U.S.C. 552b.)
Dated: February 24, 2022.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2022–04325 Filed 2–25–22; 11:15 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[License No. 02/02–0699]
jspears on DSK121TN23PROD with NOTICES1
Oaktree SBIC Fund, L.P.; Notice
Seeking Exemption Under Section 312
of the Small Business Investment Act,
Conflicts of Interest
Notice is hereby given that Oaktree
SBIC Fund, L.P., 1301 Avenue of the
Americas, New York, NY 10019, a
Federal Licensee under the Small
Business Investment Act of 1958, as
amended (‘‘the Act’’), in connection
with the financing of three small
concerns, has sought an exemption
under Section 312 of the Act and
Section 107.730, Financings which
Constitute Conflicts of Interest of the
Small Business Administration (‘‘SBA’’)
Rules and Regulations (13 CFR 107.730).
Oaktree SBIC Fund, L.P. proposes to
provide financing in an acquisition that
will benefit an Associate, Oaktree
Mezzanine Fund IV, L.P.
The financing is brought within the
purview of § 107.730(a)(4) of the
Regulations because Oaktree SBIC Fund,
L.P., will provide financing in a
transaction to acquire a Small Business,
Smart Care Equipment Solutions, 12539
S Holiday Drive, Alsip, IL 60803. This
transaction is considered a conflict of
interest requiring prior SBA approval
because a portion of proceeds will be
used to redeem outstanding debt held
by an Associate of Oaktree SBIC Fund,
L.P., Oaktree Mezzanine Fund IV, L.P.
Notice is hereby given that any
interested person may submit written
comments on the transaction, within
fifteen days of the date of this
publication, to the Associate
Administrator for Investment, U.S.
Small Business Administration, 409
Third Street SW, Washington, DC
20416.
Small Business Administration.
Bailey DeVries,
Associate Administrator, Office of Investment
and Innovation.
[FR Doc. 2022–04234 Filed 2–28–22; 8:45 am]
BILLING CODE 8026–03–P
VerDate Sep<11>2014
19:01 Feb 28, 2022
Jkt 256001
[License No. 05/05–0340]
Bayview Capital Partners IV, L.P.;
Notice Seeking Exemption Under
Section 312 of the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that Bayview
Capital Partners IV, L.P., 301 Carlson
Parkway, Suite 325, Minnetonka, MN
55305, a Federal Licensee under the
Small Business Investment Act of 1958,
as amended (‘‘the Act’’), in connection
with the financing of a small concern,
is seeking an exemption under Section
312 of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730). Bayview
Capital Partners IV, L.P. is seeking a
written exemption from SBA for a
proposed financing to The Sierra
Holding Company LLC dba Fenix
Group, 11400 West 47th Street,
Minnetonka, MN 55343.
The financing is brought within the
purview of § 107.730(a) of the
Regulations because The Sierra Holding
Company LLC dba Fenix Group is an
Associate of Bayview Capital Partners
IV, L.P. because Associate Bayview
Capital Partners III, L.P. owns a greater
than ten percent interest in The Sierra
Holding Company LLC dba Fenix
Group, therefore this transaction is
considered Financing which constitute
conflicts of interest requiring SBA’s
prior written exemption.
Notice is hereby given that any
interested person may submit written
comments on this transaction within
fifteen days of the date of this
publication to the Associate
Administrator, Office of Investment and
Innovation, U.S. Small Business
Administration, 409 Third Street SW,
Washington, DC 20416.
U.S. Small Business Administration.
Bailey G. DeVries,
Associate Administrator, Office of Investment
and Innovation.
[FR Doc. 2022–04231 Filed 2–28–22; 8:45 am]
BILLING CODE 8026–03–P
SMALL BUSINESS ADMINISTRATION
[License No. 05/05–0312]
Freeport Financial SBIC Fund, L.P.;
Surrender of License of Small
Business Investment Company
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
PO 00000
Frm 00100
Fmt 4703
Sfmt 4703
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 05/
05–0312 issued to Freeport Financial
SBIC Fund, L.P. said license is hereby
declared null and void.
United States Small Business
Administration.
Bailey DeVries,
Associate Administrator, Office of Investment
and Innovation.
[FR Doc. 2022–04227 Filed 2–28–22; 8:45 am]
BILLING CODE P
SMALL BUSINESS ADMINISTRATION
[License No. 06/06–0349]
Main Street Capital III, L.P.; Notice
Seeking Exemption Under Section 312
of the Small Business Investment Act,
Conflicts of Interest
Notice is hereby given that Main
Street Capital III, L.P., 1300 Post Oak
Blvd., Suite 800, Houston, TX 77056, a
Federal Licensee under the Small
Business Investment Act of 1958, as
amended (the ‘‘Act’’), in connection
with a financing involving small
concern NuStep, LLC located at 511
Venture Drive, Ann Arbor, MI 48108,
provided notice of this transaction to
the Small Business Administration
(‘‘SBA’’) pursuant to the Regulations
found at 13 CFR 107. The financing is
brought within the purview of 13 CFR
107.730—Financings which constitute
conflicts of interests, of the Regulations
because NuStep, LLC is an Associate of
Main Street Capital III, L.P. because
Associate Main Street Equity
Investment, Inc. owns a greater than ten
percent interest in the NuStep, LLC.
This financing is pursuant to
§ 107.730 (f) of the Regulations because
Main Street Capital III, L.P.’s parent
corporation, Main Street Capital
Corporation, is registered under the
Investment Company Act of 1940 and
received an exemption from the
Securities and Exchange Commission
for the transaction.
Notice is hereby given that any
interested person may submit written
comments on the transaction within
fifteen days of the date of this
publication, to the Associate
Administrator, Office of Investment and
Innovation, U.S. Small Business
Administration, 409 Third Street SW,
Washington, DC 20416.
E:\FR\FM\01MRN1.SGM
01MRN1
Agencies
[Federal Register Volume 87, Number 40 (Tuesday, March 1, 2022)]
[Notices]
[Pages 11493-11494]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-04325]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: 2:00 p.m. on Thursday, March 3, 2022.
PLACE: The meeting will be held via remote means and/or at the
Commission's headquarters, 100 F Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to the public.
MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners,
the Secretary to the Commission, and recording secretaries will attend
the closed meeting. Certain staff members who have an interest in the
matters also may be present.
In the event that the time, date, or location of this meeting
changes, an announcement of the change, along with the new time, date,
and/or place of the meeting will be posted on the Commission's website
at https://www.sec.gov.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) and (10) and 17 CFR
200.402(a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and (a)(10),
permit consideration of the scheduled matters at the closed meeting.
The subject matter of the closed meeting will consist of the
following topics:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings;
Resolution of litigation claims; and
Other matters relating to examinations and enforcement
proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting agenda items that may consist of
adjudicatory,
[[Page 11494]]
examination, litigation, or regulatory matters.
CONTACT PERSON FOR MORE INFORMATION: For further information; please
contact Vanessa A. Countryman from the Office of the Secretary at (202)
551-5400.
(Authority: 5 U.S.C. 552b.)
Dated: February 24, 2022.
Eduardo A. Aleman,
Deputy Secretary.
[FR Doc. 2022-04325 Filed 2-25-22; 11:15 am]
BILLING CODE 8011-01-P