Proposed Collection; Comment Request, 9733 [2022-03623]

Download as PDF Federal Register / Vol. 87, No. 35 / Tuesday, February 22, 2022 / Notices to assure the availability to brokers, dealers, and investors of information with respect to quotations for and transactions in securities, and to assure the practicability of brokers executing investors’ orders in the best market. The proposed rule change is designed to accomplish these objectives by ensuring that the Exchange will report its best bid and offer and executed trades to OPRA during the modified GTH holiday sessions in the same manner that they are reported currently during RTH and GTH,62 thereby providing public transparency of activity during the modified GTH holiday session. Finally, the Commission also believes that the Exchange’s proposed change to Cboe Rule 5.7(e), which would allow Users to cancel all GTC or GTD orders until 11:45 a.m. on domestic holidays (observed) is also consistent with the Act. The Commission notes that Users are currently able to cancel orders and quotes prior to RTH starting at 7:30 a.m. for RTH Classes. The Commission believes that this proposed change should provide Users with additional flexibility to manage their GTC or GTD orders. IV. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,63 that the proposed rule change (SR–CBOE–2021– 068) be, and hereby is, approved. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.64 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–03650 Filed 2–18–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–621, OMB Control No. 3235–0672, (Electronic Data Collection System); SEC File No. 270–625, OMB Control No. 3235–0686, (Form TCR)] Proposed Collection; Comment Request lotter on DSK11XQN23PROD with NOTICES1 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549–2736 Extensions: Electronic Data Collection System, Form TCR 62 See Notice, supra note 3, 86 FR at 68707, nn.35–36 and accompanying text. 63 Id. 64 17 CFR 200.30–3(a)(57) and (58). VerDate Sep<11>2014 19:42 Feb 18, 2022 Jkt 256001 Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the collection of information summarized below. The Commission plans to submit an extension for these two current collections of information to the Office of Management and Budget for approval, and to consolidate both collections of information within OMB Control No. 3235–0672. The Commission invites comment on updates to its Electronic Data Collection System database (the Database), which will support information provided by members of the public who would like to file an online tip, complaint or referral (TCR) to the Commission. The Database will be a web based e-filed dynamic report based on technology that pre-populates and establishes a series of questions based on the data that the individual enters. The individual will then complete specific information on the subject(s) and nature of the suspicious activity, using the data elements appropriate to the type of complaint or subject. The information collection is voluntary. The public interface to the Database will be available using the agency’s website, www.sec.gov. The Commission estimates that it takes a complainant, on average, 30 minutes to submit a TCR through the Database. Based on the receipt of an average of approximately 28,000 annual TCRs for the past three fiscal years, the Commission estimates that the annual reporting burden is 14,000 hours. The Commission further invites comment on updates to Form TCR, which is a hard copy form adopted by the Commission in 2011.1 Form TCR may be submitted by whistleblowers who wish to provide information to the Commission and its staff regarding potential violations of the federal securities laws. The Commission estimates that it takes a whistleblower, on average, one and one half hours to complete Form TCR. Based on the receipt of an average of approximately 560 annual Form TCR submissions for the past three fiscal years, the Commission estimates that the annual reporting burden of Form TCR is 840 hours. Written comments are invited on: (a) Whether this collection of information is necessary for the proper performance of the functions of the agency, including 1 Implementation of the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934, Release No. 34–64545; File No. S7–33–10 (adopted May 25, 2011). PO 00000 Frm 00171 Fmt 4703 Sfmt 4703 9733 whether the information will have practical utility; (b) the accuracy of the agency’s estimate of the burden imposed by the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 30 days of this publication. Please direct your written comments to David Bottom, Director/ Chief Information Officer, Securities and Exchange Commission, c/o John R. Pezzullo, 100 F St. NE, Washington, DC 20549; or send an email to: PRA_ Mailbox@sec.gov. Dated: February 15, 2022. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–03623 Filed 2–18–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–94262; File No. SR–MIAX– 2022–10] Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange’s cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change February 15, 2022. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on February 7, 2022, Miami International Securities Exchange, LLC (‘‘MIAX’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) a proposed rule change as described in Item II below, which Item has been prepared by the Exchange. The Exchange filed the proposed rule change pursuant to Section 19(b)(3)(A)(ii) of the Act,3 and Rule 19b–4(f)(2) thereunder.4 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons and is, pursuant to Section 19(b)(3)(C) of the Act, hereby: (i) Temporarily suspending the proposed 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A)(ii). 4 17 CFR 240.19b–4(f)(2). 2 17 E:\FR\FM\22FEN1.SGM 22FEN1

Agencies

[Federal Register Volume 87, Number 35 (Tuesday, February 22, 2022)]
[Notices]
[Page 9733]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-03623]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-621, OMB Control No. 3235-0672, (Electronic Data 
Collection System); SEC File No. 270-625, OMB Control No. 3235-0686, 
(Form TCR)]


Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 
20549-2736

Extensions:
    Electronic Data Collection System, Form TCR

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit an 
extension for these two current collections of information to the 
Office of Management and Budget for approval, and to consolidate both 
collections of information within OMB Control No. 3235-0672.
    The Commission invites comment on updates to its Electronic Data 
Collection System database (the Database), which will support 
information provided by members of the public who would like to file an 
online tip, complaint or referral (TCR) to the Commission. The Database 
will be a web based e-filed dynamic report based on technology that 
pre-populates and establishes a series of questions based on the data 
that the individual enters. The individual will then complete specific 
information on the subject(s) and nature of the suspicious activity, 
using the data elements appropriate to the type of complaint or 
subject. The information collection is voluntary. The public interface 
to the Database will be available using the agency's website, 
www.sec.gov. The Commission estimates that it takes a complainant, on 
average, 30 minutes to submit a TCR through the Database. Based on the 
receipt of an average of approximately 28,000 annual TCRs for the past 
three fiscal years, the Commission estimates that the annual reporting 
burden is 14,000 hours.
    The Commission further invites comment on updates to Form TCR, 
which is a hard copy form adopted by the Commission in 2011.\1\ Form 
TCR may be submitted by whistleblowers who wish to provide information 
to the Commission and its staff regarding potential violations of the 
federal securities laws. The Commission estimates that it takes a 
whistleblower, on average, one and one half hours to complete Form TCR. 
Based on the receipt of an average of approximately 560 annual Form TCR 
submissions for the past three fiscal years, the Commission estimates 
that the annual reporting burden of Form TCR is 840 hours.
---------------------------------------------------------------------------

    \1\ Implementation of the Whistleblower Provisions of Section 
21F of the Securities Exchange Act of 1934, Release No. 34-64545; 
File No. S7-33-10 (adopted May 25, 2011).
---------------------------------------------------------------------------

    Written comments are invited on: (a) Whether this collection of 
information is necessary for the proper performance of the functions of 
the agency, including whether the information will have practical 
utility; (b) the accuracy of the agency's estimate of the burden 
imposed by the collection of information; (c) ways to enhance the 
quality, utility, and clarity of the information collected; and (d) 
ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology.
    Consideration will be given to comments and suggestions submitted 
in writing within 30 days of this publication. Please direct your 
written comments to David Bottom, Director/Chief Information Officer, 
Securities and Exchange Commission, c/o John R. Pezzullo, 100 F St. NE, 
Washington, DC 20549; or send an email to: [email protected].

    Dated: February 15, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-03623 Filed 2-18-22; 8:45 am]
BILLING CODE 8011-01-P
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