Sunshine Act Meeting, 6902 [2022-02534]
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Federal Register / Vol. 87, No. 25 / Monday, February 7, 2022 / Notices
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to Section
19(b)(3)(A)(iii) of the Act 15 and Rule
19b–4(f)(6) thereunder.16 Because the
proposed rule change does not: (i)
Significantly affect the protection of
investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
prior to 30 days from the date on which
it was filed, or such shorter time as the
Commission may designate, if
consistent with the protection of
investors and the public interest, the
proposed rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act and Rule 19b–4(f)(6)(iii)
thereunder.
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 17 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
jspears on DSK121TN23PROD with NOTICES1
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
15 15
U.S.C. 78s(b)(3)(A)(iii).
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
17 15 U.S.C. 78s(b)(2)(B).
16 17
VerDate Sep<11>2014
17:36 Feb 04, 2022
Jkt 256001
NYSEARCA–2022–07 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Vanessa Countryman, Secretary,
Securities and Exchange Commission,
100 F Street NE, Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSEARCA–2022–07. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEARCA–2022–07 and
should be submitted on or before
February 28, 2022.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–02437 Filed 2–4–22; 8:45 am]
BILLING CODE 8011–01–P
Law 94–409, that the Securities and
Exchange Commission will hold an
Open Meeting on Wednesday, February
9, 2022 at 10:00 a.m.
The meeting will be webcast on
the Commission’s website at
www.sec.gov.
PLACE:
The meeting will begin at 10:00
a.m. (ET) and will be open to the public
via webcast on the Commission’s
website at www.sec.gov.
STATUS:
MATTERS TO BE CONSIDERED:
1. The Commission will consider
whether to propose rules and
amendments under the Investment
Advisers Act of 1940 (‘‘Advisers Act’’)
for private fund advisers and whether to
propose amendments to the compliance
rule under the Advisers Act.
2. The Commission will consider
whether to propose new rules to address
cybersecurity risk management for
investment advisers and investment
companies as well as related
amendments to certain rules regarding
adviser and fund disclosures under the
Investment Advisers Act of 1940 and
the Investment Company Act of 1940.
3. The Commission will consider
whether to propose rules and rule
amendments under the Securities
Exchange Act of 1934 to shorten the
standard settlement cycle for most
securities transactions. The proposed
rules and rule amendments would be
applicable to broker-dealers and certain
clearing agencies. The Commission also
will consider whether to propose rule
amendments under the Investment
Advisers Act of 1940 to require
investment advisers to maintain certain
related records.
4. The Commission will consider
whether to propose amendments to its
whistleblower rules.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Authority: 5 U.S.C. 552b.
SECURITIES AND EXCHANGE
COMMISSION
Dated: February 2, 2022.
Vanessa A. Countryman,
Secretary.
Sunshine Act Meeting
[FR Doc. 2022–02534 Filed 2–3–22; 11:15 am]
BILLING CODE 8011–01–P
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
TIME AND DATE:
18 17
PO 00000
CFR 200.30–3(a)(12).
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[Federal Register Volume 87, Number 25 (Monday, February 7, 2022)]
[Notices]
[Page 6902]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-02534]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, that the
Securities and Exchange Commission will hold an Open Meeting on
Wednesday, February 9, 2022 at 10:00 a.m.
PLACE: The meeting will be webcast on the Commission's website at
www.sec.gov.
STATUS: The meeting will begin at 10:00 a.m. (ET) and will be open to
the public via webcast on the Commission's website at www.sec.gov.
MATTERS TO BE CONSIDERED:
1. The Commission will consider whether to propose rules and
amendments under the Investment Advisers Act of 1940 (``Advisers Act'')
for private fund advisers and whether to propose amendments to the
compliance rule under the Advisers Act.
2. The Commission will consider whether to propose new rules to
address cybersecurity risk management for investment advisers and
investment companies as well as related amendments to certain rules
regarding adviser and fund disclosures under the Investment Advisers
Act of 1940 and the Investment Company Act of 1940.
3. The Commission will consider whether to propose rules and rule
amendments under the Securities Exchange Act of 1934 to shorten the
standard settlement cycle for most securities transactions. The
proposed rules and rule amendments would be applicable to broker-
dealers and certain clearing agencies. The Commission also will
consider whether to propose rule amendments under the Investment
Advisers Act of 1940 to require investment advisers to maintain certain
related records.
4. The Commission will consider whether to propose amendments to
its whistleblower rules.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
Authority: 5 U.S.C. 552b.
Dated: February 2, 2022.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2022-02534 Filed 2-3-22; 11:15 am]
BILLING CODE 8011-01-P
